CALTON & ASSOCIATES, INC. — Q2 2023 13F-HR

← CALTON & ASSOCIATES, INC.

Q2 2023 · 13F-HR

CALTON & ASSOCIATES, INC.holdings as filed

Filed 2023-07-24 · accession 0001172661-23-002604

$214.4M

Reported value

212

Positions

2023-06-30

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
037833100	AAPL	APPLE INC	$9.9M	4.64%	51,242	Common	NONE
46090E103	QQQ	INVESCO QQQ TR	$7.2M	3.36%	19,478	Common	NONE
78462F103	SPY	SPDR S&P 500 ETF TR	$7.0M	3.28%	15,873	Common	NONE
92204A405	VFH	VANGUARD WORLD FDS	$6.7M	3.14%	82,909	Common	NONE
922908736	VUG	VANGUARD INDEX FDS	$5.2M	2.44%	18,528	Common	NONE
81369Y209	XLV	SELECT SECTOR SPDR TR	$5.1M	2.37%	38,305	Common	NONE
78467V608	SRLN	SSGA ACTIVE ETF TR	$5.0M	2.32%	118,785	Common	NONE
084670702	BRK/B	BERKSHIRE HATHAWAY INC DEL	$4.7M	2.17%	13,672	Common	NONE
78468R663	BIL	SPDR SER TR	$4.4M	2.03%	47,413	Common	NONE
92204A504	VHT	VANGUARD WORLD FDS	$4.2M	1.98%	17,325	Common	NONE
92204A207	VDC	VANGUARD WORLD FDS	$4.2M	1.96%	21,667	Common	NONE
69374H709	GCOW	PACER FDS TR	$3.9M	1.81%	117,299	Common	NONE
78468R200	FLRN	SPDR SER TR	$3.9M	1.80%	126,023	Common	NONE
921910873	MGC	VANGUARD WORLD FD	$3.8M	1.78%	24,357	Common	NONE
69374H881	COWZ	PACER FDS TR	$3.6M	1.68%	75,371	Common	NONE
594918104	MSFT	MICROSOFT CORP	$3.5M	1.65%	10,404	Common	NONE
316188101	FCOR	FIDELITY MERRIMACK STR TR	$3.4M	1.61%	75,427	Common	NONE
78468R788	SPYD	SPDR SER TR	$3.4M	1.59%	91,778	Common	NONE
81369Y803	XLK	SELECT SECTOR SPDR TR	$3.3M	1.53%	18,896	Common	NONE
78464A300	SLYV	SPDR SER TR	$2.8M	1.30%	36,252	Common	NONE
14020G101	CGGR	CAPITAL GROUP GROWTH ETF	$2.5M	1.17%	99,207	Common	NONE
437076102	HD	HOME DEPOT INC	$2.2M	1.05%	7,240	Common	NONE
97717Y527	USFR	WISDOMTREE TR	$2.2M	1.01%	42,829	Common	NONE
922908363	VOO	VANGUARD INDEX FDS	$2.1M	0.99%	5,215	Common	NONE
30231G102	XOM	EXXON MOBIL CORP	$2.0M	0.95%	19,005	Common	NONE
78463V107	GLD	SPDR GOLD TR	$2.0M	0.93%	11,195	Common	NONE
464287176	TIP	ISHARES TR	$2.0M	0.93%	18,490	Common	NONE
921943858	VEA	VANGUARD TAX-MANAGED FDS	$1.8M	0.84%	39,192	Common	NONE
92204A876	VPU	VANGUARD WORLD FDS	$1.8M	0.83%	12,520	Common	NONE
71844V201	PECO	PHILLIPS EDISON & CO INC	$1.8M	0.83%	52,155	Common	NONE
921937827	BSV	VANGUARD BD INDEX FDS	$1.7M	0.80%	22,695	Common	NONE
78464A698	KRE	SPDR SER TR	$1.6M	0.77%	40,244	Common	NONE
78467V848	TOTL	SSGA ACTIVE ETF TR	$1.6M	0.76%	40,279	Common	NONE
78464A805	SPTM	SPDR SER TR	$1.6M	0.75%	29,472	Common	NONE
02079K107	GOOG	ALPHABET INC	$1.6M	0.74%	13,158	Common	NONE
023135106	AMZN	AMAZON COM INC	$1.6M	0.73%	12,084	Common	NONE
46625H100	JPM	JPMORGAN CHASE & CO	$1.5M	0.72%	10,549	Common	NONE
92647N782	CFO	VICTORY PORTFOLIOS II	$1.5M	0.69%	23,978	Common	NONE
46429B747	STIP	ISHARES TR	$1.4M	0.67%	14,791	Common	NONE
92189F106	GDX	VANECK ETF TRUST	$1.4M	0.65%	46,182	Common	NONE
336920103	FPX	FIRST TR EXCHANGE TRADED FD	$1.4M	0.65%	15,768	Common	NONE
464287812	IYK	ISHARES TR	$1.3M	0.62%	6,686	Common	NONE
46434V860	TFLO	ISHARES TR	$1.3M	0.61%	25,708	Common	NONE
166764100	CVX	CHEVRON CORP NEW	$1.3M	0.61%	8,254	Common	NONE
46429B598	INDA	ISHARES TR	$1.2M	0.57%	28,187	Common	NONE
69374H303	PTNQ	PACER FDS TR	$1.2M	0.55%	19,062	Common	NONE
46137V837	PDP	INVESCO EXCHANGE TRADED FD T	$1.2M	0.54%	14,367	Common	NONE
92647N824	CDC	VICTORY PORTFOLIOS II	$1.2M	0.54%	20,127	Common	NONE
92204A306	VDE	VANGUARD WORLD FDS	$1.1M	0.54%	10,183	Common	NONE
78463X202	FEZ	SPDR INDEX SHS FDS	$1.1M	0.53%	24,734	Common	NONE
693475105	PNC	PNC FINL SVCS GROUP INC	$1.1M	0.53%	8,996	Common	NONE
921910840	MGV	VANGUARD WORLD FD	$1.1M	0.52%	10,842	Common	NONE
92206C409	VCSH	VANGUARD SCOTTSDALE FDS	$1.1M	0.52%	14,857	Common	NONE
78464A755	XME	SPDR SER TR	$1.1M	0.52%	21,769	Common	NONE
92204A603	VIS	VANGUARD WORLD FDS	$1.1M	0.51%	5,355	Common	NONE
254687106	DIS	DISNEY WALT CO	$1.1M	0.51%	12,250	Common	NONE
316092840	FDVV	FIDELITY COVINGTON TRUST	$1.1M	0.50%	27,214	Common	NONE
464288760	ITA	ISHARES TR	$1.0M	0.47%	8,623	Common	NONE
921937819	BIV	VANGUARD BD INDEX FDS	$997,619	0.47%	13,261	Common	NONE
464288687	PFF	ISHARES TR	$989,700	0.46%	31,998	Common	NONE
00162Q668	EDOG	ALPS ETF TR	$972,580	0.45%	45,879	Common	NONE
88160R101	TSLA	TESLA INC	$958,176	0.45%	3,660	Common	NONE
464287234	EEM	ISHARES TR	$912,383	0.43%	23,063	Common	NONE
922908553	VNQ	VANGUARD INDEX FDS	$903,006	0.42%	10,807	Common	NONE
46137V563	PEY	INVESCO EXCHANGE TRADED FD T	$897,832	0.42%	46,713	Common	NONE
464287556	IBB	ISHARES TR	$894,456	0.42%	7,045	Common	NONE
46137V431	SPGP	INVESCO EXCHANGE TRADED FD T	$894,062	0.42%	9,849	Common	NONE
46429B697	USMV	ISHARES TR	$849,097	0.40%	11,423	Common	NONE
14020X104	CGGO	CAPITAL GROUP GBL GROWTH EQT	$826,894	0.39%	34,043	Common	NONE
464288737	KXI	ISHARES TR	$822,901	0.38%	13,448	Common	NONE
060505104	BAC	BANK AMERICA CORP	$754,072	0.35%	26,283	Common	NONE
384802104	GWW	GRAINGER W W INC	$749,161	0.35%	950	Common	NONE
78464A359	CWB	SPDR SER TR	$737,036	0.34%	10,537	Common	NONE
78464A490	WIP	SPDR SER TR	$708,372	0.33%	16,963	Common	NONE
464286509	EWC	ISHARES INC	$692,589	0.32%	19,794	Common	NONE
464287309	IVW	ISHARES TR	$691,462	0.32%	9,811	Common	NONE
478160104	JNJ	JOHNSON & JOHNSON	$688,734	0.32%	4,161	Common	NONE
00206R102	T	AT&T INC	$660,054	0.31%	41,383	Common	NONE
00287Y109	ABBV	ABBVIE INC	$655,337	0.31%	4,864	Common	NONE
78464A284	HYMB	SPDR SER TR	$653,066	0.30%	26,112	Common	NONE
81369Y605	XLF	SELECT SECTOR SPDR TR	$652,344	0.30%	19,352	Common	NONE
46137V308	PKW	INVESCO EXCHANGE TRADED FD T	$650,066	0.30%	7,267	Common	NONE
17275R102	CSCO	CISCO SYS INC	$637,653	0.30%	12,324	Common	NONE
464287226	AGG	ISHARES TR	$634,694	0.30%	6,480	Common	NONE
464287200	IVV	ISHARES TR	$624,021	0.29%	1,400	Common	NONE
532457108	LLY	LILLY ELI & CO	$619,133	0.29%	1,320	Common	NONE
65339F101	NEE	NEXTERA ENERGY INC	$618,949	0.29%	8,342	Common	NONE
38141G104	GS	GOLDMAN SACHS GROUP INC	$614,227	0.29%	1,904	Common	NONE
46124J201	IVT	INVENTRUST PPTYS CORP	$610,853	0.28%	26,398	Common	NONE
46429B655	FLOT	ISHARES TR	$598,796	0.28%	11,783	Common	NONE
464287887	IJT	ISHARES TR	$595,672	0.28%	5,183	Common	NONE
007903107	AMD	ADVANCED MICRO DEVICES INC	$586,186	0.27%	5,146	Common	NONE
539830109	LMT	LOCKHEED MARTIN CORP	$583,407	0.27%	1,267	Common	NONE
92343V104	VZ	VERIZON COMMUNICATIONS INC	$577,521	0.27%	15,529	Common	NONE
742718109	PG	PROCTER AND GAMBLE CO	$567,726	0.26%	3,741	Common	NONE
58933Y105	MRK	MERCK & CO INC	$558,449	0.26%	4,840	Common	NONE
368736104	GNRC	GENERAC HLDGS INC	$544,325	0.25%	3,650	Common	NONE
744573106	PEG	PUBLIC SVC ENTERPRISE GRP IN	$527,788	0.25%	8,430	Common	NONE
345370860	F	FORD MTR CO DEL	$521,875	0.24%	34,493	Common	NONE
78463X509	SPEM	SPDR INDEX SHS FDS	$520,628	0.24%	15,143	Common	NONE
464287150	ITOT	ISHARES TR	$516,453	0.24%	5,279	Common	NONE
717081103	PFE	PFIZER INC	$516,192	0.24%	14,073	Common	NONE
438516106	HON	HONEYWELL INTL INC	$513,509	0.24%	2,475	Common	NONE
302635206	FSK	FS KKR CAP CORP	$508,780	0.24%	26,527	Common	NONE
78464A870	XBI	SPDR SER TR	$506,274	0.24%	6,085	Common	NONE
78463X889	SPDW	SPDR INDEX SHS FDS	$490,643	0.23%	15,078	Common	NONE
78464A409	SPYG	SPDR SER TR	$486,704	0.23%	7,977	Common	NONE
46138G664	RWJ	INVESCO EXCH TRADED FD TR II	$485,567	0.23%	4,282	Common	NONE
46090A887	GSY	INVESCO ACTIVELY MANAGED ETF	$483,589	0.23%	9,742	Common	NONE
67066G104	NVDA	NVIDIA CORPORATION	$482,905	0.23%	1,142	Common	NONE
78464A797	KBE	SPDR SER TR	$466,586	0.22%	12,961	Common	NONE
87612E106	TGT	TARGET CORP	$451,903	0.21%	3,426	Common	NONE
931142103	WMT	WALMART INC	$449,943	0.21%	2,863	Common	NONE
445658107	JBHT	HUNT J B TRANS SVCS INC	$437,083	0.20%	2,414	Common	NONE
97717W851	DXJ	WISDOMTREE TR	$435,002	0.20%	5,225	Common	NONE
02607T109	—	THE NECESSITY RETAIL REIT IN	$426,370	0.20%	63,073	Common	NONE
464286400	EWZ	ISHARES INC	$417,616	0.19%	12,877	Common	NONE
617446448	MS	MORGAN STANLEY	$415,669	0.19%	4,867	Common	NONE
233051200	DBEF	DBX ETF TR	$411,932	0.19%	11,646	Common	NONE
09260U109	BCAT	BLACKROCK CAP ALLOCATION TER	$409,764	0.19%	26,870	Common	NONE
46435G102	ICVT	ISHARES TR	$408,733	0.19%	5,353	Common	NONE
46138E362	SPHD	INVESCO EXCH TRADED FD TR II	$407,208	0.19%	9,848	Common	NONE
097023105	BA	BOEING CO	$405,708	0.19%	1,921	Common	NONE
204149108	CTBI	COMMUNITY TR BANCORP INC	$399,949	0.19%	11,244	Common	NONE
126408103	CSX	CSX CORP	$386,662	0.18%	11,339	Common	NONE
713448108	PEP	PEPSICO INC	$382,846	0.18%	2,067	Common	NONE
464287465	EFA	ISHARES TR	$380,833	0.18%	5,253	Common	NONE
231021106	CMI	CUMMINS INC	$380,243	0.18%	1,551	Common	NONE
88579Y101	MMM	3M CO	$376,956	0.18%	3,766	Common	NONE
921932505	VOOG	VANGUARD ADMIRAL FDS INC	$375,232	0.17%	1,477	Common	NONE
00751Y106	AAP	ADVANCE AUTO PARTS INC	$358,530	0.17%	5,100	Common	NONE
01609W102	BABA	ALIBABA GROUP HLDG LTD	$356,405	0.17%	4,276	Common	NONE
747525103	QCOM	QUALCOMM INC	$346,111	0.16%	2,908	Common	NONE
57636Q104	MA	MASTERCARD INCORPORATED	$339,906	0.16%	864	Common	NONE
464288356	CMF	ISHARES TR	$335,208	0.16%	5,886	Common	NONE
91324P102	UNH	UNITEDHEALTH GROUP INC	$327,931	0.15%	682	Common	NONE
78464A763	SDY	SPDR SER TR	$324,421	0.15%	2,647	Common	NONE
35243J101	FBRT	FRANKLIN BSP RLTY TR INC	$323,112	0.15%	22,819	Common	NONE
29364G103	ETR	ENTERGY CORP NEW	$321,575	0.15%	3,303	Common	NONE
464289180	EUFN	ISHARES TR	$319,730	0.15%	16,670	Common	NONE
172967424	C	CITIGROUP INC	$317,174	0.15%	6,889	Common	NONE
78464A664	SPTL	SPDR SER TR	$315,751	0.15%	10,560	Common	NONE
46138G508	BKLN	INVESCO EXCH TRADED FD TR II	$309,611	0.14%	14,715	Common	NONE
464287655	IWM	ISHARES TR	$302,564	0.14%	1,616	Common	NONE
91347P105	OLED	UNIVERSAL DISPLAY CORP	$294,916	0.14%	2,046	Common	NONE
126650100	CVS	CVS HEALTH CORP	$294,554	0.14%	4,261	Common	NONE
78463X541	GNR	SPDR INDEX SHS FDS	$291,328	0.14%	5,404	Common	NONE
22160K105	COST	COSTCO WHSL CORP NEW	$291,314	0.14%	541	Common	NONE
81369Y506	XLE	SELECT SECTOR SPDR TR	$284,965	0.13%	3,511	Common	NONE
37733W204	GSK	GSK PLC	$284,319	0.13%	7,978	Common	NONE
754730109	RJF	RAYMOND JAMES FINL INC	$281,736	0.13%	2,715	Common	NONE
30303M102	META	META PLATFORMS INC	$280,374	0.13%	977	Common	NONE
09262F100	ECAT	BLACKROCK ESG CAP ALLC TERM	$274,488	0.13%	17,528	Common	NONE
33738R506	RDVY	FIRST TR EXCHANGE-TRADED FD	$272,238	0.13%	5,780	Common	NONE
33738D309	FTSL	FIRST TR EXCHANGE-TRADED FD	$269,987	0.13%	5,960	Common	NONE
911363109	URI	UNITED RENTALS INC	$269,894	0.13%	606	Common	NONE
92204A702	VGT	VANGUARD WORLD FDS	$263,085	0.12%	595	Common	NONE
33939L407	GUNR	FLEXSHARES TR	$262,948	0.12%	6,562	Common	NONE
025537101	AEP	AMERICAN ELEC PWR CO INC	$256,988	0.12%	3,052	Common	NONE
97717W505	DON	WISDOMTREE TR	$256,551	0.12%	6,101	Common	NONE
629377508	NRG	NRG ENERGY INC	$254,937	0.12%	6,818	Common	NONE
02079K305	GOOGL	ALPHABET INC	$253,355	0.12%	2,117	Common	NONE
464287754	IYJ	ISHARES TR	$252,490	0.12%	2,381	Common	NONE
86800U104	SMCIUSD	SUPER MICRO COMPUTER INC	$249,499	0.12%	1,001	Common	NONE
92647N766	CFA	VICTORY PORTFOLIOS II	$249,009	0.12%	3,503	Common	NONE
580135101	MCD	MCDONALDS CORP	$245,440	0.11%	822	Common	NONE
97717W760	DLS	WISDOMTREE TR	$245,067	0.11%	4,122	Common	NONE
30063P105	EXK	EXACT SCIENCES CORP	$242,967	0.11%	2,588	Common	NONE
21036P108	STZ	CONSTELLATION BRANDS INC	$242,749	0.11%	986	Common	NONE
92826C839	V	VISA INC	$238,242	0.11%	1,003	Common	NONE
922020805	VTIP	VANGUARD MALVERN FDS	$238,196	0.11%	5,023	Common	NONE
33733E104	FTCS	FIRST TR EXCHANGE-TRADED FD	$237,028	0.11%	3,157	Common	NONE
573874104	MRVL	MARVELL TECHNOLOGY INC	$236,981	0.11%	3,964	Common	NONE
191216100	KO	COCA COLA CO	$236,530	0.11%	3,928	Common	NONE
33739Q408	FTSM	FIRST TR EXCHANGE-TRADED FD	$235,192	0.11%	3,959	Common	NONE
336917109	FDL	FIRST TR MORNINGSTAR DIVID L	$233,043	0.11%	6,852	Common	NONE
501044101	KR	KROGER CO	$232,903	0.11%	4,955	Common	NONE
049560105	ATO	ATMOS ENERGY CORP	$231,669	0.11%	1,991	Common	NONE
15234Q207	AXIA	CENTRAIS ELETRICAS BRASILEIR	$227,926	0.11%	27,532	Common	NONE
233331107	DTE	DTE ENERGY CO	$227,391	0.11%	2,067	Common	NONE
65473P105	NI	NISOURCE INC	$223,654	0.10%	8,177	Common	NONE
30161N101	EXC	EXELON CORP	$222,275	0.10%	5,456	Common	NONE
891160509	TD	TORONTO DOMINION BK ONT	$222,145	0.10%	3,582	Common	NONE
921937835	BND	VANGUARD BD INDEX FDS	$221,915	0.10%	3,053	Common	NONE
00130H105	AES	AES CORP	$221,116	0.10%	10,666	Common	NONE
808524201	SCHX	SCHWAB STRATEGIC TR	$218,569	0.10%	4,174	Common	NONE
92204A108	VCR	VANGUARD WORLD FDS	$215,798	0.10%	762	Common	NONE
500754106	KHC	KRAFT HEINZ CO	$212,399	0.10%	5,983	Common	NONE
001055102	AFL	AFLAC INC	$210,500	0.10%	3,016	Common	NONE
012653101	ALB	ALBEMARLE CORP	$208,393	0.10%	934	Common	NONE
46138J775	POWA	INVESCO EXCH TRD SLF IDX FD	$206,571	0.10%	2,983	Common	NONE
464287168	DVY	ISHARES TR	$206,120	0.10%	1,819	Common	NONE
26441C204	DUK	DUKE ENERGY CORP NEW	$205,020	0.10%	2,285	Common	NONE
030420103	AWK	AMERICAN WTR WKS CO INC NEW	$204,869	0.10%	1,435	Common	NONE
020002101	ALL	ALLSTATE CORP	$200,594	0.09%	1,840	Common	NONE
40131M109	GH	GUARDANT HEALTH INC	$200,371	0.09%	5,597	Common	NONE
46137V548	PID	INVESCO EXCHANGE TRADED FD T	$193,750	0.09%	10,734	Common	NONE
83406F102	SOFI	SOFI TECHNOLOGIES INC	$186,399	0.09%	22,350	Common	NONE
89346D107	TAC	TRANSALTA CORP	$172,959	0.08%	18,479	Common	NONE
62914V106	NIO	NIO INC	$156,009	0.07%	16,100	Common	NONE
89677Y100	TPVG	TRIPLEPOINT VENTURE GROWTH B	$138,176	0.06%	11,730	Common	NONE
03152W109	AM6	AMICUS THERAPEUTICS INC	$137,190	0.06%	10,923	Common	NONE
019770106	ALLO	ALLOGENE THERAPEUTICS INC	$113,848	0.05%	22,907	Common	NONE
23325P104	DNP	DNP SELECT INCOME FD INC	$108,926	0.05%	10,394	Common	NONE
M6240T109	KMDA	KAMADA LTD	$103,547	0.05%	19,630	Common	NONE
00650F109	ADPT	ADAPTIVE BIOTECHNOLOGIES COR	$94,075	0.04%	14,020	Common	NONE
86887Q109	SSSS	SURO CAPITAL CORP	$84,842	0.04%	26,555	Common	NONE
91705J105	UONEEUR	URBAN ONE INC	$83,261	0.04%	13,900	Common	NONE
146875604	CARV	CARVER BANCORP INC	$67,151	0.03%	25,150	Common	NONE
07317Q105	BTE	BAYTEX ENERGY CORP	$49,209	0.02%	15,095	Common	NONE
909214306	UIS	UNISYS CORP	$39,800	0.02%	10,000	Common	NONE
03783T103	—	APPHARVEST INC	$6,575	0.00%	17,770	Common	NONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.