Q4 2024 · 13F-HR
RATIONAL ADVISORS, INC.holdings as filed
Filed 2025-01-31 · accession 0001162044-25-000114
$1.02B
Reported value
104
Positions
2024-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 921937835 | BND | VANGUARD BD INDEX FDS | $84.9M | 8.30% | 1,180,458 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $84.8M | 8.29% | 875,598 | Common | SOLE |
| 78464A649 | SPAB | SPDR SER TR | $84.7M | 8.28% | 3,391,024 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $59.6M | 5.82% | 101,186 | Common | SOLE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $56.0M | 5.47% | 265,873 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $53.8M | 5.26% | 1,116,290 | Common | SOLE |
| 97717Y790 | NTSX | WISDOMTREE TR | $50.4M | 4.93% | 1,080,170 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $45.5M | 4.45% | 232,465 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $39.8M | 3.89% | 525,534 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $34.8M | 3.40% | 1,650,624 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $31.6M | 3.08% | 548,449 | Common | SOLE |
| 233051432 | HYLB | DBX ETF TR | $28.1M | 2.75% | 779,544 | Common | SOLE |
| 37954Y657 | PFFD | GLOBAL X FDS | $22.7M | 2.22% | 1,163,762 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $22.1M | 2.17% | 41,108 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $18.6M | 1.82% | 451,024 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $18.0M | 1.76% | 261,700 | Common | SOLE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $13.8M | 1.35% | 528,974 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $11.9M | 1.16% | 54,175 | Common | SHARED |
| 808524698 | SCHI | SCHWAB STRATEGIC TR | $9.3M | 0.91% | 421,790 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $8.8M | 0.86% | 7,400 | Common | SHARED |
| 060505682 | BAC 7.25 PERP L | BANK AMERICA CORP | $8.8M | 0.86% | 7,248 | Common | SHARED |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $8.8M | 0.86% | 9,150,000 | Common | SHARED |
| 03769M304 | APO 6.75 07/31/26 | APOLLO GLOBAL MGMT INC | $8.7M | 0.85% | 99,900 | Common | SHARED |
| 69352PAS2 | PPL 2.875 03/15/28 | PPL CAP FDG INC | $8.7M | 0.85% | 8,310,000 | Common | SHARED |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $8.4M | 0.83% | 1,700 | Common | SHARED |
| 82452JAD1 | FOUR 0.5 08/01/27 | SHIFT4 PMTS INC | $8.4M | 0.82% | 7,796,000 | Common | SHARED |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $8.1M | 0.79% | 6,740,000 | Common | SHARED |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $7.4M | 0.72% | 8,650,000 | Common | SHARED |
| 42824C208 | HPE 7.625 09/01/27 | HEWLETT PACKARD ENTERPRISE C | $7.3M | 0.72% | 117,100 | Common | SHARED |
| 018802AC2 | LNT 3.875 03/15/26 | ALLIANT ENERGY CORP | $7.3M | 0.71% | 7,080,000 | Common | SHARED |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $6.7M | 0.66% | 6,612,000 | Common | SHARED |
| 90353TAM2 | UBER 0.875 12/01/28 2028 | UBER TECHNOLOGIES INC | $6.5M | 0.63% | 5,889,000 | Common | SHARED |
| 02079K305 | GOOGL | ALPHABET INC | $6.5M | 0.63% | 34,196 | Common | SHARED |
| 92277GAZ0 | VTR 3.75 06/01/26 | VENTAS RLTY LTD PARTNERSHIP | $6.3M | 0.62% | 5,580,000 | Common | SHARED |
| 679295AF2 | OKTA 0.375 06/15/26 | OKTA INC | $5.9M | 0.58% | 6,342,000 | Common | SHARED |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $5.6M | 0.55% | 6,850,000 | Common | SHARED |
| 03040WBE4 | AWK 3.625 06/15/26 | AMERICAN WTR CAP CORP | $5.5M | 0.54% | 5,560,000 | Common | SHARED |
| 931142103 | WMT | WALMART INC | $5.4M | 0.53% | 59,898 | Common | SHARED |
| 037833100 | AAPL | APPLE INC | $4.9M | 0.48% | 19,521 | Common | SHARED |
| 464288588 | MBB | ISHARES TR | $4.6M | 0.45% | 50,114 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $4.4M | 0.43% | 10,513 | Common | SHARED |
| 30303M102 | META | META PLATFORMS INC | $4.1M | 0.40% | 6,991 | Common | SHARED |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO | $3.9M | 0.38% | 3,990,000 | Common | SHARED |
| 48251W104 | KKR | KKR & CO INC | $3.7M | 0.36% | 25,050 | Common | SHARED |
| 79466L302 | CRM | SALESFORCE INC | $3.7M | 0.36% | 11,000 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $3.6M | 0.35% | 21,900 | Common | SHARED |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $3.6M | 0.35% | 3,480,000 | Common | SHARED |
| 09260D107 | BX | BLACKSTONE INC | $3.5M | 0.34% | 20,400 | Common | SHARED |
| M2682V108 | CYBR | CYBERARK SOFTWARE LTD | $3.4M | 0.34% | 10,300 | Common | SHARED |
| 743315103 | PGR | PROGRESSIVE CORP | $3.4M | 0.33% | 14,150 | Common | SHARED |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $3.4M | 0.33% | 3,669 | Common | SHARED |
| 64110L106 | NFLX | NETFLIX INC | $3.3M | 0.32% | 3,700 | Common | SHARED |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $3.2M | 0.31% | 24,350 | Common | SHARED |
| M98068105 | WIX | WIX COM LTD | $3.0M | 0.30% | 14,180 | Common | SHARED |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $3.0M | 0.30% | 50,350 | Common | SHARED |
| 58733R102 | MELI | MERCADOLIBRE INC | $3.0M | 0.29% | 1,750 | Common | SHARED |
| 65339F713 | NEE 6.926 09/01/25 | NEXTERA ENERGY INC | $2.9M | 0.28% | 70,500 | Common | SHARED |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.8M | 0.28% | 4,800 | Common | SHARED |
| 254687106 | DIS | DISNEY WALT CO | $2.7M | 0.27% | 24,500 | Common | SHARED |
| 45073V108 | ITT | ITT INC | $2.3M | 0.22% | 16,100 | Common | SHARED |
| 74346YAG8 | PRO 2.25 09/15/27 | PROS HOLDINGS INC | $2.1M | 0.20% | 2,211,000 | Common | SHARED |
| 298736AL3 | EEFT 0.75 03/15/49 | EURONET WORLDWIDE INC | $2.0M | 0.20% | 2,040,928 | Common | SHARED |
| 81762P102 | NOW | SERVICENOW INC | $2.0M | 0.20% | 1,900 | Common | SHARED |
| 92940WAD1 | WIX 0 08/15/25 | WIX COM LTD | $1.7M | 0.17% | 1,790,000 | Common | SHARED |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.7M | 0.17% | 12,690 | Common | SHARED |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $1.6M | 0.16% | 1,605,000 | Common | SHARED |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.6M | 0.16% | 3,504 | Common | SHARED |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.13% | 2 | Common | SHARED |
| 615394202 | MOG/A | MOOG INC | $1.0M | 0.10% | 5,235 | Common | SHARED |
| 88160R101 | TSLA | TESLA INC | $999,504 | 0.10% | 2,475 | Common | SHARED |
| 437076102 | HD | HOME DEPOT INC | $959,638 | 0.09% | 2,467 | Common | SHARED |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $956,920 | 0.09% | 4,353 | Common | SHARED |
| 92826C839 | V | VISA INC | $942,115 | 0.09% | 2,981 | Common | SHARED |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $913,998 | 0.09% | 11,627 | Common | SHARED |
| 30231G102 | XOM | EXXON MOBIL CORP | $903,373 | 0.09% | 8,398 | Common | SHARED |
| 92204A702 | VGT | VANGUARD WORLD FD | $886,065 | 0.09% | 1,425 | Common | SHARED |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $882,220 | 0.09% | 1,744 | Common | SHARED |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $868,342 | 0.08% | 6,312 | Common | SHARED |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $820,933 | 0.08% | 16,986 | Common | SHARED |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $819,678 | 0.08% | 10,838 | Common | SHARED |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $789,960 | 0.08% | 4,000 | Common | SHARED |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $786,097 | 0.08% | 8,120 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $776,432 | 0.08% | 3,349 | Common | SHARED |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $673,924 | 0.07% | 7,896 | Common | SHARED |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $630,648 | 0.06% | 2,811 | Common | SHARED |
| 65339F101 | NEE | NEXTERA ENERGY INC | $610,942 | 0.06% | 8,522 | Common | SHARED |
| 149123101 | CAT | CATERPILLAR INC | $607,623 | 0.06% | 1,675 | Common | SHARED |
| 464287457 | SHY | ISHARES TR | $605,340 | 0.06% | 7,384 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $580,716 | 0.06% | 5,494 | Common | SHARED |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $575,481 | 0.06% | 14,150 | Common | SHARED |
| 00287Y109 | ABBV | ABBVIE INC | $562,421 | 0.05% | 3,165 | Common | SHARED |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $550,625 | 0.05% | 4,179 | Common | SHARED |
| 464288760 | ITA | ISHARES TR | $548,115 | 0.05% | 3,771 | Common | SHARED |
| 532457108 | LLY | ELI LILLY & CO | $546,576 | 0.05% | 708 | Common | SHARED |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $468,633 | 0.05% | 1,955 | Common | SHARED |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $440,707 | 0.04% | 2,422 | Common | SHARED |
| 747525103 | QCOM | QUALCOMM INC | $409,090 | 0.04% | 2,663 | Common | SHARED |
| 46435U135 | IHAK | ISHARES TR | $376,561 | 0.04% | 7,718 | Common | SHARED |
| 806857108 | SLB | SCHLUMBERGER LTD | $327,654 | 0.03% | 8,546 | Common | SHARED |
| 92840M102 | VST | VISTRA CORP | $258,368 | 0.03% | 1,874 | Common | SHARED |
| 219350105 | GLW | CORNING INC | $240,594 | 0.02% | 5,063 | Common | SHARED |
| 629377508 | NRG | NRG ENERGY INC | $239,985 | 0.02% | 2,660 | Common | SHARED |
| 46432F842 | IEFA | ISHARES TR | $149,837 | 0.01% | 2,132 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $62,496 | 0.01% | 676 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.