Q3 2023 · 13F-HR
III Capital Managementholdings as filed
Filed 2023-11-14 · accession 0001172661-23-004044
$1.99B
Reported value
169
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $131.6M | 6.60% | 55,832,000 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $103.2M | 5.18% | 1,011,500 | PUT | SOLE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $89.6M | 4.50% | 87,972,000 | Common | SOLE |
| 12653CAG3 | CNX 2.25 05/01/26 | CNX RES CORP | $72.1M | 3.62% | 39,710,000 | Common | SOLE |
| 45765UAB9 | NSIT 0.75 02/15/25 | INSIGHT ENTERPRISES INC | $65.1M | 3.27% | 30,505,000 | Common | SOLE |
| 01741RAK8 | ATI 3.5 06/15/25 | ATI INC | $62.1M | 3.12% | 23,045,000 | Common | SOLE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $60.4M | 3.03% | 53,902,000 | Common | SOLE |
| 02376R102 | AAL | AMERICAN AIRLS GROUP INC | $51.9M | 2.60% | 4,050,000 | PUT | SOLE |
| 02376RAF9 | AAL 6.5 07/01/25 | AMERICAN AIRLINES GROUP INC | $50.2M | 2.52% | 47,000,000 | Common | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $48.8M | 2.45% | 46,700,000 | Common | SOLE |
| 922280AB8 | VRNS 1.25 08/15/25 | VARONIS SYS INC | $46.0M | 2.31% | 39,272,000 | Common | SOLE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $43.6M | 2.19% | 40,428,000 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $42.7M | 2.14% | 100,000 | PUT | SOLE |
| 780153BF8 | — | ROYAL CARIBBEAN GROUP | $42.4M | 2.13% | 37,500,000 | Common | SOLE |
| 912909AT5 | X 5 11/01/26 | UNITED STATES STL CORP | $41.9M | 2.10% | 17,000,000 | Common | SOLE |
| 26884LAK5 | EQT 1.75 05/01/26 | EQT CORP | $41.7M | 2.09% | 15,000,000 | Common | SOLE |
| 01988PAF5 | — | VERADIGM INC | $41.2M | 2.07% | 36,411,000 | Common | SOLE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $41.1M | 2.06% | 24,600,000 | Common | SOLE |
| 974637AB6 | WGO 1.5 04/01/25 | WINNEBAGO INDS INC | $35.5M | 1.78% | 31,612,000 | Common | SOLE |
| 143658BT8 | — | CARNIVAL CORP | $35.2M | 1.77% | 23,500,000 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $33.1M | 1.66% | 1,363,000 | PUT | SOLE |
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $29.6M | 1.49% | 15,000,000 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $28.9M | 1.45% | 9,925,000 | Common | SOLE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $26.6M | 1.34% | 20,900,000 | Common | SOLE |
| 57164YAD9 | VAC 0 01/15/26 | MARRIOTT VACATIONS WORLDWIDE | $26.6M | 1.33% | 30,140,000 | Common | SOLE |
| 83304AAD8 | SNAP 0.25 05/01/25 | SNAP INC | $26.3M | 1.32% | 28,444,000 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $26.1M | 1.31% | 285,000 | Common | SOLE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $23.4M | 1.18% | 23,811,000 | Common | SOLE |
| 40171VAA8 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INC | $23.0M | 1.15% | 22,500,000 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $23.0M | 1.15% | 1,850,000 | PUT | SOLE |
| 268158AD4 | DVAX 2.5 05/15/26 | DYNAVAX TECHNOLOGIES CORP | $22.5M | 1.13% | 14,738,000 | Common | SOLE |
| 207410AH4 | CNMD 2.25 06/15/27 | CONMED CORP | $20.3M | 1.02% | 21,250,000 | Common | SOLE |
| 26210CAD6 | DBX 0 03/01/28 | DROPBOX INC | $19.7M | 0.99% | 20,764,000 | Common | SOLE |
| 29355AAH0 | ENPH 0 03/01/26 | ENPHASE ENERGY INC | $18.9M | 0.95% | 21,451,000 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $17.3M | 0.87% | 20,114,000 | Common | SOLE |
| 45867GAD3 | IDCC 3.5 06/01/27 | INTERDIGITAL INC | $17.1M | 0.86% | 14,500,000 | Common | SOLE |
| 50202MAB8 | LI 0.25 05/01/28 | LI AUTO INC | $17.0M | 0.85% | 12,000,000 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $16.1M | 0.81% | 663,000 | Common | SOLE |
| 46333XAF5 | — | IRONWOOD PHARMACEUTICALS INC | $16.1M | 0.81% | 16,200,000 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $15.3M | 0.77% | 14,850,000 | Common | SOLE |
| 904311AC1 | — | UNDER ARMOUR INC | $14.9M | 0.75% | 15,404,000 | Common | SOLE |
| 98954MAH4 | Z 2.75 05/15/25 | ZILLOW GROUP INC | $14.7M | 0.74% | 14,300,000 | Common | SOLE |
| 090043AB6 | BILL 0 12/01/25 | BILL HOLDINGS INC | $14.4M | 0.72% | 14,347,000 | Common | SOLE |
| 82452JAB5 | FOUR 0 12/15/25 | SHIFT4 PMTS INC | $13.3M | 0.67% | 13,452,000 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYS INC | $12.7M | 0.64% | 14,700,000 | Common | SOLE |
| 45781MAB7 | INVA 2.5 08/15/25 | INNOVIVA INC | $12.5M | 0.63% | 12,500,000 | Common | SOLE |
| 26210CAC8 | DBX 0 03/01/26 | DROPBOX INC | $11.5M | 0.58% | 12,144,000 | Common | SOLE |
| 399473AF4 | GRPN 1.125 03/15/26 | GROUPON INC | $10.8M | 0.54% | 19,500,000 | Common | SOLE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $10.1M | 0.51% | 480,000 | Common | SOLE |
| 63845RAB3 | EYE 2.5 05/15/25 | NATIONAL VISION HLDGS INC | $9.9M | 0.49% | 10,236,000 | Common | SOLE |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $9.4M | 0.47% | 9,500,000 | Common | SOLE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $9.3M | 0.47% | 8,581,000 | Common | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $9.1M | 0.46% | 34,091,000 | Common | SOLE |
| 88339PAD3 | REAL 1 03/01/28 | THE REALREAL INC | $9.1M | 0.46% | 20,002,000 | Common | SOLE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $8.9M | 0.45% | 10,000,000 | Common | SOLE |
| 009066101 | ABNB | AIRBNB INC | $8.9M | 0.45% | 65,000 | PUT | SOLE |
| 55024UAB5 | — | LUMENTUM HLDGS INC | $8.9M | 0.45% | 9,000,000 | Common | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $8.3M | 0.41% | 7,012,000 | Common | SOLE |
| 399473206 | GRPN | GROUPON INC | $8.2M | 0.41% | 535,100 | PUT | SOLE |
| 653656AB4 | NICEIT 0 09/15/25 | NICE LTD | $8.1M | 0.41% | 9,000,000 | Common | SOLE |
| 25470MAF6 | DISH 0 12/15/25 | DISH NETWORK CORPORATION | $8.1M | 0.41% | 12,000,000 | Common | SOLE |
| 695127AF7 | PCRX 0.75 08/01/25 | PACIRA BIOSCIENCES INC | $7.7M | 0.39% | 8,500,000 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $7.6M | 0.38% | 570,000 | Common | SOLE |
| 48123VAE2 | ZD 1.75 11/01/26 | ZIFF DAVIS INC | $7.1M | 0.36% | 7,700,000 | Common | SOLE |
| 902973304 | USB | US BANCORP DEL | $6.6M | 0.33% | 200,000 | PUT | SOLE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $6.5M | 0.33% | 3,000,000 | Common | SOLE |
| 23282WAC4 | CYTK 3.5 07/01/27 | CYTOKINETICS INC | $6.4M | 0.32% | 7,500,000 | Common | SOLE |
| 009066AB7 | ABNB 0 03/15/26 | AIRBNB INC | $6.3M | 0.32% | 7,179,000 | Common | SOLE |
| 91879QAN9 | MTN 0 01/01/26 | VAIL RESORTS INC | $5.8M | 0.29% | 6,600,000 | Common | SOLE |
| 131193AE4 | CALY 2.75 05/01/26 | TOPGOLF CALLAWAY BRANDS CORP | $5.8M | 0.29% | 5,500,000 | Common | SOLE |
| 25470M109 | DISH | DISH NETWORK CORPORATION | $5.6M | 0.28% | 950,000 | PUT | SOLE |
| 50202M102 | LI | LI AUTO INC | $5.3M | 0.27% | 150,000 | PUT | SOLE |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $5.0M | 0.25% | 60,000 | PUT | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $4.7M | 0.24% | 82,000 | Common | SOLE |
| 69366JAD3 | PTCT 1.5 09/15/26 | PTC THERAPEUTICS INC | $4.0M | 0.20% | 5,000,000 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $3.6M | 0.18% | 650,000 | PUT | SOLE |
| 91325V108 | — | UNITI GROUP INC | $3.4M | 0.17% | 720,000 | PUT | SOLE |
| 703343AG8 | PATK 1.75 12/01/28 | PATRICK INDS INC | $3.3M | 0.17% | 3,500,000 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $3.3M | 0.17% | 250,000 | PUT | SOLE |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $3.3M | 0.17% | 3,500,000 | Common | SOLE |
| 71880K101 | PHIN | PHINIA INC | $3.1M | 0.15% | 114,238 | Common | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $2.8M | 0.14% | 142,466 | Common | SOLE |
| 399473206 | GRPN | GROUPON INC | $2.7M | 0.14% | 178,300 | Common | SOLE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $2.7M | 0.14% | 36,300 | PUT | SOLE |
| 88339PAB7 | — | THE REALREAL INC | $2.6M | 0.13% | 3,657,000 | Common | SOLE |
| 83304A106 | SNAP | SNAP INC | $2.5M | 0.13% | 285,000 | PUT | SOLE |
| 099724106 | BWA | BORGWARNER INC | $2.4M | 0.12% | 60,237 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $2.3M | 0.11% | 172,500 | CALL | SOLE |
| 448579102 | H | HYATT HOTELS CORP | $2.2M | 0.11% | 20,308 | Common | SOLE |
| 87256C101 | TKO | TKO GROUP HOLDINGS INC | $2.1M | 0.11% | 25,200 | PUT | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $2.1M | 0.10% | 23,600 | CALL | SOLE |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $2.0M | 0.10% | 2,000,000 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $2.0M | 0.10% | 14,905 | Common | SOLE |
| 922417AG5 | — | VEECO INSTRS INC DEL | $1.9M | 0.10% | 1,500,000 | Common | SOLE |
| G8068L108 | SN | SHARKNINJA INC | $1.8M | 0.09% | 39,000 | Common | SOLE |
| 36166WAB9 | — | GEO CORRECTIONS HOLDINGS INC | $1.8M | 0.09% | 1,500,000 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $1.8M | 0.09% | 25,901 | Common | SOLE |
| 00402L107 | ASO | ACADEMY SPORTS & OUTDOORS IN | $1.7M | 0.09% | 36,027 | Common | SOLE |
| G25508105 | CRH | CRH PLC | $1.6M | 0.08% | 28,500 | Common | SOLE |
| 25402DAB8 | DOCN 0 12/01/26 | DIGITALOCEAN HLDGS INC | $1.5M | 0.08% | 2,000,000 | Common | SOLE |
| 87256C101 | TKO | TKO GROUP HOLDINGS INC | $1.5M | 0.08% | 18,153 | Common | SOLE |
| 704551AD2 | BTU 3.25 03/01/28 | PEABODY ENGR CORP | $1.5M | 0.08% | 1,000,000 | Common | SOLE |
| 969904101 | WSM | WILLIAMS SONOMA INC | $1.5M | 0.08% | 9,722 | Common | SOLE |
| 40131M109 | GH | GUARDANT HEALTH INC | $1.5M | 0.07% | 50,000 | PUT | SOLE |
| 23248VAB1 | CYBR 0 11/15/24 | CYBERARK SOFTWARE LTD | $1.4M | 0.07% | 1,250,000 | Common | SOLE |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $1.4M | 0.07% | 38,524 | Common | SOLE |
| 82968B103 | SIRIEUR | SIRIUS XM HOLDINGS INC | $1.4M | 0.07% | 300,000 | CALL | SOLE |
| 704551100 | BTU | PEABODY ENERGY CORP | $1.3M | 0.07% | 50,000 | PUT | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.2M | 0.06% | 37,496 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ CO | $1.1M | 0.06% | 34,140 | Common | SOLE |
| 606710AA9 | MITK 0.75 02/01/26 | MITEK SYS INC | $1.1M | 0.05% | 1,250,000 | Common | SOLE |
| 81282V100 | PRKS | SEAWORLD ENTMT INC | $1.1M | 0.05% | 23,420 | Common | SOLE |
| 16119P108 | CHTR | CHARTER COMMUNICATIONS INC N | $1.1M | 0.05% | 2,400 | Common | SOLE |
| 671005106 | — | OPY ACQUISITION CORP I | $1.0M | 0.05% | 99,000 | Common | SOLE |
| 69007J106 | — | OUTFRONT MEDIA INC | $1.0M | 0.05% | 100,000 | Common | SOLE |
| 08862E109 | BYND | BEYOND MEAT INC | $962,000 | 0.05% | 100,000 | PUT | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $925,185 | 0.05% | 300 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $898,000 | 0.05% | 200,000 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $898,000 | 0.05% | 200,000 | PUT | SOLE |
| 007973100 | AEIS | ADVANCED ENERGY INDS | $897,144 | 0.05% | 8,700 | Common | SOLE |
| 925652109 | VICI | VICI PPTYS INC | $865,724 | 0.04% | 29,750 | Common | SOLE |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $830,400 | 0.04% | 10,000 | CALL | SOLE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $823,969 | 0.04% | 32,376 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $755,200 | 0.04% | 2,000 | Common | SOLE |
| 57164Y107 | VAC | MARRIOTT VACATIONS WORLDWIDE | $746,573 | 0.04% | 7,419 | Common | SOLE |
| 51509P103 | LSEA | LANDSEA HOMES CORP | $728,702 | 0.04% | 81,057 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $627,138 | 0.03% | 2,089 | Common | SOLE |
| 103304101 | BYD | BOYD GAMING CORP | $608,300 | 0.03% | 10,000 | Common | SOLE |
| 62914V106 | NIO | NIO INC | $487,300 | 0.02% | 550,000 | PUT | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $447,200 | 0.02% | 80,000 | CALL | SOLE |
| 25470M109 | DISH | DISH NETWORK CORPORATION | $357,688 | 0.02% | 61,039 | Common | SOLE |
| 83001A102 | SIXEUR | SIX FLAGS ENTMT CORP NEW | $335,017 | 0.02% | 14,250 | Common | SOLE |
| 958102105 | WDC | WESTERN DIGITAL CORP. | $321,508 | 0.02% | 7,046 | Common | SOLE |
| 070830104 | BBWI | BATH & BODY WORKS INC | $300,177 | 0.02% | 8,881 | Common | SOLE |
| 92766K106 | IPOAGBP | VIRGIN GALACTIC HOLDINGS INC | $270,000 | 0.01% | 150,000 | PUT | SOLE |
| 704551100 | BTU | PEABODY ENERGY CORP | $233,910 | 0.01% | 9,000 | Common | SOLE |
| 29786A106 | ETSY | ETSY INC | $221,509 | 0.01% | 3,430 | Common | SOLE |
| 65528N204 | — | NOGIN INC | $117,896 | 0.01% | 222,028 | Common | SOLE |
| 92766K106 | IPOAGBP | VIRGIN GALACTIC HOLDINGS INC | $73,800 | 0.00% | 41,000 | Common | SOLE |
| 08975B117 | BBAI/WS | BIGBEAR AI HLDGS INC | $42,741 | 0.00% | 98,996 | Common | SOLE |
| 83192H106 | SDCCQ | SMILEDIRECTCLUB INC | $32,993 | 0.00% | 79,500 | PUT | SOLE |
| 40472A128 | EONR/WS | HNR ACQUISITION CORP | $20,890 | 0.00% | 100,000 | Common | SOLE |
| 82836N115 | — | SILVERBOX CORP III | $17,083 | 0.00% | 83,333 | Common | SOLE |
| 09174P113 | BTMWW | BITCOIN DEPOT INC | $15,537 | 0.00% | 81,799 | Common | SOLE |
| G11728139 | — | BLEUACACIA LTD | $10,000 | 0.00% | 200,000 | Common | SOLE |
| 36119D111 | FTIIW | FUTURETECH II ACQUISITION CO | $6,008 | 0.00% | 80,000 | Common | SOLE |
| G0135E126 | AIMWF | AIMFINITY INVESTMENT CORP I | $5,545 | 0.00% | 100,000 | Common | SOLE |
| 29978K110 | EVCOW | EVEREST CONSOLIDATOR ACQ COR | $5,374 | 0.00% | 24,999 | Common | SOLE |
| 28202V116 | EFTRW | EFFECTOR THERAPEUTICS INC | $4,513 | 0.00% | 41,795 | Common | SOLE |
| 005029111 | — | ACROPOLIS INFRASTRUCTURE ACQ | $4,495 | 0.00% | 89,824 | Common | SOLE |
| 67022R111 | — | NUBIA BRAND INTERNATIONAL CO | $4,065 | 0.00% | 50,000 | Common | SOLE |
| G11728113 | BLEUW | BLEUACACIA LTD | $3,754 | 0.00% | 99,999 | Common | SOLE |
| 06690B115 | PNSWQ | BANYAN ACQUISITION CORPORATI | $3,702 | 0.00% | 22,499 | Common | SOLE |
| 00809J119 | — | AETHERIUM ACQUISITION CORP | $3,390 | 0.00% | 150,000 | Common | SOLE |
| G81173117 | — | SHUAA PARTNERS ACQUISTN CORP | $3,380 | 0.00% | 50,000 | Common | SOLE |
| G1995D117 | CRTWF | CARTICA ACQUISITION CORP | $3,097 | 0.00% | 49,999 | Common | SOLE |
| 123013112 | — | BURTECH ACQUISITION CORP | $2,992 | 0.00% | 150,000 | Common | SOLE |
| G6256B114 | SMNRW | DENALI CAPITAL ACQUISITN COR | $2,882 | 0.00% | 41,184 | Common | SOLE |
| 74349W112 | SOARW | PROOF ACQUISITION CORP I | $2,753 | 0.00% | 25,000 | Common | SOLE |
| 73245B115 | SBCWW | PONO CAP TWO INC | $2,649 | 0.00% | 55,787 | Common | SOLE |
| G48028123 | — | INFINITE ACQUISITION CORP | $1,874 | 0.00% | 49,999 | Common | SOLE |
| G7185D114 | — | PORTAGE FINTECH ACQUISITN CO | $1,851 | 0.00% | 22,999 | Common | SOLE |
| 671005114 | — | OPY ACQUISITION CORP I | $1,512 | 0.00% | 49,999 | Common | SOLE |
| G3R95P116 | OIOWW | ESGL HLDGS LTD | $1,138 | 0.00% | 66,400 | Common | SOLE |
| G5338L124 | — | LAMF GLOBAL VENTURES CORP I | $1,076 | 0.00% | 37,499 | Common | SOLE |
| G1745A124 | CTSWF | CACTUS ACQUISITION CORP 1 LT | $1,065 | 0.00% | 24,994 | Common | SOLE |
| G49219127 | IVAWF | INVESTCORP INDIA ACQUISTN CO | $843 | 0.00% | 12,500 | Common | SOLE |
| 91532B119 | — | UPHEALTH INC | $248 | 0.00% | 25,000 | Common | SOLE |
| 50202D110 | — | LF CAPITAL ACQUISITION CORP | $75 | 0.00% | 25,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.