Q3 2023 · 13F-HR
NEXPOINT ASSET MANAGEMENT, L.P.holdings as filed
Filed 2023-11-14 · accession 0001172661-23-004007
$731.8M
Reported value
85
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 65342V101 | NREF | NEXPOINT REAL ESTATE FIN INC | $140.5M | 19.2% | 8,587,364 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $83.1M | 11.4% | 887,510 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $75.9M | 10.4% | 656,380 | Common | SOLE |
| 24790A101 | — | DENBURY INC | $71.8M | 9.82% | 733,058 | Common | SOLE |
| 636518102 | — | NATIONAL INSTRS CORP | $46.6M | 6.37% | 782,049 | Common | SOLE |
| 42726M106 | — | HERITAGE CRYSTAL CLEAN INC | $30.3M | 4.13% | 667,219 | Common | SOLE |
| G0464B107 | — | ARGO GROUP INTL HLDGS LTD | $28.0M | 3.83% | 938,342 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $22.7M | 3.10% | 107,000 | CALL | SOLE |
| 65340G205 | NXDT | NEXPOINT DIVERSIFIED REL ET | $22.3M | 3.04% | 2,557,486 | Common | SOLE |
| 65341D102 | NXRT | NEXPOINT RESIDENTIAL TR INC | $21.6M | 2.96% | 672,702 | Common | SOLE |
| 27032D304 | — | EARTHSTONE ENERGY INC | $21.4M | 2.93% | 1,058,949 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $19.4M | 2.65% | 1,380,712 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $18.6M | 2.54% | 352,980 | Common | SOLE |
| 84612U107 | — | SOVOS BRANDS INC | $9.2M | 1.25% | 406,918 | Common | SOLE |
| 879512309 | TSAT | TELESAT CORP | $8.5M | 1.15% | 590,923 | Common | SOLE |
| 966084204 | WSR | WHITESTONE REIT | $8.4M | 1.15% | 875,255 | Common | SOLE |
| 43010E404 | HFRO | HIGHLAND OPPORTUNITIES | $7.4M | 1.01% | 918,047 | Common | SOLE |
| 69349H107 | TXNM | PNM RES INC | $6.9M | 0.95% | 155,665 | Common | SOLE |
| 10482B200 | BHR 5.5 PERP b | BRAEMAR HOTELS & RESORTS INC | $6.8M | 0.92% | 565,750 | Common | SOLE |
| 87612G101 | TRGP | TARGA RES CORP | $5.6M | 0.77% | 65,800 | Common | SOLE |
| 015271109 | ARE | ALEXANDRIA REAL ESTATE EQ IN | $5.6M | 0.77% | 56,000 | Common | SOLE |
| 74971D101 | RPTUSD | RPT REALTY | $5.1M | 0.70% | 482,016 | Common | SOLE |
| 88166A102 | CORN | TEUCRIUM COMMODITY TR | $4.6M | 0.62% | 206,850 | Common | SOLE |
| 09789C770 | HYSA | BONDBLOXX ETF TRUST | $4.3M | 0.59% | 300,000 | Common | SOLE |
| 095229100 | — | AVANTAX INC | $4.2M | 0.58% | 164,640 | Common | SOLE |
| 58733R102 | MELI | MERCADOLIBRE INC | $3.8M | 0.52% | 3,000 | Common | SOLE |
| 958669103 | WES | WESTERN MIDSTREAM PARTNERS L | $3.8M | 0.52% | 139,050 | Common | SOLE |
| 45827R205 | — | INTEGRATED RAIL AND RES ACQ | $3.3M | 0.44% | 294,324 | Common | SOLE |
| 81752R100 | SRG | SERITAGE GROWTH PPTYS | $3.2M | 0.44% | 417,500 | Common | SOLE |
| 155038201 | CEPU | CENTRAL PUERTO S A | $3.1M | 0.42% | 530,000 | Common | SOLE |
| 923454102 | — | VERITIV CORP | $3.1M | 0.42% | 18,060 | Common | SOLE |
| 393221106 | — | GREEN PLAINS PARTNERS LP | $3.0M | 0.41% | 203,839 | Common | SOLE |
| 697660207 | PAM | PAMPA ENERGIA S A | $2.5M | 0.35% | 67,700 | Common | SOLE |
| G30449113 | — | ENERGEM CORP | $2.4M | 0.33% | 225,000 | Common | SOLE |
| 92840M102 | VST | VISTRA CORP | $2.2M | 0.30% | 66,500 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $2.2M | 0.29% | 78,631 | Common | SOLE |
| 205477102 | — | COMPUTER TASK GROUP INC | $2.1M | 0.29% | 206,622 | Common | SOLE |
| 939653101 | ELME | ELME COMMUNITIES | $1.7M | 0.23% | 124,320 | Common | SOLE |
| G04553106 | — | ARCO PLATFORM LTD | $1.4M | 0.19% | 99,424 | Common | SOLE |
| 226406106 | CRESY | CRESUD S A C I F Y A | $1.1M | 0.15% | 167,766 | Common | SOLE |
| 92840M102 | VST | VISTRA CORP | $995,400 | 0.14% | 30,000 | PUT | SOLE |
| 29076N206 | EMGA | EMAGIN CORP | $992,140 | 0.14% | 498,563 | Common | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $708,572 | 0.10% | 16,444 | Common | SOLE |
| 43010T104 | HGLB | HIGHLAND GLOBAL ALLOCATION F | $689,968 | 0.09% | 86,246 | Common | SOLE |
| 29978K201 | EVCOU | EVEREST CONSOLIDATOR ACQ COR | $664,104 | 0.09% | 60,927 | Common | SOLE |
| 78646V107 | SAFE | SAFEHOLD INC | $663,157 | 0.09% | 37,256 | Common | SOLE |
| 435763107 | — | HOLLY ENERGY PARTNERS L P | $594,128 | 0.08% | 27,055 | Common | SOLE |
| 228368106 | CCK | CROWN HLDGS INC | $575,120 | 0.08% | 6,500 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $538,947 | 0.07% | 26,840 | Common | SOLE |
| 427746102 | HRTX | HERON THERAPEUTICS INC | $514,105 | 0.07% | 499,131 | Common | SOLE |
| 644393100 | NFE | NEW FORTRESS ENERGY INC | $511,368 | 0.07% | 15,600 | Common | SOLE |
| 703395103 | PDCOEUR | PATTERSON COS INC | $509,808 | 0.07% | 17,200 | Common | SOLE |
| 31154R109 | FPI | FARMLAND PARTNERS INC | $502,740 | 0.07% | 49,000 | Common | SOLE |
| 379577208 | GMED | GLOBUS MED INC | $408,917 | 0.06% | 8,236 | Common | SOLE |
| 54150E104 | LOMA | LOMA NEGRA C I A S A MTN 14 | $385,920 | 0.05% | 64,000 | Common | SOLE |
| 099724106 | BWA | BORGWARNER INC | $367,367 | 0.05% | 9,100 | CALL | SOLE |
| 16115Q308 | GTLS | CHART INDS INC | $363,608 | 0.05% | 2,150 | Common | SOLE |
| 45378A106 | IRT | INDEPENDENCE RLTY TR INC | $358,264 | 0.05% | 25,463 | Common | SOLE |
| 041356205 | AIEUR | ARLINGTON ASSET INVST CORP | $350,267 | 0.05% | 81,838 | Common | SOLE |
| 18539C204 | CWEN | CLEARWAY ENERGY INC | $338,560 | 0.05% | 16,000 | Common | SOLE |
| 27923Q109 | ECVT | ECOVYST INC | $318,373 | 0.04% | 32,355 | Common | SOLE |
| 237266101 | DAR | DARLING INGREDIENTS INC | $292,320 | 0.04% | 5,600 | Common | SOLE |
| 44109J106 | — | HOSTESS BRANDS INC | $273,142 | 0.04% | 8,200 | Common | SOLE |
| 235825205 | DAN | DANA INC | $256,725 | 0.04% | 17,500 | CALL | SOLE |
| 75971T301 | VQKA | EMEREN GROUP LTD | $210,980 | 0.03% | 68,500 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $200,176 | 0.03% | 800 | PUT | SOLE |
| 74167P108 | BCBUSD | PRIMO WATER CORPORATION | $184,920 | 0.03% | 13,400 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $159,120 | 0.02% | 12,000 | Common | SOLE |
| 02217A102 | AMPSUSD | ALTUS POWER INC | $157,500 | 0.02% | 30,000 | Common | SOLE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $143,190 | 0.02% | 16,650 | Common | SOLE |
| 553368101 | MP | MP MATERIALS CORP | $133,356 | 0.02% | 6,982 | Common | SOLE |
| 963025309 | WHLR 9 PERP B | WHEELER REAL ESTATE INVT TR | $123,452 | 0.02% | 82,301 | Common | SOLE |
| 86745K104 | NOVAQ | SUNNOVA ENERGY INTL INC. | $114,332 | 0.02% | 10,920 | Common | SOLE |
| G11765123 | — | BLOCKCHAIN COINVSTRS ACQ CRP | $108,500 | 0.01% | 10,000 | Common | SOLE |
| 553368101 | MP | MP MATERIALS CORP | $105,050 | 0.01% | 5,500 | CALL | SOLE |
| 184499101 | CLNE | CLEAN ENERGY FUELS CORP | $100,346 | 0.01% | 26,200 | Common | SOLE |
| 76674Q107 | RMNI | RIMINI STR INC DEL | $90,200 | 0.01% | 41,000 | Common | SOLE |
| 40054A108 | SUPV | GRUPO SUPERVIELLE S.A. | $53,946 | 0.01% | 24,300 | Common | SOLE |
| 91688R108 | URG | UR-ENERGY INC | $23,100 | 0.00% | 15,000 | Common | SOLE |
| G7007D110 | — | PERCEPTION CAPITAL CORP II | $18,818 | 0.00% | 198,080 | Common | SOLE |
| 71902K113 | CEROW | PHOENIX BIOTECH ACQUISITION | $7,786 | 0.00% | 108,741 | Common | SOLE |
| G3400W110 | — | FAT PROJECTS ACQUISITION COR | $5,400 | 0.00% | 150,000 | Common | SOLE |
| 81221H113 | — | SEAPORT GLOBAL ACQUISITION I | $1,168 | 0.00% | 21,237 | Common | SOLE |
| 02157M116 | AEAEW | ALTENERGY ACQUISITION CORP | $924 | 0.00% | 12,500 | Common | SOLE |
| 03832J114 | SFRTW | APPRECIATE HOLDINGS INC | $126 | 0.00% | 12,612 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.