Q1 2025 · 13F-HR
Smith Asset Management Co., LLCholdings as filed
Filed 2025-05-19 · accession 0001172661-25-002417
$106.1M
Reported value
66
Positions
2025-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $7.1M | 6.70% | 13,349 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $6.1M | 5.76% | 275,616 | Common | SOLE |
| 06759X107 | MCI | BARINGS CORPORATE INVS | $5.1M | 4.79% | 217,070 | Common | SOLE |
| 67075A106 | XJPIX | NUVEEN PFD SECS & INC OPPTY | $4.9M | 4.59% | 247,567 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $4.6M | 4.30% | 425,597 | Common | SOLE |
| 23325P104 | DNP | DNP SELECT INCOME FD INC | $4.2M | 3.95% | 423,516 | Common | SOLE |
| 19247R103 | RFI | COHEN & STEERS TOTAL RETURN | $4.2M | 3.93% | 345,261 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $3.7M | 3.51% | 229,965 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $3.2M | 3.02% | 571,203 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $3.2M | 3.01% | 297,832 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY INC | $3.2M | 2.97% | 163,234 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $2.8M | 2.68% | 357,253 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $2.7M | 2.59% | 137,342 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.7M | 2.59% | 4,906 | Common | SOLE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $2.7M | 2.55% | 105,931 | Common | SOLE |
| 756158101 | UTG | REAVES UTIL INCOME FD | $2.6M | 2.47% | 80,660 | Common | SOLE |
| 72201B101 | PTY | PIMCO CORPORATE & INCOME OPP | $2.4M | 2.28% | 167,163 | Common | SOLE |
| 338479108 | FLC | FLAHERTY & CRUMRINE TOTAL RE | $2.3M | 2.20% | 139,384 | Common | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $2.2M | 2.08% | 108,552 | Common | SOLE |
| 72200U100 | PCN | PIMCO CORPORATE & INCM STRG | $2.2M | 2.03% | 157,959 | Common | SOLE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $2.1M | 1.95% | 104,423 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $2.0M | 1.87% | 98,096 | Common | SOLE |
| 87911J103 | HQH | ABRDN HEALTHCARE INVESTORS | $2.0M | 1.85% | 120,719 | Common | SOLE |
| 09255R202 | DSU | BLACKROCK DEBT STRATEGIES FD | $1.9M | 1.78% | 180,905 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $1.6M | 1.52% | 7,243 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FD | $1.5M | 1.43% | 2,790 | Common | SOLE |
| 338478100 | XFFCX | FLAHERTY & CRUMRINE PFD SECS | $1.5M | 1.41% | 107,539 | Common | SOLE |
| 95790C107 | GDO | WSTRN AST GLBL CORP OPP FD I | $1.5M | 1.41% | 128,793 | Common | SOLE |
| 00326W106 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $1.5M | 1.37% | 79,198 | Common | SOLE |
| 06761A103 | MPV | BARINGS PARTN INVS | $1.3M | 1.26% | 75,765 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1.2M | 1.09% | 93,713 | Common | SOLE |
| 09248D104 | BUI | BLACKROCK UTILS INFRASTRUCTU | $1.1M | 1.08% | 50,513 | Common | SOLE |
| 836144303 | XSORX | SOURCE CAPITAL | $1.1M | 1.07% | 27,291 | Common | SOLE |
| 864482104 | SPH | SUBURBAN PROPANE PARTNERS L | $994,998 | 0.94% | 47,358 | Common | SOLE |
| 338480106 | PFD | FLAHERTY & CRUMRINE PFD INCO | $840,197 | 0.79% | 74,884 | Common | SOLE |
| 92204A603 | VIS | VANGUARD WORLD FD | $839,697 | 0.79% | 3,392 | Common | SOLE |
| 681936100 | OHI | OMEGA HEALTHCARE INVS INC | $838,547 | 0.79% | 22,020 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LTD DURATION INCOM | $749,506 | 0.71% | 53,006 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $678,089 | 0.64% | 3,564 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $632,044 | 0.60% | 3,659 | Common | SOLE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $619,722 | 0.58% | 64,689 | Common | SOLE |
| 46284V101 | IRM | IRON MTN INC DEL | $572,597 | 0.54% | 6,655 | Common | SOLE |
| 42250P103 | DOC | HEALTHPEAK PROPERTIES INC | $557,736 | 0.53% | 27,583 | Common | SOLE |
| 19247X100 | XRNPX | COHEN & STEERS REIT & PFD & | $544,758 | 0.51% | 24,683 | Common | SOLE |
| 61744H105 | MSD | MORGAN STANLEY EMKT DBT FD I | $544,239 | 0.51% | 67,607 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $447,682 | 0.42% | 16,000 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $443,730 | 0.42% | 2,001 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $428,856 | 0.40% | 3,516 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $406,924 | 0.38% | 2,787 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $387,154 | 0.36% | 4,410 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $342,876 | 0.32% | 5,214 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK MUN TARGET TERM TR | $311,869 | 0.29% | 14,689 | Common | SOLE |
| 40167F101 | GOF | GUGGENHEIM STRATEGIC OPPORTU | $301,980 | 0.28% | 19,395 | Common | SOLE |
| 922908538 | VOT | VANGUARD INDEX FDS | $261,518 | 0.25% | 1,069 | Common | SOLE |
| 09250W107 | XBMEX | BLACKROCK HEALTH SCIENCES TR | $252,318 | 0.24% | 6,530 | Common | SOLE |
| 92204A306 | VDE | VANGUARD WORLD FD | $252,028 | 0.24% | 1,943 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $245,612 | 0.23% | 4,931 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $237,740 | 0.22% | 3,961 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $206,519 | 0.19% | 42,229 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $205,935 | 0.19% | 661 | Common | SOLE |
| 01864U106 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $197,685 | 0.19% | 18,203 | Common | SOLE |
| 957664105 | WEA | WESTERN ASSET PREMIER BD FD | $133,097 | 0.13% | 11,873 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $122,177 | 0.12% | 18,651 | Common | SOLE |
| 25525P107 | DHC | DIVERSIFIED HEALTHCARE TR | $55,543 | 0.05% | 23,143 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $49,145 | 0.05% | 18,827 | Common | SOLE |
| 67623C109 | OPITQ | OFFICE PPTYS INCOME TR | $15,483 | 0.01% | 33,954 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.