Q2 2023 · 13F-HR
NEXPOINT ASSET MANAGEMENT, L.P.holdings as filed
Filed 2023-08-14 · accession 0001172661-23-003124
$685.3M
Reported value
103
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 65342V101 | NREF | NEXPOINT REAL ESTATE FIN INC | $133.9M | 19.5% | 8,587,364 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $59.9M | 8.73% | 581,947 | Common | SOLE |
| 53223X107 | — | LIFE STORAGE INC | $47.3M | 6.90% | 355,761 | Common | SOLE |
| 91336L107 | — | UNIVAR SOLUTIONS INC | $43.3M | 6.32% | 1,209,148 | Common | SOLE |
| 23345J104 | — | DICE THERAPEUTICS INC | $33.3M | 4.86% | 717,322 | Common | SOLE |
| Y2687W108 | — | GASLOG PARTNERS LP | $32.6M | 4.76% | 3,782,087 | Common | SOLE |
| 65340G205 | NXDT | NEXPOINT DIVERSIFIED REL ET | $31.8M | 4.63% | 2,536,386 | Common | SOLE |
| 65341D102 | NXRT | NEXPOINT RESIDENTIAL TR INC | $30.6M | 4.46% | 672,702 | Common | SOLE |
| 559080106 | WEP | MAGELLAN MIDSTREAM PRTNRS LP | $28.5M | 4.16% | 457,262 | Common | SOLE |
| 34417P100 | — | FOCUS FINL PARTNERS INC | $19.7M | 2.88% | 376,040 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $18.6M | 2.72% | 1,465,712 | Common | SOLE |
| 007800105 | — | AEROJET ROCKETDYNE HLDGS INC | $17.2M | 2.51% | 313,302 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $13.1M | 1.91% | 155,600 | CALL | SOLE |
| 03966V107 | — | ARCONIC CORPORATION | $12.6M | 1.84% | 426,210 | Common | SOLE |
| 16961L106 | — | CHINOOK THERAPEUTICS INC | $10.9M | 1.58% | 282,592 | Common | SOLE |
| 966084204 | WSR | WHITESTONE REIT | $10.4M | 1.51% | 1,067,755 | Common | SOLE |
| 00386B109 | — | ABSOLUTE SOFTWARE CORP | $10.3M | 1.51% | 901,767 | Common | SOLE |
| 69349H107 | TXNM | PNM RES INC | $9.5M | 1.39% | 210,923 | Common | SOLE |
| 43010E404 | HFRO | HIGHLAND OPPORTUNITIES | $8.3M | 1.21% | 918,047 | Common | SOLE |
| 10482B200 | BHR 5.5 PERP b | BRAEMAR HOTELS & RESORTS INC | $7.9M | 1.16% | 565,750 | Common | SOLE |
| 42226K105 | HR | HEALTHCARE RLTY TR | $6.7M | 0.98% | 354,533 | Common | SOLE |
| 015271109 | ARE | ALEXANDRIA REAL ESTATE EQ IN | $6.4M | 0.93% | 56,000 | Common | SOLE |
| 879512309 | TSAT | TELESAT CORP | $5.6M | 0.81% | 590,923 | Common | SOLE |
| 699374302 | — | PARATEK PHARMACEUTICALS INC | $5.5M | 0.80% | 2,495,770 | Common | SOLE |
| G0464B107 | — | ARGO GROUP INTL HLDGS LTD | $5.5M | 0.80% | 186,008 | Common | SOLE |
| 87612G101 | TRGP | TARGA RES CORP | $5.0M | 0.73% | 65,800 | Common | SOLE |
| 88166A102 | CORN | TEUCRIUM COMMODITY TR | $4.6M | 0.67% | 206,850 | Common | SOLE |
| 939653101 | ELME | ELME COMMUNITIES | $4.3M | 0.63% | 263,799 | Common | SOLE |
| 90338N202 | — | U S XPRESS ENTERPRISES INC | $4.2M | 0.61% | 679,863 | Common | SOLE |
| 81752R100 | SRG | SERITAGE GROWTH PPTYS | $3.7M | 0.54% | 417,500 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $3.7M | 0.54% | 10,000 | PUT | SOLE |
| 958669103 | WES | WESTERN MIDSTREAM PARTNERS L | $3.7M | 0.54% | 139,050 | Common | SOLE |
| 155038201 | CEPU | CENTRAL PUERTO S A | $3.7M | 0.54% | 530,000 | Common | SOLE |
| 58733R102 | MELI | MERCADOLIBRE INC | $3.6M | 0.52% | 3,000 | Common | SOLE |
| 45827R205 | — | INTEGRATED RAIL AND RES ACQ | $3.2M | 0.47% | 294,324 | Common | SOLE |
| 697660207 | PAM | PAMPA ENERGIA S A | $2.9M | 0.43% | 67,700 | Common | SOLE |
| G30449113 | — | ENERGEM CORP | $2.5M | 0.36% | 225,000 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $2.1M | 0.30% | 78,631 | Common | SOLE |
| 92840M102 | VST | VISTRA CORP | $2.1M | 0.30% | 78,700 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $1.8M | 0.26% | 10,000 | PUT | SOLE |
| 74347Y763 | BOIL1EUR | PROSHARES TR II | $1.7M | 0.25% | 24,500 | Common | SOLE |
| 43734L106 | — | HOME PT CAPITAL INCORPORATED | $1.3M | 0.19% | 565,929 | Common | SOLE |
| 226406106 | CRESY | CRESUD S A C I F Y A | $1.3M | 0.19% | 167,766 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $1.2M | 0.17% | 11,500 | CALL | SOLE |
| 629377508 | NRG | NRG ENERGY INC | $1.0M | 0.15% | 27,500 | CALL | SOLE |
| 917286205 | WXB | URSTADT BIDDLE PPTYS INC | $969,860 | 0.14% | 45,619 | Common | SOLE |
| 78646V107 | SAFE | SAFEHOLD INC | $884,085 | 0.13% | 37,256 | Common | SOLE |
| 636518102 | — | NATIONAL INSTRS CORP | $782,535 | 0.11% | 13,633 | Common | SOLE |
| 43010T104 | HGLB | HIGHLAND GLOBAL ALLOCATION F | $746,028 | 0.11% | 86,246 | Common | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $707,027 | 0.10% | 16,794 | Common | SOLE |
| 29978K201 | EVCOU | EVEREST CONSOLIDATOR ACQ COR | $654,965 | 0.10% | 60,927 | Common | SOLE |
| 178587101 | CIO | CITY OFFICE REIT INC | $629,716 | 0.09% | 113,055 | Common | SOLE |
| 31154R109 | FPI | FARMLAND PARTNERS INC | $598,290 | 0.09% | 49,000 | Common | SOLE |
| 963025606 | — | WHEELER REAL ESTATE INVT TR | $591,250 | 0.09% | 47,300 | Common | SOLE |
| 427746102 | HRTX | HERON THERAPEUTICS INC | $578,992 | 0.08% | 499,131 | Common | SOLE |
| 703395103 | PDCOEUR | PATTERSON COS INC | $572,072 | 0.08% | 17,200 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $552,005 | 0.08% | 48,980 | Common | SOLE |
| 379577208 | GMED | GLOBUS MED INC | $490,371 | 0.07% | 8,236 | Common | SOLE |
| 228368106 | CCK | CROWN HLDGS INC | $477,785 | 0.07% | 5,500 | Common | SOLE |
| 45378A106 | IRT | INDEPENDENCE RLTY TR INC | $463,936 | 0.07% | 25,463 | Common | SOLE |
| 18539C204 | CWEN | CLEARWAY ENERGY INC | $456,960 | 0.07% | 16,000 | Common | SOLE |
| 237266101 | DAR | DARLING INGREDIENTS INC | $446,530 | 0.07% | 7,000 | Common | SOLE |
| 54150E104 | LOMA | LOMA NEGRA C I A S A MTN 14 | $435,200 | 0.06% | 64,000 | Common | SOLE |
| 099724106 | BWA | BORGWARNER INC | $423,854 | 0.06% | 8,666 | Common | SOLE |
| 644393100 | NFE | NEW FORTRESS ENERGY INC | $417,768 | 0.06% | 15,600 | Common | SOLE |
| 83417M104 | SEDG | SOLAREDGE TECHNOLOGIES INC | $411,647 | 0.06% | 1,530 | Common | SOLE |
| 00109K105 | AFCG | AFC GAMMA INC | $409,095 | 0.06% | 32,859 | Common | SOLE |
| 74167P108 | BCBUSD | PRIMO WATER CORPORATION | $406,296 | 0.06% | 32,400 | Common | SOLE |
| 16115Q308 | GTLS | CHART INDS INC | $343,549 | 0.05% | 2,150 | Common | SOLE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $328,384 | 0.05% | 5,600 | Common | SOLE |
| 50540R409 | LSI | LABORATORY CORP AMER HLDGS | $313,729 | 0.05% | 1,300 | Common | SOLE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $283,805 | 0.04% | 3,100 | Common | SOLE |
| 27923Q109 | ECVT | ECOVYST INC | $261,918 | 0.04% | 22,855 | Common | SOLE |
| 75971T301 | VQKA | EMEREN GROUP LTD | $259,615 | 0.04% | 68,500 | Common | SOLE |
| 72703X106 | PL | PLANET LABS PBC | $257,600 | 0.04% | 80,000 | Common | SOLE |
| 55272X607 | MFA | MFA FINL INC | $252,900 | 0.04% | 22,500 | Common | SOLE |
| G16258108 | BEP | BROOKFIELD RENEWABLE PARTNER | $241,818 | 0.04% | 8,200 | Common | SOLE |
| 00790R104 | WMS | ADVANCED DRAIN SYS INC DEL | $238,938 | 0.03% | 2,100 | Common | SOLE |
| 86771W105 | RUN | SUNRUN INC | $225,036 | 0.03% | 12,600 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $213,367 | 0.03% | 1,100 | PUT | SOLE |
| 02217A102 | AMPSUSD | ALTUS POWER INC | $208,710 | 0.03% | 38,650 | Common | SOLE |
| 603158106 | MTX | MINERALS TECHNOLOGIES INC | $207,684 | 0.03% | 3,600 | Common | SOLE |
| 86745K104 | NOVAQ | SUNNOVA ENERGY INTL INC. | $199,945 | 0.03% | 10,920 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $196,200 | 0.03% | 12,000 | Common | SOLE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $194,489 | 0.03% | 24,650 | Common | SOLE |
| G9461B119 | — | GOGREEN INVESTMENTS CORP | $178,311 | 0.03% | 181,950 | Common | SOLE |
| 04930R107 | — | ATLAS ENERGY SOLUTIONS INC | $173,600 | 0.03% | 10,000 | Common | SOLE |
| 553368101 | MP | MP MATERIALS CORP | $159,748 | 0.02% | 6,982 | Common | SOLE |
| 963025309 | WHLR 9 PERP B | WHEELER REAL ESTATE INVT TR | $131,682 | 0.02% | 82,301 | Common | SOLE |
| 184499101 | CLNE | CLEAN ENERGY FUELS CORP | $129,952 | 0.02% | 26,200 | Common | SOLE |
| 553368101 | MP | MP MATERIALS CORP | $125,840 | 0.02% | 5,500 | CALL | SOLE |
| G11765123 | — | BLOCKCHAIN COINVSTRS ACQ CRP | $105,000 | 0.02% | 10,000 | Common | SOLE |
| 40054A108 | SUPV | GRUPO SUPERVIELLE S.A. | $75,573 | 0.01% | 24,300 | Common | SOLE |
| G7007D110 | — | PERCEPTION CAPITAL CORP II | $20,917 | 0.00% | 198,080 | Common | SOLE |
| 91688R108 | URG | UR-ENERGY INC | $15,750 | 0.00% | 15,000 | Common | SOLE |
| 629377508 | NRG | NRG ENERGY INC | $10,544 | 0.00% | 282 | Common | SOLE |
| G3400W110 | — | FAT PROJECTS ACQUISITION COR | $7,455 | 0.00% | 150,000 | Common | SOLE |
| 71902K113 | CEROW | PHOENIX BIOTECH ACQUISITION | $6,644 | 0.00% | 108,741 | Common | SOLE |
| 04684M114 | — | ATHENA CONSUMER ACQ CORP | $5,647 | 0.00% | 125,076 | Common | SOLE |
| G8267K117 | SMXWW | SMX SEC MATTERS PLC | $2,308 | 0.00% | 113,155 | Common | SOLE |
| 81221H113 | — | SEAPORT GLOBAL ACQUISITION I | $1,805 | 0.00% | 21,237 | Common | SOLE |
| 02157M116 | AEAEW | ALTENERGY ACQUISITION CORP | $438 | 0.00% | 12,500 | Common | SOLE |
| 03832J114 | SFRTW | APPRECIATE HOLDINGS INC | $378 | 0.00% | 12,612 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.