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Klingman & Associates, LLC

Q2 2023 · 13F-HR

Klingman & Associates, LLCholdings as filed

Filed 2023-07-31 · accession 0001172661-23-002679

$1.24B
Reported value
216
Positions
2023-06-30
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
464287200IVVISHARES TR$210.0M16.9%471,077CommonNONE
464287507IJHISHARES TR$60.4M4.88%231,087CommonNONE
922020805VTIPVANGUARD MALVERN FDS$57.6M4.65%1,215,124CommonNONE
78462F103SPYSPDR S&P 500 ETF TR$57.1M4.61%128,897CommonNONE
78464A508SPYVSPDR SER TR$50.3M4.06%1,165,137CommonNONE
037833100AAPLAPPLE INC$46.5M3.75%239,642CommonNONE
78464A409SPYGSPDR SER TR$45.0M3.63%737,117CommonNONE
464287804IJRISHARES TR$43.6M3.51%437,071CommonNONE
46429B697USMVISHARES TR$31.9M2.57%428,966CommonNONE
46432F842IEFAISHARES TR$30.1M2.43%446,032CommonNONE
78464A763SDYSPDR SER TR$26.8M2.16%218,819CommonNONE
46137V613PRFINVESCO EXCHANGE TRADED FD T$25.2M2.03%153,945CommonNONE
46435U515IBDTISHARES TR$24.8M2.00%1,013,122CommonNONE
46436E205IBDUISHARES TR$24.6M1.99%1,097,552CommonNONE
46435UAA9IBDSISHARES TR$24.5M1.98%1,042,721CommonNONE
78464A839MDYVSPDR SER TR$24.5M1.97%355,753CommonNONE
33939L506TDTTFLEXSHARES TR$24.1M1.95%1,025,619CommonNONE
46435GAA0IBDRISHARES TR$24.0M1.94%1,024,180CommonNONE
921943858VEAVANGUARD TAX-MANAGED FDS$22.9M1.85%495,738CommonNONE
69343T107PJTPJT PARTNERS INC$22.8M1.84%327,560CommonNONE
78464A821MDYGSPDR SER TR$22.2M1.79%310,385CommonNONE
78467Y107MDYSPDR S&P MIDCAP 400 ETF TR$22.1M1.78%46,099CommonNONE
23804L103DDOGDATADOG INC$20.2M1.63%205,614CommonNONE
78464A300SLYVSPDR SER TR$19.8M1.60%257,118CommonNONE
46138G698RWLINVESCO EXCH TRADED FD TR II$15.8M1.27%197,307CommonNONE
78464A201SLYGSPDR SER TR$13.6M1.10%176,427CommonNONE
464288273SCZISHARES TR$10.7M0.87%181,902CommonNONE
46641Q654JMSTJ P MORGAN EXCHANGE TRADED F$10.6M0.86%209,605CommonNONE
922908769VTIVANGUARD INDEX FDS$9.8M0.79%44,484CommonNONE
594918104MSFTMICROSOFT CORP$9.7M0.78%28,505CommonNONE
174610105CFGCITIZENS FINL GROUP INC$8.8M0.71%336,368CommonNONE
25434V856DFIPDIMENSIONAL ETF TRUST$7.5M0.61%181,625CommonNONE
922042858VWOVANGUARD INTL EQUITY INDEX F$7.4M0.60%183,057CommonNONE
464287655IWMISHARES TR$6.2M0.50%33,197CommonNONE
464287168DVYISHARES TR$5.6M0.46%49,836CommonNONE
464287622IWBISHARES TR$5.4M0.44%22,123CommonNONE
227046109CROXCROCS INC$5.3M0.43%47,374CommonNONE
46434G103IEMGISHARES INC$5.0M0.40%101,691CommonNONE
023135106AMZNAMAZON COM INC$5.0M0.40%38,100CommonNONE
46641Q837JPSTJ P MORGAN EXCHANGE TRADED F$4.6M0.37%92,251CommonNONE
922908553VNQVANGUARD INDEX FDS$4.6M0.37%54,686CommonNONE
46138E354SPLVINVESCO EXCH TRADED FD TR II$4.5M0.36%70,911CommonNONE
922908363VOOVANGUARD INDEX FDS$3.4M0.27%8,356CommonNONE
25434V609DFATDIMENSIONAL ETF TRUST$2.9M0.24%63,071CommonNONE
57636Q104MAMASTERCARD INCORPORATED$2.9M0.24%7,433CommonNONE
30231G102XOMEXXON MOBIL CORP$2.7M0.22%25,308CommonNONE
46436E726IBDVISHARES TR$2.7M0.22%126,642CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$2.7M0.22%7,853CommonNONE
478160104JNJJOHNSON & JOHNSON$2.7M0.22%16,141CommonNONE
922908751VBVANGUARD INDEX FDS$2.3M0.19%11,793CommonNONE
115236101BROBROWN & BROWN INC$2.3M0.19%33,527CommonNONE
038222105AMATAPPLIED MATLS INC$2.3M0.18%15,802CommonNONE
46431W507NEARISHARES U S ETF TR$2.3M0.18%45,913CommonNONE
464287523SOXXISHARES TR$2.2M0.18%4,400CommonNONE
46429B689EFAVISHARES TR$2.2M0.18%32,606CommonNONE
46429B663HDVISHARES TR$2.2M0.18%21,809CommonNONE
46137V357RSPINVESCO EXCHANGE TRADED FD T$2.2M0.18%14,548CommonNONE
46625H100JPMJPMORGAN CHASE & CO$2.1M0.17%14,368CommonNONE
464287465EFAISHARES TR$2.1M0.17%28,822CommonNONE
72201R833MINTPIMCO ETF TR$2.0M0.17%20,500CommonNONE
02079K107GOOGALPHABET INC$1.8M0.15%14,988CommonNONE
58933Y105MRKMERCK & CO INC$1.8M0.15%15,680CommonNONE
437076102HDHOME DEPOT INC$1.8M0.14%5,758CommonNONE
922042775VEUVANGUARD INTL EQUITY INDEX F$1.8M0.14%32,788CommonNONE
464287630IWNISHARES TR$1.8M0.14%12,547CommonNONE
46436E486IBDWISHARES TR$1.7M0.14%83,464CommonNONE
02079K305GOOGLALPHABET INC$1.6M0.13%13,778CommonNONE
46435U259IBMOISHARES TR$1.5M0.12%59,066CommonNONE
46435U283IBMPISHARES TR$1.5M0.12%58,522CommonNONE
68389X105ORCLORACLE CORP$1.5M0.12%12,218CommonNONE
464287101OEFISHARES TR$1.4M0.11%6,715CommonNONE
742718109PGPROCTER AND GAMBLE CO$1.4M0.11%9,103CommonNONE
921932885IVOOVANGUARD ADMIRAL FDS INC$1.3M0.11%14,897CommonNONE
46138G672RWKINVESCO EXCH TRADED FD TR II$1.3M0.11%13,694CommonNONE
464287150ITOTISHARES TR$1.3M0.11%13,354CommonNONE
09260D107BXBLACKSTONE INC$1.3M0.10%13,873CommonNONE
46432F834IXUSISHARES TR$1.2M0.10%19,436CommonNONE
808524805SCHFSCHWAB STRATEGIC TR$1.2M0.10%33,560CommonNONE
921908844VIGVANGUARD SPECIALIZED FUNDS$1.2M0.09%7,109CommonNONE
46138G664RWJINVESCO EXCH TRADED FD TR II$1.1M0.09%10,033CommonNONE
46435U325IBMQISHARES TR$1.1M0.09%45,162CommonNONE
00287Y109ABBVABBVIE INC$1.1M0.09%8,193CommonNONE
92206C102VGSHVANGUARD SCOTTSDALE FDS$1.1M0.09%18,917CommonNONE
65339F101NEENEXTERA ENERGY INC$1.1M0.09%14,625CommonNONE
30303M102METAMETA PLATFORMS INC$1.0M0.08%3,638CommonNONE
921946406VYMVANGUARD WHITEHALL FDS$1.0M0.08%9,614CommonNONE
921932828VIOOVANGUARD ADMIRAL FDS INC$1.0M0.08%10,934CommonNONE
46090E103QQQINVESCO QQQ TR$997,0650.08%2,699CommonNONE
053015103ADPAUTOMATIC DATA PROCESSING IN$983,7810.08%4,476CommonNONE
872540109TJXTJX COS INC NEW$982,1230.08%11,583CommonNONE
922908611VBRVANGUARD INDEX FDS$967,2970.08%5,848CommonNONE
369604301GEGENERAL ELECTRIC CO$952,5100.08%8,671CommonNONE
909907107UBSIUNITED BANKSHARES INC WEST V$907,7840.07%30,596CommonNONE
427866108HSYHERSHEY CO$870,4550.07%3,486CommonNONE
922908736VUGVANGUARD INDEX FDS$868,9710.07%3,071CommonNONE
002824100ABTABBOTT LABS$865,2920.07%7,937CommonNONE
539830109LMTLOCKHEED MARTIN CORP$833,2880.07%1,810CommonNONE
20464U100COMPCOMPASS INC$829,5320.07%237,009CommonNONE
345370860FFORD MTR CO DEL$822,9210.07%54,390CommonNONE
713448108PEPPEPSICO INC$819,4140.07%4,424CommonNONE
67103H107ORLYOREILLY AUTOMOTIVE INC$818,6930.07%857CommonNONE
46138G870VRPINVESCO EXCH TRADED FD TR II$813,6160.07%36,567CommonNONE
46138E735PDNINVESCO EXCH TRADED FD TR II$779,3940.06%25,305CommonNONE
778296103ROSTROSS STORES INC$779,1920.06%6,949CommonNONE
580135101MCDMCDONALDS CORP$771,3900.06%2,585CommonNONE
46435U432ISHARES TR$767,4290.06%29,141CommonNONE
38173M102GBDCGOLUB CAP BDC INC$752,6250.06%55,750CommonNONE
25434V401DFUSDIMENSIONAL ETF TRUST$722,8820.06%15,010CommonNONE
025072877AVUVAMERICAN CENTY ETF TR$719,0410.06%9,265CommonNONE
464287176TIPISHARES TR$690,2750.06%6,414CommonNONE
464287499IWRISHARES TR$689,1850.06%9,437CommonNONE
92826C839VVISA INC$673,7310.05%2,837CommonNONE
88160R101TSLATESLA INC$661,4930.05%2,527CommonNONE
67066G104NVDANVIDIA CORPORATION$655,6810.05%1,550CommonNONE
458140100INTCINTEL CORP$652,3150.05%19,507CommonNONE
532457108LLYLILLY ELI & CO$612,0190.05%1,305CommonNONE
17275R102CSCOCISCO SYS INC$611,3820.05%11,816CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$588,9880.05%1,094CommonNONE
464287614IWFISHARES TR$584,7580.05%2,125CommonNONE
438516106HONHONEYWELL INTL INC$563,3630.05%2,715CommonNONE
464287408IVEISHARES TR$554,3330.04%3,439CommonNONE
166764100CVXCHEVRON CORP NEW$547,8930.04%3,482CommonNONE
922908652VXFVANGUARD INDEX FDS$531,6210.04%3,572CommonNONE
464287234EEMISHARES TR$525,4360.04%13,282CommonNONE
780087102RYROYAL BK CDA$518,9060.04%5,433CommonNONE
084670108BRK/ABERKSHIRE HATHAWAY INC DEL$517,8100.04%1CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$509,4790.04%1,060CommonNONE
939653101ELMEELME COMMUNITIES$489,0900.04%29,750CommonNONE
464287309IVWISHARES TR$484,8320.04%6,879CommonNONE
907818108UNPUNION PAC CORP$484,5410.04%2,368CommonNONE
693506107PPGPPG INDS INC$476,4880.04%3,213CommonNONE
717081103PFEPFIZER INC$469,4680.04%12,799CommonNONE
92343V104VZVERIZON COMMUNICATIONS INC$459,6320.04%12,359CommonNONE
871829107SYYSYSCO CORP$457,7400.04%6,169CommonNONE
808524409SCHVSCHWAB STRATEGIC TR$457,4870.04%6,819CommonNONE
459200101IBMINTERNATIONAL BUSINESS MACHS$449,4680.04%3,359CommonNONE
81369Y803XLKSELECT SECTOR SPDR TR$445,9510.04%2,565CommonNONE
922908744VTVVANGUARD INDEX FDS$441,7890.04%3,109CommonNONE
191216100KOCOCA COLA CO$436,3550.04%7,246CommonNONE
97717X560WTPIWISDOMTREE TR$435,3520.04%13,435CommonNONE
855244109SBUXSTARBUCKS CORP$434,0810.04%4,382CommonNONE
921909768VXUSVANGUARD STAR FDS$429,5730.03%7,660CommonNONE
808524300SCHGSCHWAB STRATEGIC TR$422,0390.03%5,631CommonNONE
464287598IWDISHARES TR$406,5710.03%2,576CommonNONE
922908512VOEVANGUARD INDEX FDS$406,5610.03%2,938CommonNONE
97717X669DGRWWISDOMTREE TR$405,2930.03%6,080CommonNONE
97717W315DEMWISDOMTREE TR$399,2330.03%10,432CommonNONE
64110L106NFLXNETFLIX INC$398,2030.03%904CommonNONE
842587107SOSOUTHERN CO$396,3510.03%5,642CommonNONE
63884N108NATURA &CO HLDG S A$395,7360.03%56,777CommonNONE
370334104GISGENERAL MLS INC$388,1790.03%5,061CommonNONE
922908538VOTVANGUARD INDEX FDS$373,2670.03%1,814CommonNONE
225310101CACCCREDIT ACCEP CORP MICH$371,2970.03%731CommonNONE
254687106DISDISNEY WALT CO$361,4930.03%4,049CommonNONE
35243J101FBRTFRANKLIN BSP RLTY TR INC$354,4250.03%25,030CommonNONE
502431109LHXL3HARRIS TECHNOLOGIES INC$352,1910.03%1,799CommonNONE
G54950103LINLINDE PLC$348,3080.03%914CommonNONE
46982L108JJACOBS SOLUTIONS INC$347,2780.03%2,921CommonNONE
235851102DHRDANAHER CORPORATION$346,0800.03%1,442CommonNONE
00724F101ADBEADOBE SYSTEMS INCORPORATED$340,8270.03%697CommonNONE
29476L107EQREQUITY RESIDENTIAL$337,7010.03%5,119CommonNONE
931142103WMTWALMART INC$333,2220.03%2,120CommonNONE
G1151C101ACNACCENTURE PLC IRELAND$329,5640.03%1,068CommonNONE
89832Q109TFCTRUIST FINL CORP$329,4190.03%10,854CommonNONE
922908595VBKVANGUARD INDEX FDS$323,2450.03%1,407CommonNONE
25434V807DFIVDIMENSIONAL ETF TRUST$319,3350.03%9,721CommonNONE
922908629VOVANGUARD INDEX FDS$313,2880.03%1,423CommonNONE
922042718VSSVANGUARD INTL EQUITY INDEX F$312,8800.03%2,832CommonNONE
78463V107GLDSPDR GOLD TR$310,7250.03%1,743CommonNONE
46138E743PXFINVESCO EXCH TRADED FD TR II$307,7930.02%6,846CommonNONE
79466L302CRMSALESFORCE INC$300,4120.02%1,422CommonNONE
922908637VVVANGUARD INDEX FDS$297,7960.02%1,469CommonNONE
808524102SCHBSCHWAB STRATEGIC TR$290,0370.02%5,610CommonNONE
718172109PMPHILIP MORRIS INTL INC$284,6070.02%2,915CommonNONE
060505104BACBANK AMERICA CORP$280,1580.02%9,765CommonNONE
11135F101AVGOBROADCOM INC$271,5060.02%313CommonNONE
548661107LOWLOWES COS INC$270,3890.02%1,198CommonNONE
244199105DEDEERE & CO$269,8570.02%666CommonNONE
09247X101BLKCHFBLACKROCK INC$269,5450.02%390CommonNONE
00206R102TAT&T INC$267,3430.02%16,761CommonNONE
018802108LNTALLIANT ENERGY CORP$267,2810.02%5,093CommonNONE
031162100AMGNAMGEN INC$266,4240.02%1,200CommonNONE
38141G104GSGOLDMAN SACHS GROUP INC$255,8090.02%793CommonNONE
832696405SJMSMUCKER J M CO$254,4360.02%1,723CommonNONE
209115104EDCONSOLIDATED EDISON INC$252,2160.02%2,790CommonNONE
126408103CSXCSX CORP$251,8630.02%7,386CommonNONE
088606108BHPBHP GROUP LTD$250,4350.02%4,197CommonNONE
315616102FFIVF5 INC$250,2510.02%1,711CommonNONE
882508104TXNTEXAS INSTRS INC$249,1480.02%1,384CommonNONE
609207105MDLZMONDELEZ INTL INC$247,6320.02%3,395CommonNONE
20030N101CMCSACOMCAST CORP NEW$246,9670.02%5,944CommonNONE
09255X100XFRAXBLACKROCK FLOATING RATE INCO$245,9420.02%20,143CommonNONE
767204100RIORIO TINTO PLC$237,7410.02%3,724CommonNONE
36266G107GEHCGE HEALTHCARE TECHNOLOGIES I$234,7030.02%2,889CommonNONE
143130102KMXCARMAX INC$231,0120.02%2,760CommonNONE
381430503GSLCGOLDMAN SACHS ETF TR$230,2980.02%2,638CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$229,0490.02%439CommonNONE
808524797SCHDSCHWAB STRATEGIC TR$229,0440.02%3,154CommonNONE
194162103CLCOLGATE PALMOLIVE CO$226,5750.02%2,941CommonNONE
126650100CVSCVS HEALTH CORP$223,8430.02%3,238CommonNONE
007903107AMDADVANCED MICRO DEVICES INC$220,7580.02%1,938CommonNONE
11135E203BNLBROADSTONE NET LEASE INC$220,6070.02%14,288CommonNONE
133131102CPTCAMDEN PPTY TR$220,1360.02%2,022CommonNONE
219350105GLWCORNING INC$219,5960.02%6,267CommonNONE
26441C204DUKDUKE ENERGY CORP NEW$218,9660.02%2,440CommonNONE
464286525ACWVISHARES INC$218,7470.02%2,231CommonNONE
464287663IUSVISHARES TR$210,5200.02%2,690CommonNONE
808513105SCHWSCHWAB CHARLES CORP$207,5060.02%3,661CommonNONE
464288802SUSAISHARES TR$205,4470.02%2,194CommonNONE
464287606IJKISHARES TR$204,9000.02%2,732CommonNONE
29332G102EHABUSDENHABIT INC$172,5000.01%15,000CommonNONE
6706EN100NUVEEN FLOATING RATE INCOME$156,2990.01%20,038CommonNONE
09255C106BLACKROCK MUNIHLDGS NY QLTY$151,8030.01%14,485CommonNONE
95766A101XEMDXWESTERN ASSET EMERGING MKTS$117,0690.01%13,581CommonNONE
23725P209DRIOEURDARIOHEALTH CORP$71,5790.01%17,850CommonNONE
084310101PHENOMEX INC$6,3730.00%13,005CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.