Now live: Pro — the full 13F research suite for serious investorsSee pricing →
Klingman & Associates, LLC

Q4 2023 · 13F-HR

Klingman & Associates, LLCholdings as filed

Filed 2024-01-29 · accession 0001172661-24-000364

$1.36B
Reported value
225
Positions
2023-12-31
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
464287200IVVISHARES TR$236.8M17.4%495,758CommonNONE
922020805VTIPVANGUARD MALVERN FDS$69.2M5.08%1,457,326CommonNONE
464287507IJHISHARES TR$68.9M5.06%248,755CommonNONE
78462F103SPYSPDR S&P 500 ETF TR$59.8M4.39%125,885CommonNONE
78464A508SPYVSPDR SER TR$54.0M3.96%1,157,172CommonNONE
464287804IJRISHARES TR$52.0M3.81%480,054CommonNONE
78464A409SPYGSPDR SER TR$47.6M3.49%731,560CommonNONE
037833100AAPLAPPLE INC$46.3M3.40%240,547CommonNONE
46432F842IEFAISHARES TR$36.5M2.68%518,927CommonNONE
46429B697USMVISHARES TR$32.1M2.35%410,940CommonNONE
921943858VEAVANGUARD TAX-MANAGED FDS$28.2M2.07%588,921CommonNONE
46436E205IBDUISHARES TR$27.1M1.99%1,176,114CommonNONE
46435U515IBDTISHARES TR$26.9M1.98%1,072,916CommonNONE
78464A763SDYSPDR SER TR$26.4M1.94%211,180CommonNONE
46435UAA9IBDSISHARES TR$26.0M1.91%1,087,895CommonNONE
46137V613PRFINVESCO EXCHANGE TRADED FD T$25.8M1.89%732,943CommonNONE
78464A839MDYVSPDR SER TR$25.6M1.88%349,449CommonNONE
46435GAA0IBDRISHARES TR$23.9M1.75%999,849CommonNONE
78464A821MDYGSPDR SER TR$23.3M1.71%307,979CommonNONE
23804L103DDOGDATADOG INC$23.1M1.69%190,214CommonNONE
78467Y107MDYSPDR S&P MIDCAP 400 ETF TR$23.1M1.69%45,450CommonNONE
78464A300SLYVSPDR SER TR$21.7M1.59%260,599CommonNONE
922042858VWOVANGUARD INTL EQUITY INDEX F$20.2M1.49%492,511CommonNONE
46138G698RWLINVESCO EXCH TRADED FD TR II$20.0M1.47%234,515CommonNONE
69343T107PJTPJT PARTNERS INC$15.2M1.12%149,302CommonNONE
78464A201SLYGSPDR SER TR$14.9M1.10%178,704CommonNONE
33939L506TDTTFLEXSHARES TR$14.6M1.07%618,682CommonNONE
46436E726IBDVISHARES TR$14.1M1.04%652,770CommonNONE
464288273SCZISHARES TR$11.6M0.85%188,072CommonNONE
174610105CFGCITIZENS FINL GROUP INC$11.0M0.81%331,669CommonNONE
922908769VTIVANGUARD INDEX FDS$10.2M0.75%43,006CommonNONE
594918104MSFTMICROSOFT CORP$10.0M0.74%26,649CommonNONE
46436E486IBDWISHARES TR$8.7M0.64%419,262CommonNONE
46434G103IEMGISHARES INC$8.0M0.59%158,784CommonNONE
48020Q107JLLJONES LANG LASALLE INC$6.6M0.49%35,013CommonNONE
464287655IWMISHARES TR$6.6M0.48%32,684CommonNONE
023135106AMZNAMAZON COM INC$6.0M0.44%39,490CommonNONE
464287622IWBISHARES TR$5.8M0.43%22,103CommonNONE
922908553VNQVANGUARD INDEX FDS$4.7M0.35%53,499CommonNONE
227046109CROXCROCS INC$4.5M0.33%47,986CommonNONE
25434V856DFIPDIMENSIONAL ETF TRUST$4.2M0.31%100,709CommonNONE
46641Q654JMSTJ P MORGAN EXCHANGE TRADED F$3.9M0.29%76,704CommonNONE
464287168DVYISHARES TR$3.8M0.28%32,672CommonNONE
922908363VOOVANGUARD INDEX FDS$3.7M0.27%8,559CommonNONE
46138E354SPLVINVESCO EXCH TRADED FD TR II$3.7M0.27%59,411CommonNONE
25434V609DFATDIMENSIONAL ETF TRUST$3.3M0.24%62,289CommonNONE
57636Q104MAMASTERCARD INCORPORATED$3.1M0.23%7,356CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$3.1M0.23%8,678CommonNONE
46641Q837JPSTJ P MORGAN EXCHANGE TRADED F$2.9M0.22%58,437CommonNONE
038222105AMATAPPLIED MATLS INC$2.9M0.21%17,950CommonNONE
30231G102XOMEXXON MOBIL CORP$2.5M0.19%25,403CommonNONE
464287523SOXXISHARES TR$2.5M0.19%4,400CommonNONE
46137V357RSPINVESCO EXCHANGE TRADED FD T$2.5M0.19%16,051CommonNONE
464287465EFAISHARES TR$2.5M0.18%33,317CommonNONE
478160104JNJJOHNSON & JOHNSON$2.5M0.18%15,828CommonNONE
922908751VBVANGUARD INDEX FDS$2.4M0.18%11,184CommonNONE
115236101BROBROWN & BROWN INC$2.4M0.18%33,535CommonNONE
02079K107GOOGALPHABET INC$2.3M0.17%16,313CommonNONE
46429B663HDVISHARES TR$2.2M0.16%21,825CommonNONE
02079K305GOOGLALPHABET INC$2.2M0.16%15,704CommonNONE
46431W507NEARISHARES U S ETF TR$2.2M0.16%43,163CommonNONE
72201R833MINTPIMCO ETF TR$2.0M0.15%20,500CommonNONE
437076102HDHOME DEPOT INC$2.0M0.14%5,696CommonNONE
464287630IWNISHARES TR$2.0M0.14%12,671CommonNONE
46625H100JPMJPMORGAN CHASE & CO$1.9M0.14%11,369CommonNONE
464287150ITOTISHARES TR$1.9M0.14%18,198CommonNONE
922042775VEUVANGUARD INTL EQUITY INDEX F$1.8M0.14%32,788CommonNONE
46432F834IXUSISHARES TR$1.8M0.13%27,889CommonNONE
46429B689EFAVISHARES TR$1.8M0.13%25,897CommonNONE
09260D107BXBLACKSTONE INC$1.8M0.13%13,388CommonNONE
46435U325IBMQISHARES TR$1.7M0.12%65,566CommonNONE
46435U283IBMPISHARES TR$1.6M0.11%61,345CommonNONE
464287101OEFISHARES TR$1.5M0.11%6,715CommonNONE
46435U259IBMOISHARES TR$1.4M0.11%56,563CommonNONE
921932885IVOOVANGUARD ADMIRAL FDS INC$1.4M0.10%14,899CommonNONE
30303M102METAMETA PLATFORMS INC$1.4M0.10%3,848CommonNONE
46138G672RWKINVESCO EXCH TRADED FD TR II$1.4M0.10%12,954CommonNONE
742718109PGPROCTER AND GAMBLE CO$1.3M0.10%8,876CommonNONE
00287Y109ABBVABBVIE INC$1.3M0.09%8,255CommonNONE
92206C102VGSHVANGUARD SCOTTSDALE FDS$1.3M0.09%21,872CommonNONE
808524805SCHFSCHWAB STRATEGIC TR$1.2M0.09%33,060CommonNONE
46138G664RWJINVESCO EXCH TRADED FD TR II$1.2M0.09%29,108CommonNONE
67066G104NVDANVIDIA CORPORATION$1.2M0.09%2,410CommonNONE
68389X105ORCLORACLE CORP$1.2M0.09%11,199CommonNONE
909907107UBSIUNITED BANKSHARES INC WEST V$1.1M0.08%30,596CommonNONE
369604301GEGENERAL ELECTRIC CO$1.1M0.08%8,693CommonNONE
921908844VIGVANGUARD SPECIALIZED FUNDS$1.1M0.08%6,423CommonNONE
872540109TJXTJX COS INC NEW$1.1M0.08%11,564CommonNONE
921932828VIOOVANGUARD ADMIRAL FDS INC$1.1M0.08%10,934CommonNONE
46090E103QQQINVESCO QQQ TR$1.1M0.08%2,571CommonNONE
053015103ADPAUTOMATIC DATA PROCESSING IN$1.0M0.08%4,456CommonNONE
754730109RJFRAYMOND JAMES FINL INC$1.0M0.07%9,066CommonNONE
921946406VYMVANGUARD WHITEHALL FDS$1.0M0.07%8,988CommonNONE
88160R101TSLATESLA INC$993,1750.07%3,997CommonNONE
458140100INTCINTEL CORP$992,6390.07%19,754CommonNONE
58933Y105MRKMERCK & CO INC$969,0790.07%8,889CommonNONE
922908611VBRVANGUARD INDEX FDS$965,3650.07%5,364CommonNONE
92826C839VVISA INC$957,5680.07%3,678CommonNONE
20464U100COMPCOMPASS INC$891,1540.07%237,009CommonNONE
46436E163IBMRISHARES TR$890,2660.07%34,776CommonNONE
65339F101NEENEXTERA ENERGY INC$879,3940.06%14,478CommonNONE
778296103ROSTROSS STORES INC$874,4870.06%6,319CommonNONE
922908736VUGVANGUARD INDEX FDS$872,3300.06%2,806CommonNONE
46138E735PDNINVESCO EXCH TRADED FD TR II$844,6430.06%26,005CommonNONE
38173M102GBDCGOLUB CAP BDC INC$841,8250.06%55,750CommonNONE
002824100ABTABBOTT LABS$795,9170.06%7,231CommonNONE
00724F101ADBEADOBE INC$785,1260.06%1,316CommonNONE
25434V401DFUSDIMENSIONAL ETF TRUST$777,9690.06%15,010CommonNONE
539830109LMTLOCKHEED MARTIN CORP$773,2280.06%1,706CommonNONE
464287499IWRISHARES TR$772,7140.06%9,941CommonNONE
67103H107ORLYOREILLY AUTOMOTIVE INC$761,0150.06%801CommonNONE
532457108LLYELI LILLY & CO$744,3890.05%1,277CommonNONE
580135101MCDMCDONALDS CORP$740,9790.05%2,499CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$726,0880.05%1,100CommonNONE
025072877AVUVAMERICAN CENTY ETF TR$725,9670.05%8,084CommonNONE
464287234EEMISHARES TR$680,3130.05%16,919CommonNONE
427866108HSYHERSHEY CO$651,2350.05%3,493CommonNONE
46138G870VRPINVESCO EXCH TRADED FD TR II$612,9360.04%26,557CommonNONE
922908744VTVVANGUARD INDEX FDS$595,7580.04%3,985CommonNONE
464287614IWFISHARES TR$569,0510.04%1,877CommonNONE
166764100CVXCHEVRON CORP NEW$553,8320.04%3,713CommonNONE
713448108PEPPEPSICO INC$553,0000.04%3,256CommonNONE
780087102RYROYAL BK CDA$552,9790.04%5,468CommonNONE
459200101IBMINTERNATIONAL BUSINESS MACHS$552,4720.04%3,378CommonNONE
464287408IVEISHARES TR$543,9280.04%3,128CommonNONE
084670108BRK/ABERKSHIRE HATHAWAY INC DEL$542,6260.04%1CommonNONE
907818108UNPUNION PAC CORP$540,6100.04%2,201CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$536,4730.04%1,019CommonNONE
46435U432ISHARES TR$522,9640.04%19,701CommonNONE
11135F101AVGOBROADCOM INC$521,2890.04%467CommonNONE
97717X669DGRWWISDOMTREE TR$513,4660.04%7,306CommonNONE
17275R102CSCOCISCO SYS INC$512,9930.04%10,154CommonNONE
438516106HONHONEYWELL INTL INC$507,4990.04%2,420CommonNONE
64110L106NFLXNETFLIX INC$497,5920.04%1,022CommonNONE
808524409SCHVSCHWAB STRATEGIC TR$487,4060.04%6,953CommonNONE
693506107PPGPPG INDS INC$484,9910.04%3,243CommonNONE
92343V104VZVERIZON COMMUNICATIONS INC$480,5620.04%12,747CommonNONE
81369Y803XLKSELECT SECTOR SPDR TR$468,6890.03%2,435CommonNONE
808524300SCHGSCHWAB STRATEGIC TR$467,1440.03%5,631CommonNONE
09857L108BKNGBOOKING HOLDINGS INC$461,1390.03%130CommonNONE
921909768VXUSVANGUARD STAR FDS$442,4090.03%7,633CommonNONE
871829107SYYSYSCO CORP$438,8540.03%6,001CommonNONE
464288687PFFISHARES TR$437,0660.03%14,013CommonNONE
939653101ELMEELME COMMUNITIES$434,3500.03%29,750CommonNONE
464287309IVWISHARES TR$434,2290.03%5,782CommonNONE
345370860FFORD MTR CO DEL$429,5610.03%35,239CommonNONE
97717X560WTPIWISDOMTREE TR$425,8970.03%13,435CommonNONE
922908512VOEVANGUARD INDEX FDS$425,3150.03%2,933CommonNONE
97717W315DEMWISDOMTREE TR$424,3740.03%10,432CommonNONE
931142103WMTWALMART INC$415,8810.03%2,638CommonNONE
89832Q109TFCTRUIST FINL CORP$413,9480.03%11,212CommonNONE
126650100CVSCVS HEALTH CORP$413,2770.03%5,234CommonNONE
235851102DHRDANAHER CORPORATION$400,9130.03%1,733CommonNONE
922908538VOTVANGUARD INDEX FDS$398,3000.03%1,814CommonNONE
502431109LHXL3HARRIS TECHNOLOGIES INC$390,4900.03%1,854CommonNONE
63884N108NATURA &CO HLDG S A$389,4700.03%56,940CommonNONE
225310101CACCCREDIT ACCEP CORP MICH$389,4260.03%731CommonNONE
464289859AOAISHARES TR$386,9570.03%5,604CommonNONE
60770K107MRNAMODERNA INC$383,1810.03%3,853CommonNONE
46982L108JJACOBS SOLUTIONS INC$380,9630.03%2,935CommonNONE
09261X102BXSLBLACKSTONE SECD LENDING FD$378,6680.03%13,700CommonNONE
548661107LOWLOWES COS INC$376,1100.03%1,690CommonNONE
911363109URIUNITED RENTALS INC$371,5770.03%648CommonNONE
922908637VVVANGUARD INDEX FDS$367,8010.03%1,686CommonNONE
464287598IWDISHARES TR$366,5250.03%2,218CommonNONE
464287176TIPISHARES TR$361,8120.03%3,366CommonNONE
191216100KOCOCA COLA CO$361,5360.03%6,135CommonNONE
G54950103LINLINDE PLC$361,0150.03%879CommonNONE
79466L302CRMSALESFORCE INC$357,6080.03%1,359CommonNONE
717081103PFEPFIZER INC$348,2440.03%12,096CommonNONE
78463V107GLDSPDR GOLD TR$345,6360.03%1,808CommonNONE
35243J101FBRTFRANKLIN BSP RLTY TR INC$344,0830.03%25,469CommonNONE
031162100AMGNAMGEN INC$341,3040.03%1,185CommonNONE
922908595VBKVANGUARD INDEX FDS$340,1710.02%1,407CommonNONE
370334104GISGENERAL MLS INC$338,9890.02%5,204CommonNONE
25434V807DFIVDIMENSIONAL ETF TRUST$334,0140.02%9,721CommonNONE
254687106DISDISNEY WALT CO$333,6220.02%3,695CommonNONE
46138E743PXFINVESCO EXCH TRADED FD TR II$324,4740.02%6,846CommonNONE
00206R102TAT&T INC$323,6110.02%19,286CommonNONE
808524102SCHBSCHWAB STRATEGIC TR$312,3090.02%5,610CommonNONE
29476L107EQREQUITY RESIDENTIAL$310,6320.02%5,079CommonNONE
315616102FFIVF5 INC$307,1300.02%1,716CommonNONE
67401P405OCSLOAKTREE SPECIALTY LENDING CO$303,2370.02%14,850CommonNONE
060505104BACBANK AMERICA CORP$302,9290.02%8,997CommonNONE
G1151C101ACNACCENTURE PLC IRELAND$296,5190.02%845CommonNONE
007903107AMDADVANCED MICRO DEVICES INC$296,2950.02%2,010CommonNONE
088606108BHPBHP GROUP LTD$292,9820.02%4,289CommonNONE
38141G104GSGOLDMAN SACHS GROUP INC$292,3980.02%758CommonNONE
46432F339QUALISHARES TR$287,9530.02%1,957CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$278,1340.02%524CommonNONE
767204100RIORIO TINTO PLC$277,2900.02%3,724CommonNONE
244199105DEDEERE & CO$276,7110.02%692CommonNONE
66987V109NVSNOVARTIS AG$274,1340.02%2,715CommonNONE
464288802SUSAISHARES TR$270,7740.02%2,694CommonNONE
09255X100XFRAXBLACKROCK FLOATING RATE INCO$270,1480.02%21,339CommonNONE
194162103CLCOLGATE PALMOLIVE CO$268,0650.02%3,363CommonNONE
20030N101CMCSACOMCAST CORP NEW$266,7990.02%6,084CommonNONE
922042718VSSVANGUARD INTL EQUITY INDEX F$264,1090.02%2,296CommonNONE
842587107SOSOUTHERN CO$263,7220.02%3,761CommonNONE
808513105SCHWSCHWAB CHARLES CORP$263,2980.02%3,827CommonNONE
855244109SBUXSTARBUCKS CORP$261,0520.02%2,719CommonNONE
969904101WSMWILLIAMS SONOMA INC$260,0950.02%1,289CommonNONE
718172109PMPHILIP MORRIS INTL INC$259,8920.02%2,762CommonNONE
209115104EDCONSOLIDATED EDISON INC$257,2640.02%2,828CommonNONE
609207105MDLZMONDELEZ INTL INC$254,4470.02%3,513CommonNONE
126408103CSXCSX CORP$254,0970.02%7,329CommonNONE
018802108LNTALLIANT ENERGY CORP$253,6790.02%4,945CommonNONE
11135E203BNLBROADSTONE NET LEASE INC$246,0400.02%14,288CommonNONE
808524797SCHDSCHWAB STRATEGIC TR$240,1150.02%3,154CommonNONE
922908629VOVANGUARD INDEX FDS$238,2240.02%1,024CommonNONE
43300A203HLTHILTON WORLDWIDE HLDGS INC$233,8040.02%1,284CommonNONE
832696405SJMSMUCKER J M CO$228,2430.02%1,806CommonNONE
464287648IWOISHARES TR$227,5030.02%902CommonNONE
464287663IUSVISHARES TR$226,8480.02%2,690CommonNONE
464286525ACWVISHARES INC$223,8670.02%2,231CommonNONE
36266G107GEHCGE HEALTHCARE TECHNOLOGIES I$221,0580.02%2,859CommonNONE
75886F107REGNREGENERON PHARMACEUTICALS$216,9380.02%247CommonNONE
143130102KMXCARMAX INC$213,7210.02%2,785CommonNONE
747525103QCOMQUALCOMM INC$208,7020.02%1,443CommonNONE
133131102CPTCAMDEN PPTY TR$204,1410.01%2,056CommonNONE
22266T109CPNGCOUPANG INC$194,7180.01%12,027CommonNONE
67072T108JFRNUVEEN FLOATING RATE INCOME$165,5800.01%20,143CommonNONE
29332G102EHABUSDENHABIT INC$155,2500.01%15,000CommonNONE
95766A101XEMDXWESTERN ASSET EMERGING MKTS$115,8720.01%12,581CommonNONE
23725P209DRIOEURDARIOHEALTH CORP$30,7020.00%17,850CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.