Q3 2023 · 13F-HR
Alpha DNA Investment Management LLCholdings as filed
Filed 2023-11-07 · accession 0001172661-23-003658
$244.3M
Reported value
169
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287655 | IWM | ISHARES TR | $44.5M | 18.2% | 251,500 | PUT | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $44.2M | 18.1% | 103,500 | PUT | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $4.6M | 1.88% | 31,664 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $4.4M | 1.78% | 80,994 | Common | SOLE |
| 693506107 | PPG | PPG INDS INC | $3.8M | 1.56% | 29,357 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $3.3M | 1.37% | 12,678 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $3.3M | 1.35% | 80,831 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $3.2M | 1.30% | 19,877 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $3.0M | 1.23% | 5,577 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $2.7M | 1.10% | 8,530 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.5M | 1.01% | 14,482 | Common | SOLE |
| H1467J104 | CB | CHUBB LIMITED | $2.3M | 0.92% | 10,836 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $2.2M | 0.88% | 48,505 | Common | SOLE |
| 075887109 | BDX | BECTON DICKINSON & CO | $2.1M | 0.85% | 8,016 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $2.1M | 0.85% | 4,097 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $2.1M | 0.84% | 4,738 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $2.0M | 0.83% | 74,028 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $2.0M | 0.82% | 13,516 | Common | SOLE |
| H84989104 | TEL1USD | TE CONNECTIVITY LTD | $2.0M | 0.82% | 16,179 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $2.0M | 0.82% | 12,798 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.9M | 0.80% | 60,087 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.9M | 0.79% | 8,343 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $1.9M | 0.76% | 33,051 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $1.8M | 0.74% | 26,107 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $1.8M | 0.72% | 19,126 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $1.7M | 0.72% | 10,325 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1.7M | 0.71% | 24,532 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $1.7M | 0.71% | 6,073 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $1.7M | 0.71% | 11,879 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $1.7M | 0.69% | 30,810 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $1.5M | 0.63% | 21,219 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $1.5M | 0.62% | 26,304 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $1.5M | 0.60% | 7,209 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.4M | 0.57% | 4,602 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.3M | 0.55% | 11,453 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $1.3M | 0.52% | 9,625 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $1.2M | 0.50% | 7,295 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $1.2M | 0.50% | 11,887 | Common | SOLE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $1.1M | 0.46% | 6,176 | Common | SOLE |
| 78464A409 | SPYG | SPDR SER TR | $1.1M | 0.46% | 19,067 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $1.1M | 0.46% | 9,423 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $1.1M | 0.46% | 8,125 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $1.1M | 0.45% | 8,679 | Common | SOLE |
| 682189105 | ON | ON SEMICONDUCTOR CORP | $1.1M | 0.44% | 11,577 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $1.1M | 0.44% | 9,562 | Common | SOLE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $1.1M | 0.43% | 8,606 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $1.0M | 0.42% | 3,359 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $1.0M | 0.41% | 30,314 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $969,349 | 0.40% | 11,869 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $966,571 | 0.40% | 12,335 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $950,394 | 0.39% | 5,976 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $941,370 | 0.39% | 6,039 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $858,696 | 0.35% | 6,755 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $832,592 | 0.34% | 7,530 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $831,798 | 0.34% | 6,923 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $828,351 | 0.34% | 23,301 | Common | SOLE |
| 690742101 | OC | OWENS CORNING NEW | $822,416 | 0.34% | 6,029 | Common | SOLE |
| 98980G102 | ZS | ZSCALER INC | $821,360 | 0.34% | 5,279 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $811,574 | 0.33% | 5,727 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $809,287 | 0.33% | 14,661 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $802,839 | 0.33% | 2,657 | Common | SOLE |
| G6095L109 | — | APTIV PLC | $800,945 | 0.33% | 8,124 | Common | SOLE |
| 001084102 | AGCO | AGCO CORP | $794,487 | 0.33% | 6,717 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $792,831 | 0.32% | 5,119 | Common | SOLE |
| 60937P106 | MDB | MONGODB INC | $789,252 | 0.32% | 2,282 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $784,602 | 0.32% | 2,874 | Common | SOLE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $782,239 | 0.32% | 3,067 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $774,762 | 0.32% | 23,499 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $774,709 | 0.32% | 5,119 | Common | SOLE |
| 82509L107 | SHOP | SHOPIFY INC | $771,074 | 0.32% | 14,130 | Common | SOLE |
| 773903109 | ROK | ROCKWELL AUTOMATION INC | $770,419 | 0.32% | 2,695 | Common | SOLE |
| 12008R107 | BLDR | BUILDERS FIRSTSOURCE INC | $763,746 | 0.31% | 6,135 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $756,504 | 0.31% | 3,547 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $751,547 | 0.31% | 3,274 | Common | SOLE |
| 23331A109 | DHI | D R HORTON INC | $748,642 | 0.31% | 6,966 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $740,789 | 0.30% | 1,703 | Common | SOLE |
| 26969P108 | EXP | EAGLE MATLS INC | $685,229 | 0.28% | 4,115 | Common | SOLE |
| 89055F103 | BLD | TOPBUILD CORP | $677,056 | 0.28% | 2,691 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $653,425 | 0.27% | 1,169 | Common | SOLE |
| 40131M109 | GH | GUARDANT HEALTH INC | $639,217 | 0.26% | 21,566 | Common | SOLE |
| 60468T105 | MRTXEUR | MIRATI THERAPEUTICS INC | $628,266 | 0.26% | 14,423 | Common | SOLE |
| 56854Q200 | MRNS* | MARINUS PHARMACEUTICALS INC | $620,518 | 0.25% | 77,083 | Common | SOLE |
| 443573100 | HUBS | HUBSPOT INC | $607,745 | 0.25% | 1,234 | Common | SOLE |
| 00768Y420 | — | ADVISORSHARES TR | $607,524 | 0.25% | 27,323 | Common | SOLE |
| 679295105 | OKTA | OKTA INC | $601,381 | 0.25% | 7,378 | Common | SOLE |
| N5749R100 | 2GH | MERUS N V | $598,460 | 0.24% | 25,380 | Common | SOLE |
| M98068105 | WIX | WIX COM LTD | $593,119 | 0.24% | 6,461 | Common | SOLE |
| 268158201 | DVAX | DYNAVAX TECHNOLOGIES CORP | $592,779 | 0.24% | 40,134 | Common | SOLE |
| M7S64H106 | MNDY | MONDAY COM LTD | $588,478 | 0.24% | 3,696 | Common | SOLE |
| 12653C108 | CNX | CNX RES CORP | $587,148 | 0.24% | 26,003 | Common | SOLE |
| Y8565N300 | TNK | TEEKAY TANKERS LTD | $584,090 | 0.24% | 14,030 | Common | SOLE |
| 78454L100 | SM | SM ENERGY CO | $583,767 | 0.24% | 14,723 | Common | SOLE |
| 78349D107 | RXST | RXSIGHT INC | $582,315 | 0.24% | 20,879 | Common | SOLE |
| 898202106 | TRUP | TRUPANION INC | $580,778 | 0.24% | 20,595 | Common | SOLE |
| 516806205 | 8LP1 | VITAL ENERGY INC | $579,306 | 0.24% | 10,453 | Common | SOLE |
| 30063P105 | EXK | EXACT SCIENCES CORP | $576,391 | 0.24% | 8,449 | Common | SOLE |
| 10576N102 | BRZE | BRAZE INC | $575,901 | 0.24% | 12,324 | Common | SOLE |
| P73684113 | OSW | ONESPAWORLD HOLDINGS LIMITED | $574,003 | 0.23% | 51,159 | Common | SOLE |
| 55087P104 | LYFT | LYFT INC | $573,766 | 0.23% | 54,437 | Common | SOLE |
| 86614U100 | 7SU | SUMMIT MATLS INC | $573,692 | 0.23% | 18,423 | Common | SOLE |
| M20791105 | CAMT | CAMTEK LTD | $573,228 | 0.23% | 9,207 | Common | SOLE |
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $569,671 | 0.23% | 35,896 | Common | SOLE |
| 94419L101 | W | WAYFAIR INC | $567,481 | 0.23% | 9,369 | Common | SOLE |
| 98401F105 | XNCR | XENCOR INC | $565,711 | 0.23% | 28,075 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $565,149 | 0.23% | 8,652 | Common | SOLE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $564,714 | 0.23% | 27,626 | Common | SOLE |
| 64125C109 | NBIX | NEUROCRINE BIOSCIENCES INC | $561,714 | 0.23% | 4,993 | Common | SOLE |
| 088786108 | BCYC | BICYCLE THERAPEUTICS PLC | $561,657 | 0.23% | 27,957 | Common | SOLE |
| 00182C103 | ANIP | ANI PHARMACEUTICALS INC | $558,944 | 0.23% | 9,627 | Common | SOLE |
| 67059N108 | NTNX | NUTANIX INC | $557,975 | 0.23% | 15,997 | Common | SOLE |
| 07556Q881 | BZH | BEAZER HOMES USA INC | $554,272 | 0.23% | 22,251 | Common | SOLE |
| 85208T107 | CXM | SPRINKLR INC | $553,267 | 0.23% | 39,976 | Common | SOLE |
| 24665A103 | DK | DELEK US HLDGS INC NEW | $549,563 | 0.22% | 19,344 | Common | SOLE |
| 14574X104 | TASTUSD | CARROLS RESTAURANT GROUP INC | $549,303 | 0.22% | 83,354 | Common | SOLE |
| 26856L103 | ELF | E L F BEAUTY INC | $547,942 | 0.22% | 4,989 | Common | SOLE |
| 888787108 | TOST | TOAST INC | $547,797 | 0.22% | 29,247 | Common | SOLE |
| 23204G100 | CUBI | CUSTOMERS BANCORP INC | $546,963 | 0.22% | 15,877 | Common | SOLE |
| 03213A104 | AMPL | AMPLITUDE INC | $543,686 | 0.22% | 46,991 | Common | SOLE |
| 89531P105 | TREX | TREX CO INC | $540,434 | 0.22% | 8,769 | Common | SOLE |
| 222070203 | COTY | COTY INC | $539,987 | 0.22% | 49,224 | Common | SOLE |
| 03831W108 | APP | APPLOVIN CORP | $539,819 | 0.22% | 13,509 | Common | SOLE |
| 740367404 | PFBC | PREFERRED BK LOS ANGELES CA | $538,588 | 0.22% | 8,652 | Common | SOLE |
| N90064101 | QURE | UNIQURE NV | $534,190 | 0.22% | 79,611 | Common | SOLE |
| 34964C106 | FBIN | FORTUNE BRANDS INNOVATIONS I | $533,768 | 0.22% | 8,587 | Common | SOLE |
| 52490G102 | LEGN | LEGEND BIOTECH CORP | $532,860 | 0.22% | 7,933 | Common | SOLE |
| 68134L109 | OLOGBX | OLO INC | $527,862 | 0.22% | 87,106 | Common | SOLE |
| 393657101 | GBX | GREENBRIER COS INC | $527,120 | 0.22% | 13,178 | Common | SOLE |
| 45784P101 | PODD | INSULET CORP | $526,955 | 0.22% | 3,304 | Common | SOLE |
| 04335A105 | ARVN | ARVINAS INC | $525,547 | 0.22% | 26,759 | Common | SOLE |
| 256163106 | DOCU | DOCUSIGN INC | $524,034 | 0.21% | 12,477 | Common | SOLE |
| 91332U101 | U | UNITY SOFTWARE INC | $522,549 | 0.21% | 16,647 | Common | SOLE |
| 67103X102 | OFG | OFG BANCORP | $520,789 | 0.21% | 17,441 | Common | SOLE |
| 980745103 | WWD | WOODWARD INC | $518,786 | 0.21% | 4,175 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $517,642 | 0.21% | 629 | Common | SOLE |
| 525558201 | LMAT | LEMAITRE VASCULAR INC | $516,198 | 0.21% | 9,475 | Common | SOLE |
| 688239201 | OSK | OSHKOSH CORP | $514,559 | 0.21% | 5,392 | Common | SOLE |
| 74736K101 | QRVO | QORVO INC | $513,437 | 0.21% | 5,378 | Common | SOLE |
| 006739106 | ADUS | ADDUS HOMECARE CORP | $513,355 | 0.21% | 6,026 | Common | SOLE |
| 05478C105 | AZEK | AZEK CO INC | $510,964 | 0.21% | 17,181 | Common | SOLE |
| 14843C105 | CSTL | CASTLE BIOSCIENCES INC | $496,550 | 0.20% | 29,399 | Common | SOLE |
| 74319R101 | PRG | PROG HOLDINGS INC | $495,892 | 0.20% | 14,932 | Common | SOLE |
| 64049M209 | NEO | NEOGENOMICS INC | $485,211 | 0.20% | 39,448 | Common | SOLE |
| 18467V109 | YOU | CLEAR SECURE INC | $482,722 | 0.20% | 25,353 | Common | SOLE |
| 02081G201 | ATEC | ALPHATEC HLDGS INC | $475,479 | 0.19% | 36,660 | Common | SOLE |
| 03969F109 | RCUS | ARCUS BIOSCIENCES INC | $461,603 | 0.19% | 25,716 | Common | SOLE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $329,599 | 0.13% | 3,672 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $318,943 | 0.13% | 384 | Common | SOLE |
| 466313103 | JBL | JABIL INC | $271,544 | 0.11% | 2,140 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $265,370 | 0.11% | 3,400 | Common | SOLE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $255,855 | 0.10% | 1,092 | Common | SOLE |
| 942622200 | WSO | WATSCO INC | $251,184 | 0.10% | 665 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $239,970 | 0.10% | 131 | Common | SOLE |
| 670346105 | NUE | NUCOR CORP | $235,775 | 0.10% | 1,508 | Common | SOLE |
| 28176E108 | EW | EDWARDS LIFESCIENCES CORP | $234,859 | 0.10% | 3,390 | Common | SOLE |
| 562750109 | MANH | MANHATTAN ASSOCIATES INC | $233,437 | 0.10% | 1,181 | Common | SOLE |
| 858119100 | STLD | STEEL DYNAMICS INC | $231,810 | 0.09% | 2,162 | Common | SOLE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $230,209 | 0.09% | 597 | Common | SOLE |
| G6700G107 | NVT | NVENT ELECTRIC PLC | $226,268 | 0.09% | 4,270 | Common | SOLE |
| 384802104 | GWW | GRAINGER W W INC | $225,540 | 0.09% | 326 | Common | SOLE |
| 12503M108 | CBOE | CBOE GLOBAL MKTS INC | $216,819 | 0.09% | 1,388 | Common | SOLE |
| 254709108 | DFSEUR | DISCOVER FINL SVCS | $213,977 | 0.09% | 2,470 | Common | SOLE |
| 518415104 | LSCC | LATTICE SEMICONDUCTOR CORP | $208,208 | 0.09% | 2,423 | Common | SOLE |
| 339041105 | FLT1EUR | FLEETCOR TECHNOLOGIES INC | $207,591 | 0.08% | 813 | Common | SOLE |
| 889478103 | TOL | TOLL BROTHERS INC | $204,870 | 0.08% | 2,770 | Common | SOLE |
| 576485205 | MTDR | MATADOR RES CO | $202,470 | 0.08% | 3,404 | Common | SOLE |
| 533900106 | LECO | LINCOLN ELEC HLDGS INC | $201,969 | 0.08% | 1,111 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $140,641 | 0.06% | 329 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $42,748 | 0.02% | 100 | CALL | SOLE |
| 464287655 | IWM | ISHARES TR | $177 | 0.00% | 1 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.