Q3 2023 · 13F-HR
Joseph P. Lucia & Associates, LLCholdings as filed
Filed 2023-10-30 · accession 0001172661-23-003534
$143.0M
Reported value
109
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | APPLE INC | $7.4M | 5.17% | 43,151 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $6.3M | 4.38% | 70,702 | Common | NONE |
| 92189F676 | SMH | VANECK ETF TRUST | $5.4M | 3.79% | 37,416 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $5.4M | 3.78% | 192,161 | Common | NONE |
| 46137V340 | RSPF | INVESCO EXCHANGE TRADED FD T | $4.5M | 3.12% | 87,927 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $4.4M | 3.07% | 40,751 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $4.2M | 2.95% | 25,747 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $3.8M | 2.64% | 51,861 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $3.7M | 2.62% | 29,477 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $3.7M | 2.60% | 52,535 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $3.6M | 2.53% | 67,564 | Common | NONE |
| 46137V332 | RSPH | INVESCO EXCHANGE TRADED FD T | $3.4M | 2.37% | 123,530 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $2.9M | 2.04% | 57,664 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $2.7M | 1.90% | 54,625 | Common | NONE |
| 26924G201 | HACKUSD | ETF MANAGERS TR | $2.6M | 1.84% | 50,957 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $2.4M | 1.70% | 6,780 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $2.3M | 1.61% | 25,462 | Common | NONE |
| 37954Y483 | QYLD | GLOBAL X FDS | $2.3M | 1.59% | 135,850 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.2M | 1.54% | 5,167 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $2.2M | 1.51% | 11,114 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $2.1M | 1.49% | 45,259 | Common | NONE |
| 46137V324 | RSPN | INVESCO EXCHANGE TRADED FD T | $2.1M | 1.49% | 55,535 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $2.0M | 1.43% | 49,470 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.0M | 1.41% | 12,965 | Common | NONE |
| 92189F429 | PFXF | VANECK ETF TRUST | $2.0M | 1.39% | 118,538 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $2.0M | 1.37% | 65,100 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $1.9M | 1.36% | 28,741 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $1.9M | 1.35% | 38,195 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $1.8M | 1.27% | 9,602 | Common | NONE |
| 46137V373 | RSPS | INVESCO EXCHANGE TRADED FD T | $1.8M | 1.27% | 60,262 | Common | NONE |
| 46137V365 | RSPG | INVESCO EXCHANGE TRADED FD T | $1.8M | 1.26% | 23,480 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.8M | 1.23% | 4,054 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $1.8M | 1.23% | 37,507 | Common | NONE |
| 46429B747 | STIP | ISHARES TR | $1.6M | 1.10% | 16,264 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $1.5M | 1.06% | 29,816 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $1.4M | 0.95% | 4,511 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $1.2M | 0.87% | 5,276 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $1.2M | 0.83% | 35,903 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $1.2M | 0.83% | 15,252 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.2M | 0.81% | 4,658 | Common | NONE |
| 78464A698 | KRE | SPDR SER TR | $1.2M | 0.81% | 27,881 | Common | NONE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $1.1M | 0.77% | 92,487 | Common | NONE |
| 46137V381 | RSPD | INVESCO EXCHANGE TRADED FD T | $1.1M | 0.77% | 26,096 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $1.1M | 0.75% | 8,343 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $1.1M | 0.74% | 21,922 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $941,558 | 0.66% | 11,617 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $917,857 | 0.64% | 11,685 | Common | NONE |
| 37950E416 | SOCL | GLOBAL X FDS | $914,175 | 0.64% | 25,500 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $884,278 | 0.62% | 29,844 | Common | NONE |
| 37954Y475 | XYLD | GLOBAL X FDS | $870,316 | 0.61% | 22,379 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $840,690 | 0.59% | 33,242 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $839,311 | 0.59% | 25,897 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $833,447 | 0.58% | 6,369 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $826,493 | 0.58% | 5,891 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $752,037 | 0.53% | 7,418 | Common | NONE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $730,784 | 0.51% | 8,544 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $717,955 | 0.50% | 11,138 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $662,527 | 0.46% | 5,059 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $639,830 | 0.45% | 2,026 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $626,937 | 0.44% | 10,664 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $593,855 | 0.42% | 3,689 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $550,748 | 0.39% | 39,255 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $518,647 | 0.36% | 1,095 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $518,261 | 0.36% | 11,269 | Common | NONE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $511,738 | 0.36% | 66,981 | Common | NONE |
| 46138E362 | SPHD | INVESCO EXCH TRADED FD TR II | $462,677 | 0.32% | 11,806 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $440,436 | 0.31% | 2,883 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $440,305 | 0.31% | 4,155 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $426,809 | 0.30% | 5,271 | Common | NONE |
| 37950E291 | DIV | GLOBAL X FDS | $424,714 | 0.30% | 26,225 | Common | NONE |
| 37954Y624 | DRIV | GLOBAL X FDS | $416,478 | 0.29% | 17,730 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $411,372 | 0.29% | 3,120 | Common | NONE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $395,028 | 0.28% | 7,855 | Common | NONE |
| 92189F353 | HYEM | VANECK ETF TRUST | $390,975 | 0.27% | 21,940 | Common | NONE |
| 26922A842 | JETS | ETF SER SOLUTIONS | $382,306 | 0.27% | 22,449 | Common | NONE |
| 37954Y814 | FINX | GLOBAL X FDS | $377,927 | 0.26% | 18,765 | Common | NONE |
| 032108409 | DIVO | AMPLIFY ETF TR | $375,709 | 0.26% | 10,818 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $370,251 | 0.26% | 1,778 | Common | NONE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $366,336 | 0.26% | 7,748 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $365,509 | 0.26% | 3,524 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $363,643 | 0.25% | 3,564 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $359,381 | 0.25% | 4,970 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $351,170 | 0.25% | 2,546 | Common | NONE |
| 46137V118 | PSP | INVESCO EXCHANGE TRADED FD T | $329,758 | 0.23% | 6,382 | Common | NONE |
| 464288851 | IEO | ISHARES TR | $329,359 | 0.23% | 3,377 | Common | NONE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $328,670 | 0.23% | 60,086 | Common | NONE |
| 46137V530 | PNQI | INVESCO EXCHANGE TRADED FD T | $328,276 | 0.23% | 10,700 | Common | NONE |
| 37954Y855 | LIT | GLOBAL X FDS | $315,021 | 0.22% | 5,710 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $303,799 | 0.21% | 12,690 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $294,369 | 0.21% | 4,278 | Common | NONE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $283,520 | 0.20% | 20,165 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $278,735 | 0.19% | 2,964 | Common | NONE |
| 78464A631 | XAR | SPDR SER TR | $271,843 | 0.19% | 2,425 | Common | NONE |
| 37954Y376 | PFFV | GLOBAL X FDS | $253,846 | 0.18% | 11,056 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $239,688 | 0.17% | 1,960 | Common | NONE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD BD | $229,708 | 0.16% | 122,185 | Common | NONE |
| 464288828 | IHF | ISHARES TR | $227,643 | 0.16% | 925 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $225,593 | 0.16% | 644 | Common | NONE |
| 464288869 | IWC | ISHARES TR | $214,014 | 0.15% | 2,138 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $210,376 | 0.15% | 9,417 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $209,119 | 0.15% | 1,442 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $207,610 | 0.15% | 3,523 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $205,526 | 0.14% | 6,052 | Common | NONE |
| 01438T106 | ALDX | ALDEYRA THERAPEUTICS INC | $189,251 | 0.13% | 28,331 | Common | NONE |
| 464288224 | ICLN | ISHARES TR | $184,621 | 0.13% | 12,628 | Common | NONE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $126,854 | 0.09% | 40,789 | Common | NONE |
| H8817H100 | RIG | TRANSOCEAN LTD | $87,083 | 0.06% | 10,607 | Common | NONE |
| 654902204 | NOK | NOKIA CORP | $56,100 | 0.04% | 15,000 | Common | NONE |
| 13803R102 | — | CANOO INC | $4,900 | 0.00% | 10,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.