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Klingman & Associates, LLC

Q3 2023 · 13F-HR

Klingman & Associates, LLCholdings as filed

Filed 2023-10-30 · accession 0001172661-23-003540

$1.24B
Reported value
219
Positions
2023-09-30
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
464287200IVVISHARES TR$207.7M16.8%483,650CommonNONE
922020805VTIPVANGUARD MALVERN FDS$62.4M5.05%1,320,087CommonNONE
464287507IJHISHARES TR$59.9M4.84%240,036CommonNONE
78462F103SPYSPDR S&P 500 ETF TR$54.5M4.40%127,406CommonNONE
78464A508SPYVSPDR SER TR$48.0M3.88%1,163,088CommonNONE
464287804IJRISHARES TR$43.7M3.53%462,945CommonNONE
78464A409SPYGSPDR SER TR$43.6M3.52%735,322CommonNONE
037833100AAPLAPPLE INC$42.2M3.41%246,717CommonNONE
46432F842IEFAISHARES TR$31.0M2.50%481,143CommonNONE
46429B697USMVISHARES TR$30.4M2.46%419,623CommonNONE
69343T107PJTPJT PARTNERS INC$26.0M2.10%327,560CommonNONE
46435U515IBDTISHARES TR$24.9M2.02%1,037,442CommonNONE
921943858VEAVANGUARD TAX-MANAGED FDS$24.9M2.01%569,402CommonNONE
46436E205IBDUISHARES TR$24.7M2.00%1,128,664CommonNONE
46435UAA9IBDSISHARES TR$24.6M1.99%1,061,717CommonNONE
78464A763SDYSPDR SER TR$24.3M1.97%211,641CommonNONE
46435GAA0IBDRISHARES TR$24.0M1.94%1,026,542CommonNONE
46137V613PRFINVESCO EXCHANGE TRADED FD T$23.4M1.89%735,927CommonNONE
78464A839MDYVSPDR SER TR$22.6M1.82%347,900CommonNONE
33939L506TDTTFLEXSHARES TR$22.3M1.80%960,632CommonNONE
78464A821MDYGSPDR SER TR$21.2M1.71%306,014CommonNONE
78467Y107MDYSPDR S&P MIDCAP 400 ETF TR$20.9M1.69%45,749CommonNONE
922042858VWOVANGUARD INTL EQUITY INDEX F$18.5M1.50%472,636CommonNONE
23804L103DDOGDATADOG INC$18.3M1.48%201,171CommonNONE
78464A300SLYVSPDR SER TR$18.1M1.46%250,155CommonNONE
46138G698RWLINVESCO EXCH TRADED FD TR II$16.5M1.33%210,670CommonNONE
78464A201SLYGSPDR SER TR$12.3M1.00%168,477CommonNONE
464288273SCZISHARES TR$10.3M0.83%181,637CommonNONE
922908769VTIVANGUARD INDEX FDS$9.7M0.78%45,491CommonNONE
594918104MSFTMICROSOFT CORP$9.0M0.72%28,352CommonNONE
174610105CFGCITIZENS FINL GROUP INC$8.9M0.72%331,554CommonNONE
46436E726IBDVISHARES TR$7.2M0.58%353,169CommonNONE
48020Q107JLLJONES LANG LASALLE INC$6.9M0.56%49,217CommonNONE
25434V856DFIPDIMENSIONAL ETF TRUST$6.6M0.54%167,125CommonNONE
464287655IWMISHARES TR$5.8M0.47%32,929CommonNONE
46434G103IEMGISHARES INC$5.7M0.46%120,760CommonNONE
023135106AMZNAMAZON COM INC$5.4M0.44%42,579CommonNONE
46641Q654JMSTJ P MORGAN EXCHANGE TRADED F$5.3M0.43%104,587CommonNONE
464287622IWBISHARES TR$5.2M0.42%22,123CommonNONE
227046109CROXCROCS INC$4.2M0.34%47,680CommonNONE
922908553VNQVANGUARD INDEX FDS$4.1M0.33%54,594CommonNONE
46138E354SPLVINVESCO EXCH TRADED FD TR II$3.7M0.30%62,411CommonNONE
46641Q837JPSTJ P MORGAN EXCHANGE TRADED F$3.6M0.29%72,036CommonNONE
464287168DVYISHARES TR$3.5M0.28%32,672CommonNONE
46436E486IBDWISHARES TR$3.3M0.27%172,388CommonNONE
922908363VOOVANGUARD INDEX FDS$3.3M0.27%8,379CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$3.2M0.26%9,019CommonNONE
57636Q104MAMASTERCARD INCORPORATED$3.0M0.24%7,495CommonNONE
30231G102XOMEXXON MOBIL CORP$3.0M0.24%25,102CommonNONE
25434V609DFATDIMENSIONAL ETF TRUST$2.9M0.23%62,871CommonNONE
038222105AMATAPPLIED MATLS INC$2.8M0.23%20,192CommonNONE
02079K107GOOGALPHABET INC$2.5M0.20%19,017CommonNONE
478160104JNJJOHNSON & JOHNSON$2.5M0.20%15,859CommonNONE
115236101BROBROWN & BROWN INC$2.3M0.19%33,535CommonNONE
922908751VBVANGUARD INDEX FDS$2.3M0.18%11,958CommonNONE
46137V357RSPINVESCO EXCHANGE TRADED FD T$2.2M0.18%15,368CommonNONE
46429B663HDVISHARES TR$2.2M0.17%21,809CommonNONE
46431W507NEARISHARES U S ETF TR$2.2M0.17%43,163CommonNONE
02079K305GOOGLALPHABET INC$2.1M0.17%16,348CommonNONE
464287523SOXXISHARES TR$2.1M0.17%4,400CommonNONE
72201R833MINTPIMCO ETF TR$2.1M0.17%20,500CommonNONE
46429B689EFAVISHARES TR$2.0M0.17%31,353CommonNONE
464287465EFAISHARES TR$2.0M0.16%29,322CommonNONE
58933Y105MRKMERCK & CO INC$1.9M0.16%18,748CommonNONE
437076102HDHOME DEPOT INC$1.7M0.14%5,701CommonNONE
464287630IWNISHARES TR$1.7M0.14%12,671CommonNONE
922042775VEUVANGUARD INTL EQUITY INDEX F$1.7M0.14%32,788CommonNONE
464287150ITOTISHARES TR$1.7M0.14%17,865CommonNONE
46432F834IXUSISHARES TR$1.7M0.13%27,516CommonNONE
46435U283IBMPISHARES TR$1.6M0.13%66,932CommonNONE
46625H100JPMJPMORGAN CHASE & CO$1.6M0.13%11,147CommonNONE
46435U259IBMOISHARES TR$1.6M0.13%64,876CommonNONE
09260D107BXBLACKSTONE INC$1.5M0.12%13,808CommonNONE
46435U325IBMQISHARES TR$1.4M0.11%57,518CommonNONE
464287101OEFISHARES TR$1.3M0.11%6,715CommonNONE
742718109PGPROCTER AND GAMBLE CO$1.3M0.11%9,004CommonNONE
92206C102VGSHVANGUARD SCOTTSDALE FDS$1.3M0.10%21,872CommonNONE
921932885IVOOVANGUARD ADMIRAL FDS INC$1.3M0.10%14,898CommonNONE
30303M102METAMETA PLATFORMS INC$1.2M0.10%4,129CommonNONE
00287Y109ABBVABBVIE INC$1.2M0.10%8,240CommonNONE
46138G672RWKINVESCO EXCH TRADED FD TR II$1.2M0.10%12,954CommonNONE
68389X105ORCLORACLE CORP$1.2M0.10%11,199CommonNONE
808524805SCHFSCHWAB STRATEGIC TR$1.1M0.09%33,360CommonNONE
053015103ADPAUTOMATIC DATA PROCESSING IN$1.1M0.09%4,476CommonNONE
921908844VIGVANGUARD SPECIALIZED FUNDS$1.1M0.09%6,913CommonNONE
46138G664RWJINVESCO EXCH TRADED FD TR II$1.1M0.09%29,108CommonNONE
872540109TJXTJX COS INC NEW$1.0M0.08%11,551CommonNONE
921946406VYMVANGUARD WHITEHALL FDS$1.0M0.08%9,748CommonNONE
922908611VBRVANGUARD INDEX FDS$976,4180.08%6,122CommonNONE
67066G104NVDANVIDIA CORPORATION$959,1530.08%2,205CommonNONE
369604301GEGENERAL ELECTRIC CO$958,4690.08%8,670CommonNONE
921932828VIOOVANGUARD ADMIRAL FDS INC$955,6320.08%10,934CommonNONE
88160R101TSLATESLA INC$930,5690.08%3,719CommonNONE
46090E103QQQINVESCO QQQ TR$921,1130.07%2,571CommonNONE
754730109RJFRAYMOND JAMES FINL INC$909,3940.07%9,055CommonNONE
92826C839VVISA INC$885,0790.07%3,848CommonNONE
922908736VUGVANGUARD INDEX FDS$879,8340.07%3,231CommonNONE
909907107UBSIUNITED BANKSHARES INC WEST V$853,7450.07%30,944CommonNONE
38173M102GBDCGOLUB CAP BDC INC$817,8530.07%55,750CommonNONE
65339F101NEENEXTERA ENERGY INC$804,7530.07%14,047CommonNONE
46435U432ISHARES TR$799,7700.06%30,666CommonNONE
46138G870VRPINVESCO EXCH TRADED FD TR II$788,9230.06%35,267CommonNONE
778296103ROSTROSS STORES INC$788,7300.06%6,983CommonNONE
67103H107ORLYOREILLY AUTOMOTIVE INC$777,9850.06%856CommonNONE
46138E735PDNINVESCO EXCH TRADED FD TR II$777,0500.06%26,305CommonNONE
00724F101ADBEADOBE INC$776,5780.06%1,523CommonNONE
002824100ABTABBOTT LABS$746,3270.06%7,706CommonNONE
713448108PEPPEPSICO INC$738,7590.06%4,360CommonNONE
025072877AVUVAMERICAN CENTY ETF TR$724,8210.06%9,299CommonNONE
539830109LMTLOCKHEED MARTIN CORP$702,1850.06%1,717CommonNONE
458140100INTCINTEL CORP$700,1580.06%19,695CommonNONE
25434V401DFUSDIMENSIONAL ETF TRUST$698,7160.06%15,010CommonNONE
427866108HSYHERSHEY CO$695,0780.06%3,474CommonNONE
464287499IWRISHARES TR$688,4150.06%9,941CommonNONE
20464U100COMPCOMPASS INC$687,3270.06%237,009CommonNONE
464287176TIPISHARES TR$672,5210.05%6,484CommonNONE
11135F101AVGOBROADCOM INC$671,1090.05%808CommonNONE
532457108LLYELI LILLY & CO$666,0420.05%1,240CommonNONE
580135101MCDMCDONALDS CORP$659,6540.05%2,504CommonNONE
464287234EEMISHARES TR$642,0770.05%16,919CommonNONE
166764100CVXCHEVRON CORP NEW$624,0630.05%3,701CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$617,5020.05%1,093CommonNONE
17275R102CSCOCISCO SYS INC$591,2050.05%10,997CommonNONE
922908744VTVVANGUARD INDEX FDS$562,2030.05%4,076CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$534,9460.04%1,061CommonNONE
084670108BRK/ABERKSHIRE HATHAWAY INC DEL$531,4770.04%1CommonNONE
46436E163IBMRISHARES TR$521,7580.04%21,856CommonNONE
922908652VXFVANGUARD INDEX FDS$511,9750.04%3,572CommonNONE
464287614IWFISHARES TR$507,7750.04%1,909CommonNONE
345370860FFORD MTR CO DEL$489,1970.04%39,388CommonNONE
464287408IVEISHARES TR$481,2120.04%3,128CommonNONE
780087102RYROYAL BK CDA$471,5640.04%5,393CommonNONE
907818108UNPUNION PAC CORP$469,1640.04%2,304CommonNONE
911363109URIUNITED RENTALS INC$467,2440.04%1,051CommonNONE
459200101IBMINTERNATIONAL BUSINESS MACHS$467,0590.04%3,329CommonNONE
97717X669DGRWWISDOMTREE TR$463,8580.04%7,306CommonNONE
548661107LOWLOWES COS INC$462,0290.04%2,223CommonNONE
09857L108BKNGBOOKING HOLDINGS INC$459,5090.04%149CommonNONE
438516106HONHONEYWELL INTL INC$454,4610.04%2,460CommonNONE
808524409SCHVSCHWAB STRATEGIC TR$448,1910.04%6,953CommonNONE
235851102DHRDANAHER CORPORATION$446,5800.04%1,800CommonNONE
693506107PPGPPG INDS INC$423,2780.03%3,261CommonNONE
81369Y803XLKSELECT SECTOR SPDR TR$420,4810.03%2,565CommonNONE
931142103WMTWALMART INC$418,6970.03%2,618CommonNONE
717081103PFEPFIZER INC$413,8630.03%12,477CommonNONE
921909768VXUSVANGUARD STAR FDS$413,0680.03%7,718CommonNONE
97717X560WTPIWISDOMTREE TR$412,7300.03%13,435CommonNONE
808524300SCHGSCHWAB STRATEGIC TR$409,4820.03%5,631CommonNONE
939653101ELMEELME COMMUNITIES$406,4720.03%29,800CommonNONE
46982L108JJACOBS SOLUTIONS INC$401,9930.03%2,945CommonNONE
464287309IVWISHARES TR$395,6050.03%5,782CommonNONE
871829107SYYSYSCO CORP$393,7910.03%5,962CommonNONE
92343V104VZVERIZON COMMUNICATIONS INC$393,5550.03%12,143CommonNONE
97717W315DEMWISDOMTREE TR$390,9920.03%10,432CommonNONE
922908512VOEVANGUARD INDEX FDS$384,1060.03%2,933CommonNONE
64110L106NFLXNETFLIX INC$382,8870.03%1,014CommonNONE
09261X102BXSLBLACKSTONE SECD LENDING FD$374,8320.03%13,700CommonNONE
00507V109AIYACTIVISION BLIZZARD INC$367,4980.03%3,925CommonNONE
126650100CVSCVS HEALTH CORP$358,9450.03%5,141CommonNONE
191216100KOCOCA COLA CO$356,0330.03%6,360CommonNONE
464289859AOAISHARES TR$355,7980.03%5,604CommonNONE
922908538VOTVANGUARD INDEX FDS$353,3130.03%1,814CommonNONE
464287598IWDISHARES TR$336,7370.03%2,218CommonNONE
225310101CACCCREDIT ACCEP CORP MICH$336,3480.03%731CommonNONE
35243J101FBRTFRANKLIN BSP RLTY TR INC$334,2050.03%25,242CommonNONE
922908637VVVANGUARD INDEX FDS$329,9340.03%1,686CommonNONE
63884N108NATURA &CO HLDG S A$327,6040.03%56,777CommonNONE
502431109LHXL3HARRIS TECHNOLOGIES INC$321,4260.03%1,846CommonNONE
G54950103LINLINDE PLC$317,6150.03%853CommonNONE
922908629VOVANGUARD INDEX FDS$317,3580.03%1,524CommonNONE
25434V807DFIVDIMENSIONAL ETF TRUST$317,1000.03%9,721CommonNONE
370334104GISGENERAL MLS INC$316,8790.03%4,952CommonNONE
031162100AMGNAMGEN INC$315,2560.03%1,173CommonNONE
78463V107GLDSPDR GOLD TR$309,9820.03%1,808CommonNONE
29476L107EQREQUITY RESIDENTIAL$306,9950.02%5,229CommonNONE
G1151C101ACNACCENTURE PLC IRELAND$306,8030.02%999CommonNONE
89832Q109TFCTRUIST FINL CORP$301,8650.02%10,551CommonNONE
922908595VBKVANGUARD INDEX FDS$301,3520.02%1,407CommonNONE
67401P405OCSLOAKTREE SPECIALTY LENDING CO$298,7820.02%14,850CommonNONE
46138E743PXFINVESCO EXCH TRADED FD TR II$298,0120.02%6,846CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$295,0980.02%583CommonNONE
808524102SCHBSCHWAB STRATEGIC TR$279,6590.02%5,610CommonNONE
79466L302CRMSALESFORCE INC$279,6340.02%1,379CommonNONE
00206R102TAT&T INC$276,9000.02%18,435CommonNONE
66987V109NVSNOVARTIS AG$276,5500.02%2,715CommonNONE
315616102FFIVF5 INC$275,7110.02%1,711CommonNONE
254687106DISDISNEY WALT CO$274,2740.02%3,384CommonNONE
20030N101CMCSACOMCAST CORP NEW$272,1630.02%6,138CommonNONE
060505104BACBANK AMERICA CORP$269,8580.02%9,856CommonNONE
244199105DEDEERE & CO$262,6570.02%696CommonNONE
09255X100XFRAXBLACKROCK FLOATING RATE INCO$261,4290.02%20,715CommonNONE
46432F339QUALISHARES TR$257,9140.02%1,957CommonNONE
718172109PMPHILIP MORRIS INTL INC$255,9340.02%2,764CommonNONE
38141G104GSGOLDMAN SACHS GROUP INC$250,9510.02%776CommonNONE
018802108LNTALLIANT ENERGY CORP$249,3240.02%5,146CommonNONE
922042718VSSVANGUARD INTL EQUITY INDEX F$247,6590.02%2,332CommonNONE
088606108BHPBHP GROUP LTD$247,2010.02%4,346CommonNONE
81369Y506XLESELECT SECTOR SPDR TR$245,7710.02%2,719CommonNONE
855244109SBUXSTARBUCKS CORP$244,8780.02%2,683CommonNONE
464288802SUSAISHARES TR$242,3800.02%2,694CommonNONE
842587107SOSOUTHERN CO$241,2120.02%3,727CommonNONE
194162103CLCOLGATE PALMOLIVE CO$240,0680.02%3,376CommonNONE
209115104EDCONSOLIDATED EDISON INC$238,5440.02%2,789CommonNONE
767204100RIORIO TINTO PLC$236,9960.02%3,724CommonNONE
609207105MDLZMONDELEZ INTL INC$234,6420.02%3,381CommonNONE
126408103CSXCSX CORP$227,8580.02%7,410CommonNONE
808524797SCHDSCHWAB STRATEGIC TR$223,1780.02%3,154CommonNONE
832696405SJMSMUCKER J M CO$214,4780.02%1,745CommonNONE
464286525ACWVISHARES INC$212,8690.02%2,231CommonNONE
11135E203BNLBROADSTONE NET LEASE INC$206,5070.02%14,441CommonNONE
808513105SCHWSCHWAB CHARLES CORP$205,2170.02%3,738CommonNONE
464287648IWOISHARES TR$202,1840.02%902CommonNONE
75886F107REGNREGENERON PHARMACEUTICALS$200,8030.02%244CommonNONE
464287663IUSVISHARES TR$200,7280.02%2,690CommonNONE
29332G102EHABUSDENHABIT INC$168,7500.01%15,000CommonNONE
67072T108JFRNUVEEN FLOATING RATE INCOME$165,3780.01%20,143CommonNONE
09255C106BLACKROCK MUNIHLDGS NY QLTY$132,2490.01%14,485CommonNONE
95766A101XEMDXWESTERN ASSET EMERGING MKTS$112,7230.01%13,581CommonNONE
23725P209DRIOEURDARIOHEALTH CORP$58,5480.00%17,850CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.