Q3 2023 · 13F-HR
CALTON & ASSOCIATES, INC.holdings as filed
Filed 2023-11-01 · accession 0001172661-23-003567
$68.4M
Reported value
101
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69374H881 | COWZ | PACER FDS TR | $5.2M | 7.61% | 105,358 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $4.0M | 5.91% | 23,624 | Common | NONE |
| 69374H709 | GCOW | PACER FDS TR | $3.8M | 5.56% | 116,917 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $3.4M | 4.99% | 7,991 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $3.0M | 4.42% | 25,713 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $2.4M | 3.54% | 6,907 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $2.1M | 3.00% | 34,665 | Common | NONE |
| 97717Y527 | USFR | WISDOMTREE TR | $2.0M | 2.85% | 38,756 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $1.7M | 2.53% | 5,487 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $1.7M | 2.43% | 30,990 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.5M | 2.26% | 3,060 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1.5M | 2.25% | 4,304 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $1.5M | 2.19% | 11,762 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $1.4M | 2.12% | 20,483 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $1.1M | 1.61% | 8,560 | Common | NONE |
| 922908652 | VXF | VANGUARD INDEX FDS | $1.1M | 1.60% | 7,640 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $1.1M | 1.54% | 11,674 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $927,094 | 1.36% | 2,131 | Common | NONE |
| 92826C839 | V | VISA INC | $920,727 | 1.35% | 4,003 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $846,234 | 1.24% | 2,069 | Common | NONE |
| 92206C102 | VGSH | VANGUARD SCOTTSDALE FDS | $804,960 | 1.18% | 13,975 | Common | NONE |
| 00206R102 | T | AT&T INC | $741,567 | 1.08% | 39,775 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR | $738,639 | 1.08% | 21,110 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $732,025 | 1.07% | 22,586 | Common | NONE |
| 46137V431 | SPGP | INVESCO EXCHANGE TRADED FD T | $629,100 | 0.92% | 6,895 | Common | NONE |
| 931142103 | WMT | WALMART INC | $624,510 | 0.91% | 3,905 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $588,051 | 0.86% | 8,644 | Common | NONE |
| 71844V201 | PECO | PHILLIPS EDISON & CO INC | $568,671 | 0.83% | 16,955 | Common | NONE |
| 69374H303 | PTNQ | PACER FDS TR | $536,494 | 0.78% | 8,732 | Common | NONE |
| 47103U886 | VNLA | JANUS DETROIT STR TR | $520,890 | 0.76% | 10,859 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $520,657 | 0.76% | 1,912 | Common | NONE |
| 464287812 | IYK | ISHARES TR | $507,511 | 0.74% | 2,721 | Common | NONE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SV | $497,762 | 0.73% | 9,006 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $495,686 | 0.72% | 1,981 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $491,772 | 0.72% | 3,758 | Common | NONE |
| 92189F643 | MOAT | VANECK ETF TRUST | $477,719 | 0.70% | 6,299 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $469,955 | 0.69% | 4,531 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $460,548 | 0.67% | 3,339 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $449,503 | 0.66% | 2,742 | Common | NONE |
| 302635206 | FSK | FS KKR CAP CORP | $440,107 | 0.64% | 22,352 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $433,502 | 0.63% | 9,237 | Common | NONE |
| 45782C334 | NAPR | INNOVATOR ETFS TR | $414,221 | 0.61% | 9,905 | Common | NONE |
| 45782C839 | UJUL | INNOVATOR ETFS TR | $405,748 | 0.59% | 12,040 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $404,565 | 0.59% | 15,034 | Common | NONE |
| 45782C276 | NJUL | INNOVATOR ETFS TR | $404,368 | 0.59% | 7,960 | Common | NONE |
| 45782C748 | PJUN | INNOVATOR ETFS TR | $401,394 | 0.59% | 12,820 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $383,577 | 0.56% | 2,573 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $374,362 | 0.55% | 1,247 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $372,153 | 0.54% | 9,020 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $365,648 | 0.53% | 2,348 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $349,498 | 0.51% | 7,994 | Common | NONE |
| 316092840 | FDVV | FIDELITY COVINGTON TRUST | $343,567 | 0.50% | 8,903 | Common | NONE |
| 80810D103 | SDGR | SCHRODINGER INC | $335,000 | 0.49% | 11,850 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $320,897 | 0.47% | 9,525 | Common | NONE |
| 74933W601 | TMFC | RBB FD INC | $318,920 | 0.47% | 8,115 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $317,570 | 0.46% | 1,051 | Common | NONE |
| 97717W315 | DEM | WISDOMTREE TR | $312,058 | 0.46% | 8,326 | Common | NONE |
| 46428Q109 | SLV | ISHARES SILVER TR | $308,660 | 0.45% | 15,175 | Common | NONE |
| 025072109 | KORP | AMERICAN CENTY ETF TR | $302,818 | 0.44% | 6,806 | Common | NONE |
| 69374H857 | CALF | PACER FDS TR | $297,863 | 0.44% | 7,143 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $297,575 | 0.44% | 1,765 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $294,858 | 0.43% | 5,876 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $286,219 | 0.42% | 2,040 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $285,960 | 0.42% | 1,047 | Common | NONE |
| 45782C417 | PFEB | INNOVATOR ETFS TR | $284,982 | 0.42% | 9,357 | Common | NONE |
| 23325P104 | DNP | DNP SELECT INCOME FD INC | $283,277 | 0.41% | 29,756 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $282,663 | 0.41% | 3,887 | Common | NONE |
| Y2685T131 | GNK | GENCO SHIPPING & TRADING LTD | $282,038 | 0.41% | 20,160 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $272,574 | 0.40% | 1,869 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $270,848 | 0.40% | 1,580 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $270,132 | 0.39% | 1,863 | Common | NONE |
| 46138G664 | RWJ | INVESCO EXCH TRADED FD TR II | $262,406 | 0.38% | 7,205 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $255,612 | 0.37% | 1,645 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $249,007 | 0.36% | 300 | Common | NONE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $248,564 | 0.36% | 14,385 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $244,521 | 0.36% | 1,043 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $241,901 | 0.35% | 611 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $240,354 | 0.35% | 2,723 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $235,867 | 0.34% | 7,111 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $232,393 | 0.34% | 5,527 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $226,728 | 0.33% | 3,017 | Common | NONE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $223,598 | 0.33% | 4,669 | Common | NONE |
| 464288513 | HYG | ISHARES TR | $221,676 | 0.32% | 3,007 | Common | NONE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $217,155 | 0.32% | 26,450 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $206,546 | 0.30% | 3,690 | Common | NONE |
| 92189H300 | EMLC | VANECK ETF TRUST | $203,919 | 0.30% | 8,543 | Common | NONE |
| 316092865 | FUTY | FIDELITY COVINGTON TRUST | $203,647 | 0.30% | 5,370 | Common | NONE |
| 833635105 | SQM | SOCIEDAD QUIMICA Y MINERA DE | $202,341 | 0.30% | 3,391 | Common | NONE |
| 91912E105 | VALE | VALE S A | $178,890 | 0.26% | 13,350 | Common | NONE |
| 602496101 | MDXG | MIMEDX GROUP INC | $177,395 | 0.26% | 24,334 | Common | NONE |
| G7738W106 | SFL | SFL CORPORATION LTD | $175,757 | 0.26% | 15,763 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $169,533 | 0.25% | 13,650 | Common | NONE |
| 83406F102 | SOFI | SOFI TECHNOLOGIES INC | $159,800 | 0.23% | 20,000 | Common | NONE |
| 07373B109 | BEEM | BEAM GLOBAL | $143,172 | 0.21% | 19,400 | Common | NONE |
| 70806A106 | PFLT | PENNANTPARK FLOATING RATE CA | $130,105 | 0.19% | 12,205 | Common | NONE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $127,255 | 0.19% | 13,146 | Common | NONE |
| 00764C109 | AVK | ADVENT CONV & INCOME FD | $121,469 | 0.18% | 11,580 | Common | NONE |
| 28106W103 | EDIT | EDITAS MEDICINE INC | $104,676 | 0.15% | 13,420 | Common | NONE |
| 691543102 | — | OXFORD LANE CAP CORP | $100,723 | 0.15% | 20,185 | Common | NONE |
| 150837607 | CVM1EUR | CEL-SCI CORP | $24,125 | 0.04% | 19,300 | Common | NONE |
| 00973N102 | AKTSQ | AKOUSTIS TECHNOLOGIES INC | $14,968 | 0.02% | 19,880 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.