Q4 2023 · 13F-HR
Joseph P. Lucia & Associates, LLCholdings as filed
Filed 2024-01-29 · accession 0001172661-24-000362
$160.7M
Reported value
117
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | APPLE INC | $8.3M | 5.17% | 43,160 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $6.7M | 4.20% | 70,819 | Common | NONE |
| 92189F676 | SMH | VANECK ETF TRUST | $6.5M | 4.05% | 37,200 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $6.2M | 3.84% | 188,894 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $4.9M | 3.06% | 25,574 | Common | NONE |
| 46137V340 | RSPF | INVESCO EXCHANGE TRADED FD T | $4.8M | 3.02% | 82,672 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $4.5M | 2.80% | 38,356 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $4.5M | 2.80% | 29,587 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $4.5M | 2.78% | 53,870 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $3.9M | 2.45% | 51,641 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $3.7M | 2.33% | 68,167 | Common | NONE |
| 46137V332 | RSPH | INVESCO EXCHANGE TRADED FD T | $3.6M | 2.26% | 121,930 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $3.4M | 2.12% | 61,310 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $3.2M | 2.00% | 7,858 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $3.1M | 1.91% | 6,451 | Common | NONE |
| 26924G201 | HACKUSD | ETF MANAGERS TR | $2.9M | 1.83% | 48,667 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $2.7M | 1.67% | 51,546 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $2.4M | 1.51% | 11,024 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $2.4M | 1.50% | 50,883 | Common | NONE |
| 46137V324 | RSPN | INVESCO EXCHANGE TRADED FD T | $2.4M | 1.46% | 54,515 | Common | NONE |
| 37954Y483 | QYLD | GLOBAL X FDS | $2.3M | 1.46% | 135,443 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $2.3M | 1.40% | 43,898 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $2.2M | 1.38% | 10,382 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $2.2M | 1.35% | 28,743 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $2.2M | 1.34% | 38,267 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.1M | 1.33% | 12,540 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $2.1M | 1.33% | 25,424 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.0M | 1.25% | 4,061 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $2.0M | 1.23% | 63,419 | Common | NONE |
| 92189F429 | PFXF | VANECK ETF TRUST | $1.9M | 1.21% | 113,412 | Common | NONE |
| 46137V365 | RSPG | INVESCO EXCHANGE TRADED FD T | $1.9M | 1.20% | 26,126 | Common | NONE |
| 46137V373 | RSPS | INVESCO EXCHANGE TRADED FD T | $1.8M | 1.13% | 58,055 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $1.8M | 1.13% | 36,487 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $1.6M | 0.99% | 4,496 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $1.5M | 0.92% | 10,885 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $1.5M | 0.90% | 19,009 | Common | NONE |
| 46429B747 | STIP | ISHARES TR | $1.4M | 0.87% | 14,222 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $1.4M | 0.84% | 35,970 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $1.3M | 0.83% | 5,305 | Common | NONE |
| 78464A698 | KRE | SPDR SER TR | $1.3M | 0.80% | 24,526 | Common | NONE |
| 46137V381 | RSPD | INVESCO EXCHANGE TRADED FD T | $1.2M | 0.76% | 25,571 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $1.2M | 0.75% | 23,806 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $1.2M | 0.75% | 13,413 | Common | NONE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $1.1M | 0.71% | 90,878 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.1M | 0.69% | 4,471 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $1.1M | 0.66% | 19,797 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $1.0M | 0.65% | 11,537 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $1.0M | 0.65% | 10,497 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $1.0M | 0.64% | 12,074 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $1.0M | 0.64% | 29,379 | Common | NONE |
| 37950E416 | SOCL | GLOBAL X FDS | $1.0M | 0.63% | 25,210 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.0M | 0.62% | 26,619 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $916,366 | 0.57% | 6,560 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $905,770 | 0.56% | 5,538 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $904,397 | 0.56% | 7,934 | Common | NONE |
| 37954Y475 | XYLD | GLOBAL X FDS | $883,052 | 0.55% | 22,389 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $791,116 | 0.49% | 2,103 | Common | NONE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $778,159 | 0.48% | 8,554 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $744,115 | 0.46% | 27,652 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $733,052 | 0.46% | 11,906 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $668,932 | 0.42% | 4,613 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $630,830 | 0.39% | 1,095 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $627,762 | 0.39% | 45,490 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $616,386 | 0.38% | 9,837 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $603,242 | 0.38% | 6,078 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $573,717 | 0.36% | 2,883 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $539,291 | 0.34% | 3,016 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $516,777 | 0.32% | 7,372 | Common | NONE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $509,693 | 0.32% | 65,597 | Common | NONE |
| 46137V530 | PNQI | INVESCO EXCHANGE TRADED FD T | $508,659 | 0.32% | 14,102 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $450,316 | 0.28% | 3,557 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $439,702 | 0.27% | 3,120 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $428,841 | 0.27% | 5,227 | Common | NONE |
| 46138E362 | SPHD | INVESCO EXCH TRADED FD TR II | $424,567 | 0.26% | 10,011 | Common | NONE |
| 464288513 | HYG | ISHARES TR | $411,355 | 0.26% | 5,315 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $407,818 | 0.25% | 1,753 | Common | NONE |
| 37950E291 | DIV | GLOBAL X FDS | $407,510 | 0.25% | 23,720 | Common | NONE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $407,328 | 0.25% | 7,465 | Common | NONE |
| 78464A102 | XNTK | SPDR SER TR | $403,961 | 0.25% | 2,461 | Common | NONE |
| 46137V118 | PSP | INVESCO EXCHANGE TRADED FD T | $396,960 | 0.25% | 6,382 | Common | NONE |
| 032108409 | DIVO | AMPLIFY ETF TR | $380,047 | 0.24% | 10,398 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $370,427 | 0.23% | 3,347 | Common | NONE |
| 37954Y814 | FINX | GLOBAL X FDS | $364,909 | 0.23% | 14,271 | Common | NONE |
| 26922A842 | JETS | ETF SER SOLUTIONS | $362,312 | 0.23% | 19,039 | Common | NONE |
| 78464A631 | XAR | SPDR SER TR | $347,488 | 0.22% | 2,566 | Common | NONE |
| 92189F353 | HYEM | VANECK ETF TRUST | $345,256 | 0.21% | 18,652 | Common | NONE |
| 37954Y624 | DRIV | GLOBAL X FDS | $344,640 | 0.21% | 13,970 | Common | NONE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $338,384 | 0.21% | 7,125 | Common | NONE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $335,981 | 0.21% | 55,260 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $335,261 | 0.21% | 3,119 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $323,127 | 0.20% | 4,486 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $313,186 | 0.19% | 717 | Common | NONE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $294,006 | 0.18% | 20,165 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $293,390 | 0.18% | 11,835 | Common | NONE |
| 464288851 | IEO | ISHARES TR | $286,143 | 0.18% | 3,070 | Common | NONE |
| 37954Y855 | LIT | GLOBAL X FDS | $263,360 | 0.16% | 5,170 | Common | NONE |
| 37954Y376 | PFFV | GLOBAL X FDS | $256,543 | 0.16% | 11,077 | Common | NONE |
| 464288869 | IWC | ISHARES TR | $248,072 | 0.15% | 2,138 | Common | NONE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD BD | $241,926 | 0.15% | 122,185 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $234,682 | 0.15% | 658 | Common | NONE |
| 464288828 | IHF | ISHARES TR | $232,357 | 0.14% | 885 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $227,539 | 0.14% | 1,522 | Common | NONE |
| 025072810 | FDG | AMERICAN CENTY ETF TR | $225,672 | 0.14% | 3,170 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FDS | $220,963 | 0.14% | 2,395 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $220,171 | 0.14% | 5,957 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $218,609 | 0.14% | 9,267 | Common | NONE |
| 132061201 | SYLD | CAMBRIA ETF TR | $216,427 | 0.13% | 3,203 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $216,367 | 0.13% | 1,272 | Common | NONE |
| 09261X102 | BXSL | BLACKSTONE SECD LENDING FD | $211,695 | 0.13% | 7,659 | Common | NONE |
| 78467V202 | INKM | SSGA ACTIVE ETF TR | $210,281 | 0.13% | 6,775 | Common | NONE |
| 78464A367 | SPLB | SPDR SER TR | $207,592 | 0.13% | 8,726 | Common | NONE |
| 097023105 | BA | BOEING CO | $203,983 | 0.13% | 782 | Common | NONE |
| 464288224 | ICLN | ISHARES TR | $171,893 | 0.11% | 11,040 | Common | NONE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $137,459 | 0.09% | 40,789 | Common | NONE |
| 01438T106 | ALDX | ALDEYRA THERAPEUTICS INC | $99,165 | 0.06% | 28,252 | Common | NONE |
| 654902204 | NOK | NOKIA CORP | $51,300 | 0.03% | 15,000 | Common | NONE |
| 13803R102 | — | CANOO INC | $5,144 | 0.00% | 20,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.