Q1 2024 · 13F-HR
Joseph P. Lucia & Associates, LLCholdings as filed
Filed 2024-05-03 · accession 0001172661-24-002003
$186.7M
Reported value
122
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 92189F676 | SMH | VANECK ETF TRUST | $8.7M | 4.68% | 38,846 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $7.5M | 4.04% | 74,301 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $7.5M | 4.01% | 43,626 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $6.6M | 3.52% | 186,891 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $5.6M | 3.01% | 92,057 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $5.5M | 2.94% | 30,465 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $5.3M | 2.83% | 25,375 | Common | NONE |
| 46137V340 | RSPF | INVESCO EXCHANGE TRADED FD T | $5.3M | 2.82% | 82,040 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $5.1M | 2.76% | 55,511 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $4.5M | 2.42% | 36,603 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $4.3M | 2.30% | 53,258 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $4.0M | 2.14% | 9,006 | Common | NONE |
| 46137V332 | RSPH | INVESCO EXCHANGE TRADED FD T | $4.0M | 2.12% | 124,465 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $3.8M | 2.04% | 65,763 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $3.6M | 1.95% | 6,949 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $3.5M | 1.90% | 3,926 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $3.2M | 1.72% | 34,082 | Common | NONE |
| 032108664 | HACK | AMPLIFY ETF TR | $3.1M | 1.68% | 49,022 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $2.9M | 1.58% | 19,921 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $2.6M | 1.41% | 34,944 | Common | NONE |
| 46137V324 | RSPN | INVESCO EXCHANGE TRADED FD T | $2.6M | 1.39% | 54,531 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $2.6M | 1.38% | 10,958 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $2.5M | 1.35% | 51,173 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $2.4M | 1.30% | 46,402 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $2.4M | 1.29% | 38,869 | Common | NONE |
| 46137V365 | RSPG | INVESCO EXCHANGE TRADED FD T | $2.4M | 1.29% | 28,909 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $2.4M | 1.28% | 10,429 | Common | NONE |
| 37954Y483 | QYLD | GLOBAL X FDS | $2.3M | 1.24% | 128,723 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.3M | 1.23% | 12,532 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $2.3M | 1.21% | 27,725 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $2.3M | 1.21% | 41,810 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $2.2M | 1.17% | 4,514 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TR BTC | $2.0M | 1.09% | 32,258 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $2.0M | 1.08% | 62,734 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $2.0M | 1.06% | 18,206 | Common | NONE |
| 92189F429 | PFXF | VANECK ETF TRUST | $2.0M | 1.05% | 111,129 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $1.9M | 1.02% | 35,151 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $1.9M | 1.00% | 44,269 | Common | NONE |
| 46137V373 | RSPS | INVESCO EXCHANGE TRADED FD T | $1.8M | 0.99% | 55,855 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $1.8M | 0.95% | 18,177 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $1.6M | 0.86% | 17,029 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FD | $1.5M | 0.78% | 5,401 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $1.3M | 0.72% | 14,373 | Common | NONE |
| 46137V381 | RSPD | INVESCO EXCHANGE TRADED FD T | $1.3M | 0.71% | 26,146 | Common | NONE |
| 46429B747 | STIP | ISHARES TR | $1.3M | 0.70% | 13,103 | Common | NONE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $1.3M | 0.68% | 93,638 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $1.3M | 0.68% | 13,606 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.2M | 0.66% | 29,277 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $1.2M | 0.63% | 23,101 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $1.1M | 0.60% | 19,274 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $1.1M | 0.59% | 8,683 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $1.1M | 0.58% | 8,915 | Common | NONE |
| 78464A698 | KRE | SPDR SER TR | $1.1M | 0.58% | 21,515 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $1.0M | 0.55% | 29,719 | Common | NONE |
| 37950E416 | SOCL | GLOBAL X FDS | $1.0M | 0.54% | 25,210 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $999,760 | 0.54% | 6,624 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $992,219 | 0.53% | 5,196 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $946,361 | 0.51% | 12,292 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $945,580 | 0.51% | 2,248 | Common | NONE |
| 37954Y475 | XYLD | GLOBAL X FDS | $855,871 | 0.46% | 20,982 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $817,830 | 0.44% | 3,620 | Common | NONE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $777,728 | 0.42% | 8,564 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $699,434 | 0.37% | 44,465 | Common | NONE |
| 46137V530 | PNQI | INVESCO EXCHANGE TRADED FD T | $697,038 | 0.37% | 17,474 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $671,578 | 0.36% | 3,965 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $668,556 | 0.36% | 25,181 | Common | NONE |
| 464288513 | HYG | ISHARES TR | $660,321 | 0.35% | 8,495 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $633,077 | 0.34% | 9,611 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $593,137 | 0.32% | 3,804 | Common | NONE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $541,797 | 0.29% | 66,073 | Common | NONE |
| 78464A102 | XNTK | SPDR SER TR | $524,366 | 0.28% | 2,875 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $516,915 | 0.28% | 2,811 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $516,161 | 0.28% | 3,390 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $508,458 | 0.27% | 6,692 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $478,013 | 0.26% | 2,958 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $455,495 | 0.24% | 1,823 | Common | NONE |
| 46137V118 | PSP | INVESCO EXCHANGE TRADED FD T | $420,957 | 0.23% | 6,382 | Common | NONE |
| 09261X102 | BXSL | BLACKSTONE SECD LENDING FD | $420,681 | 0.23% | 13,505 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $414,260 | 0.22% | 3,140 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $411,700 | 0.22% | 2,342 | Common | NONE |
| 37954Y384 | BUG | GLOBAL X FDS | $407,486 | 0.22% | 13,697 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $405,853 | 0.22% | 4,963 | Common | NONE |
| 032108409 | DIVO | AMPLIFY ETF TR | $404,741 | 0.22% | 10,410 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $402,827 | 0.22% | 838 | Common | NONE |
| 37950E291 | DIV | GLOBAL X FDS | $401,274 | 0.21% | 23,075 | Common | NONE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $396,413 | 0.21% | 7,005 | Common | NONE |
| 46138E362 | SPHD | INVESCO EXCH TRADED FD TR II | $368,564 | 0.20% | 8,301 | Common | NONE |
| 37954Y814 | FINX | GLOBAL X FDS | $339,753 | 0.18% | 12,195 | Common | NONE |
| 92189F353 | HYEM | VANECK ETF TRUST | $329,844 | 0.18% | 17,287 | Common | NONE |
| 464288851 | IEO | ISHARES TR | $325,919 | 0.17% | 3,047 | Common | NONE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $307,315 | 0.16% | 20,165 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $304,937 | 0.16% | 2,839 | Common | NONE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $303,849 | 0.16% | 50,726 | Common | NONE |
| 78464A631 | XAR | SPDR SER TR | $295,914 | 0.16% | 2,106 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $289,113 | 0.15% | 11,450 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $276,702 | 0.15% | 658 | Common | NONE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $273,230 | 0.15% | 5,705 | Common | NONE |
| 37954Y376 | PFFV | GLOBAL X FDS | $271,941 | 0.15% | 11,484 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $262,393 | 0.14% | 1,310 | Common | NONE |
| 464288869 | IWC | ISHARES TR | $259,104 | 0.14% | 2,138 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $255,501 | 0.14% | 3,346 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $255,373 | 0.14% | 9,203 | Common | NONE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD BD | $246,814 | 0.13% | 122,185 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FD | $246,350 | 0.13% | 2,406 | Common | NONE |
| 464288828 | IHF | ISHARES TR | $242,430 | 0.13% | 4,445 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $238,180 | 0.13% | 650 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $234,231 | 0.13% | 301 | Common | NONE |
| 025072810 | FDG | AMERICAN CENTY ETF TR | $233,888 | 0.13% | 2,831 | Common | NONE |
| 132061201 | SYLD | CAMBRIA ETF TR | $229,921 | 0.12% | 3,138 | Common | NONE |
| 26922A842 | JETS | ETF SER SOLUTIONS | $221,550 | 0.12% | 10,545 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $217,810 | 0.12% | 5,582 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $216,417 | 0.12% | 1,052 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $215,365 | 0.12% | 9,267 | Common | NONE |
| 37954Y624 | DRIV | GLOBAL X FDS | $213,779 | 0.11% | 8,655 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $211,683 | 0.11% | 615 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $207,153 | 0.11% | 797 | Common | NONE |
| 009066101 | ABNB | AIRBNB INC | $204,056 | 0.11% | 1,237 | Common | NONE |
| 78464A367 | SPLB | SPDR SER TR | $202,792 | 0.11% | 8,726 | Common | NONE |
| 78467V202 | INKM | SSGA ACTIVE ETF TR | $201,942 | 0.11% | 6,470 | Common | NONE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $136,235 | 0.07% | 40,789 | Common | NONE |
| 01438T106 | ALDX | ALDEYRA THERAPEUTICS INC | $92,384 | 0.05% | 28,252 | Common | NONE |
| 654902204 | NOK | NOKIA CORP | $53,100 | 0.03% | 15,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.