Q1 2024 · 13F-HR
Shaker Financial Services, LLCholdings as filed
Filed 2024-05-13 · accession 0001172661-24-002188
$258.4M
Reported value
157
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $10.2M | 3.96% | 679,159 | Common | SOLE |
| 85208J109 | FUND | SPROTT FOCUS TR INC | $7.3M | 2.81% | 902,867 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $7.1M | 2.77% | 1,302,176 | Common | SOLE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $6.9M | 2.66% | 509,619 | Common | SOLE |
| 155123102 | CET | CENTRAL SECS CORP | $6.1M | 2.34% | 144,940 | Common | SOLE |
| 09256A109 | CII | BLACKROCK ENHANCD CAP & INM | $5.9M | 2.30% | 304,440 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVT DIV INC | $5.8M | 2.23% | 243,838 | Common | SOLE |
| 670699107 | QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $5.6M | 2.18% | 229,898 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TX ADV GLBL DIV | $5.5M | 2.14% | 303,374 | Common | SOLE |
| 94987D101 | ERC | ALLSPRING MULTI SECTOR INCOM | $4.8M | 1.86% | 512,598 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $4.6M | 1.79% | 358,786 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $4.6M | 1.79% | 488,719 | Common | SOLE |
| 6706EW100 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERW | $4.4M | 1.71% | 275,950 | Common | SOLE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $4.2M | 1.64% | 633,335 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY INC | $4.0M | 1.54% | 210,193 | Common | SOLE |
| 69355J104 | SDHY | PGIM SHORT DUR HIG YLD OPP F | $3.9M | 1.50% | 252,359 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $3.9M | 1.49% | 437,190 | Common | SOLE |
| 94987C103 | EOD | ALLSPRING GLOBAL DIVIDEND OP | $3.8M | 1.46% | 768,800 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $3.6M | 1.38% | 76,463 | Common | SOLE |
| 43010T104 | HGLB | HIGHLAND GLOBAL ALLOCATION F | $3.5M | 1.35% | 455,967 | Common | SOLE |
| 67090X107 | JCE | NUVEEN CORE EQUITY ALPHA FD | $3.4M | 1.30% | 234,193 | Common | SOLE |
| 27828X100 | ETB | EATON VANCE TAX MNGED BUY WR | $3.4M | 1.30% | 245,603 | Common | SOLE |
| 92829B101 | VGI | VIRTUS GLOBAL MULTI-SECTOR I | $3.3M | 1.29% | 436,897 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $3.3M | 1.27% | 336,662 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $3.3M | 1.26% | 518,783 | Common | SOLE |
| 298768102 | EEA | EUROPEAN EQUITY FD INC | $3.2M | 1.24% | 361,027 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX-MANAGED GLOB | $3.2M | 1.24% | 391,833 | Common | SOLE |
| 552727109 | MCR | MFS CHARTER INCOME TR | $3.0M | 1.17% | 476,421 | Common | SOLE |
| 410142103 | JHI | HANCOCK JOHN INVT TR II | $2.9M | 1.12% | 220,220 | Common | SOLE |
| 67075F105 | XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $2.9M | 1.11% | 191,249 | Common | SOLE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $2.9M | 1.11% | 348,448 | Common | SOLE |
| 27829G106 | ETJ | EATON VANCE RISK-MANAGED DIV | $2.8M | 1.09% | 335,907 | Common | SOLE |
| 644465106 | GF | NEW GERMANY FD INC | $2.8M | 1.08% | 321,746 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $2.7M | 1.06% | 119,022 | Common | SOLE |
| 722011103 | XPGPX | PIMCO GLOBAL STOCKSPLS INCM | $2.7M | 1.06% | 354,480 | Common | SOLE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $2.7M | 1.04% | 137,042 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $2.5M | 0.97% | 153,903 | Common | SOLE |
| 362397101 | GAB | GABELLI EQUITY TR INC | $2.4M | 0.95% | 443,099 | Common | SOLE |
| 880192109 | TEI | TEMPLETON EMERGING MKTS INCO | $2.4M | 0.94% | 446,002 | Common | SOLE |
| 76882G107 | OPP | RIVERNORTH DOUBLELINE STRATE | $2.4M | 0.92% | 274,924 | Common | SOLE |
| 870875101 | SWZ | SWISS HELVETIA FD INC | $2.3M | 0.90% | 292,378 | Common | SOLE |
| 33718W103 | FPF | FIRST TR INTER DURATN PFD & | $2.2M | 0.86% | 123,494 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $2.2M | 0.85% | 336,287 | Common | SOLE |
| 003057106 | ACP | ABRDN INCOME CREDIT STRATEGI | $2.2M | 0.84% | 319,113 | Common | SOLE |
| 895436103 | TY | TRI CONTL CORP | $2.1M | 0.83% | 69,475 | Common | SOLE |
| 69346J106 | GHY | PGIM GLOBAL HIGH YIELD FD FO | $2.1M | 0.82% | 177,501 | Common | SOLE |
| 69346H100 | ISD | PGIM HIGH YIELD BOND FUND IN | $2.1M | 0.82% | 162,180 | Common | SOLE |
| 47804L102 | HEQ | JOHN HANCOCK HEDGED EQUITY & | $2.1M | 0.81% | 200,374 | Common | SOLE |
| 33738E109 | — | FIRST TR HIGH INCOME LONG / | $2.1M | 0.80% | 172,337 | Common | SOLE |
| 059695106 | BCV | BANCROFT FD LTD | $2.0M | 0.78% | 125,446 | Common | SOLE |
| 10537L104 | BWG | BRANDYWINEGBL GBL INCM OPP F | $1.9M | 0.74% | 222,440 | Common | SOLE |
| 00302M106 | XAGDX | ABRDN GLOBAL DYNAMIC DIVIDEN | $1.9M | 0.73% | 193,982 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $1.8M | 0.71% | 222,171 | Common | SOLE |
| 46131F101 | VLT | INVESCO HIGH INCOME TR II | $1.6M | 0.61% | 147,806 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $1.5M | 0.58% | 78,379 | Common | SOLE |
| 780910105 | RVT | ROYCE VALUE TR INC | $1.4M | 0.56% | 95,125 | Common | SOLE |
| 836144105 | — | SOURCE CAP INC | $1.4M | 0.54% | 32,836 | Common | SOLE |
| 76882B108 | XRSFX | RIVERNORTH CAP AND INCM FD I | $1.4M | 0.54% | 87,785 | Common | SOLE |
| 72201H108 | PFL | PIMCO INCOME STRATEGY FD | $1.4M | 0.54% | 162,570 | Common | SOLE |
| 41013T105 | PDT | HANCOCK JOHN PREM DIVID FD | $1.4M | 0.53% | 116,946 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC | $1.3M | 0.51% | 33,272 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & P | $1.3M | 0.50% | 101,826 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $1.3M | 0.50% | 102,759 | Common | SOLE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $1.3M | 0.49% | 62,591 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $1.2M | 0.48% | 128,302 | Common | SOLE |
| 723653101 | XHNWX | PIONEER DIVERSIFIED HIGH INC | $1.2M | 0.48% | 104,265 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME & OPRNT | $1.2M | 0.47% | 166,533 | Common | SOLE |
| 746853100 | PPT | PUTNAM PREMIER INCOME TR | $1.2M | 0.47% | 342,209 | Common | SOLE |
| 27901F109 | XTEAX | ECOFIN SUSTAINABLE AND SOCIA | $1.2M | 0.46% | 101,114 | Common | SOLE |
| 00764C109 | AVK | ADVENT CONV & INCOME FD | $1.2M | 0.46% | 99,796 | Common | SOLE |
| 92912J102 | IAE | VOYA ASIA PAC HIGH DIV EQT I | $1.2M | 0.45% | 182,946 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $1.1M | 0.44% | 158,013 | Common | SOLE |
| 27828N102 | XETYX | EATON VANCE TAX-MANAGED DIVE | $1.1M | 0.44% | 84,424 | Common | SOLE |
| 92838U108 | — | VIRTUS CONVERTIBLE & INC FD | $1.1M | 0.43% | 371,625 | Common | SOLE |
| 41013W108 | HPI | HANCOCK JOHN PFD INCOME FD | $1.1M | 0.43% | 66,374 | Common | SOLE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $1.1M | 0.42% | 321,498 | Common | SOLE |
| 552737108 | MMT | MFS MULTIMARKET INCOME TR | $1.1M | 0.41% | 230,526 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATIO | $1.0M | 0.40% | 72,075 | Common | SOLE |
| 72369J102 | XPHDX | PIONEER FLOATING RATE FUND I | $1.0M | 0.40% | 106,971 | Common | SOLE |
| 67080D103 | NPCT | NUVEEN CORE PLUS IMPACT FUND | $1.0M | 0.40% | 98,884 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LTD DURATION INCOM | $999,161 | 0.39% | 71,216 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERA | $981,431 | 0.38% | 83,526 | Common | SOLE |
| 592834105 | MXE | MEXICO EQUITY & INCOME FD | $973,399 | 0.38% | 84,204 | Common | SOLE |
| 36249W104 | GGZ | GABELLI GLOBAL SMALL & MID C | $940,541 | 0.36% | 78,248 | Common | SOLE |
| 92841M101 | XNIEX | VIRTUS EQUITY & CONV INCM FD | $872,628 | 0.34% | 38,974 | Common | SOLE |
| 18914E106 | GLO | CLOUGH GLOBAL OPPORTUNITIES | $870,657 | 0.34% | 171,389 | Common | SOLE |
| 09660L105 | DHF | BNY MELLON HIGH YIELD STRATE | $836,123 | 0.32% | 341,470 | Common | SOLE |
| 289074106 | ECF | ELLSWORTH GROWTH & INCOME FD | $789,573 | 0.31% | 97,238 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $777,651 | 0.30% | 38,902 | Common | SOLE |
| 27828V104 | XEVGX | EATON VANCE SHORT DURATION D | $764,069 | 0.30% | 72,355 | Common | SOLE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $751,495 | 0.29% | 38,322 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $708,273 | 0.27% | 85,437 | Common | SOLE |
| 278274105 | EOI | EATON VANCE ENHANCED EQUITY | $699,249 | 0.27% | 38,357 | Common | SOLE |
| 880198106 | — | SABA CAPITAL INCOME & OPPORT | $694,419 | 0.27% | 181,785 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $671,908 | 0.26% | 46,211 | Common | SOLE |
| 67074C103 | NBB | NUVEEN TAXABLE MUNICPAL INM | $667,694 | 0.26% | 43,375 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $662,189 | 0.26% | 51,253 | Common | SOLE |
| 278277108 | EOS | EATON VANCE ENHANCED EQUITY | $660,810 | 0.26% | 32,762 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $649,626 | 0.25% | 117,473 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $644,331 | 0.25% | 1,222 | Common | SOLE |
| 409735206 | BTO | HANCOCK JOHN FINL OPPTYS FD | $627,422 | 0.24% | 21,211 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $614,201 | 0.24% | 59,343 | Common | SOLE |
| 95766B109 | EHI | WESTERN ASSET GBL HIGH INC F | $609,991 | 0.24% | 86,248 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $603,552 | 0.23% | 75,633 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $569,355 | 0.22% | 72,437 | Common | SOLE |
| 880191101 | EMF | TEMPLETON EMERGING MKTS FD | $566,279 | 0.22% | 47,427 | Common | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADVANTAGED G | $535,197 | 0.21% | 21,425 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DI | $531,860 | 0.21% | 50,847 | Common | SOLE |
| 169373107 | XXCHNXX | CHINA FD INC | $520,170 | 0.20% | 52,069 | Common | SOLE |
| 09257D102 | BGX | BLACKSTONE LONG SHORT CR INC | $508,662 | 0.20% | 41,321 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $503,872 | 0.19% | 26,216 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD DEF | $502,200 | 0.19% | 41,659 | Common | SOLE |
| 617468103 | XCAFX | MORGAN STANLEY CHINA A SH FD | $458,916 | 0.18% | 38,116 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $428,900 | 0.17% | 40,386 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $424,180 | 0.16% | 33,400 | Common | SOLE |
| 92912R104 | IGA | VOYA GLBL ADV & PREM OPP FD | $422,096 | 0.16% | 46,692 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $406,224 | 0.16% | 23,400 | Common | SOLE |
| 72369H106 | XPHTX | PIONEER HIGH INCOME FUND INC | $399,715 | 0.15% | 52,182 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $393,939 | 0.15% | 70,725 | Common | SOLE |
| 12812C106 | CPZ | CALAMOS LNG SHR EQT DYNAMIC | $387,093 | 0.15% | 25,087 | Common | SOLE |
| 00306J109 | XJEQX | ABRDN JAPAN EQUITY FUND INC | $378,865 | 0.15% | 60,813 | Common | SOLE |
| 003009107 | — | ABRDN ASIA PACIFIC INCOME FU | $377,687 | 0.15% | 134,888 | Common | SOLE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $367,503 | 0.14% | 56,452 | Common | SOLE |
| 00301W105 | AEF | ABRDN EMRG MKTS EQTY INCM FD | $352,384 | 0.14% | 69,779 | Common | SOLE |
| 92912P108 | IHD | VOYA EMERGING MKTS HIGH DIVI | $339,489 | 0.13% | 64,419 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $336,414 | 0.13% | 69,507 | Common | SOLE |
| 500634209 | KF | KOREA FD INC | $324,131 | 0.13% | 12,746 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $317,460 | 0.12% | 39,000 | Common | SOLE |
| 885213108 | TBLD | THORNBURG INCM BUILDER OPP T | $315,315 | 0.12% | 19,500 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR | $310,518 | 0.12% | 116,736 | Common | SOLE |
| 355145103 | FT | FRANKLIN UNVL TR | $292,964 | 0.11% | 44,121 | Common | SOLE |
| 410123103 | JHS | HANCOCK JOHN INCOME SECS TR | $289,753 | 0.11% | 25,917 | Common | SOLE |
| 76881Y109 | RIV | RIVERNORTH OPPORTUNITIES FD | $282,989 | 0.11% | 23,504 | Common | SOLE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $281,348 | 0.11% | 20,779 | Common | SOLE |
| 003011103 | — | ABRDN AUSTRALIA EQUITY FD IN | $272,619 | 0.11% | 63,995 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $268,084 | 0.10% | 603 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $252,889 | 0.10% | 87 | Common | SOLE |
| 46132L107 | VBF | INVESCO BD FD | $248,288 | 0.10% | 15,865 | Common | SOLE |
| 128118106 | CGO | CALAMOS GLOBAL TOTAL RETURN | $231,494 | 0.09% | 22,259 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $215,445 | 0.08% | 38,308 | Common | SOLE |
| 05588N108 | XDCFX | BNY MELLON ALCENTRA GLOBAL C | $215,190 | 0.08% | 24,993 | Common | SOLE |
| 33734E103 | FMY | FIRST TR MTG INCOME FD | $207,085 | 0.08% | 17,009 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $201,840 | 0.08% | 400 | Common | SOLE |
| 037636107 | — | APOLLO SR FLOATING RATE FD I | $195,140 | 0.08% | 13,694 | Common | SOLE |
| 25862D105 | DLY | DOUBLELINE YIELD OPPORTUNITI | $184,904 | 0.07% | 11,600 | Common | SOLE |
| 36246K103 | GRX | GABELLI HLTHCARE & WELLNESS | $170,466 | 0.07% | 16,647 | Common | SOLE |
| 78081T104 | RGT | ROYCE GLOBAL VALUE TR INC | $166,647 | 0.06% | 15,589 | Common | SOLE |
| 92838R105 | — | VIRTUS CONVERTIBLE & INC 202 | $159,600 | 0.06% | 18,126 | Common | SOLE |
| 19248P106 | XFOFX | COHEN & STEERS CLOSED-END OP | $149,972 | 0.06% | 12,829 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTER INCOME T | $149,366 | 0.06% | 46,358 | Common | SOLE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $146,094 | 0.06% | 19,000 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $128,280 | 0.05% | 12,000 | Common | SOLE |
| 09255K108 | XEGFX | BLACKROCK ENHANCED GOVT FD I | $104,210 | 0.04% | 10,981 | Common | SOLE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $101,822 | 0.04% | 18,215 | Common | SOLE |
| 67075J107 | JMM | NUVEEN MULTI-MKT INCOME FD | $68,792 | 0.03% | 11,245 | Common | SOLE |
| 36240B109 | GCV | GABELLI CONV & INC SECS FD I | $57,060 | 0.02% | 15,380 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $53,000 | 0.02% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.