Q1 2025 · 13F-HR
Shaker Financial Services, LLCholdings as filed
Filed 2025-05-09 · accession 0001172661-25-001629
$256.9M
Reported value
153
Positions
2025-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 155123102 | CET | CENTRAL SECS CORP | $8.1M | 3.16% | 180,813 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $8.0M | 3.11% | 158,628 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $7.6M | 2.98% | 907,197 | Common | SOLE |
| 27828X100 | ETB | EATON VANCE TAX MNGED BUY WR | $7.6M | 2.94% | 553,541 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $7.3M | 2.83% | 1,486,164 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVT DIV INC | $6.7M | 2.61% | 288,572 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $5.8M | 2.28% | 361,493 | Common | SOLE |
| 670699107 | QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $5.3M | 2.08% | 220,010 | Common | SOLE |
| 67090X107 | JCE | NUVEEN CORE EQUITY ALPHA FD | $5.2M | 2.01% | 347,176 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $4.8M | 1.89% | 280,886 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $4.7M | 1.84% | 739,541 | Common | SOLE |
| 27829G106 | ETJ | EATON VANCE RISK-MANAGED DIV | $4.4M | 1.71% | 519,255 | Common | SOLE |
| 780910105 | RVT | ROYCE SMALL CAP TRUST INC | $4.0M | 1.58% | 284,397 | Common | SOLE |
| 67075F105 | XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $4.0M | 1.56% | 270,147 | Common | SOLE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $3.9M | 1.53% | 207,446 | Common | SOLE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $3.9M | 1.51% | 563,140 | Common | SOLE |
| 298768102 | EEA | EUROPEAN EQUITY FD INC | $3.6M | 1.39% | 392,572 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $3.5M | 1.38% | 548,672 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI ASSET INCOME FU | $3.5M | 1.36% | 286,041 | Common | SOLE |
| 67080D103 | NPCT | NUVEEN CORE PLUS IMPACT FUND | $3.3M | 1.29% | 307,381 | Common | SOLE |
| 94987D101 | ERC | ALLSPRING MULTI SECTOR INCOM | $3.1M | 1.21% | 333,567 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $3.0M | 1.18% | 125,316 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TX ADV GLBL DIV | $3.0M | 1.16% | 163,513 | Common | SOLE |
| 09256A109 | CII | BLACKROCK ENHANCED LARGE CAP | $2.8M | 1.10% | 153,671 | Common | SOLE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $2.8M | 1.10% | 209,352 | Common | SOLE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $2.8M | 1.09% | 339,687 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.8M | 1.09% | 5,000 | Common | SOLE |
| 895436103 | TY | TRI CONTL CORP | $2.8M | 1.08% | 90,287 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK TECH AND PRIVATE E | $2.7M | 1.06% | 434,069 | Common | SOLE |
| 95766J102 | HIX | WESTERN ASSET HIGH INCOM FD | $2.6M | 1.00% | 609,954 | Common | SOLE |
| 47804L102 | HEQ | JOHN HANCOCK DIVERSIFIED INC | $2.5M | 0.99% | 244,857 | Common | SOLE |
| 92829B101 | VGI | VIRTUS GLOBAL MULTI-SECTOR I | $2.4M | 0.94% | 312,741 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $2.4M | 0.92% | 275,312 | Common | SOLE |
| 85208J109 | FUND | SPROTT FOCUS TR INC | $2.4M | 0.91% | 317,148 | Common | SOLE |
| 557437100 | MCN | XAI MADISON EQUITY PREMIUM I | $2.3M | 0.88% | 358,126 | Common | SOLE |
| 67075G103 | JGH | NUVEEN GLOBAL HIGH INCOME FD | $2.3M | 0.88% | 171,164 | Common | SOLE |
| 880198205 | SABA | SABA CAPITAL INCOME & OPPORT | $2.2M | 0.86% | 252,519 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $2.1M | 0.82% | 320,223 | Common | SOLE |
| 10537L104 | BWG | BRANDYWINEGBL GBL INCM OPP F | $2.1M | 0.82% | 248,860 | Common | SOLE |
| 128118106 | CGO | CALAMOS GLOBAL TOTAL RETURN | $2.1M | 0.80% | 199,765 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & P | $2.0M | 0.79% | 167,884 | Common | SOLE |
| 410142103 | JHI | HANCOCK JOHN INVT TR II | $2.0M | 0.77% | 146,399 | Common | SOLE |
| 552727109 | MCR | MFS CHARTER INCOME TR | $2.0M | 0.77% | 314,201 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LIMITED DURATION | $2.0M | 0.76% | 195,810 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $2.0M | 0.76% | 195,763 | Common | SOLE |
| 69355J104 | SDHY | PGIM SHORT DUR HIG YLD OPP F | $1.9M | 0.75% | 117,697 | Common | SOLE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $1.9M | 0.74% | 93,085 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD DEF | $1.8M | 0.72% | 154,820 | Common | SOLE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $1.8M | 0.70% | 133,384 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY INC | $1.8M | 0.69% | 91,456 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $1.7M | 0.67% | 119,808 | Common | SOLE |
| 95766B109 | EHI | WESTERN ASSET GBL HIGH INC F | $1.7M | 0.67% | 256,935 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $1.7M | 0.66% | 167,587 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $1.7M | 0.66% | 157,981 | Common | SOLE |
| 72369H106 | XPHTX | PIONEER HIGH INCOME FUND INC | $1.7M | 0.65% | 214,755 | Common | SOLE |
| 46131F101 | VLT | INVESCO HIGH INCOME TR II | $1.6M | 0.62% | 149,862 | Common | SOLE |
| 41013T105 | PDT | HANCOCK JOHN PREM DIVID FD | $1.6M | 0.61% | 120,416 | Common | SOLE |
| 278274105 | EOI | EATON VANCE ENHANCED EQUITY | $1.6M | 0.61% | 83,649 | Common | SOLE |
| 722011103 | XPGPX | PIMCO GLOBAL STOCKSPLS INCM | $1.5M | 0.60% | 187,947 | Common | SOLE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $1.5M | 0.59% | 124,791 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME & OPRNT | $1.5M | 0.58% | 193,307 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATIO | $1.5M | 0.58% | 98,488 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $1.5M | 0.58% | 73,872 | Common | SOLE |
| 003009867 | FAX | ABRDN ASIA PACIFIC INCOME FU | $1.5M | 0.58% | 95,011 | Common | SOLE |
| 552737108 | MMT | MFS MULTIMARKET INCOME TR | $1.4M | 0.56% | 309,055 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC | $1.4M | 0.56% | 43,272 | Common | SOLE |
| 00326W106 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $1.4M | 0.55% | 76,829 | Common | SOLE |
| 92841M101 | XNIEX | VIRTUS EQUITY & CONV INCM FD | $1.4M | 0.55% | 63,582 | Common | SOLE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $1.4M | 0.53% | 107,500 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $1.4M | 0.53% | 67,543 | Common | SOLE |
| 18914E106 | GLO | CLOUGH GLOBAL OPPORTUNITIES | $1.3M | 0.50% | 263,762 | Common | SOLE |
| 289074106 | ECF | ELLSWORTH GROWTH & INCOME FD | $1.3M | 0.50% | 141,706 | Common | SOLE |
| 33718W103 | FPF | FIRST TR INTER DURATN PFD & | $1.3M | 0.50% | 69,925 | Common | SOLE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $1.3M | 0.50% | 65,822 | Common | SOLE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $1.2M | 0.47% | 78,007 | Common | SOLE |
| 72369J102 | XPHDX | PIONEER FLOATING RATE FUND I | $1.2M | 0.47% | 128,727 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $1.2M | 0.46% | 211,141 | Common | SOLE |
| 78081T104 | RGT | ROYCE GLOBAL TRUST INC | $1.2M | 0.46% | 112,439 | Common | SOLE |
| 52106W103 | XLGIX | LAZARD GLOBAL TOTAL RETURN & | $1.2M | 0.45% | 75,389 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $1.2M | 0.45% | 77,098 | Common | SOLE |
| 836144303 | XSORX | SOURCE CAPITAL | $1.1M | 0.43% | 26,591 | Common | SOLE |
| 003057106 | ACP | ABRDN INCOME CREDIT STRATEGI | $1.1M | 0.42% | 183,751 | Common | SOLE |
| 92912J102 | IAE | VOYA ASIA PAC HIGH DIV EQT I | $1.1M | 0.42% | 174,882 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $1.1M | 0.42% | 185,978 | Common | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADVANTAGED G | $1.0M | 0.40% | 41,701 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $1.0M | 0.39% | 79,596 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $972,494 | 0.38% | 73,618 | Common | SOLE |
| 09257D102 | BGX | BLACKSTONE LONG SHORT CR INC | $953,099 | 0.37% | 77,174 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $891,064 | 0.35% | 104,157 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $881,310 | 0.34% | 147,623 | Common | SOLE |
| 169373107 | XXCHNXX | CHINA FD INC | $875,586 | 0.34% | 68,192 | Common | SOLE |
| 723653101 | XHNWX | PIONEER DIVERSIFIED HIGH INC | $866,928 | 0.34% | 72,607 | Common | SOLE |
| 76882B108 | XRSFX | RIVERNORTH CAP AND INCM FD I | $852,758 | 0.33% | 56,084 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $848,413 | 0.33% | 64,469 | Common | SOLE |
| 92840N100 | ACV | VIRTUS DIVERSIFIED INCM & CO | $846,881 | 0.33% | 42,344 | Common | SOLE |
| 278277108 | EOS | EATON VANCE ENHANCED EQUITY | $833,450 | 0.32% | 39,500 | Common | SOLE |
| 870875101 | SWZ | SWISS HELVETIA FD INC | $793,733 | 0.31% | 86,088 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $792,150 | 0.31% | 81,665 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $783,245 | 0.30% | 27,993 | Common | SOLE |
| 04014F102 | ARDC | ARES DYNAMIC CR ALLOCATION F | $752,568 | 0.29% | 53,298 | Common | SOLE |
| 50208A102 | XSCDX | LMP CAP & INCOME FD INC | $702,798 | 0.27% | 43,788 | Common | SOLE |
| 67075A106 | XJPIX | NUVEEN PFD SECS & INC OPPTY | $688,944 | 0.27% | 34,732 | Common | SOLE |
| 76881Y109 | RIV | RIVERNORTH OPPORTUNITIES FD | $671,724 | 0.26% | 56,974 | Common | SOLE |
| 09256U105 | BSL | BLACKSTONE SENI FLTN RAT 202 | $666,725 | 0.26% | 47,185 | Common | SOLE |
| 592834105 | MXE | MEXICO EQUITY & INCOME FD | $662,564 | 0.26% | 75,982 | Common | SOLE |
| 880191101 | EMF | TEMPLETON EMERGING MKTS FD | $649,118 | 0.25% | 50,515 | Common | SOLE |
| 95790K109 | WDI | WESTERN ASSET DIVERSIFIED IN | $626,369 | 0.24% | 42,886 | Common | SOLE |
| 43010T104 | HGLB | HIGHLAND GLOBAL ALLOCATION F | $607,948 | 0.24% | 72,983 | Common | SOLE |
| 224916106 | CIK | CREDIT SUISSE ASSET MGMT INC | $606,486 | 0.24% | 209,133 | Common | SOLE |
| 09660L105 | DHF | BNY MELLON HIGH YIELD STRATE | $583,426 | 0.23% | 227,235 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $561,090 | 0.22% | 66,876 | Common | SOLE |
| 95790C107 | GDO | WSTRN AST GLBL CORP OPP FD I | $555,799 | 0.22% | 47,496 | Common | SOLE |
| 67071B108 | JRS | NUVEEN REAL ESTATE INCOME FD | $543,978 | 0.21% | 65,228 | Common | SOLE |
| 617468103 | XCAFX | MORGAN STANLEY CHINA A SH FD | $481,932 | 0.19% | 36,845 | Common | SOLE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $471,224 | 0.18% | 38,342 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $448,472 | 0.17% | 90,649 | Common | SOLE |
| 00306J109 | XJEQX | ABRDN JAPAN EQUITY FUND INC | $447,045 | 0.17% | 68,757 | Common | SOLE |
| 92912X101 | IDE | VOYA INFRASTRUCTURE INDLS & | $439,007 | 0.17% | 41,494 | Common | SOLE |
| 09258A107 | BIT | BLACKROCK MULTI SECTOR INC T | $438,165 | 0.17% | 30,260 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $435,111 | 0.17% | 30,216 | Common | SOLE |
| 27901F109 | XTEAX | TORTOISE SUSTAINABLE & SOCIA | $427,943 | 0.17% | 37,671 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $421,880 | 0.16% | 53,000 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTER INCOME T | $400,024 | 0.16% | 120,489 | Common | SOLE |
| 27828V104 | XEVGX | EATON VANCE SHORT DURATION D | $394,413 | 0.15% | 35,921 | Common | SOLE |
| 00302M106 | XAGDX | ABRDN GLOBAL DYNAMIC DIVIDEN | $383,431 | 0.15% | 38,497 | Common | SOLE |
| 00301W105 | AEF | ABRDN EMERGING MARKETS EX CH | $339,770 | 0.13% | 68,502 | Common | SOLE |
| 92838Y100 | AIO | VIRTUS ARTIFICIAL INTELLIGEN | $336,290 | 0.13% | 16,301 | Common | SOLE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $330,729 | 0.13% | 52,580 | Common | SOLE |
| 56064Q107 | MEGI | NYLI CBRE GBL INFR MEGTRNDS | $329,836 | 0.13% | 24,781 | Common | SOLE |
| 410123103 | JHS | HANCOCK JOHN INCOME SECS TR | $327,454 | 0.13% | 28,876 | Common | SOLE |
| 003011103 | — | ABRDN AUSTRALIA EQUITY FD IN | $302,432 | 0.12% | 75,045 | Common | SOLE |
| 87911K100 | HQL | ABRDN LIFE SCIENCES INVESTOR | $297,327 | 0.12% | 23,430 | Common | SOLE |
| 09258G104 | BST | BLACKROCK SCIENCE & TECHNOLO | $287,574 | 0.11% | 8,717 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DI | $285,475 | 0.11% | 26,311 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK MUN TARGET TERM TR | $276,551 | 0.11% | 12,998 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $273,328 | 0.11% | 582 | Common | SOLE |
| 36249W104 | GGZ | GABELLI GLOBAL SMALL & MID C | $272,904 | 0.11% | 22,742 | Common | SOLE |
| 355145103 | FT | FRANKLIN UNVL TR | $258,377 | 0.10% | 34,313 | Common | SOLE |
| 92838U801 | NCZ | VIRTUS CONVERTIBLE & INC FD | $251,812 | 0.10% | 21,783 | Common | SOLE |
| 92912P108 | IHD | VOYA EMERGING MKTS HIGH DIVI | $251,590 | 0.10% | 47,114 | Common | SOLE |
| 00764C109 | AVK | ADVENT CONV & INCOME FD | $235,455 | 0.09% | 20,421 | Common | SOLE |
| 94987C103 | EOD | ALLSPRING GLOBAL DIVIDEND OP | $226,591 | 0.09% | 44,135 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERA | $225,621 | 0.09% | 18,418 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $218,414 | 0.09% | 4,350 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $207,588 | 0.08% | 14,588 | Common | SOLE |
| 95790A101 | IGI | WESTERN ASSET INVT GRADE OPP | $203,343 | 0.08% | 12,212 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $197,761 | 0.08% | 23,571 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $192,960 | 0.08% | 18,000 | Common | SOLE |
| 92912R104 | IGA | VOYA GLBL ADV & PREM OPP FD | $191,824 | 0.07% | 19,534 | Common | SOLE |
| 36246K103 | GRX | GABELLI HLTHCARE & WELLNESS | $154,597 | 0.06% | 15,337 | Common | SOLE |
| 644465106 | GF | NEW GERMANY FD INC | $108,077 | 0.04% | 11,017 | Common | SOLE |
| 552939100 | MGF | MFS GOVT MKTS INCOME TR | $76,987 | 0.03% | 24,286 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR | $54,796 | 0.02% | 20,370 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.