Q2 2025 · 13F-HR
Shaker Financial Services, LLCholdings as filed
Filed 2025-08-05 · accession 0001172661-25-002882
$275.8M
Reported value
147
Positions
2025-06-30
Period end
The Brief · Shaker Financial Services, LLC · Q2 2025
AI · grounded in 13F
Shaker Financial Services, LLC established a new position in CET valued at $10.1M. The fund also initiated new stakes in RMT for $9.5M and RVT for $8.8M. Additional new positions include JCE at $8.4M and ETB at $7.8M. The fund currently manages 147 positions with total assets under management of $275.8M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 155123102 | CET | CENTRAL SECS CORP | $10.1M | 3.67% | 211,722 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $9.5M | 3.43% | 1,021,723 | Common | SOLE |
| 780910105 | RVT | ROYCE SMALL CAP TRUST INC | $8.8M | 3.19% | 585,074 | Common | SOLE |
| 67090X107 | JCE | NUVEEN CORE EQUITY ALPHA FD | $8.4M | 3.03% | 527,991 | Common | SOLE |
| 27828X100 | ETB | EATON VANCE TAX MNGED BUY WR | $7.8M | 2.82% | 538,006 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $7.3M | 2.66% | 1,340,933 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $7.2M | 2.61% | 394,767 | Common | SOLE |
| 67075F105 | XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $6.7M | 2.44% | 459,536 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $6.2M | 2.23% | 109,796 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $6.0M | 2.18% | 841,470 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $5.6M | 2.02% | 627,929 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $5.5M | 1.99% | 803,925 | Common | SOLE |
| 895436103 | TY | TRI CONTL CORP | $5.1M | 1.86% | 162,350 | Common | SOLE |
| 298768102 | EEA | EUROPEAN EQUITY FD INC | $4.6M | 1.66% | 447,331 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $4.3M | 1.56% | 672,153 | Common | SOLE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $4.2M | 1.51% | 587,142 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $4.1M | 1.50% | 266,728 | Common | SOLE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $3.9M | 1.41% | 449,311 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY INC | $3.7M | 1.34% | 179,995 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI ASSET INCOME FU | $3.5M | 1.29% | 278,485 | Common | SOLE |
| 85208J109 | FUND | SPROTT FOCUS TR INC | $3.4M | 1.25% | 459,701 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $3.3M | 1.20% | 374,808 | Common | SOLE |
| 09250W107 | XBMEX | BLACKROCK HEALTH SCIENCES TR | $3.2M | 1.17% | 224,516 | Common | SOLE |
| 10537L104 | BWG | BRANDYWINEGBL GBL INCM OPP F | $3.2M | 1.16% | 382,468 | Common | SOLE |
| 94987D101 | ERC | ALLSPRING MULTI SECTOR INCOM | $3.0M | 1.09% | 315,553 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $3.0M | 1.08% | 244,126 | Common | SOLE |
| 67075G103 | JGH | NUVEEN GLOBAL HIGH INCOME FD | $3.0M | 1.07% | 226,452 | Common | SOLE |
| 557437100 | MCN | XAI MADISON EQUITY PREMIUM I | $2.9M | 1.04% | 455,480 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVT DIV INC | $2.8M | 1.03% | 117,919 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $2.8M | 1.02% | 203,026 | Common | SOLE |
| 27829G106 | ETJ | EATON VANCE RISK-MANAGED DIV | $2.7M | 1.00% | 303,924 | Common | SOLE |
| 95766B109 | EHI | WESTERN ASSET GBL HIGH INC F | $2.7M | 0.99% | 414,977 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATIO | $2.7M | 0.98% | 174,609 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $2.7M | 0.97% | 130,860 | Common | SOLE |
| 69355J104 | SDHY | PGIM SHORT DUR HIG YLD OPP F | $2.7M | 0.97% | 158,365 | Common | SOLE |
| 880198205 | SABA | SABA CAPITAL INCOME & OPPORT | $2.7M | 0.96% | 288,813 | Common | SOLE |
| 836144303 | XSORX | SOURCE CAPITAL | $2.6M | 0.96% | 60,873 | Common | SOLE |
| 410142103 | JHI | HANCOCK JOHN INVT TR II | $2.5M | 0.92% | 183,223 | Common | SOLE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $2.5M | 0.90% | 453,041 | Common | SOLE |
| 92841M101 | XNIEX | VIRTUS EQUITY & CONV INCM FD | $2.4M | 0.88% | 101,493 | Common | SOLE |
| 47804L102 | HEQ | JOHN HANCOCK DIVERSIFIED INC | $2.4M | 0.86% | 224,964 | Common | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADVANTAGED G | $2.3M | 0.85% | 86,048 | Common | SOLE |
| 92829B101 | VGI | VIRTUS GLOBAL MULTI-SECTOR I | $2.3M | 0.85% | 297,936 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $2.3M | 0.82% | 388,987 | Common | SOLE |
| 552727109 | MCR | MFS CHARTER INCOME TR | $2.2M | 0.79% | 341,354 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LIMITED DURATION | $2.1M | 0.78% | 209,404 | Common | SOLE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $2.1M | 0.77% | 163,730 | Common | SOLE |
| 95766J102 | HIX | WESTERN ASSET HIGH INCOM FD | $2.0M | 0.72% | 454,438 | Common | SOLE |
| 169373107 | XXCHNXX | CHINA FD INC | $2.0M | 0.71% | 132,112 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $2.0M | 0.71% | 177,884 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC | $1.9M | 0.70% | 42,901 | Common | SOLE |
| 128118106 | CGO | CALAMOS GLOBAL TOTAL RETURN | $1.9M | 0.68% | 159,279 | Common | SOLE |
| 78081T104 | RGT | ROYCE GLOBAL TRUST INC | $1.9M | 0.68% | 154,766 | Common | SOLE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $1.8M | 0.65% | 85,631 | Common | SOLE |
| 003057106 | ACP | ABRDN INCOME CREDIT STRATEGI | $1.8M | 0.65% | 303,546 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $1.8M | 0.64% | 87,569 | Common | SOLE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $1.7M | 0.62% | 140,782 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $1.7M | 0.61% | 166,080 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $1.7M | 0.60% | 162,921 | Common | SOLE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $1.6M | 0.57% | 125,826 | Common | SOLE |
| 46131F101 | VLT | INVESCO HIGH INCOME TR II | $1.5M | 0.56% | 140,102 | Common | SOLE |
| 04014F102 | ARDC | ARES DYNAMIC CR ALLOCATION F | $1.5M | 0.55% | 106,790 | Common | SOLE |
| 644465106 | GF | NEW GERMANY FD INC | $1.5M | 0.53% | 122,622 | Common | SOLE |
| 33718W103 | FPF | FIRST TR INTER DURATN PFD & | $1.5M | 0.53% | 77,756 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $1.4M | 0.50% | 93,043 | Common | SOLE |
| 09258G104 | BST | BLACKROCK SCIENCE & TECHNOLO | $1.4M | 0.50% | 36,014 | Common | SOLE |
| 25862D105 | DLY | DOUBLELINE YIELD OPPORTUNITI | $1.3M | 0.47% | 83,413 | Common | SOLE |
| 6706EW100 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERW | $1.3M | 0.46% | 71,075 | Common | SOLE |
| 880192109 | TEI | TEMPLETON EMERGING MKTS INCO | $1.2M | 0.45% | 207,185 | Common | SOLE |
| 92912J102 | IAE | VOYA ASIA PAC HIGH DIV EQT I | $1.2M | 0.44% | 173,883 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $1.2M | 0.44% | 69,216 | Common | SOLE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $1.2M | 0.44% | 61,281 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $1.2M | 0.44% | 228,932 | Common | SOLE |
| 278277108 | EOS | EATON VANCE ENHANCED EQUITY | $1.2M | 0.43% | 49,165 | Common | SOLE |
| 52106W103 | XLGIX | LAZARD GLOBAL TOTAL RETURN & | $1.2M | 0.43% | 70,478 | Common | SOLE |
| 289074106 | ECF | ELLSWORTH GROWTH & INCOME FD | $1.1M | 0.40% | 108,007 | Common | SOLE |
| 98400T106 | — | XAI OCTAGN FLT RAT & ALT INM | $1.1M | 0.40% | 194,429 | Common | SOLE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $1.1M | 0.40% | 77,595 | Common | SOLE |
| 003009867 | FAX | ABRDN ASIA PACIFIC INCOME FU | $1.1M | 0.40% | 68,831 | Common | SOLE |
| 552737108 | MMT | MFS MULTIMARKET INCOME TR | $1.1M | 0.38% | 225,381 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $1.1M | 0.38% | 169,755 | Common | SOLE |
| 27828V104 | XEVGX | EATON VANCE SHORT DURATION D | $1.0M | 0.37% | 91,716 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DI | $1.0M | 0.36% | 88,166 | Common | SOLE |
| 09257D102 | BGX | BLACKSTONE LONG SHORT CR INC | $982,798 | 0.36% | 79,194 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $972,506 | 0.35% | 97,348 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $940,623 | 0.34% | 97,575 | Common | SOLE |
| 224916106 | CIK | CREDIT SUISSE ASSET MGMT INC | $906,873 | 0.33% | 306,376 | Common | SOLE |
| 870875101 | SWZ | TOTAL RETURN SECURITIES FUND | $889,884 | 0.32% | 140,360 | Common | SOLE |
| 880191101 | EMF | TEMPLETON EMERGING MKTS FD | $825,678 | 0.30% | 56,592 | Common | SOLE |
| 95766K109 | HIO | WESTERN ASSET HIGH INCOME OP | $802,073 | 0.29% | 199,744 | Common | SOLE |
| 592834105 | MXE | MEXICO EQUITY & INCOME FD | $795,532 | 0.29% | 75,982 | Common | SOLE |
| 94987C103 | EOD | ALLSPRING GLOBAL DIVIDEND OP | $791,119 | 0.29% | 145,159 | Common | SOLE |
| 67071B108 | JRS | NUVEEN REAL ESTATE INCOME FD | $780,913 | 0.28% | 98,228 | Common | SOLE |
| 09660L105 | DHF | BNY MELLON HIGH YIELD STRATE | $774,127 | 0.28% | 297,741 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $743,062 | 0.27% | 86,857 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME & OPRNT | $662,694 | 0.24% | 82,220 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $614,617 | 0.22% | 38,270 | Common | SOLE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $603,622 | 0.22% | 48,059 | Common | SOLE |
| 76882B108 | XRSFX | RIVERNORTH CAP AND INCM FD I | $583,630 | 0.21% | 40,112 | Common | SOLE |
| 41013V100 | HTD | HANCOCK JOHN TAX-ADVANTAGED | $548,332 | 0.20% | 23,443 | Common | SOLE |
| 355145103 | FT | FRANKLIN UNVL TR | $540,129 | 0.20% | 70,883 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TX ADV GLBL DIV | $534,075 | 0.19% | 25,505 | Common | SOLE |
| 00306J109 | XJEQX | ABRDN JAPAN EQUITY FUND INC | $518,428 | 0.19% | 68,757 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $517,994 | 0.19% | 38,743 | Common | SOLE |
| 617468103 | XCAFX | MORGAN STANLEY CHINA A SH FD | $507,576 | 0.18% | 36,845 | Common | SOLE |
| 278274105 | EOI | EATON VANCE ENHANCED EQUITY | $501,202 | 0.18% | 23,958 | Common | SOLE |
| 92912P108 | IHD | VOYA EMERGING MKTS HIGH DIVI | $478,806 | 0.17% | 80,607 | Common | SOLE |
| 00301W105 | AEF | ABRDN EMERGING MARKETS EX CH | $478,182 | 0.17% | 80,502 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD DEF | $473,353 | 0.17% | 39,201 | Common | SOLE |
| 09256A109 | CII | BLACKROCK ENHANCED LARGE CAP | $465,537 | 0.17% | 21,805 | Common | SOLE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $448,812 | 0.16% | 63,000 | Common | SOLE |
| 27828Q105 | XEFRX | EATON VANCE SR FLTNG RTE TR | $445,604 | 0.16% | 36,766 | Common | SOLE |
| 95790A101 | IGI | WESTERN ASSET INVT GRADE OPP | $442,793 | 0.16% | 26,623 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $442,332 | 0.16% | 54,700 | Common | SOLE |
| 87911K100 | HQL | ABRDN LIFE SCIENCES INVESTOR | $397,905 | 0.14% | 31,062 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $394,996 | 0.14% | 12,989 | Common | SOLE |
| 95790C107 | GDO | WSTRN AST GLBL CORP OPP FD I | $393,468 | 0.14% | 32,873 | Common | SOLE |
| 003011103 | IAF | ABRDN AUSTRALIA EQUITY FD IN | $389,092 | 0.14% | 87,045 | Common | SOLE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $387,869 | 0.14% | 25,219 | Common | SOLE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $385,910 | 0.14% | 51,718 | Common | SOLE |
| 76882G107 | OPP | RIVERNORTH DOUBLELINE STRATE | $376,850 | 0.14% | 44,076 | Common | SOLE |
| 76881Y109 | RIV | RIVERNORTH OPPORTUNITIES FD | $373,489 | 0.14% | 30,464 | Common | SOLE |
| 69346H100 | ISD | PGIM HIGH YIELD BOND FUND IN | $371,583 | 0.13% | 26,223 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX-MANAGED GLOB | $366,100 | 0.13% | 41,840 | Common | SOLE |
| 27826S103 | EVF | EATON VANCE SR INCOME TR | $359,751 | 0.13% | 63,225 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $351,027 | 0.13% | 558 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $321,399 | 0.12% | 582 | Common | SOLE |
| 72201H108 | PFL | PIMCO INCOME STRATEGY FD | $311,811 | 0.11% | 37,026 | Common | SOLE |
| 410123103 | JHS | HANCOCK JOHN INCOME SECS TR | $299,135 | 0.11% | 26,519 | Common | SOLE |
| 722011103 | XPGPX | PIMCO GLOBAL STOCKSPLS INCM | $284,162 | 0.10% | 33,752 | Common | SOLE |
| 41013T105 | PDT | HANCOCK JOHN PREM DIVID FD | $277,835 | 0.10% | 21,096 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $256,312 | 0.09% | 14,588 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $244,253 | 0.09% | 4,350 | Common | SOLE |
| 12812C106 | CPZ | CALAMOS LNG SHR EQT DYNAMIC | $206,754 | 0.07% | 12,739 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & P | $205,568 | 0.07% | 16,578 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTER INCOME T | $203,982 | 0.07% | 60,890 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $196,560 | 0.07% | 18,000 | Common | SOLE |
| 27901F109 | XTEAX | TORTOISE SUSTAINABLE & SOCIA | $187,263 | 0.07% | 15,293 | Common | SOLE |
| 42968F108 | PCF | HIGH INCOME SECS FD | $180,995 | 0.07% | 28,503 | Common | SOLE |
| 19248P106 | XFOFX | COHEN & STEERS CLOSED-END OP | $178,599 | 0.06% | 14,152 | Common | SOLE |
| 92912X101 | IDE | VOYA INFRASTRUCTURE INDLS & | $170,616 | 0.06% | 14,595 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $168,125 | 0.06% | 28,987 | Common | SOLE |
| 95766T100 | PAI | WESTERN ASSET INVESTMENT GRA | $144,898 | 0.05% | 11,110 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $134,535 | 0.05% | 24,452 | Common | SOLE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD BD | $117,873 | 0.04% | 55,339 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR | $67,886 | 0.02% | 25,050 | Common | SOLE |
| 36240B109 | GCV | GABELLI CONV & INC SECS FD I | $40,189 | 0.01% | 10,493 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.