Q3 2023 · 13F-HR
1607 Capital Partners, LLCholdings as filed
Filed 2023-11-14 · accession 0001172661-23-003852
$1.33B
Reported value
143
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46434G822 | EWJ | ISHARES INC | $115.2M | 8.65% | 1,911,500 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $59.2M | 4.44% | 646,700 | Common | SOLE |
| 464286749 | EWL | ISHARES INC | $55.5M | 4.16% | 1,273,058 | Common | SOLE |
| 46429B267 | GOVT | ISHARES TR | $43.9M | 3.29% | 1,991,634 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $39.0M | 2.93% | 948,526 | Common | SOLE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $35.1M | 2.63% | 2,109,282 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $34.6M | 2.60% | 4,866,818 | Common | SOLE |
| 464286608 | EZU | ISHARES INC | $28.1M | 2.11% | 664,416 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR | $27.2M | 2.04% | 10,154,662 | Common | SOLE |
| 670928100 | NUV | NUVEEN MUN VALUE FD INC | $26.3M | 1.97% | 3,181,653 | Common | SOLE |
| 464286103 | EWA | ISHARES INC | $24.3M | 1.83% | 1,131,998 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $22.7M | 1.70% | 1,573,781 | Common | SOLE |
| 69355J104 | SDHY | PGIM SHORT DUR HIG YLD OPP F | $22.2M | 1.66% | 1,529,424 | Common | SOLE |
| 33740D107 | XFDEX | FIRST TR DYNAMIC EUROPE EQUI | $21.7M | 1.63% | 1,753,151 | Common | SOLE |
| 95790A101 | IGI | WESTERN ASSET INVT GRADE DEF | $20.9M | 1.57% | 1,319,726 | Common | SOLE |
| 95790K109 | WDI | WESTERN ASSET DIVERSIFIED IN | $20.6M | 1.55% | 1,557,845 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DI | $20.3M | 1.52% | 2,154,831 | Common | SOLE |
| 670695105 | NUW | NUVEEN AMT-FREE MUN VALUE FD | $19.9M | 1.49% | 1,484,197 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $19.7M | 1.48% | 2,397,060 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC | $19.7M | 1.48% | 656,003 | Common | SOLE |
| 45781W109 | — | INSIGHT SELECT INCOME FD | $19.6M | 1.47% | 1,302,040 | Common | SOLE |
| 233368109 | KTF | DWS MUN INCOME TR | $18.6M | 1.39% | 2,413,245 | Common | SOLE |
| 00301W105 | AEF | ABRDN EMRG MKTS EQTY INCM FD | $17.8M | 1.34% | 3,736,720 | Common | SOLE |
| 00306J109 | XJEQX | ABRDN JAPAN EQUITY FUND INC | $17.5M | 1.32% | 3,280,086 | Common | SOLE |
| 617468103 | XCAFX | MORGAN STANLEY CHINA A SH FD | $16.9M | 1.27% | 1,354,937 | Common | SOLE |
| 298768102 | EEA | EUROPEAN EQUITY FD INC | $15.2M | 1.14% | 1,913,129 | Common | SOLE |
| 552939100 | MGF | MFS GOVT MKTS INCOME TR | $15.2M | 1.14% | 4,969,262 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $15.2M | 1.14% | 780,183 | Common | SOLE |
| 67080D103 | NPCT | NUVEEN CORE PLUS IMPACT FUND | $14.2M | 1.07% | 1,553,907 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & P | $13.3M | 1.00% | 1,173,438 | Common | SOLE |
| 644465106 | GF | NEW GERMANY FD INC | $12.9M | 0.97% | 1,576,054 | Common | SOLE |
| 880191101 | EMF | TEMPLETON EMERGING MKTS FD | $12.3M | 0.93% | 1,091,859 | Common | SOLE |
| 95766M105 | MMU | WESTERN ASSET MANAGED MUNS F | $12.1M | 0.91% | 1,359,412 | Common | SOLE |
| 155123102 | CET | CENTRAL SECS CORP | $11.7M | 0.88% | 329,911 | Common | SOLE |
| 464286806 | EWG | ISHARES INC | $10.9M | 0.82% | 417,000 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE & TECHNOLO | $10.3M | 0.77% | 624,056 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERA | $10.1M | 0.76% | 971,523 | Common | SOLE |
| 958435109 | SBI | WESTERN ASSET INTER MUNI FD | $9.8M | 0.74% | 1,372,187 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $9.8M | 0.73% | 1,958,527 | Common | SOLE |
| 872340104 | TSI | TCW STRATEGIC INCOME FD INC | $9.7M | 0.73% | 2,122,669 | Common | SOLE |
| 410123103 | JHS | HANCOCK JOHN INCOME SECS TR | $9.5M | 0.71% | 921,558 | Common | SOLE |
| 500634209 | KF | KOREA FD INC | $9.4M | 0.70% | 446,500 | Common | SOLE |
| 67061T101 | NIM | NUVEEN SELECT MAT MUN FD | $9.3M | 0.70% | 1,095,147 | Common | SOLE |
| 00326W106 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $9.2M | 0.69% | 568,343 | Common | SOLE |
| 46132L107 | VBF | INVESCO BD FD | $9.1M | 0.68% | 630,819 | Common | SOLE |
| 09255K108 | XEGFX | BLACKROCK ENHANCED GOVT FD I | $8.5M | 0.63% | 858,383 | Common | SOLE |
| 95766T100 | PAI | WESTERN ASSET INVESTMENT GRA | $8.3M | 0.62% | 738,886 | Common | SOLE |
| 600379101 | XHIEX | MILLER HOWARD HIGH INC EQTY | $8.1M | 0.61% | 818,292 | Common | SOLE |
| 957664105 | WEA | WESTERN ASSET PREMIER BD FD | $8.1M | 0.61% | 803,309 | Common | SOLE |
| 27829L105 | EOT | EATON VANCE NATL MUN OPPORT | $7.6M | 0.57% | 471,098 | Common | SOLE |
| 464288158 | SUB | ISHARES TR | $7.6M | 0.57% | 73,500 | Common | SOLE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD BD | $7.2M | 0.54% | 3,846,144 | Common | SOLE |
| 95766N103 | MHF | WESTERN ASSET MUN HIGH INCOM | $7.0M | 0.52% | 1,146,808 | Common | SOLE |
| 879105104 | THQ | TEKLA HEALTHCARE OPPORTUNITI | $6.8M | 0.51% | 398,270 | Common | SOLE |
| 67062J102 | NMI | NUVEEN MUN INCOME FD INC | $6.6M | 0.50% | 768,413 | Common | SOLE |
| 09254E103 | MYI | BLACKROCK MUNIYIELD QUALITY | $6.5M | 0.49% | 678,645 | Common | SOLE |
| 67075J107 | JMM | NUVEEN MULTI-MKT INCOME FD | $6.4M | 0.48% | 1,147,489 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $6.3M | 0.47% | 631,315 | Common | SOLE |
| 410142103 | JHI | HANCOCK JOHN INVT TR II | $6.3M | 0.47% | 518,501 | Common | SOLE |
| 23334J107 | DTF | DTF TAX-FREE INCOME 2028 TER | $6.0M | 0.45% | 561,546 | Common | SOLE |
| 87911K100 | HQL | TEKLA LIFE SCIENCES INVS | $6.0M | 0.45% | 479,415 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $5.9M | 0.44% | 783,455 | Common | SOLE |
| 003011103 | — | ABRDN AUSTRALIA EQUITY FD IN | $5.9M | 0.44% | 1,486,852 | Common | SOLE |
| 92912P108 | IHD | VOYA EMERGING MKTS HIGH DIVI | $5.8M | 0.44% | 1,179,612 | Common | SOLE |
| 746853100 | PPT | PUTNAM PREMIER INCOME TR | $5.8M | 0.43% | 1,728,494 | Common | SOLE |
| 67062M105 | NNY | NUVEEN N Y MUN VALUE FD | $5.7M | 0.43% | 710,955 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $5.4M | 0.41% | 775,844 | Common | SOLE |
| 67062C107 | NCA | NUVEEN CALIFORNIA MUNI VLU F | $5.3M | 0.40% | 649,425 | Common | SOLE |
| 67075F105 | XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $5.3M | 0.40% | 386,293 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $5.1M | 0.38% | 613,662 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $5.0M | 0.38% | 828,367 | Common | SOLE |
| 95766K109 | HIO | WESTERN ASSET HIGH INCOME OP | $5.0M | 0.37% | 1,371,275 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $4.8M | 0.36% | 491,366 | Common | SOLE |
| 670735109 | JLS | NUVEEN MORTGAGE AND INCOME F | $4.6M | 0.35% | 291,224 | Common | SOLE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $4.5M | 0.34% | 745,588 | Common | SOLE |
| 091941104 | BGT | BLACKROCK FLOATING RATE INC | $4.1M | 0.31% | 343,539 | Common | SOLE |
| 67063V104 | XNXNX | NUVEEN N Y SELECT TAX FREE I | $4.0M | 0.30% | 348,794 | Common | SOLE |
| 23342Q101 | — | DWS STRATEGIC MUN INCOME TR | $3.9M | 0.30% | 524,375 | Common | SOLE |
| 64124P101 | NBH | NEUBERGER BERMAN MUN FD INC | $3.9M | 0.29% | 426,212 | Common | SOLE |
| 885213108 | TBLD | THORNBURG INCM BUILDER OPP T | $3.7M | 0.28% | 256,012 | Common | SOLE |
| 92829B101 | VGI | VIRTUS GLOBAL MULTI-SECTOR I | $3.7M | 0.28% | 508,624 | Common | SOLE |
| 92206C771 | VMBS | VANGUARD SCOTTSDALE FDS | $3.7M | 0.28% | 84,500 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTER INCOME T | $3.7M | 0.28% | 1,215,005 | Common | SOLE |
| 94987E109 | ERH | ALLSPRING UTILITIES AND HIGH | $3.6M | 0.27% | 417,068 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $3.6M | 0.27% | 244,190 | Common | SOLE |
| 33734E103 | FMY | FIRST TR MTG INCOME FD | $3.5M | 0.27% | 317,926 | Common | SOLE |
| 00548F105 | PEO | ADAM NAT RES FD INC | $3.5M | 0.26% | 151,587 | Common | SOLE |
| 09250W107 | XBMEX | BLACKROCK HEALTH SCIENCES TR | $3.4M | 0.26% | 88,092 | Common | SOLE |
| 27828X100 | ETB | EATON VANCE TAX MNGED BUY WR | $3.4M | 0.25% | 266,223 | Common | SOLE |
| 169373107 | XXCHNXX | CHINA FD INC | $3.3M | 0.25% | 315,128 | Common | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADVANTAGED G | $3.3M | 0.25% | 155,600 | Common | SOLE |
| 09248E102 | XBFZX | BLACKROCK CALIF MUN INCOME T | $3.3M | 0.24% | 317,277 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $3.2M | 0.24% | 194,746 | Common | SOLE |
| 278279104 | EFT | EATON VANCE FLTING RATE INC | $3.2M | 0.24% | 257,352 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $3.1M | 0.23% | 214,200 | Common | SOLE |
| 85208J109 | FUND | SPROTT FOCUS TR INC | $3.1M | 0.23% | 409,935 | Common | SOLE |
| 27826U108 | EVN | EATON VANCE MUNI INCOME TRUS | $3.0M | 0.23% | 341,897 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREM MUNI I | $3.0M | 0.23% | 317,397 | Common | SOLE |
| 61745C105 | IIF | MORGAN STANLEY INDIA INVT FD | $2.9M | 0.22% | 128,497 | Common | SOLE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $2.8M | 0.21% | 134,900 | Common | SOLE |
| 780910105 | RVT | ROYCE VALUE TR INC | $2.8M | 0.21% | 217,402 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $2.6M | 0.20% | 197,900 | Common | SOLE |
| 95766P108 | — | WESTERN ASSET MUN PARTNERS F | $2.6M | 0.20% | 248,128 | Common | SOLE |
| 723760104 | XMIOX | PIONEER MUN HIGH INCOME OPPO | $2.6M | 0.20% | 272,247 | Common | SOLE |
| 870875101 | SWZ | SWISS HELVETIA FD INC | $2.6M | 0.19% | 336,446 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $2.6M | 0.19% | 312,970 | Common | SOLE |
| 36465E101 | GNT | GAMCO NAT RES GOLD & INCOME | $2.4M | 0.18% | 491,843 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $2.3M | 0.18% | 23,082 | Common | SOLE |
| 89148K200 | XNDPX | TORTOISE ENERGY INDEPENDENC | $2.2M | 0.17% | 69,984 | Common | SOLE |
| 01864U106 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $2.2M | 0.17% | 236,109 | Common | SOLE |
| 09256U105 | BSL | BLACKSTONE SENI FLTN RAT 202 | $2.2M | 0.16% | 165,200 | Common | SOLE |
| 46435U853 | USHY | ISHARES TR | $2.2M | 0.16% | 63,000 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX-MANAGED GLOB | $2.1M | 0.16% | 291,711 | Common | SOLE |
| 05589T104 | — | BNY MELLON MUN INCOME INC | $2.1M | 0.16% | 375,598 | Common | SOLE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $2.0M | 0.15% | 262,650 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $2.0M | 0.15% | 153,303 | Common | SOLE |
| 27829U105 | ETX | EATON VANCE MUN INCOME 2028 | $1.8M | 0.13% | 105,116 | Common | SOLE |
| 50208A102 | XSCDX | LMP CAP & INCOME FD INC | $1.7M | 0.13% | 137,305 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $1.6M | 0.12% | 197,854 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD DEF | $1.6M | 0.12% | 135,571 | Common | SOLE |
| 41013P749 | — | HANCOCK JOHN INVT TR | $1.5M | 0.12% | 351,658 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK MUN TARGET TERM TR | $1.4M | 0.10% | 71,975 | Common | SOLE |
| 09660L105 | DHF | BNY MELLON HIGH YIELD STRATE | $1.3M | 0.10% | 630,310 | Common | SOLE |
| 27827Y109 | XENWX | EATON VANCE NEW YORK MUN BD | $1.3M | 0.10% | 162,052 | Common | SOLE |
| 56064Q107 | MEGI | MAINSTAY CBRE GBL INFRA MEG | $1.3M | 0.10% | 107,982 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $1.1M | 0.08% | 16,000 | Common | SOLE |
| 76882G107 | OPP | RIVERNORTH DOUBLELINE STRATE | $1.1M | 0.08% | 138,850 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $986,174 | 0.07% | 115,477 | Common | SOLE |
| 59318B108 | CXH | MFS INVT GRADE MUN TR | $931,366 | 0.07% | 131,735 | Common | SOLE |
| 278277108 | EOS | EATON VANCE ENHANCED EQUITY | $925,727 | 0.07% | 53,884 | Common | SOLE |
| 92912R104 | IGA | VOYA GLBL ADV & PREM OPP FD | $848,575 | 0.06% | 102,238 | Common | SOLE |
| 72369J102 | XPHDX | PIONEER FLOATING RATE FUND I | $773,382 | 0.06% | 85,836 | Common | SOLE |
| 40170T106 | GUG | GUGGENHEIM ACTIVE ALLOC FD | $742,729 | 0.06% | 55,017 | Common | SOLE |
| 641876800 | — | NEW AMER HIGH INCOME FD INC | $729,849 | 0.05% | 112,631 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $714,140 | 0.05% | 7,000 | Common | SOLE |
| 67071B108 | JRS | NUVEEN REAL ESTATE INCOME FD | $674,871 | 0.05% | 100,727 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $585,775 | 0.04% | 119,546 | Common | SOLE |
| 670699107 | QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $548,942 | 0.04% | 24,430 | Common | SOLE |
| 09250U101 | BGR | BLACKROCK ENERGY & RES TR | $511,932 | 0.04% | 39,049 | Common | SOLE |
| 552737108 | MMT | MFS MULTIMARKET INCOME TR | $361,631 | 0.03% | 84,890 | Common | SOLE |
| 338478100 | XFFCX | FLAHERTY & CRUMRINE PFD SECS | $320,359 | 0.02% | 24,700 | Common | SOLE |
| 47804L102 | HEQ | JOHN HANCOCK HEDGED EQUITY & | $305,628 | 0.02% | 31,936 | Common | SOLE |
| 67063R103 | — | NUVEEN CALIF SELECT TAX FREE | $143,922 | 0.01% | 11,826 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.