Shaker Financial Services, LLC — Q4 2025 13F-HR

← Shaker Financial Services, LLC

Q4 2025 · 13F-HR

Shaker Financial Services, LLCholdings as filed

Filed 2026-01-26 · accession 0001172661-26-000312

$315.5M

Reported value

165

Positions

2025-12-31

Period end

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The Brief · Shaker Financial Services, LLC · Q4 2025

AI · grounded in 13F

Shaker Financial Services, LLC closed its position in HYT for a reduction of $3.44M. The fund established new positions in ARDC and XETYX, investing $3.25M and $3.21M respectively. Other activity included closing its position in XXCHNXX for $2.44M and increasing its stake in GHY by 646.91%.

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
67090X107	JCE	NUVEEN CORE EQUITY ALPHA FD	$8.9M	2.83%	560,717	Common	SOLE
780915104	RMT	ROYCE MICRO-CAP TR INC	$8.7M	2.74%	829,682	Common	SOLE
529900102	ASG	LIBERTY ALL-STAR GROWTH FD I	$8.4M	2.65%	1,547,675	Common	SOLE
27828X100	ETB	EATON VANCE TAX MNGED BUY WR	$7.5M	2.39%	494,414	Common	SOLE
530158104	USA	LIBERTY ALL STAR EQUITY FD	$6.9M	2.20%	1,086,080	Common	SOLE
337318109	FFA	FIRST TR ENHANCED EQUITY INC	$6.3M	2.00%	286,580	Common	SOLE
128125101	CSQ	CALAMOS STRATEGIC TOTAL RETU	$6.3M	2.00%	325,874	Common	SOLE
670699107	QQQX	NUVEEN NASDAQ 100 DYNAMIC OV	$5.8M	1.84%	203,750	Common	SOLE
298768102	EEA	EUROPEAN EQUITY FD INC	$5.6M	1.76%	502,117	Common	SOLE
155123102	CET	CENTRAL SECS CORP	$5.5M	1.73%	107,720	Common	SOLE
78462F103	SPY	SPDR S&P 500 ETF TR	$5.3M	1.69%	7,781	Common	SOLE
12811L107	CHW	CALAMOS GBL DYN INCOME FUND	$5.1M	1.62%	684,698	Common	SOLE
258622109	DSL	DOUBLELINE INCOME SOLUTIONS	$4.5M	1.41%	395,158	Common	SOLE
278277108	EOS	EATON VANCE ENHANCED EQUITY	$4.3M	1.37%	184,985	Common	SOLE
27828G107	XEVTX	EATON VANCE TAX ADVT DIV INC	$4.3M	1.37%	171,313	Common	SOLE
557437100	MCN	XAI MADISON EQUITY PREMIUM I	$4.1M	1.30%	684,108	Common	SOLE
85208J109	FUND	SPROTT FOCUS TR INC	$4.0M	1.28%	465,917	Common	SOLE
94987B105	XEADX	ALLSPRING INCOME OPPORTUNIT	$4.0M	1.27%	586,829	Common	SOLE
84741T104	SPE	SPECIAL OPPORTUNITIES FD INC	$4.0M	1.25%	250,579	Common	SOLE
006212104	ADX	ADAMS DIVERSIFIED EQUITY FD	$3.8M	1.22%	164,389	Common	SOLE
27829G106	ETJ	EATON VANCE RISK-MANAGED DIV	$3.7M	1.16%	414,103	Common	SOLE
880198205	SABA	SABA CAPITAL INCOME & OPPORT	$3.6M	1.15%	439,104	Common	SOLE
48249T106	KIO	KKR INCOME OPPORTUNITIES FD	$3.6M	1.13%	308,129	Common	SOLE
27828U106	ETO	EATON VANCE TAX-ADVANTAGED G	$3.5M	1.10%	114,010	Common	SOLE
94987D101	ERC	ALLSPRING MULTI SECTOR INCOM	$3.3M	1.03%	347,848	Common	SOLE
003057106	ACP	ABRDN INCOME CREDIT STRATEGI	$3.3M	1.03%	594,054	Common	SOLE
04014F102	ARDC	ARES DYNAMIC CR ALLOCATION F	$3.3M	1.03%	244,497	Common	SOLE
27828Y108	ETV	EATON VANCE TAX-MANAGED BUY-	$3.2M	1.02%	223,653	Common	SOLE
27828N102	XETYX	EATON VANCE TAX-MANAGED DIVE	$3.2M	1.02%	209,180	Common	SOLE
35472T101	FTF	FRANKLIN LTD DURATION INCOME	$3.0M	0.97%	495,009	Common	SOLE
67075F105	XDIAX	NUVEEN DOW 30 DYNMC OVERWRT	$3.0M	0.96%	199,214	Common	SOLE
19842X109	STK	COLUMBIA SELIGM PREM TECH GR	$3.0M	0.94%	80,867	Common	SOLE
780910105	RVT	ROYCE SMALL CAP TRUST INC	$2.9M	0.93%	181,349	Common	SOLE
67075G103	JGH	NUVEEN GLOBAL HIGH INCOME FD	$2.9M	0.93%	231,461	Common	SOLE
67080D103	NPCT	NUVEEN CORE PLUS IMPACT FUND	$2.9M	0.92%	284,862	Common	SOLE
92840R101	NFJ	VIRTUS DIVIDEND INTEREST & P	$2.9M	0.91%	221,869	Common	SOLE
19249X108	PTA	COHEN & STEERS TAX ADVAN PFD	$2.8M	0.90%	147,484	Common	SOLE
69355J104	SDHY	PGIM SHORT DUR HIG YLD OPP F	$2.8M	0.90%	171,891	Common	SOLE
69346J106	GHY	PGIM GLOBAL HIGH YIELD FD FO	$2.8M	0.87%	221,488	Common	SOLE
95766B109	EHI	WESTERN ASSET GBL HIGH INC F	$2.7M	0.86%	423,874	Common	SOLE
25862D105	DLY	DOUBLELINE YIELD OPPORTUNITI	$2.7M	0.86%	185,781	Common	SOLE
10537L104	BWG	BRANDYWINEGBL GBL INCM OPP F	$2.6M	0.82%	308,292	Common	SOLE
95768B107	HYI	WESTERN ASSET HIGH YIELD OPP	$2.6M	0.82%	231,194	Common	SOLE
78081T104	RGT	ROYCE GLOBAL TRUST INC	$2.5M	0.80%	193,069	Common	SOLE
27829F108	XEXGX	EATON VANCE TAX-MANAGED GLOB	$2.5M	0.80%	265,118	Common	SOLE
552727109	MCR	MFS CHARTER INCOME TR	$2.5M	0.80%	400,838	Common	SOLE
41013V100	HTD	HANCOCK JOHN TAX-ADVANTAGED	$2.4M	0.77%	103,019	Common	SOLE
27828H105	XEVVX	EATON VANCE LIMITED DURATION	$2.4M	0.75%	239,059	Common	SOLE
874036106	TWN	TAIWAN FD INC	$2.3M	0.74%	39,333	Common	SOLE
01879R106	XAWFX	ALLIANCEBERNSTEIN GLOBAL HIG	$2.3M	0.73%	214,193	Common	SOLE
895436103	TY	TRI CONTL CORP	$2.3M	0.73%	70,445	Common	SOLE
92829B101	VGI	VIRTUS GLOBAL MULTI-SECTOR I	$2.3M	0.73%	293,404	Common	SOLE
95766K109	HIO	WESTERN ASSET HIGH INCOME OP	$2.3M	0.72%	613,763	Common	SOLE
27829C105	ETW	EATON VANCE TAX-MANAGED GLOB	$2.2M	0.69%	237,332	Common	SOLE
09258A107	BIT	BLACKROCK MULTI SECTOR INC T	$2.2M	0.69%	166,958	Common	SOLE
128118106	CGO	CALAMOS GLOBAL TOTAL RETURN	$2.1M	0.67%	183,144	Common	SOLE
36242H104	XGDVX	GABELLI DIVID & INCOME TR	$2.0M	0.65%	73,792	Common	SOLE
092501105	XBOEX	BLACKROCK ENHANCED GLOBAL DI	$2.0M	0.65%	174,071	Common	SOLE
101507101	STEW	SRH TOTAL RETURN FUND INC	$2.0M	0.64%	108,639	Common	SOLE
19248C105	LDP	COHEN & STEERS LTD DURATION	$2.0M	0.63%	93,902	Common	SOLE
112830104	RA	BROOKFIELD REAL ASSETS INCOM	$2.0M	0.63%	153,005	Common	SOLE
670750108	NMAI	NUVEEN MULTI ASSET INCOME FU	$2.0M	0.63%	151,410	Common	SOLE
33718W103	FPF	FIRST TR INTER DURATN PFD &	$2.0M	0.62%	104,274	Common	SOLE
87911K100	HQL	ABRDN LIFE SCIENCES INVESTOR	$1.9M	0.61%	115,419	Common	SOLE
33741Q107	FTHY	FIRST TR HIGH YIELD OPPRT 20	$1.9M	0.61%	137,128	Common	SOLE
410142103	JHI	HANCOCK JOHN INVT TR II	$1.9M	0.59%	137,124	Common	SOLE
95790K109	WDI	WESTERN ASSET DIVERSIFIED IN	$1.9M	0.59%	133,212	Common	SOLE
12812C106	CPZ	CALAMOS LNG SHR EQT DYNAMIC	$1.9M	0.59%	125,750	Common	SOLE
6706ER101	XBXMX	NUVEEN S&P 500 BUY-WRITE INC	$1.8M	0.57%	121,640	Common	SOLE
95766A101	XEMDX	WESTERN ASSET EMERGING MKTS	$1.8M	0.56%	167,347	Common	SOLE
27828S101	ETG	EATON VANCE TX ADV GLBL DIV	$1.8M	0.56%	76,497	Common	SOLE
92912T100	XIGDX	VOYA GLBL EQTY DIV & PREM OP	$1.8M	0.56%	304,484	Common	SOLE
92841M101	XNIEX	VIRTUS EQUITY & CONV INCM FD	$1.7M	0.55%	67,522	Common	SOLE
368802104	GAM	GENERAL AMERN INVS CO INC	$1.7M	0.54%	29,187	Common	SOLE
95766J102	HIX	WESTERN ASSET HIGH INCOM FD	$1.7M	0.53%	403,653	Common	SOLE
09257R101	BGB	BLACKSTONE STRATEGIC CRED 20	$1.6M	0.51%	136,680	Common	SOLE
003009867	FAX	ABRDN ASIA PACIFIC INCOME FU	$1.6M	0.49%	100,319	Common	SOLE
19248Y107	PSF	COHEN & STEERS SELECT PFD &	$1.5M	0.46%	72,187	Common	SOLE
92912J102	IAE	VOYA ASIA PAC HIGH DIV EQT I	$1.5M	0.46%	198,949	Common	SOLE
41013T105	PDT	HANCOCK JOHN PREM DIVID FD	$1.5M	0.46%	114,265	Common	SOLE
47804L102	HEQ	JOHN HANCOCK DIVERSIFIED INC	$1.4M	0.45%	133,072	Common	SOLE
644465106	GF	NEW GERMANY FD INC	$1.4M	0.44%	121,034	Common	SOLE
92912R104	IGA	VOYA GLBL ADV & PREM OPP FD	$1.4M	0.44%	142,531	Common	SOLE
03464A100	FINS	ANGEL OAK FINL STRATEGIES IN	$1.4M	0.44%	105,239	Common	SOLE
61744H105	MSD	MORGAN STANLEY EMKT DBT FD I	$1.4M	0.43%	180,384	Common	SOLE
27828V104	XEVGX	EATON VANCE SHORT DURATION D	$1.3M	0.41%	118,733	Common	SOLE
09260Q108	BTX	BLACKROCK TECH AND PRIVATE E	$1.3M	0.41%	194,268	Common	SOLE
78518H202	BRW	SABA CAPITAL INCOME & OPRNT	$1.3M	0.40%	181,599	Common	SOLE
19248P106	XFOFX	COHEN & STEERS CLOSED-END OP	$1.3M	0.40%	95,327	Common	SOLE
50208A102	XSCDX	LMP CAP & INCOME FD INC	$1.2M	0.39%	83,807	Common	SOLE
33848W106	DFP	FLAHERTY & CRUMRINE DYNAMIC	$1.2M	0.38%	57,012	Common	SOLE
88018T101	TDF	TEMPLETON DRAGON FD INC	$1.2M	0.37%	104,322	Common	SOLE
880192109	TEI	TEMPLETON EMERGING MKTS INCO	$1.2M	0.37%	179,677	Common	SOLE
95790C107	GDO	WSTRN AST GLBL CORP OPP FD I	$1.1M	0.36%	94,936	Common	SOLE
94987C103	EOD	ALLSPRING GLOBAL DIVIDEND OP	$1.1M	0.35%	186,217	Common	SOLE
885213108	TBLD	THORNBURG INCM BUILDER OPP T	$1.1M	0.35%	54,866	Common	SOLE
880191101	EMF	TEMPLETON EMERGING MKTS FD	$1.1M	0.35%	65,060	Common	SOLE
552737108	MMT	MFS MULTIMARKET INCOME TR	$1.1M	0.34%	227,371	Common	SOLE
722011103	XPGPX	PIMCO GLOBAL STOCKSPLS INCM	$1.0M	0.33%	113,811	Common	SOLE
47109U104	JOF	JAPAN SMALLER CAPITALIZATION	$1.0M	0.33%	93,681	Common	SOLE
592834105	MXE	MEXICO EQUITY & INCOME FD	$934,851	0.30%	75,513	Common	SOLE
09251A104	BDJ	BLACKROCK ENHANCED EQUITY DI	$920,338	0.29%	97,082	Common	SOLE
00326L100	XAODX	ABRDN TOTAL DYNAMIC DIVIDEND	$920,016	0.29%	93,434	Common	SOLE
67072T108	JFR	NUVEEN FLOATING RATE INCOME	$892,354	0.28%	113,966	Common	SOLE
27828Q105	XEFRX	EATON VANCE SR FLTNG RTE TR	$891,245	0.28%	80,004	Common	SOLE
836144303	XSORX	SOURCE CAPITAL	$884,267	0.28%	19,324	Common	SOLE
98400T106	—	XAI OCTAGN FLT RAT & ALT INM	$880,892	0.28%	183,519	Common	SOLE
76882G107	OPP	RIVERNORTH DOUBLELINE STRATE	$876,591	0.28%	110,263	Common	SOLE
870875101	SWZ	TOTAL RETURN SECURITIES FUND	$847,152	0.27%	136,198	Common	SOLE
18914E106	GLO	CLOUGH GLOBAL OPPORTUNITIES	$816,580	0.26%	144,272	Common	SOLE
19247X100	XRNPX	COHEN & STEERS REIT & PFD &	$801,788	0.25%	40,372	Common	SOLE
72201J104	PFN	PIMCO INCOME STRATEGY FD II	$793,500	0.25%	105,800	Common	SOLE
09260E105	BMEZ	BLACKROCK HEALTH SCIENCES TE	$792,413	0.25%	52,652	Common	SOLE
278279104	EFT	EATON VANCE FLTING RATE INC	$762,329	0.24%	67,012	Common	SOLE
09255X100	XFRAX	BLACKROCK FLOATING RATE INCO	$748,855	0.24%	63,570	Common	SOLE
92838Y100	AIO	VIRTUS ARTIFICIAL INTELLIGEN	$707,873	0.22%	30,899	Common	SOLE
92838X805	NCV	VIRTUS CONVERTIBLE & INCOME	$704,263	0.22%	46,486	Common	SOLE
00301W105	AEF	ABRDN EMERGING MARKETS EX CH	$677,297	0.21%	94,331	Common	SOLE
18914C100	XGLQX	CLOUGH GLOBAL EQUITY FD	$644,521	0.20%	84,141	Common	SOLE
617468103	XCAFX	MORGAN STANLEY CHINA A SH FD	$632,423	0.20%	36,430	Common	SOLE
059695106	BCV	BANCROFT FD LTD	$611,905	0.19%	27,688	Common	SOLE
092508100	BTZ	BLACKROCK CR ALLOCATION INCO	$580,066	0.18%	53,561	Common	SOLE
09257D102	BGX	BLACKSTONE LONG SHORT CR INC	$574,133	0.18%	48,854	Common	SOLE
091941104	BGT	BLACKROCK FLOATING RATE INC	$564,801	0.18%	49,850	Common	SOLE
46131F101	VLT	INVESCO HIGH INCOME TR II	$561,583	0.18%	50,276	Common	SOLE
52106W103	XLGIX	LAZARD GLOBAL TOTAL RETURN &	$560,836	0.18%	32,158	Common	SOLE
19247L106	RQI	COHEN & STEERS QUALITY INCOM	$549,884	0.17%	47,609	Common	SOLE
64133Q108	NBXG	NEUBERGER NEXT GENERATION	$535,522	0.17%	37,086	Common	SOLE
18913Y103	GLV	CLOUGH GLOBAL DIVID & INCOME	$514,101	0.16%	86,114	Common	SOLE
06760L100	BGH	BARINGS GLOBAL SHORT DURATIO	$511,306	0.16%	33,789	Common	SOLE
74255X104	PGZ	PRINCIPAL REAL ESTATE INCOME	$508,769	0.16%	50,826	Common	SOLE
746853100	PPT	PUTNAM PREMIER INCOME TR	$499,710	0.16%	141,161	Common	SOLE
67073D102	XJQCX	NUVEEN CR STRATEGIES INCOME	$493,898	0.16%	98,386	Common	SOLE
92912P108	IHD	VOYA EMERGING MKTS HIGH DIVI	$488,449	0.15%	77,225	Common	SOLE
27826S103	EVF	EATON VANCE SR INCOME TR	$487,059	0.15%	92,421	Common	SOLE
95766T100	PAI	WESTERN ASSET INVESTMENT GRA	$480,472	0.15%	38,338	Common	SOLE
76881Y109	RIV	RIVERNORTH OPPORTUNITIES FD	$451,709	0.14%	38,476	Common	SOLE
12504G100	IGR	CBRE GBL REAL ESTATE INC FD	$443,616	0.14%	101,282	Common	SOLE
56064Q107	MEGI	NYLI CBRE GBL INFR MEGTRNDS	$430,950	0.14%	31,319	Common	SOLE
224916106	CIK	CREDIT SUISSE ASSET MGMT INC	$430,925	0.14%	152,270	Common	SOLE
42968F108	PCF	HIGH INCOME SECS FD	$425,359	0.13%	69,164	Common	SOLE
87911J103	HQH	ABRDN HEALTHCARE INVESTORS	$408,252	0.13%	21,555	Common	SOLE
092524107	XBGYX	BLACKROCK ENHANCED INTL DIV	$406,544	0.13%	69,140	Common	SOLE
617477104	EDD	MORGAN STANLEY EMERGING MKTS	$405,496	0.13%	72,979	Common	SOLE
64128C106	NHS	NEUBERGER HIGH YIELD ST FD I	$401,760	0.13%	54,000	Common	SOLE
278274105	EOI	EATON VANCE ENHANCED EQUITY	$379,805	0.12%	18,473	Common	SOLE
409735206	BTO	HANCOCK JOHN FINL OPPTYS FD	$371,007	0.12%	10,576	Common	SOLE
64190A103	XNROX	NEUBERGER REAL ESTATE	$362,031	0.11%	119,089	Common	SOLE
09660L105	DHF	BNY MELLON HIGH YIELD STRATE	$359,893	0.11%	144,185	Common	SOLE
46090E103	QQQ	INVESCO QQQ TR	$357,529	0.11%	582	Common	SOLE
55273C107	MIN	MFS INTER INCOME TR	$349,978	0.11%	134,091	Common	SOLE
289074106	ECF	ELLSWORTH GROWTH & INCOME FD	$344,795	0.11%	29,647	Common	SOLE
43010T104	HGLB	HIGHLAND GLOBAL ALLOCATION F	$340,595	0.11%	37,305	Common	SOLE
46131H107	VVR	INVESCO SR INCOME TR	$317,488	0.10%	97,091	Common	SOLE
09262F100	ECAT	BLACKROCK ESG CAP ALLC TERM	$299,910	0.10%	19,500	Common	SOLE
592835102	MXF	MEXICO FD INC	$293,803	0.09%	14,588	Common	SOLE
09260U109	BCAT	BLACKROCK CAP ALLOCATION TER	$287,944	0.09%	20,335	Common	SOLE
500634209	KF	KOREA FD INC	$282,763	0.09%	7,500	Common	SOLE
09256U105	BSL	BLACKSTONE SENI FLTN RAT 202	$270,623	0.09%	19,906	Common	SOLE
00764C109	AVK	ADVENT CONV & INCOME FD	$262,513	0.08%	20,934	Common	SOLE
46132L107	VBF	INVESCO BD FD	$167,908	0.05%	10,896	Common	SOLE
00302M106	XAGDX	ABRDN GLOBAL DYNAMIC DIVIDEN	$128,650	0.04%	10,921	Common	SOLE
355145103	FT	FRANKLIN UNVL TR	$126,048	0.04%	15,756	Common	SOLE
92835W107	ZTR	VIRTUS TOTAL RETURN FD INC	$121,219	0.04%	19,241	Common	SOLE
36240B109	GCV	GABELLI CONV & INC SECS FD I	$59,487	0.02%	14,334	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.