Q2 2023 · 13F-HR
1607 Capital Partners, LLCholdings as filed
Filed 2023-08-14 · accession 0001172661-23-003072
$1.40B
Reported value
145
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46434G822 | EWJ | ISHARES INC | $118.9M | 8.52% | 1,920,100 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $62.5M | 4.48% | 646,700 | Common | SOLE |
| 464286749 | EWL | ISHARES INC | $59.5M | 4.26% | 1,287,158 | Common | SOLE |
| 46429B267 | GOVT | ISHARES TR | $45.6M | 3.27% | 1,991,634 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $40.0M | 2.87% | 959,526 | Common | SOLE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $39.4M | 2.83% | 2,345,529 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $35.2M | 2.52% | 4,883,418 | Common | SOLE |
| 464286608 | EZU | ISHARES INC | $34.0M | 2.44% | 742,616 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR | $27.8M | 1.99% | 10,154,662 | Common | SOLE |
| 670928100 | NUV | NUVEEN MUN VALUE FD INC | $26.2M | 1.88% | 3,007,469 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $26.0M | 1.86% | 1,582,081 | Common | SOLE |
| 464286103 | EWA | ISHARES INC | $25.8M | 1.85% | 1,143,398 | Common | SOLE |
| 69355J104 | SDHY | PGIM SHORT DUR HIG YLD OPP F | $22.8M | 1.63% | 1,529,424 | Common | SOLE |
| 33740D107 | XFDEX | FIRST TR DYNAMIC EUROPE EQUI | $22.6M | 1.62% | 1,723,683 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DI | $22.0M | 1.57% | 2,181,488 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $21.2M | 1.52% | 2,397,060 | Common | SOLE |
| 95790A101 | IGI | WESTERN ASSET INVT GRADE DEF | $21.2M | 1.52% | 1,298,426 | Common | SOLE |
| 95790K109 | WDI | WESTERN ASSET DIVERSIFIED IN | $21.0M | 1.50% | 1,557,845 | Common | SOLE |
| 233368109 | KTF | DWS MUN INCOME TR | $20.8M | 1.49% | 2,413,245 | Common | SOLE |
| 45781W109 | — | INSIGHT SELECT INCOME FD | $20.4M | 1.46% | 1,302,040 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC | $20.3M | 1.45% | 647,157 | Common | SOLE |
| 00306J109 | XJEQX | ABRDN JAPAN EQUITY FUND INC | $20.0M | 1.44% | 3,299,096 | Common | SOLE |
| 670695105 | NUW | NUVEEN AMT-FREE MUN VALUE FD | $20.0M | 1.43% | 1,456,173 | Common | SOLE |
| 00301W105 | AEF | ABRDN EMRG MKTS EQTY INCM FD | $19.8M | 1.42% | 3,816,550 | Common | SOLE |
| 617468103 | XCAFX | MORGAN STANLEY CHINA A SH FD | $17.3M | 1.24% | 1,358,937 | Common | SOLE |
| 298768102 | EEA | EUROPEAN EQUITY FD INC | $16.6M | 1.19% | 1,924,629 | Common | SOLE |
| 552939100 | MGF | MFS GOVT MKTS INCOME TR | $16.0M | 1.14% | 4,969,262 | Common | SOLE |
| 67080D103 | NPCT | NUVEEN CORE PLUS IMPACT FUND | $15.5M | 1.11% | 1,553,907 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & P | $14.3M | 1.02% | 1,167,438 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $14.2M | 1.02% | 1,717,691 | Common | SOLE |
| 644465106 | GF | NEW GERMANY FD INC | $13.7M | 0.98% | 1,525,065 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $13.0M | 0.93% | 2,396,781 | Common | SOLE |
| 880191101 | EMF | TEMPLETON EMERGING MKTS FD | $12.9M | 0.93% | 1,090,752 | Common | SOLE |
| 155123102 | CET | CENTRAL SECS CORP | $12.0M | 0.86% | 329,911 | Common | SOLE |
| 464286806 | EWG | ISHARES INC | $12.0M | 0.86% | 419,000 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $11.9M | 0.86% | 564,755 | Common | SOLE |
| 95766M105 | MMU | WESTERN ASSET MANAGED MUNS F | $11.8M | 0.85% | 1,190,412 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE & TECHNOLO | $10.7M | 0.76% | 589,234 | Common | SOLE |
| 958435109 | SBI | WESTERN ASSET INTER MUNI FD | $10.5M | 0.75% | 1,372,187 | Common | SOLE |
| 500634209 | KF | KOREA FD INC | $10.3M | 0.74% | 446,632 | Common | SOLE |
| 00326W106 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $10.1M | 0.73% | 570,443 | Common | SOLE |
| 410123103 | JHS | HANCOCK JOHN INCOME SECS TR | $9.9M | 0.71% | 914,958 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERA | $9.7M | 0.70% | 892,601 | Common | SOLE |
| 67061T101 | NIM | NUVEEN SELECT MAT MUN FD | $9.4M | 0.68% | 1,049,305 | Common | SOLE |
| 46132L107 | VBF | INVESCO BD FD | $9.4M | 0.67% | 630,819 | Common | SOLE |
| 957664105 | WEA | WESTERN ASSET PREMIER BD FD | $9.1M | 0.65% | 891,048 | Common | SOLE |
| 872340104 | TSI | TCW STRATEGIC INCOME FD INC | $9.0M | 0.64% | 1,936,369 | Common | SOLE |
| 464288158 | SUB | ISHARES TR | $8.7M | 0.62% | 83,400 | Common | SOLE |
| 09255K108 | XEGFX | BLACKROCK ENHANCED GOVT FD I | $8.2M | 0.59% | 862,683 | Common | SOLE |
| 95766T100 | PAI | WESTERN ASSET INVESTMENT GRA | $8.2M | 0.59% | 705,686 | Common | SOLE |
| 27829L105 | EOT | EATON VANCE NATL MUN OPPORT | $8.1M | 0.58% | 468,519 | Common | SOLE |
| 09254E103 | MYI | BLACKROCK MUNIYIELD QUALITY | $7.4M | 0.53% | 678,645 | Common | SOLE |
| 67062J102 | NMI | NUVEEN MUN INCOME FD INC | $7.3M | 0.53% | 777,719 | Common | SOLE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD BD | $7.3M | 0.52% | 3,846,144 | Common | SOLE |
| 95766N103 | MHF | WESTERN ASSET MUN HIGH INCOM | $7.2M | 0.52% | 1,097,651 | Common | SOLE |
| 879105104 | THQ | TEKLA HEALTHCARE OPPORTUNITI | $6.9M | 0.50% | 363,814 | Common | SOLE |
| 600379101 | XHIEX | MILLER HOWARD HIGH INC EQTY | $6.7M | 0.48% | 658,402 | Common | SOLE |
| 67075J107 | JMM | NUVEEN MULTI-MKT INCOME FD | $6.7M | 0.48% | 1,147,489 | Common | SOLE |
| 87911K100 | HQL | TEKLA LIFE SCIENCES INVS | $6.5M | 0.47% | 479,415 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $6.3M | 0.45% | 631,315 | Common | SOLE |
| 09248E102 | XBFZX | BLACKROCK CALIF MUN INCOME T | $6.2M | 0.44% | 523,296 | Common | SOLE |
| 746853100 | PPT | PUTNAM PREMIER INCOME TR | $6.1M | 0.44% | 1,725,694 | Common | SOLE |
| 23334J107 | DTF | DTF TAX-FREE INCOME 2028 TER | $6.0M | 0.43% | 561,546 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $6.0M | 0.43% | 770,344 | Common | SOLE |
| 67062M105 | NNY | NUVEEN N Y MUN VALUE FD | $6.0M | 0.43% | 707,827 | Common | SOLE |
| 003011103 | — | ABRDN AUSTRALIA EQUITY FD IN | $5.9M | 0.42% | 1,358,149 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $5.6M | 0.40% | 641,411 | Common | SOLE |
| 67062C107 | NCA | NUVEEN CALIFORNIA MUNI VLU F | $5.6M | 0.40% | 649,425 | Common | SOLE |
| 92912P108 | IHD | VOYA EMERGING MKTS HIGH DIVI | $5.4M | 0.38% | 1,026,307 | Common | SOLE |
| 95766K109 | HIO | WESTERN ASSET HIGH INCOME OP | $5.2M | 0.37% | 1,371,275 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $5.1M | 0.37% | 828,367 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $5.0M | 0.36% | 321,399 | Common | SOLE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $5.0M | 0.36% | 745,588 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $5.0M | 0.36% | 491,366 | Common | SOLE |
| 670735109 | JLS | NUVEEN MORTGAGE AND INCOME F | $4.7M | 0.34% | 291,224 | Common | SOLE |
| 091941104 | BGT | BLACKROCK FLOATING RATE INC | $4.7M | 0.33% | 399,939 | Common | SOLE |
| 23342Q101 | — | DWS STRATEGIC MUN INCOME TR | $4.4M | 0.32% | 524,375 | Common | SOLE |
| 67063V104 | XNXNX | NUVEEN N Y SELECT TAX FREE I | $4.1M | 0.30% | 348,794 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $4.0M | 0.29% | 54,200 | Common | SOLE |
| 00548F105 | PEO | ADAM NAT RES FD INC | $3.9M | 0.28% | 185,056 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTER INCOME T | $3.8M | 0.28% | 1,215,005 | Common | SOLE |
| 94987E109 | ERH | ALLSPRING UTILITIES AND HIGH | $3.7M | 0.26% | 364,106 | Common | SOLE |
| 92829B101 | VGI | VIRTUS GLOBAL MULTI-SECTOR I | $3.6M | 0.26% | 483,224 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $3.6M | 0.26% | 33,235 | Common | SOLE |
| 33734E103 | FMY | FIRST TR MTG INCOME FD | $3.5M | 0.25% | 318,126 | Common | SOLE |
| 85208J109 | FUND | SPROTT FOCUS TR INC | $3.5M | 0.25% | 444,980 | Common | SOLE |
| 885213108 | TBLD | THORNBURG INCM BUILDER OPP T | $3.5M | 0.25% | 229,505 | Common | SOLE |
| 92206C771 | VMBS | VANGUARD SCOTTSDALE FDS | $3.4M | 0.25% | 75,000 | Common | SOLE |
| 27826U108 | EVN | EATON VANCE MUNI INCOME TRUS | $3.4M | 0.24% | 341,897 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREM MUNI I | $3.4M | 0.24% | 317,397 | Common | SOLE |
| 95766P108 | — | WESTERN ASSET MUN PARTNERS F | $3.4M | 0.24% | 288,291 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $3.3M | 0.23% | 214,200 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $3.2M | 0.23% | 189,001 | Common | SOLE |
| 278279104 | EFT | EATON VANCE FLTING RATE INC | $3.2M | 0.23% | 269,900 | Common | SOLE |
| 56064Q107 | MEGI | MAINSTAY CBRE GLOBAL INFRA | $3.1M | 0.23% | 229,467 | Common | SOLE |
| 723760104 | XMIOX | PIONEER MUN HIGH INCOME OPPO | $2.9M | 0.21% | 272,247 | Common | SOLE |
| 169373107 | XXCHNXX | CHINA FD INC | $2.9M | 0.21% | 262,904 | Common | SOLE |
| 870875101 | SWZ | SWISS HELVETIA FD INC | $2.8M | 0.20% | 337,646 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $2.7M | 0.19% | 197,900 | Common | SOLE |
| 410142103 | JHI | HANCOCK JOHN INVT TR II | $2.6M | 0.19% | 209,100 | Common | SOLE |
| 61745C105 | IIF | MORGAN STANLEY INDIA INVT FD | $2.6M | 0.18% | 119,033 | Common | SOLE |
| 01864U106 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $2.5M | 0.18% | 236,109 | Common | SOLE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $2.5M | 0.18% | 119,400 | Common | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADVANTAGED G | $2.5M | 0.18% | 108,546 | Common | SOLE |
| 64124P101 | NBH | NEUBERGER BERMAN MUN FD INC | $2.5M | 0.18% | 241,212 | Common | SOLE |
| 36465E101 | GNT | GAMCO NAT RES GOLD & INCOME | $2.5M | 0.18% | 491,843 | Common | SOLE |
| 05589T104 | — | BNY MELLON MUN INCOME INC | $2.4M | 0.17% | 375,598 | Common | SOLE |
| 09256U105 | BSL | BLACKSTONE SENI FLTN RAT 202 | $2.1M | 0.15% | 165,200 | Common | SOLE |
| 89148K200 | XNDPX | TORTOISE ENERGY INDEPENDENC | $2.0M | 0.15% | 71,284 | Common | SOLE |
| 09248F109 | — | BLACKROCK MUN INCOME TR | $1.9M | 0.13% | 186,672 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $1.8M | 0.13% | 135,503 | Common | SOLE |
| 67067Y104 | — | NUVEEN SR INCOME FD | $1.8M | 0.13% | 386,400 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $1.8M | 0.13% | 197,854 | Common | SOLE |
| 67062F100 | NXP | NUVEEN SELECT TAX-FREE INCOM | $1.7M | 0.12% | 119,075 | Common | SOLE |
| 41013P749 | — | HANCOCK JOHN INVT TR | $1.7M | 0.12% | 361,881 | Common | SOLE |
| 92838Y100 | AIO | VIRTUS ARTIFICIAL INTELLIGEN | $1.6M | 0.11% | 86,351 | Common | SOLE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $1.5M | 0.11% | 88,600 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD DEF | $1.5M | 0.11% | 131,271 | Common | SOLE |
| 27827Y109 | XENWX | EATON VANCE NEW YORK MUN BD | $1.5M | 0.11% | 162,052 | Common | SOLE |
| 50208A102 | XSCDX | LMP CAP & INCOME FD INC | $1.4M | 0.10% | 110,418 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX-MANAGED GLOB | $1.4M | 0.10% | 174,104 | Common | SOLE |
| 27828Q105 | XEFRX | EATON VANCE SR FLTNG RTE TR | $1.4M | 0.10% | 116,200 | Common | SOLE |
| 76882G107 | OPP | RIVERNORTH DOUBLELINE STRATE | $1.2M | 0.08% | 138,850 | Common | SOLE |
| 780910105 | RVT | ROYCE VALUE TR INC | $1.1M | 0.08% | 76,854 | Common | SOLE |
| 09660L105 | DHF | BNY MELLON HIGH YIELD STRATE | $1.0M | 0.07% | 454,642 | Common | SOLE |
| 59318B108 | CXH | MFS INVT GRADE MUN TR | $968,911 | 0.07% | 131,735 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $937,115 | 0.07% | 182,318 | Common | SOLE |
| 92912R104 | IGA | VOYA GLBL ADV & PREM OPP FD | $873,113 | 0.06% | 102,238 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK MUN TARGET TERM TR | $859,108 | 0.06% | 41,343 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $797,500 | 0.06% | 11,000 | Common | SOLE |
| 40170T106 | GUG | GUGGENHEIM ACTIVE ALLOC FD | $790,044 | 0.06% | 55,017 | Common | SOLE |
| 278277108 | EOS | EATON VANCE ENHANCED EQUITY | $774,351 | 0.06% | 43,284 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $756,980 | 0.05% | 7,000 | Common | SOLE |
| 67071B108 | JRS | NUVEEN REAL ESTATE INCOME FD | $748,402 | 0.05% | 100,727 | Common | SOLE |
| 72369J102 | XPHDX | PIONEER FLOATING RATE FUND I | $745,056 | 0.05% | 85,836 | Common | SOLE |
| 723763108 | XMHIX | PIONEER MUNICIPAL HIGH INCOM | $703,503 | 0.05% | 82,474 | Common | SOLE |
| 6706EN100 | — | NUVEEN FLOATING RATE INCOME | $700,440 | 0.05% | 89,800 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $682,129 | 0.05% | 74,877 | Common | SOLE |
| 27829U105 | ETX | EATON VANCE MUN INCOME 2028 | $501,048 | 0.04% | 28,501 | Common | SOLE |
| 09250U101 | BGR | BLACKROCK ENERGY & RES TR | $470,150 | 0.03% | 39,049 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $442,089 | 0.03% | 37,915 | Common | SOLE |
| 67075F105 | XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $250,467 | 0.02% | 17,751 | Common | SOLE |
| 67063R103 | — | NUVEEN CALIF SELECT TAX FREE | $201,717 | 0.01% | 15,481 | Common | SOLE |
| 27828X100 | ETB | EATON VANCE TAX MNGED BUY WR | $186,834 | 0.01% | 13,451 | Common | SOLE |
| 552737108 | MMT | MFS MULTIMARKET INCOME TR | $181,676 | 0.01% | 40,283 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.