Shaker Financial Services, LLC — Q4 2023 13F-HR

← Shaker Financial Services, LLC

Q4 2023 · 13F-HR

Shaker Financial Services, LLCholdings as filed

Filed 2024-02-07 · accession 0001172661-24-000509

$243.6M

Reported value

152

Positions

2023-12-31

Period end

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Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
101507101	STEW	SRH TOTAL RETURN FUND INC	$8.6M	3.52%	618,768	Common	SOLE
155123102	CET	CENTRAL SECS CORP	$8.0M	3.27%	210,770	Common	SOLE
27828S101	ETG	EATON VANCE TX ADV GLBL DIV	$7.7M	3.16%	449,511	Common	SOLE
85208J109	FUND	SPROTT FOCUS TR INC	$6.7M	2.75%	837,041	Common	SOLE
529900102	ASG	LIBERTY ALL-STAR GROWTH FD I	$5.4M	2.23%	1,011,052	Common	SOLE
6706ER101	XBXMX	NUVEEN S&P 500 BUY-WRITE INC	$5.0M	2.07%	393,571	Common	SOLE
530158104	USA	LIBERTY ALL STAR EQUITY FD	$4.2M	1.74%	659,722	Common	SOLE
27828H105	XEVVX	EATON VANCE LTD DURATION INC	$4.2M	1.72%	436,704	Common	SOLE
27828G107	XEVTX	EATON VANCE TAX ADVT DIV INC	$3.9M	1.60%	175,395	Common	SOLE
69355M107	PDO	PIMCO DYNAMIC INCOME OPRNTS	$3.9M	1.59%	316,056	Common	SOLE
67072T108	JFR	NUVEEN FLOATING RATE INCOME	$3.8M	1.57%	465,317	Common	SOLE
36242H104	XGDVX	GABELLI DIVID & INCOME TR	$3.8M	1.57%	176,375	Common	SOLE
128125101	CSQ	CALAMOS STRATEGIC TOTAL RETU	$3.8M	1.55%	252,444	Common	SOLE
94987B105	XEADX	ALLSPRING INCOME OPPORTUNIT	$3.7M	1.53%	567,127	Common	SOLE
09251A104	BDJ	BLACKROCK ENHANCED EQUITY DI	$3.6M	1.48%	467,273	Common	SOLE
94987D101	ERC	ALLSPRING MULTI SECTOR INCOM	$3.5M	1.45%	371,274	Common	SOLE
337318109	FFA	FIRST TR ENHANCED EQUITY INC	$3.5M	1.43%	191,154	Common	SOLE
27828Y108	ETV	EATON VANCE TAX-MANAGED BUY-	$3.5M	1.43%	281,978	Common	SOLE
27829F108	XEXGX	EATON VANCE TAX-MANAGED GLOB	$3.4M	1.41%	444,056	Common	SOLE
72201J104	PFN	PIMCO INCOME STRATEGY FD II	$3.4M	1.39%	463,132	Common	SOLE
43010T104	HGLB	HIGHLAND GLOBAL ALLOCATION F	$3.3M	1.37%	424,917	Common	SOLE
67075F105	XDIAX	NUVEEN DOW 30 DYNMC OVERWRT	$3.3M	1.36%	237,225	Common	SOLE
67073B106	JPC	NUVEEN PFD & INCOME OPPORTUN	$3.2M	1.31%	472,136	Common	SOLE
94987C103	EOD	ALLSPRING GLOBAL DIVIDEND OP	$3.1M	1.27%	694,844	Common	SOLE
27829C105	ETW	EATON VANCE TAX-MANAGED GLOB	$3.0M	1.25%	390,455	Common	SOLE
09256A109	CII	BLACKROCK ENHANCD CAP & INM	$3.0M	1.24%	159,246	Common	SOLE
69355J104	SDHY	PGIM SHORT DUR HIG YLD OPP F	$3.0M	1.21%	195,683	Common	SOLE
780915104	RMT	ROYCE MICRO-CAP TR INC	$2.9M	1.18%	310,633	Common	SOLE
298768102	EEA	EUROPEAN EQUITY FD INC	$2.9M	1.18%	326,171	Common	SOLE
92829B101	VGI	VIRTUS GLOBAL MULTI-SECTOR I	$2.8M	1.16%	360,250	Common	SOLE
6706EW100	XSSPX	NUVEEN S&P 500 DYNAMIC OVERW	$2.8M	1.15%	186,657	Common	SOLE
670699107	QQQX	NUVEEN NASDAQ 100 DYNAMIC OV	$2.8M	1.15%	120,804	Common	SOLE
644465106	GF	NEW GERMANY FD INC	$2.7M	1.11%	305,996	Common	SOLE
12811L107	CHW	CALAMOS GBL DYN INCOME FUND	$2.7M	1.10%	461,495	Common	SOLE
00764C109	AVK	ADVENT CONV & INCOME FD	$2.6M	1.06%	227,821	Common	SOLE
410142103	JHI	HANCOCK JOHN INVT TR II	$2.5M	1.03%	194,481	Common	SOLE
27828X100	ETB	EATON VANCE TAX MNGED BUY WR	$2.5M	1.01%	189,674	Common	SOLE
362397101	GAB	GABELLI EQUITY TR INC	$2.4M	1.00%	480,414	Common	SOLE
368802104	GAM	GENERAL AMERN INVS CO INC	$2.4M	0.98%	55,335	Common	SOLE
870875101	SWZ	SWISS HELVETIA FD INC	$2.4M	0.97%	288,658	Common	SOLE
84741T104	SPE	SPECIAL OPPORTUNITIES FD INC	$2.3M	0.96%	197,348	Common	SOLE
33718W103	FPF	FIRST TR INTER DURATN PFD &	$2.3M	0.96%	142,178	Common	SOLE
47804L102	HEQ	JOHN HANCOCK HEDGED EQUITY &	$2.2M	0.92%	222,476	Common	SOLE
72201H108	PFL	PIMCO INCOME STRATEGY FD	$2.1M	0.88%	250,269	Common	SOLE
880192109	TEI	TEMPLETON EMERGING MKTS INCO	$2.0M	0.82%	389,206	Common	SOLE
836144105	—	SOURCE CAP INC	$2.0M	0.81%	49,119	Common	SOLE
552727109	MCR	MFS CHARTER INCOME TR	$2.0M	0.81%	304,925	Common	SOLE
33738E109	—	FIRST TR HIGH INCOME LONG /	$2.0M	0.80%	161,735	Common	SOLE
278277108	EOS	EATON VANCE ENHANCED EQUITY	$1.9M	0.76%	99,220	Common	SOLE
00302M106	XAGDX	ABRDN GLOBAL DYNAMIC DIVIDEN	$1.8M	0.74%	191,435	Common	SOLE
27828N102	XETYX	EATON VANCE TAX-MANAGED DIVE	$1.8M	0.73%	146,778	Common	SOLE
69346H100	ISD	PGIM HIGH YIELD BOND FUND IN	$1.8M	0.73%	143,483	Common	SOLE
76882G107	OPP	RIVERNORTH DOUBLELINE STRATE	$1.8M	0.72%	209,934	Common	SOLE
12812C106	CPZ	CALAMOS LNG SHR EQT DYNAMIC	$1.7M	0.72%	119,433	Common	SOLE
09249W101	BLW	BLACKROCK LTD DURATION INCOM	$1.7M	0.71%	123,586	Common	SOLE
723653101	XHNWX	PIONEER DIVERSIFIED HIGH INC	$1.7M	0.69%	154,822	Common	SOLE
003057106	ACP	ABRDN INCOME CREDIT STRATEGI	$1.7M	0.68%	241,241	Common	SOLE
27829G106	ETJ	EATON VANCE RISK-MANAGED DIV	$1.6M	0.67%	209,559	Common	SOLE
278274105	EOI	EATON VANCE ENHANCED EQUITY	$1.6M	0.66%	97,484	Common	SOLE
35472T101	FTF	FRANKLIN LTD DURATION INCOME	$1.6M	0.65%	254,920	Common	SOLE
64128C106	NHS	NEUBERGER BERMAN HIGH YIELD	$1.5M	0.62%	196,162	Common	SOLE
92838Y100	AIO	VIRTUS ARTIFICIAL INTELLIGEN	$1.4M	0.58%	81,204	Common	SOLE
46131F101	VLT	INVESCO HIGH INCOME TR II	$1.4M	0.58%	136,396	Common	SOLE
722011103	XPGPX	PIMCO GLOBAL STOCKSPLS INCM	$1.3M	0.55%	178,457	Common	SOLE
18914E106	GLO	CLOUGH GLOBAL OPPORTUNITIES	$1.3M	0.54%	277,858	Common	SOLE
06760L100	BGH	BARINGS GLOBAL SHORT DURATIO	$1.3M	0.52%	94,154	Common	SOLE
10537L104	BWG	BRANDYWINEGBL GBL INCM OPP F	$1.3M	0.52%	151,059	Common	SOLE
33741Q107	FTHY	FIRST TR HIGH YIELD OPPRT 20	$1.2M	0.51%	89,144	Common	SOLE
09660L105	DHF	BNY MELLON HIGH YIELD STRATE	$1.2M	0.50%	532,357	Common	SOLE
874036106	TWN	TAIWAN FD INC	$1.2M	0.47%	33,272	Common	SOLE
41013T105	PDT	HANCOCK JOHN PREM DIVID FD	$1.1M	0.47%	107,421	Common	SOLE
92912J102	IAE	VOYA ASIA PAC HIGH DIV EQT I	$1.1M	0.47%	184,982	Common	SOLE
09260Q108	BTX	BLACKROCK INNOVATION AND GRW	$1.1M	0.45%	148,344	Common	SOLE
059695106	BCV	BANCROFT FD LTD	$1.1M	0.44%	66,966	Common	SOLE
01879R106	XAWFX	ALLIANCEBERNSTEIN GLOBAL HIG	$1.1M	0.44%	104,730	Common	SOLE
895436103	TY	TRI CONTL CORP	$1.1M	0.43%	36,464	Common	SOLE
092524107	XBGYX	BLACKROCK ENHANCED INTL DIV	$1.0M	0.43%	197,370	Common	SOLE
95768B107	HYI	WESTERN ASSET HIGH YIELD DEF	$990,583	0.41%	81,934	Common	SOLE
552737108	MMT	MFS MULTIMARKET INCOME TR	$981,103	0.40%	215,627	Common	SOLE
592834105	MXE	MEXICO EQUITY & INCOME FD	$968,448	0.40%	84,204	Common	SOLE
09256U105	BSL	BLACKSTONE SENI FLTN RAT 202	$921,113	0.38%	68,413	Common	SOLE
72369J102	XPHDX	PIONEER FLOATING RATE FUND I	$867,739	0.36%	93,683	Common	SOLE
33848W106	DFP	FLAHERTY & CRUMRINE DYNAMIC	$859,668	0.35%	48,432	Common	SOLE
780910105	RVT	ROYCE VALUE TR INC	$859,303	0.35%	59,018	Common	SOLE
87911K100	HQL	ABRDN LIFE SCIENCES INVESTOR	$840,029	0.34%	61,683	Common	SOLE
64133Q108	NBXG	NEUBERGER BERMAN NEXT GENERA	$811,542	0.33%	74,249	Common	SOLE
09257D102	BGX	BLACKSTONE LONG SHORT CR INC	$794,260	0.33%	68,753	Common	SOLE
19248C105	LDP	COHEN & STEERS LTD DURATION	$774,254	0.32%	42,010	Common	SOLE
112830104	RA	BROOKFIELD REAL ASSETS INCOM	$770,420	0.32%	60,142	Common	SOLE
128118106	CGO	CALAMOS GLOBAL TOTAL RETURN	$738,626	0.30%	80,650	Common	SOLE
258622109	DSL	DOUBLELINE INCOME SOLUTIONS	$728,635	0.30%	59,529	Common	SOLE
92912T100	XIGDX	VOYA GLBL EQTY DIV & PREM OP	$712,475	0.29%	142,215	Common	SOLE
92838X102	—	VIRTUS CONVERTIBLE & INCOME	$695,028	0.29%	204,996	Common	SOLE
36240B109	GCV	GABELLI CONV & INC SECS FD I	$682,301	0.28%	189,528	Common	SOLE
92840N100	ACV	VIRTUS DIVERSIFIED INCM & CO	$680,928	0.28%	32,456	Common	SOLE
41021P103	HPS	HANCOCK JOHN PFD INCOME FD I	$673,814	0.28%	47,653	Common	SOLE
27901F109	XTEAX	ECOFIN SUSTAINABLE AND SOCIA	$659,063	0.27%	56,282	Common	SOLE
00326L100	XAODX	ABRDN TOTAL DYNAMIC DIVIDEND	$641,636	0.26%	79,104	Common	SOLE
41013W108	HPI	HANCOCK JOHN PFD INCOME FD	$637,731	0.26%	40,100	Common	SOLE
69346J106	GHY	PGIM GLOBAL HIGH YIELD FD FO	$615,343	0.25%	53,687	Common	SOLE
88018T101	TDF	TEMPLETON DRAGON FD INC	$598,624	0.25%	73,271	Common	SOLE
95766K109	HIO	WESTERN ASSET HIGH INCOME OP	$575,025	0.24%	148,970	Common	SOLE
47109U104	JOF	JAPAN SMALLER CAPITALIZATION	$574,055	0.24%	75,633	Common	SOLE
169373107	XXCHNXX	CHINA FD INC	$529,982	0.22%	52,069	Common	SOLE
67074C103	NBB	NUVEEN TAXABLE MUNICPAL INM	$529,755	0.22%	33,550	Common	SOLE
617468103	XCAFX	MORGAN STANLEY CHINA A SH FD	$511,994	0.21%	40,188	Common	SOLE
092501105	XBOEX	BLACKROCK ENHANCED GLOBAL DI	$505,623	0.21%	50,970	Common	SOLE
592835102	MXF	MEXICO FD INC	$500,202	0.21%	26,216	Common	SOLE
95766B109	EHI	WESTERN ASSET GBL HIGH INC F	$491,973	0.20%	68,046	Common	SOLE
55274E102	XMFVX	MFS SPL VALUE TR	$471,580	0.19%	115,301	Common	SOLE
52106W103	XLGIX	LAZARD GLOBAL TOTAL RETURN &	$457,456	0.19%	29,860	Common	SOLE
33733G109	—	FIRST TR SPECIALTY FIN & FIN	$433,277	0.18%	121,027	Common	SOLE
19247L106	RQI	COHEN & STEERS QUALITY INCOM	$429,747	0.18%	35,110	Common	SOLE
95766A101	XEMDX	WESTERN ASSET EMERGING MKTS	$421,625	0.17%	45,779	Common	SOLE
27828V104	XEVGX	EATON VANCE SHORT DURATION D	$410,301	0.17%	39,528	Common	SOLE
46132L107	VBF	INVESCO BD FD	$406,031	0.17%	26,695	Common	SOLE
03464A100	FINS	ANGEL OAK FINL STRATEGIES IN	$395,960	0.16%	33,246	Common	SOLE
92835W107	ZTR	VIRTUS TOTAL RETURN FD INC	$389,695	0.16%	70,725	Common	SOLE
00301W105	AEF	ABRDN EMRG MKTS EQTY INCM FD	$376,105	0.15%	72,353	Common	SOLE
006212104	ADX	ADAMS DIVERSIFIED EQUITY FD	$368,457	0.15%	20,805	Common	SOLE
76881Y109	RIV	RIVERNORTH OPPORTUNITIES FD	$364,352	0.15%	33,153	Common	SOLE
00306J109	XJEQX	ABRDN JAPAN EQUITY FUND INC	$355,027	0.15%	60,813	Common	SOLE
67073D102	XJQCX	NUVEEN CR STRATEGIES INCOME	$349,777	0.14%	67,007	Common	SOLE
92912P108	IHD	VOYA EMERGING MKTS HIGH DIVI	$349,335	0.14%	64,419	Common	SOLE
00302L108	XAWPX	ABRDN GLOBAL PREMIER PPTYS F	$343,879	0.14%	87,724	Common	SOLE
72369H106	XPHTX	PIONEER HIGH INCOME FUND INC	$336,308	0.14%	47,036	Common	SOLE
003009107	—	ABRDN ASIA PACIFIC INCOME FU	$324,658	0.13%	119,800	Common	SOLE
86164T107	EDF	VIRTUS STONE HBR EMRG MKTS I	$322,315	0.13%	74,783	Common	SOLE
78081T104	RGT	ROYCE GLOBAL VALUE TR INC	$321,146	0.13%	32,938	Common	SOLE
67080D103	NPCT	NUVEEN CORE PLUS IMPACT FUND	$310,223	0.13%	30,776	Common	SOLE
78518H202	BRW	SABA CAPITAL INCOME & OPRNT	$302,148	0.12%	38,203	Common	SOLE
500634209	KF	KOREA FD INC	$298,257	0.12%	12,746	Common	SOLE
003011103	—	ABRDN AUSTRALIA EQUITY FD IN	$284,138	0.12%	63,995	Common	SOLE
746853100	PPT	PUTNAM PREMIER INCOME TR	$281,091	0.12%	78,185	Common	SOLE
880191101	EMF	TEMPLETON EMERGING MKTS FD	$273,628	0.11%	23,427	Common	SOLE
33733U108	FCT	FIRST TR SR FLTG RATE INCOME	$269,151	0.11%	26,675	Common	SOLE
46090E103	QQQ	INVESCO QQQ TR	$247,071	0.10%	603	Common	SOLE
42968F108	PCF	HIGH INCOME SECS FD	$241,181	0.10%	37,567	Common	SOLE
00724F101	ADBE	ADOBE INC	$238,640	0.10%	400	Common	SOLE
67090X107	JCE	NUVEEN CORE EQUITY ALPHA FD	$237,166	0.10%	17,503	Common	SOLE
55273C107	MIN	MFS INTER INCOME TR	$224,911	0.09%	83,922	Common	SOLE
87911J103	HQH	ABRDN HEALTHCARE INVESTORS	$221,589	0.09%	13,050	Common	SOLE
037833100	AAPL	APPLE INC	$211,783	0.09%	1,100	Common	SOLE
18914C100	XGLQX	CLOUGH GLOBAL EQUITY FD	$209,129	0.09%	35,296	Common	SOLE
92840R101	NFJ	VIRTUS DIVIDEND INTEREST & P	$205,053	0.08%	16,274	Common	SOLE
05588N108	XDCFX	BNY MELLON ALCENTRA GLOBAL C	$204,561	0.08%	24,993	Common	SOLE
36249W104	GGZ	GABELLI GLOBAL SMALL & MID C	$160,256	0.07%	13,662	Common	SOLE
355145103	FT	FRANKLIN UNVL TR	$155,757	0.06%	23,422	Common	SOLE
092508100	BTZ	BLACKROCK CR ALLOCATION INCO	$149,640	0.06%	14,500	Common	SOLE
880198106	—	TEMPLETON GLOBAL INCOME FD	$119,382	0.05%	31,499	Common	SOLE
746909100	PIM	PUTNAM MASTER INTER INCOME T	$78,017	0.03%	24,289	Common	SOLE
92838U108	—	VIRTUS CONVERTIBLE & INC FD	$68,841	0.03%	23,000	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.