Q4 2024 · 13F-HR
Smith Asset Management Co., LLCholdings as filed
Filed 2025-07-16 · accession 0001172661-25-002624
$102.7M
Reported value
66
Positions
2024-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 04010L103 | ARCC | ARES CAPITAL CORP | $5.9M | 5.75% | 269,725 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $5.7M | 5.52% | 12,493 | Common | SOLE |
| 67075A106 | XJPIX | NUVEEN PFD SECS & INC OPPTY | $4.9M | 4.78% | 250,613 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $4.6M | 4.52% | 432,115 | Common | SOLE |
| 06759X107 | MCI | BARINGS CORPORATE INVS | $4.4M | 4.32% | 217,757 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $4.1M | 3.95% | 228,985 | Common | SOLE |
| 19247R103 | RFI | COHEN & STEERS TOTAL RETURN | $4.0M | 3.91% | 347,067 | Common | SOLE |
| 23325P104 | DNP | DNP SELECT INCOME FD INC | $3.7M | 3.59% | 417,422 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY INC | $3.4M | 3.35% | 165,941 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $3.2M | 3.09% | 303,351 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $3.1M | 3.01% | 581,083 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $2.8M | 2.76% | 360,091 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $2.7M | 2.67% | 138,587 | Common | SOLE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $2.6M | 2.51% | 107,025 | Common | SOLE |
| 756158101 | UTG | REAVES UTIL INCOME FD | $2.6M | 2.50% | 80,887 | Common | SOLE |
| 72201B101 | PTY | PIMCO CORPORATE & INCOME OPP | $2.4M | 2.30% | 163,988 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.3M | 2.29% | 4,008 | Common | SOLE |
| 338479108 | FLC | FLAHERTY & CRUMRINE TOTAL RE | $2.3M | 2.28% | 140,242 | Common | SOLE |
| 87911J103 | HQH | ABRDN HEALTHCARE INVESTORS | $2.0M | 1.92% | 123,081 | Common | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $2.0M | 1.91% | 106,908 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $1.9M | 1.85% | 95,016 | Common | SOLE |
| 09255R202 | DSU | BLACKROCK DEBT STRATEGIES FD | $1.9M | 1.80% | 172,065 | Common | SOLE |
| 72200U100 | PCN | PIMCO CORPORATE & INCM STRG | $1.8M | 1.80% | 137,379 | Common | SOLE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $1.6M | 1.61% | 89,878 | Common | SOLE |
| 95790C107 | GDO | WSTRN AST GLBL CORP OPP FD I | $1.5M | 1.43% | 129,841 | Common | SOLE |
| 641876800 | — | NEW AMER HIGH INCOME FD INC | $1.4M | 1.41% | 176,653 | Common | SOLE |
| 338478100 | XFFCX | FLAHERTY & CRUMRINE PFD SECS | $1.4M | 1.40% | 106,081 | Common | SOLE |
| 00326W106 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $1.4M | 1.37% | 80,090 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $1.4M | 1.36% | 5,571 | Common | SOLE |
| 06761A103 | MPV | BARINGS PARTN INVS | $1.3M | 1.24% | 74,618 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FD | $1.2M | 1.20% | 1,985 | Common | SOLE |
| 09248D104 | BUI | BLACKROCK UTILS INFRASTRUCTU | $1.2M | 1.17% | 51,409 | Common | SOLE |
| 836144105 | — | SOURCE CAP INC | $1.2M | 1.15% | 27,142 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1.2M | 1.14% | 95,271 | Common | SOLE |
| 29452E101 | EQH | EQUITABLE HLDGS INC | $1.1M | 1.03% | 51,443 | Common | SOLE |
| 681936100 | OHI | OMEGA HEALTHCARE INVS INC | $868,463 | 0.85% | 22,944 | Common | SOLE |
| 338480106 | PFD | FLAHERTY & CRUMRINE PFD INCO | $852,206 | 0.83% | 75,819 | Common | SOLE |
| 864482104 | SPH | SUBURBAN PROPANE PARTNERS L | $817,534 | 0.80% | 47,531 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LTD DURATION INCOM | $744,248 | 0.72% | 52,671 | Common | SOLE |
| 46284V101 | IRM | IRON MTN INC DEL | $699,508 | 0.68% | 6,655 | Common | SOLE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $634,876 | 0.62% | 64,717 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $614,736 | 0.60% | 2,802 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $600,021 | 0.58% | 3,544 | Common | SOLE |
| 42250P103 | DOC | HEALTHPEAK PROPERTIES INC | $560,643 | 0.55% | 27,658 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $511,497 | 0.50% | 16,009 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $489,935 | 0.48% | 2,039 | Common | SOLE |
| 61744H105 | MSD | MORGAN STANLEY EMKT DBT FD I | $475,657 | 0.46% | 61,773 | Common | SOLE |
| 81784E101 | SEVN | SEVEN HILLS REALTY TRUST | $432,360 | 0.42% | 33,055 | Common | SOLE |
| 19247X100 | XRNPX | COHEN & STEERS REIT & PFD & | $417,548 | 0.41% | 19,978 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $398,444 | 0.39% | 4,410 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $391,750 | 0.38% | 3,636 | Common | SOLE |
| 92204A603 | VIS | VANGUARD WORLD FD | $327,404 | 0.32% | 1,287 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $325,359 | 0.32% | 2,365 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $315,538 | 0.31% | 4,577 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK MUN TARGET TERM TR | $302,467 | 0.29% | 14,689 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $253,978 | 0.25% | 5,255 | Common | SOLE |
| 922908538 | VOT | VANGUARD INDEX FDS | $247,162 | 0.24% | 974 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $238,601 | 0.23% | 42,229 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $208,439 | 0.20% | 3,986 | Common | SOLE |
| 01864U106 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $197,867 | 0.19% | 18,203 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNICIPAL INCOME | $157,560 | 0.15% | 13,000 | Common | SOLE |
| 957664105 | WEA | WESTERN ASSET PREMIER BD FD | $131,286 | 0.13% | 12,190 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $129,631 | 0.13% | 18,651 | Common | SOLE |
| 25525P107 | DHC | DIVERSIFIED HEALTHCARE TR | $54,379 | 0.05% | 23,643 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $47,825 | 0.05% | 18,827 | Common | SOLE |
| 67623C109 | OPITQ | OFFICE PPTYS INCOME TR | $35,180 | 0.03% | 35,180 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.