Q3 2023 · 13F-HR
AlphaQ Advisors LLCholdings as filed
Filed 2023-10-27 · accession 0001172661-23-003512
$115.3M
Reported value
168
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 19761L607 | MUST | COLUMBIA ETF TR I | $6.9M | 6.02% | 355,928 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $4.0M | 3.47% | 146,366 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $3.8M | 3.32% | 40,761 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $3.0M | 2.59% | 23,156 | Common | SOLE |
| 464286517 | LEMB | ISHARES INC | $2.9M | 2.50% | 82,872 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $2.8M | 2.46% | 17,743 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.8M | 2.42% | 16,290 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $2.5M | 2.19% | 57,186 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $2.2M | 1.93% | 24,220 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $2.2M | 1.90% | 6,946 | Common | SOLE |
| 46625H365 | — | JPMORGAN CHASE & CO | $2.2M | 1.90% | 88,566 | Common | SOLE |
| 78464A151 | IBND | SPDR SER TR | $2.1M | 1.85% | 78,514 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $2.1M | 1.83% | 16,559 | Common | SOLE |
| 464288117 | IGOV | ISHARES TR | $2.1M | 1.80% | 55,722 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.0M | 1.75% | 4,725 | Common | SOLE |
| 97717W281 | DGS | WISDOMTREE TR | $1.9M | 1.68% | 41,968 | Common | SOLE |
| 97717X867 | ELD | WISDOMTREE TR | $1.8M | 1.52% | 66,821 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $1.7M | 1.50% | 10,527 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.7M | 1.46% | 7,305 | Common | SOLE |
| 00110G408 | BTAL | AGF INVTS TR | $1.6M | 1.36% | 79,182 | Common | SOLE |
| 872590104 | TMUS | T-MOBILE US INC | $1.3M | 1.11% | 9,144 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $1.2M | 1.01% | 2,290 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $1.1M | 0.99% | 8,735 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $1.1M | 0.95% | 7,040 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $1.1M | 0.95% | 6,478 | Common | SOLE |
| 92189F411 | BIZD | VANECK ETF TRUST | $1.0M | 0.87% | 62,399 | Common | SOLE |
| 808524755 | FNDF | SCHWAB STRATEGIC TR | $966,062 | 0.84% | 30,504 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $959,057 | 0.83% | 9,353 | Common | SOLE |
| 464288687 | PFF | ISHARES TR | $958,469 | 0.83% | 31,790 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $885,424 | 0.77% | 10,189 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $870,025 | 0.75% | 2,000 | Common | SOLE |
| 500767306 | KWEB | KRANESHARES TR | $861,525 | 0.75% | 31,477 | Common | SOLE |
| 808524730 | FNDE | SCHWAB STRATEGIC TR | $858,443 | 0.74% | 32,740 | Common | SOLE |
| 58155Q103 | MCK | MCKESSON CORP | $849,262 | 0.74% | 1,953 | Common | SOLE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $828,361 | 0.72% | 16,371 | Common | SOLE |
| 46429B671 | MCHI | ISHARES TR | $822,250 | 0.71% | 18,994 | Common | SOLE |
| 45168D104 | IDXX | IDEXX LABS INC | $792,333 | 0.69% | 1,812 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $780,355 | 0.68% | 5,140 | Common | SOLE |
| 97717W315 | DEM | WISDOMTREE TR | $773,887 | 0.67% | 20,648 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $766,421 | 0.66% | 1,671 | Common | SOLE |
| 860630102 | SF | STIFEL FINL CORP | $756,879 | 0.66% | 12,319 | Common | SOLE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $734,054 | 0.64% | 15,261 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $729,131 | 0.63% | 5,530 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $727,239 | 0.63% | 7,064 | Common | SOLE |
| 771049103 | RBLX | ROBLOX CORP | $713,661 | 0.62% | 24,643 | Common | SOLE |
| 92189F536 | MLN | VANECK ETF TRUST | $712,631 | 0.62% | 42,647 | Common | SOLE |
| 500767652 | KMLM | KRANESHARES TR | $655,341 | 0.57% | 20,121 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $650,724 | 0.56% | 4,178 | Common | SOLE |
| 53700T827 | DBMF | LITMAN GREGORY FDS TR | $649,267 | 0.56% | 22,466 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $644,546 | 0.56% | 209 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC | $638,420 | 0.55% | 13,415 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S | $629,214 | 0.55% | 6,919 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $618,507 | 0.54% | 14,147 | Common | SOLE |
| 042735100 | ARW | ARROW ELECTRS INC | $611,171 | 0.53% | 4,880 | Common | SOLE |
| 921910709 | EDV | VANGUARD WORLD FD | $586,361 | 0.51% | 8,373 | Common | SOLE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $583,194 | 0.51% | 2,967 | Common | SOLE |
| 775711104 | ROL | ROLLINS INC | $559,091 | 0.48% | 14,977 | Common | SOLE |
| 025072703 | AVDE | AMERICAN CENTY ETF TR | $558,225 | 0.48% | 10,031 | Common | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $556,584 | 0.48% | 27,364 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETRO | $536,252 | 0.47% | 35,774 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $532,478 | 0.46% | 1,107 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $496,403 | 0.43% | 6,624 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $495,354 | 0.43% | 2,059 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $488,949 | 0.42% | 1,235 | Common | SOLE |
| 46138E537 | PZA | INVESCO EXCH TRADED FD TR II | $477,570 | 0.41% | 21,551 | Common | SOLE |
| 46431W606 | HYGH | ISHARES U S ETF TR | $469,852 | 0.41% | 5,640 | Common | SOLE |
| 780259305 | SHEL | SHELL PLC | $467,463 | 0.41% | 7,261 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $455,594 | 0.40% | 3,875 | Common | SOLE |
| 89151E109 | TTEN | TOTALENERGIES SE | $455,191 | 0.39% | 6,922 | Common | SOLE |
| 406216101 | HAL | HALLIBURTON CO | $454,329 | 0.39% | 11,218 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $451,537 | 0.39% | 1,289 | Common | SOLE |
| 65343C102 | — | NEXTGEN HEALTHCARE INC | $446,409 | 0.39% | 18,812 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $441,236 | 0.38% | 31,449 | Common | SOLE |
| 03073E105 | COR | CENCORA INC | $440,207 | 0.38% | 2,446 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $427,480 | 0.37% | 1,000 | PUT | SOLE |
| 922908611 | VBR | VANGUARD INDEX FDS | $426,264 | 0.37% | 2,673 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GROUP INC | $423,900 | 0.37% | 5,978 | Common | SOLE |
| 05946K101 | BBVA | BANCO BILBAO VIZCAYA ARGENTA | $421,796 | 0.37% | 52,397 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $413,223 | 0.36% | 4,279 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $412,882 | 0.36% | 4,760 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $411,894 | 0.36% | 5,821 | Common | SOLE |
| 136385101 | CNQ | CANADIAN NAT RES LTD | $409,167 | 0.35% | 6,327 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $406,337 | 0.35% | 2,370 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $399,769 | 0.35% | 1,018 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $395,808 | 0.34% | 24,738 | Common | SOLE |
| 00215W100 | ASX | ASE TECHNOLOGY HLDG CO LTD | $391,972 | 0.34% | 52,124 | Common | SOLE |
| 456788108 | INFY | INFOSYS LTD | $389,937 | 0.34% | 22,790 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $386,443 | 0.34% | 2,727 | Common | SOLE |
| 80105N105 | SNY | SANOFI | $385,511 | 0.33% | 7,187 | Common | SOLE |
| 398905109 | GPI | GROUP 1 AUTOMOTIVE INC | $381,299 | 0.33% | 1,419 | Common | SOLE |
| 26874R108 | E | ENI S P A | $381,189 | 0.33% | 11,942 | Common | SOLE |
| 464288273 | SCZ | ISHARES TR | $380,551 | 0.33% | 6,739 | Common | SOLE |
| 088606108 | BHP | BHP GROUP LTD | $376,830 | 0.33% | 6,625 | Common | SOLE |
| 49338L103 | KEYS | KEYSIGHT TECHNOLOGIES INC | $373,511 | 0.32% | 2,823 | Common | SOLE |
| 82889N657 | TUA | SIMPLIFY EXCHANGE TRADED FUN | $352,279 | 0.31% | 16,130 | Common | SOLE |
| 29446M102 | EQNR | EQUINOR ASA | $350,919 | 0.30% | 10,702 | Common | SOLE |
| 369550108 | GD | GENERAL DYNAMICS CORP | $345,597 | 0.30% | 1,564 | Common | SOLE |
| 025072604 | AVEM | AMERICAN CENTY ETF TR | $342,554 | 0.30% | 6,489 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $339,940 | 0.29% | 5,857 | Common | SOLE |
| 192446102 | CTSH | COGNIZANT TECHNOLOGY SOLUTIO | $331,045 | 0.29% | 4,887 | Common | SOLE |
| 919794107 | VLY | VALLEY NATL BANCORP | $327,548 | 0.28% | 38,265 | Common | SOLE |
| 055622104 | BP | BP PLC | $325,016 | 0.28% | 8,394 | Common | SOLE |
| 686330101 | IX | ORIX CORP | $322,102 | 0.28% | 3,431 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $322,059 | 0.28% | 2,208 | Common | SOLE |
| 60687Y109 | MFG | MIZUHO FINANCIAL GROUP INC | $321,316 | 0.28% | 93,678 | Common | SOLE |
| 904767704 | — | UNILEVER PLC | $317,741 | 0.28% | 6,432 | Common | SOLE |
| 46435G326 | IDEV | ISHARES TR | $316,868 | 0.27% | 5,437 | Common | SOLE |
| 12532H104 | GIB | CGI INC | $316,054 | 0.27% | 3,209 | Common | SOLE |
| 833034101 | SNA | SNAP ON INC | $313,724 | 0.27% | 1,230 | Common | SOLE |
| 373737105 | GGB | GERDAU SA | $304,593 | 0.26% | 63,856 | Common | SOLE |
| 87241L109 | TFII | TFI INTL INC | $298,938 | 0.26% | 2,328 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $294,293 | 0.26% | 3,631 | Common | SOLE |
| 767204100 | RIO | RIO TINTO PLC | $293,890 | 0.25% | 4,618 | Common | SOLE |
| 292766102 | ERFGBP | ENERPLUS CORP | $291,777 | 0.25% | 16,550 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $291,662 | 0.25% | 543 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $291,504 | 0.25% | 971 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $290,583 | 0.25% | 770 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $289,505 | 0.25% | 1,157 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $287,831 | 0.25% | 5,354 | Common | SOLE |
| 053611109 | AVY | AVERY DENNISON CORP | $286,792 | 0.25% | 1,570 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $280,084 | 0.24% | 1,879 | Common | SOLE |
| 922908637 | VV | VANGUARD INDEX FDS | $275,140 | 0.24% | 1,406 | Common | SOLE |
| 92189H409 | HYD | VANECK ETF TRUST | $273,124 | 0.24% | 5,566 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $272,089 | 0.24% | 3,897 | Common | SOLE |
| 15135U109 | CVE | CENOVUS ENERGY INC | $270,931 | 0.23% | 13,013 | Common | SOLE |
| G8994E103 | TT | TRANE TECHNOLOGIES PLC | $269,870 | 0.23% | 1,330 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $264,401 | 0.23% | 468 | Common | SOLE |
| 136375102 | CNI | CANADIAN NATL RY CO | $263,567 | 0.23% | 2,433 | Common | SOLE |
| 780087102 | RY | ROYAL BK CDA | $262,670 | 0.23% | 3,004 | Common | SOLE |
| 92189F643 | MOAT | VANECK ETF TRUST | $261,487 | 0.23% | 3,448 | Common | SOLE |
| 707569109 | PENN | PENN ENTERTAINMENT INC | $261,171 | 0.23% | 11,380 | Common | SOLE |
| 46138E511 | PGX | INVESCO EXCH TRADED FD TR II | $257,337 | 0.22% | 23,501 | Common | SOLE |
| 17133Q502 | CHT | CHUNGHWA TELECOM CO LTD | $257,187 | 0.22% | 7,156 | Common | SOLE |
| 874060205 | TAK | TAKEDA PHARMACEUTICAL CO LTD | $256,895 | 0.22% | 16,606 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $254,398 | 0.22% | 1,293 | Common | SOLE |
| 553368101 | MP | MP MATERIALS CORP | $250,879 | 0.22% | 13,135 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $249,886 | 0.22% | 827 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $246,045 | 0.21% | 488 | Common | SOLE |
| 91912E105 | VALE | VALE S A | $243,465 | 0.21% | 18,169 | Common | SOLE |
| 438128308 | HMC | HONDA MOTOR LTD | $240,492 | 0.21% | 7,149 | Common | SOLE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $230,083 | 0.20% | 982 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $229,102 | 0.20% | 1,661 | Common | SOLE |
| 025072190 | AVDS | AMERICAN CENTY ETF TR | $228,974 | 0.20% | 4,874 | Common | SOLE |
| 92189H607 | OIH | VANECK ETF TRUST | $224,276 | 0.19% | 650 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $220,652 | 0.19% | 821 | Common | SOLE |
| 606822104 | MUFG | MITSUBISHI UFJ FINL GROUP IN | $208,090 | 0.18% | 24,510 | Common | SOLE |
| 808524854 | SCHR | SCHWAB STRATEGIC TR | $207,628 | 0.18% | 4,331 | Common | SOLE |
| 92857W308 | VOD | VODAFONE GROUP PLC NEW | $205,214 | 0.18% | 21,647 | Common | SOLE |
| 12618T105 | CRAI | CRA INTL INC | $202,931 | 0.18% | 2,014 | Common | SOLE |
| 86562M209 | SMFG | SUMITOMO MITSUI FINL GROUP I | $195,591 | 0.17% | 19,857 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $156,748 | 0.14% | 14,224 | Common | SOLE |
| 293594107 | ENVX | ENOVIX CORPORATION | $141,376 | 0.12% | 11,265 | Common | SOLE |
| D18190898 | DB | DEUTSCHE BANK A G | $118,516 | 0.10% | 10,784 | Common | SOLE |
| 06738E204 | BCS | BARCLAYS PLC | $92,670 | 0.08% | 11,896 | Common | SOLE |
| 097235105 | BSBK | BOGOTA FINL CORP | $87,579 | 0.08% | 11,851 | Common | SOLE |
| 910873405 | UMC | UNITED MICROELECTRONICS CORP | $75,683 | 0.07% | 10,720 | Common | SOLE |
| 88034P109 | TME | TENCENT MUSIC ENTMT GROUP | $74,710 | 0.06% | 11,710 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $72,148 | 0.06% | 19,291 | Common | SOLE |
| 37247D106 | GNW | GENWORTH FINL INC | $67,654 | 0.06% | 11,545 | Common | SOLE |
| 74348T102 | PSEC | PROSPECT CAP CORP | $61,877 | 0.05% | 10,228 | Common | SOLE |
| 97651M109 | WIT | WIPRO LTD | $48,400 | 0.04% | 10,000 | Common | SOLE |
| 879382208 | TELFY | TELEFONICA S A | $46,251 | 0.04% | 11,364 | Common | SOLE |
| 67092M208 | NTRB | NUTRIBAND INC | $44,630 | 0.04% | 17,502 | Common | SOLE |
| 422704106 | HL | HECLA MNG CO | $43,722 | 0.04% | 11,182 | Common | SOLE |
| 05964H105 | SAN | BANCO SANTANDER S.A. | $42,793 | 0.04% | 11,381 | Common | SOLE |
| 91680MAB3 | UPST 0.25 08/15/26 | UPSTART HLDGS INC | $13,142 | 0.01% | 20,000 | Common | SOLE |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $9,361 | 0.01% | 10,000 | Common | SOLE |
| 053906103 | ASM | AVINO SILVER & GOLD MINES LT | $5,165 | 0.00% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.