Q2 2023 · 13F-HR
III Capital Managementholdings as filed
Filed 2023-08-14 · accession 0001172661-23-003179
$1.68B
Reported value
159
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $121.9M | 7.26% | 275,000 | PUT | SOLE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $112.2M | 6.68% | 43,594,000 | Common | SOLE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $87.3M | 5.20% | 73,572,000 | Common | SOLE |
| 45765UAB9 | NSIT 0.75 02/15/25 | INSIGHT ENTERPRISES INC | $69.9M | 4.16% | 32,605,000 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $67.2M | 4.00% | 621,500 | PUT | SOLE |
| 29415FAB0 | — | ENVISTA HOLDINGS CORPORATION | $61.1M | 3.64% | 36,461,000 | Common | SOLE |
| 01741RAK8 | ATI 3.5 06/15/25 | ATI INC | $58.8M | 3.50% | 20,295,000 | Common | SOLE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $45.2M | 2.69% | 36,302,000 | Common | SOLE |
| 02376R102 | AAL | AMERICAN AIRLS GROUP INC | $44.0M | 2.62% | 2,450,000 | PUT | SOLE |
| 302941AP4 | — | FTI CONSULTING INC | $41.3M | 2.46% | 21,992,000 | Common | SOLE |
| 01988PAF5 | — | VERADIGM INC | $40.5M | 2.41% | 36,411,000 | Common | SOLE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $36.9M | 2.20% | 24,600,000 | Common | SOLE |
| 922280AB8 | VRNS 1.25 08/15/25 | VARONIS SYS INC | $36.6M | 2.18% | 33,147,000 | Common | SOLE |
| 45784PAK7 | PODD 0.375 09/01/26 | INSULET CORP | $36.1M | 2.15% | 26,250,000 | Common | SOLE |
| 780153BF8 | — | ROYAL CARIBBEAN GROUP | $35.4M | 2.11% | 27,500,000 | Common | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $31.7M | 1.89% | 32,700,000 | Common | SOLE |
| 974637AB6 | WGO 1.5 04/01/25 | WINNEBAGO INDS INC | $30.0M | 1.78% | 24,912,000 | Common | SOLE |
| 472145AD3 | JAZZ 1.5 08/15/24 | JAZZ INVESTMENTS I LTD | $28.0M | 1.67% | 29,236,000 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $27.3M | 1.63% | 9,925,000 | Common | SOLE |
| 464288513 | HYG | ISHARES TR | $25.1M | 1.50% | 335,000 | CALL | SOLE |
| 464288513 | HYG | ISHARES TR | $25.1M | 1.50% | 335,000 | PUT | SOLE |
| 25470MAF6 | DISH 0 12/15/25 | DISH NETWORK CORPORATION | $24.8M | 1.47% | 46,500,000 | Common | SOLE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $24.7M | 1.47% | 17,500,000 | Common | SOLE |
| 02376RAF9 | AAL 6.5 07/01/25 | AMERICAN AIRLINES GROUP INC | $24.4M | 1.45% | 19,000,000 | Common | SOLE |
| 46333XAF5 | — | IRONWOOD PHARMACEUTICALS INC | $24.0M | 1.43% | 23,900,000 | Common | SOLE |
| 83304AAD8 | SNAP 0.25 05/01/25 | SNAP INC | $22.9M | 1.36% | 23,794,000 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $22.7M | 1.35% | 1,363,000 | PUT | SOLE |
| 57164YAD9 | VAC 0 01/15/26 | MARRIOTT VACATIONS WORLDWIDE | $22.4M | 1.33% | 24,140,000 | Common | SOLE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $20.2M | 1.20% | 960,000 | Common | SOLE |
| 268158AD4 | DVAX 2.5 05/15/26 | DYNAVAX TECHNOLOGIES CORP | $20.1M | 1.20% | 14,238,000 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $17.9M | 1.06% | 16,200,000 | Common | SOLE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $17.3M | 1.03% | 15,900,000 | Common | SOLE |
| 63845RAB3 | EYE 2.5 05/15/25 | NATIONAL VISION HLDGS INC | $16.9M | 1.01% | 16,100,000 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $15.8M | 0.94% | 84,500 | CALL | SOLE |
| 464287655 | IWM | ISHARES TR | $15.8M | 0.94% | 84,500 | PUT | SOLE |
| 904311AC1 | — | UNDER ARMOUR INC | $14.9M | 0.89% | 15,404,000 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $14.5M | 0.87% | 16,250,000 | Common | SOLE |
| 25470M109 | DISH | DISH NETWORK CORPORATION | $13.4M | 0.80% | 2,035,000 | PUT | SOLE |
| 26210CAD6 | DBX 0 03/01/28 | DROPBOX INC | $13.1M | 0.78% | 13,636,000 | Common | SOLE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $12.0M | 0.72% | 11,000,000 | Common | SOLE |
| 26210CAC8 | DBX 0 03/01/26 | DROPBOX INC | $11.5M | 0.68% | 12,144,000 | Common | SOLE |
| 09239BAB5 | BL 0.125 08/01/24 | BLACKLINE INC | $11.4M | 0.68% | 11,417,000 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $10.6M | 0.63% | 700,000 | PUT | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $10.2M | 0.61% | 39,418,000 | Common | SOLE |
| 45867GAD3 | IDCC 3.5 06/01/27 | INTERDIGITAL INC | $10.2M | 0.61% | 7,500,000 | Common | SOLE |
| 45781MAB7 | INVA 2.5 08/15/25 | INNOVIVA INC | $10.0M | 0.59% | 10,000,000 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYS INC | $9.7M | 0.58% | 10,700,000 | Common | SOLE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $9.6M | 0.57% | 3,000,000 | Common | SOLE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $9.2M | 0.55% | 8,619,000 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $8.4M | 0.50% | 515,000 | Common | SOLE |
| 25470MAD1 | — | DISH NETWORK CORPORATION | $8.0M | 0.48% | 9,000,000 | Common | SOLE |
| 695127AF7 | PCRX 0.75 08/01/25 | PACIRA BIOSCIENCES INC | $7.9M | 0.47% | 8,500,000 | Common | SOLE |
| 40131MAB5 | GH 0 11/15/27 | GUARDANT HEALTH INC | $5.8M | 0.34% | 8,000,000 | Common | SOLE |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $5.5M | 0.33% | 60,000 | PUT | SOLE |
| 82452JAB5 | FOUR 0 12/15/25 | SHIFT4 PMTS INC | $5.4M | 0.32% | 5,000,000 | Common | SOLE |
| 69366JAD3 | PTCT 1.5 09/15/26 | PTC THERAPEUTICS INC | $5.2M | 0.31% | 5,000,000 | Common | SOLE |
| 03236MAJ0 | — | AMYRIS INC | $5.1M | 0.30% | 26,960,000 | Common | SOLE |
| 753422AD6 | — | RAPID7 INC | $4.8M | 0.29% | 4,700,000 | Common | SOLE |
| 462222AB6 | — | IONIS PHARMACEUTICALS INC | $4.8M | 0.29% | 5,100,000 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $4.5M | 0.27% | 277,500 | CALL | SOLE |
| 399473AF4 | GRPN 1.125 03/15/26 | GROUPON INC | $4.3M | 0.26% | 11,500,000 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $4.1M | 0.24% | 250,000 | PUT | SOLE |
| 531229409 | — | LIBERTY MEDIA CORP DEL | $3.9M | 0.23% | 118,500 | Common | SOLE |
| 78573NAE2 | SABHLD 4 04/15/25 | SABRE GLBL INC | $3.9M | 0.23% | 5,000,000 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $3.8M | 0.23% | 1,200,000 | PUT | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $3.4M | 0.21% | 500,000 | PUT | SOLE |
| 703343AG8 | PATK 1.75 12/01/28 | PATRICK INDS INC | $3.4M | 0.20% | 3,500,000 | Common | SOLE |
| 88339PAD3 | REAL 1 03/01/28 | THE REALREAL INC | $3.4M | 0.20% | 8,055,000 | Common | SOLE |
| 91325V108 | — | UNITI GROUP INC | $3.3M | 0.20% | 720,000 | PUT | SOLE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $3.1M | 0.19% | 61,146 | Common | SOLE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $3.1M | 0.19% | 2,500,000 | Common | SOLE |
| 825698103 | SPARUSD | SHYFT GROUP INC | $2.8M | 0.17% | 127,547 | Common | SOLE |
| 98156Q108 | — | WORLD WRESTLING ENTMT INC | $2.7M | 0.16% | 25,200 | PUT | SOLE |
| 565788AB2 | MARA 1 12/01/26 | MARATHON DIGITAL HOLDINGS IN | $2.7M | 0.16% | 5,000,000 | Common | SOLE |
| 16119P108 | CHTR | CHARTER COMMUNICATIONS INC N | $2.6M | 0.15% | 7,036 | Common | SOLE |
| 399473206 | GRPN | GROUPON INC | $2.6M | 0.15% | 435,100 | PUT | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $2.3M | 0.14% | 95,000 | Common | SOLE |
| 91879QAN9 | MTN 0 01/01/26 | VAIL RESORTS INC | $2.2M | 0.13% | 2,500,000 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $2.0M | 0.12% | 23,600 | CALL | SOLE |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $2.0M | 0.12% | 2,000,000 | Common | SOLE |
| 594972AE1 | MSTR 0 02/15/27 | MICROSTRATEGY INC | $2.0M | 0.12% | 3,000,000 | Common | SOLE |
| 98156Q108 | — | WORLD WRESTLING ENTMT INC | $1.9M | 0.11% | 17,800 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $1.9M | 0.11% | 113,000 | Common | SOLE |
| 922417AG5 | — | VEECO INSTRS INC DEL | $1.8M | 0.11% | 1,500,000 | Common | SOLE |
| 40131M109 | GH | GUARDANT HEALTH INC | $1.8M | 0.11% | 50,000 | PUT | SOLE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $1.8M | 0.11% | 25,000 | PUT | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $1.6M | 0.10% | 18,900 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.6M | 0.10% | 5,619 | Common | SOLE |
| 55305B101 | MHO | M/I HOMES INC | $1.5M | 0.09% | 16,929 | Common | SOLE |
| 23248VAB1 | CYBR 0 11/15/24 | CYBERARK SOFTWARE LTD | $1.4M | 0.08% | 1,250,000 | Common | SOLE |
| 969904101 | WSM | WILLIAMS SONOMA INC | $1.4M | 0.08% | 11,142 | Common | SOLE |
| 88339PAB7 | — | THE REALREAL INC | $1.4M | 0.08% | 2,000,000 | Common | SOLE |
| 35909D109 | FYBR | FRONTIER COMMUNICATIONS PARE | $1.4M | 0.08% | 72,700 | PUT | SOLE |
| 704551AD2 | BTU 3.25 03/01/28 | PEABODY ENGR CORP | $1.4M | 0.08% | 1,000,000 | Common | SOLE |
| 00402L107 | ASO | ACADEMY SPORTS & OUTDOORS IN | $1.2M | 0.07% | 22,833 | Common | SOLE |
| 81282V100 | PRKS | SEAWORLD ENTMT INC | $1.2M | 0.07% | 20,791 | Common | SOLE |
| 704551100 | BTU | PEABODY ENERGY CORP | $1.1M | 0.06% | 50,000 | PUT | SOLE |
| 983134107 | WYNN | WYNN RESORTS LTD | $1.1M | 0.06% | 10,000 | Common | SOLE |
| G0135E142 | AIMTF | AIMFINITY INVESTMENT CORP I | $1.0M | 0.06% | 100,000 | Common | SOLE |
| 671005106 | — | OPY ACQUISITION CORP I | $1.0M | 0.06% | 99,000 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $1.0M | 0.06% | 13,500 | Common | SOLE |
| 448579102 | H | HYATT HOTELS CORP | $966,138 | 0.06% | 8,432 | Common | SOLE |
| G2540H108 | — | CORSAIR PARTNERING CORP | $836,342 | 0.05% | 80,728 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ CO | $639,000 | 0.04% | 18,000 | Common | SOLE |
| 872590104 | TMUS | T-MOBILE US INC | $612,687 | 0.04% | 4,411 | Common | SOLE |
| 381013101 | GDEN | GOLDEN ENTMT INC | $595,315 | 0.04% | 14,242 | Common | SOLE |
| 92766K106 | IPOAGBP | VIRGIN GALACTIC HOLDINGS INC | $582,000 | 0.03% | 150,000 | PUT | SOLE |
| 09001T106 | — | BILANDER ACQUISITION CORP | $547,573 | 0.03% | 53,895 | Common | SOLE |
| 925652109 | VICI | VICI PPTYS INC | $541,790 | 0.03% | 17,238 | Common | SOLE |
| 399473206 | GRPN | GROUPON INC | $531,900 | 0.03% | 90,000 | CALL | SOLE |
| 03236M200 | — | AMYRIS INC | $515,000 | 0.03% | 500,000 | PUT | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $436,226 | 0.03% | 4,205 | Common | SOLE |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $434,943 | 0.03% | 9,149 | Common | SOLE |
| 20854L108 | CEIXEUR | CONSOL ENERGY INC NEW | $406,860 | 0.02% | 6,000 | Common | SOLE |
| 530715AL5 | LINTA 3.75 02/15/30 | LIBERTY MEDIA CORP DEL | $346,175 | 0.02% | 1,500,000 | Common | SOLE |
| 704551100 | BTU | PEABODY ENERGY CORP | $324,900 | 0.02% | 15,000 | Common | SOLE |
| 57164Y107 | VAC | MARRIOTT VACATIONS WORLDWIDE | $324,103 | 0.02% | 2,641 | Common | SOLE |
| 65528N204 | — | NOGIN INC | $290,856 | 0.02% | 222,028 | Common | SOLE |
| 98954M200 | Z | ZILLOW GROUP INC | $251,300 | 0.01% | 5,000 | Common | SOLE |
| 070830104 | BBWI | BATH & BODY WORKS INC | $242,250 | 0.01% | 6,460 | Common | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $239,070 | 0.01% | 13,000 | Common | SOLE |
| 35909D109 | FYBR | FRONTIER COMMUNICATIONS PARE | $159,278 | 0.01% | 8,545 | Common | SOLE |
| 92766K106 | IPOAGBP | VIRGIN GALACTIC HOLDINGS INC | $62,080 | 0.00% | 16,000 | Common | SOLE |
| 83192H106 | SDCCQ | SMILEDIRECTCLUB INC | $25,175 | 0.00% | 47,500 | PUT | SOLE |
| 83192H106 | SDCCQ | SMILEDIRECTCLUB INC | $25,175 | 0.00% | 47,500 | Common | SOLE |
| 08975B117 | BBAI/WS | BIGBEAR AI HLDGS INC | $23,679 | 0.00% | 98,996 | Common | SOLE |
| G11728139 | — | BLEUACACIA LTD | $17,200 | 0.00% | 200,000 | Common | SOLE |
| 82836N115 | — | SILVERBOX CORP III | $11,249 | 0.00% | 83,333 | Common | SOLE |
| 40472A128 | EONR/WS | HNR ACQUISITION CORP | $10,995 | 0.00% | 100,000 | Common | SOLE |
| 005029111 | — | ACROPOLIS INFRASTRUCTURE ACQ | $8,088 | 0.00% | 89,824 | Common | SOLE |
| 28202V116 | EFTRW | EFFECTOR THERAPEUTICS INC | $7,251 | 0.00% | 41,795 | Common | SOLE |
| G48028123 | — | INFINITE ACQUISITION CORP | $6,649 | 0.00% | 49,999 | Common | SOLE |
| 37187C118 | — | GENESIS UNICORN CAPITAL CORP | $5,063 | 0.00% | 66,400 | Common | SOLE |
| G0135E126 | AIMWF | AIMFINITY INVESTMENT CORP I | $4,980 | 0.00% | 100,000 | Common | SOLE |
| 36119D111 | FTIIW | FUTURETECH II ACQUISITION CO | $4,892 | 0.00% | 80,000 | Common | SOLE |
| 06690B115 | PNSWQ | BANYAN ACQUISITION CORPORATI | $4,837 | 0.00% | 22,499 | Common | SOLE |
| 67022R111 | — | NUBIA BRAND INTERNATIONAL CO | $4,617 | 0.00% | 50,000 | Common | SOLE |
| G11728113 | BLEUW | BLEUACACIA LTD | $4,459 | 0.00% | 99,999 | Common | SOLE |
| 671005114 | — | OPY ACQUISITION CORP I | $4,252 | 0.00% | 49,999 | Common | SOLE |
| G81173117 | — | SHUAA PARTNERS ACQUISTN CORP | $3,775 | 0.00% | 50,000 | Common | SOLE |
| G9473A117 | UTAWF | UTA ACQUISITION CORPORATION | $3,302 | 0.00% | 50,000 | Common | SOLE |
| 73245B115 | SBCWW | PONO CAP TWO INC | $3,132 | 0.00% | 55,787 | Common | SOLE |
| 00809J119 | — | AETHERIUM ACQUISITION CORP | $3,060 | 0.00% | 150,000 | Common | SOLE |
| 123013112 | — | BURTECH ACQUISITION CORP | $3,030 | 0.00% | 150,000 | Common | SOLE |
| 29978K110 | EVCOW | EVEREST CONSOLIDATOR ACQ COR | $2,863 | 0.00% | 24,999 | Common | SOLE |
| G1995D117 | CRTWF | CARTICA ACQUISITION CORP | $2,854 | 0.00% | 49,999 | Common | SOLE |
| 68218C116 | OLITW | OMNILIT ACQUISITION CORP | $2,611 | 0.00% | 46,848 | Common | SOLE |
| G6256B114 | SMNRW | DENALI CAPITAL ACQUISITN COR | $2,561 | 0.00% | 41,184 | Common | SOLE |
| 74349W112 | SOARW | PROOF ACQUISITION CORP I | $1,921 | 0.00% | 25,000 | Common | SOLE |
| 50202D110 | — | LF CAPITAL ACQUISITION CORP | $1,403 | 0.00% | 25,000 | Common | SOLE |
| G5338L124 | — | LAMF GLOBAL VENTURES CORP I | $1,076 | 0.00% | 37,499 | Common | SOLE |
| G1745A124 | CTSWF | CACTUS ACQUISITION CORP 1 LT | $1,031 | 0.00% | 24,994 | Common | SOLE |
| G7185D114 | — | PORTAGE FINTECH ACQUISITN CO | $839 | 0.00% | 22,999 | Common | SOLE |
| 92838K118 | — | VISCOGLIOSI BROS ACQUISTN CO | $804 | 0.00% | 24,999 | Common | SOLE |
| 09001T114 | — | BILANDER ACQUISITION CORP | $769 | 0.00% | 13,473 | Common | SOLE |
| G49219127 | IVAWF | INVESTCORP INDIA ACQUISTN CO | $743 | 0.00% | 12,500 | Common | SOLE |
| G2540H116 | — | CORSAIR PARTNERING CORP | $516 | 0.00% | 27,208 | Common | SOLE |
| 03737A119 | — | ANZU SPECIAL ACQUISITIN CORP | $481 | 0.00% | 10,300 | Common | SOLE |
| 91532B119 | — | UPHEALTH INC | $425 | 0.00% | 25,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.