Q2 2023 · 13F-HR
Joseph P. Lucia & Associates, LLCholdings as filed
Filed 2023-07-21 · accession 0001172661-23-002574
$149.4M
Reported value
117
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | APPLE INC | $8.3M | 5.55% | 42,718 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $6.7M | 4.48% | 71,061 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $5.7M | 3.83% | 19,459 | Common | NONE |
| 92189F676 | SMH | VANECK ETF TRUST | $5.6M | 3.77% | 37,030 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $5.1M | 3.43% | 45,191 | Common | NONE |
| 46137V340 | RSPF | INVESCO EXCHANGE TRADED FD T | $4.7M | 3.14% | 91,565 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $4.6M | 3.09% | 26,539 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $3.8M | 2.57% | 51,277 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $3.7M | 2.50% | 28,633 | Common | NONE |
| 46137V332 | RSPH | INVESCO EXCHANGE TRADED FD T | $3.7M | 2.47% | 12,395 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $3.5M | 2.34% | 48,160 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $3.2M | 2.12% | 60,363 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $3.0M | 2.01% | 54,145 | Common | NONE |
| 26924G201 | HACKUSD | ETF MANAGERS TR | $2.6M | 1.77% | 52,237 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $2.4M | 1.63% | 47,087 | Common | NONE |
| 46137V373 | RSPS | INVESCO EXCHANGE TRADED FD T | $2.4M | 1.60% | 14,255 | Common | NONE |
| 37954Y483 | QYLD | GLOBAL X FDS | $2.4M | 1.60% | 134,397 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $2.3M | 1.55% | 6,283 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $2.3M | 1.55% | 11,267 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $2.3M | 1.54% | 46,146 | Common | NONE |
| 46137V324 | RSPN | INVESCO EXCHANGE TRADED FD T | $2.3M | 1.52% | 11,072 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.2M | 1.45% | 4,898 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $2.2M | 1.45% | 49,440 | Common | NONE |
| 92189F429 | PFXF | VANECK ETF TRUST | $2.1M | 1.43% | 120,962 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.1M | 1.42% | 13,019 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $2.1M | 1.38% | 28,997 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $2.0M | 1.36% | 65,918 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $2.0M | 1.34% | 38,361 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $2.0M | 1.34% | 10,087 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.7M | 1.14% | 4,039 | Common | NONE |
| 46429B747 | STIP | ISHARES TR | $1.7M | 1.11% | 16,972 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $1.6M | 1.09% | 32,016 | Common | NONE |
| 46137V365 | RSPG | INVESCO EXCHANGE TRADED FD T | $1.6M | 1.06% | 23,044 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $1.4M | 0.93% | 24,594 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $1.3M | 0.88% | 38,777 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $1.3M | 0.87% | 4,531 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $1.3M | 0.86% | 5,276 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $1.3M | 0.84% | 15,431 | Common | NONE |
| 46137V381 | RSPD | INVESCO EXCHANGE TRADED FD T | $1.2M | 0.83% | 9,007 | Common | NONE |
| 78464A698 | KRE | SPDR SER TR | $1.2M | 0.81% | 29,554 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $1.1M | 0.76% | 14,616 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $1.1M | 0.75% | 23,152 | Common | NONE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $1.1M | 0.72% | 93,137 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $1.1M | 0.71% | 11,865 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $1.1M | 0.70% | 39,597 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.0M | 0.69% | 3,965 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $970,305 | 0.65% | 30,609 | Common | NONE |
| 37950E416 | SOCL | GLOBAL X FDS | $942,193 | 0.63% | 25,750 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $921,012 | 0.62% | 13,728 | Common | NONE |
| 37954Y475 | XYLD | GLOBAL X FDS | $898,708 | 0.60% | 21,893 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $850,346 | 0.57% | 6,145 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $831,600 | 0.56% | 10,035 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $800,893 | 0.54% | 6,034 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $789,255 | 0.53% | 5,898 | Common | NONE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $771,527 | 0.52% | 8,535 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $762,369 | 0.51% | 6,369 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $723,257 | 0.48% | 11,515 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $702,300 | 0.47% | 18,884 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $643,946 | 0.43% | 1,891 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $639,165 | 0.43% | 3,764 | Common | NONE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $614,202 | 0.41% | 5,555 | Common | NONE |
| 26922A842 | JETS | ETF SER SOLUTIONS | $609,506 | 0.41% | 28,455 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $555,450 | 0.37% | 1,095 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $553,366 | 0.37% | 4,743 | Common | NONE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $547,865 | 0.37% | 66,650 | Common | NONE |
| 46138E362 | SPHD | INVESCO EXCH TRADED FD TR II | $532,009 | 0.36% | 12,866 | Common | NONE |
| 37954Y814 | FINX | GLOBAL X FDS | $517,144 | 0.35% | 23,432 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $509,462 | 0.34% | 2,895 | Common | NONE |
| 37954Y624 | DRIV | GLOBAL X FDS | $488,380 | 0.33% | 18,755 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $474,046 | 0.32% | 3,336 | Common | NONE |
| 46137V530 | PNQI | INVESCO EXCHANGE TRADED FD T | $452,334 | 0.30% | 2,893 | Common | NONE |
| 37950E291 | DIV | GLOBAL X FDS | $448,729 | 0.30% | 26,870 | Common | NONE |
| 37954Y855 | LIT | GLOBAL X FDS | $436,869 | 0.29% | 6,719 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $427,740 | 0.29% | 5,276 | Common | NONE |
| 92189F353 | HYEM | VANECK ETF TRUST | $418,974 | 0.28% | 22,895 | Common | NONE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $408,640 | 0.27% | 8,617 | Common | NONE |
| 032108409 | DIVO | AMPLIFY ETF TR | $403,020 | 0.27% | 11,195 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $395,367 | 0.26% | 3,684 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $391,444 | 0.26% | 1,778 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $388,939 | 0.26% | 3,614 | Common | NONE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $380,613 | 0.25% | 62,498 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $380,175 | 0.25% | 29,935 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $377,426 | 0.25% | 3,120 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $373,893 | 0.25% | 4,970 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $369,924 | 0.25% | 8,569 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $346,527 | 0.23% | 3,204 | Common | NONE |
| 46137V589 | — | INVESCO EXCHANGE TRADED FD T | $335,735 | 0.22% | 31,914 | Common | NONE |
| 464288851 | IEO | ISHARES TR | $327,150 | 0.22% | 3,852 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $318,096 | 0.21% | 12,915 | Common | NONE |
| 78464A631 | XAR | SPDR SER TR | $294,710 | 0.20% | 2,425 | Common | NONE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $289,368 | 0.19% | 20,165 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $288,855 | 0.19% | 2,949 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $272,329 | 0.18% | 2,145 | Common | NONE |
| 921910725 | VSGX | VANGUARD WORLD FD | $254,238 | 0.17% | 4,787 | Common | NONE |
| 78464A581 | XHE | SPDR SER TR | $249,149 | 0.17% | 2,532 | Common | NONE |
| 37954Y376 | PFFV | GLOBAL X FDS | $246,880 | 0.17% | 11,056 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $242,490 | 0.16% | 10,275 | Common | NONE |
| 464288828 | IHF | ISHARES TR | $236,615 | 0.16% | 925 | Common | NONE |
| 464288869 | IWC | ISHARES TR | $233,683 | 0.16% | 2,138 | Common | NONE |
| 464288224 | ICLN | ISHARES TR | $232,355 | 0.16% | 12,628 | Common | NONE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD BD | $230,930 | 0.15% | 122,185 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $230,545 | 0.15% | 3,523 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $230,325 | 0.15% | 1,292 | Common | NONE |
| 025072810 | FDG | AMERICAN CENTY ETF TR | $227,118 | 0.15% | 3,459 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $221,939 | 0.15% | 2,156 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $221,458 | 0.15% | 6,212 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $219,604 | 0.15% | 644 | Common | NONE |
| 78464A367 | SPLB | SPDR SER TR | $217,388 | 0.15% | 9,346 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $215,019 | 0.14% | 2,899 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $209,724 | 0.14% | 1,442 | Common | NONE |
| 78467V202 | INKM | SSGA ACTIVE ETF TR | $205,260 | 0.14% | 6,775 | Common | NONE |
| 01438T106 | ALDX | ALDEYRA THERAPEUTICS INC | $191,133 | 0.13% | 22,781 | Common | NONE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $186,281 | 0.12% | 53,529 | Common | NONE |
| 00123Q104 | AGNC | AGNC INVT CORP | $114,216 | 0.08% | 11,275 | Common | NONE |
| 654902204 | NOK | NOKIA CORP | $62,400 | 0.04% | 15,000 | Common | NONE |
| 627333107 | — | MUSCLE MAKER INC | $19,998 | 0.01% | 16,805 | Common | NONE |
| 13803R102 | — | CANOO INC | $4,794 | 0.00% | 10,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.