Q1 2026 · 13F-HR
Shaker Financial Services, LLCholdings as filed
Filed 2026-05-12 · accession 0001172661-26-001718
$286.9M
Reported value
145
Positions
2026-03-31
Period end
The Brief · Shaker Financial Services, LLC · Q1 2026
AI · grounded in 13F
Shaker Financial Services, LLC closed its position in QQQX for a reduction of $5.81M. The fund established a new position in XSSPX valued at $6.55M and exited positions in ADX and XDIAX. Additionally, the fund increased its holdings in BGH by 554.82% and ETG by 420.39%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $10.5M | 3.66% | 612,583 | Common | SOLE |
| 67090X107 | JCE | NUVEEN CORE EQUITY ALPHA FD | $9.3M | 3.25% | 615,664 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $8.7M | 3.04% | 1,833,807 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TX ADV GLBL DIV | $8.0M | 2.79% | 398,083 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY | $6.8M | 2.38% | 334,855 | Common | SOLE |
| 27828X100 | ETB | EATON VANCE TAX MNGED BUY WR | $6.8M | 2.36% | 468,608 | Common | SOLE |
| 6706EW100 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERW | $6.5M | 2.28% | 407,322 | Common | SOLE |
| 278277108 | EOS | EATON VANCE ENHANCED EQUITY | $5.6M | 1.97% | 275,672 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $5.3M | 1.83% | 948,523 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $5.1M | 1.78% | 372,043 | Common | SOLE |
| 27828N102 | XETYX | EATON VANCE TAX-MANAGED DIVE | $5.1M | 1.77% | 368,539 | Common | SOLE |
| 298768102 | EEA | EUROPEAN EQUITY FD INC | $5.0M | 1.75% | 508,317 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $4.9M | 1.71% | 286,488 | Common | SOLE |
| 880198205 | SABA | SABA CAPITAL INCOME & OPPORT | $4.8M | 1.68% | 580,372 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $4.5M | 1.56% | 396,368 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $4.2M | 1.45% | 383,952 | Common | SOLE |
| 69346J106 | GHY | PGIM GLOBAL HIGH YIELD FD FO | $4.1M | 1.44% | 354,912 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $4.1M | 1.44% | 447,870 | Common | SOLE |
| 04014F102 | ARDC | ARES DYNAMIC CR ALLOCATION F | $4.0M | 1.40% | 331,238 | Common | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADVANTAGED G | $4.0M | 1.40% | 151,069 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $3.8M | 1.33% | 100,908 | Common | SOLE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $3.7M | 1.29% | 567,595 | Common | SOLE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $3.5M | 1.21% | 315,638 | Common | SOLE |
| 557437100 | MCN | XAI MADISON EQUITY PREMIUM I | $3.4M | 1.18% | 573,686 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $3.4M | 1.17% | 463,606 | Common | SOLE |
| 94987D101 | ERC | ALLSPRING MULTI SECTOR INCOM | $3.3M | 1.17% | 368,049 | Common | SOLE |
| 552727109 | MCR | MFS CHARTER INCOME TR | $3.2M | 1.13% | 533,655 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $3.1M | 1.07% | 4,709 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATIO | $3.0M | 1.06% | 221,258 | Common | SOLE |
| 10537L104 | BWG | BRANDYWINEGBL GBL INCM OPP F | $3.0M | 1.06% | 395,995 | Common | SOLE |
| 895436103 | TY | TRI CONTL CORP | $3.0M | 1.03% | 93,663 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC | $3.0M | 1.03% | 44,981 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD OPP | $2.9M | 1.02% | 273,559 | Common | SOLE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $2.7M | 0.95% | 146,189 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LIMITED DURATION | $2.7M | 0.95% | 289,373 | Common | SOLE |
| 25862D105 | DLY | DOUBLELINE YIELD OPPORTUNITI | $2.7M | 0.94% | 194,632 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $2.7M | 0.93% | 458,892 | Common | SOLE |
| 78081T104 | RGT | ROYCE GLOBAL TRUST INC | $2.6M | 0.91% | 196,031 | Common | SOLE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $2.6M | 0.91% | 375,630 | Common | SOLE |
| 67075G103 | JGH | NUVEEN GLOBAL HIGH INCOME FD | $2.6M | 0.90% | 208,561 | Common | SOLE |
| 128118106 | CGO | CALAMOS GLOBAL TOTAL RETURN | $2.4M | 0.84% | 216,894 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL | $2.4M | 0.84% | 218,660 | Common | SOLE |
| 92838Y100 | AIO | VIRTUS ARTIFICIAL INTELLIGEN | $2.4M | 0.83% | 111,789 | Common | SOLE |
| 95766B109 | EHI | WESTERN ASSET GBL HIGH INC F | $2.3M | 0.81% | 393,627 | Common | SOLE |
| 780910105 | RVT | ROYCE SMALL CAP TRUST INC | $2.3M | 0.80% | 138,511 | Common | SOLE |
| 61744H105 | MSD | MORGAN STANLEY EMKT DBT FD I | $2.2M | 0.76% | 303,614 | Common | SOLE |
| 67080D103 | NPCT | NUVEEN CORE PLUS IMPACT FUND | $2.1M | 0.72% | 200,442 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $2.1M | 0.72% | 203,148 | Common | SOLE |
| 95790K109 | WDI | WESTERN ASSET DIVERSIFIED IN | $2.0M | 0.71% | 151,466 | Common | SOLE |
| 27829G106 | ETJ | EATON VANCE RISK-MANAGED DIV | $2.0M | 0.70% | 247,420 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & P | $2.0M | 0.69% | 156,527 | Common | SOLE |
| 85208J109 | FUND | SPROTT FOCUS TR INC | $1.9M | 0.68% | 203,208 | Common | SOLE |
| 722011103 | XPGPX | PIMCO GLOBAL STOCKSPLS INCM | $1.9M | 0.67% | 228,848 | Common | SOLE |
| 870875101 | SWZ | TOTAL RETURN SECURITIES FUND | $1.9M | 0.67% | 322,395 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $1.9M | 0.66% | 178,050 | Common | SOLE |
| 95766K109 | HIO | WESTERN ASSET HIGH INCOME OP | $1.9M | 0.65% | 512,974 | Common | SOLE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $1.9M | 0.65% | 92,937 | Common | SOLE |
| 92912J102 | IAE | VOYA ASIA PAC HIGH DIV EQT I | $1.8M | 0.64% | 249,953 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $1.8M | 0.63% | 210,535 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX-MANAGED GLOB | $1.8M | 0.63% | 207,960 | Common | SOLE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $1.7M | 0.60% | 197,220 | Common | SOLE |
| 92912R104 | IGA | VOYA GLBL ADV & PREM OPP FD | $1.7M | 0.60% | 180,588 | Common | SOLE |
| 09258A107 | BIT | BLACKROCK MULTI SECTOR INC T | $1.7M | 0.60% | 137,454 | Common | SOLE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $1.7M | 0.59% | 65,899 | Common | SOLE |
| 12812C106 | CPZ | CALAMOS LNG SHR EQT DYNAMIC | $1.7M | 0.59% | 123,958 | Common | SOLE |
| 003057106 | ACP | ABRDN INCOME CREDIT STRATEGI | $1.7M | 0.58% | 326,311 | Common | SOLE |
| 69355M107 | PDO | PIMCO DYNAMIC INCOME OPRNTS | $1.7M | 0.58% | 128,530 | Common | SOLE |
| 41013T105 | PDT | HANCOCK JOHN PREM DIVID FD | $1.6M | 0.56% | 123,351 | Common | SOLE |
| 410142103 | JHI | HANCOCK JOHN INVT TR II | $1.6M | 0.55% | 121,578 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVT DIV INC | $1.5M | 0.53% | 62,331 | Common | SOLE |
| 43010T104 | HGLB | HIGHLAND GLOBAL ALLOCATION F | $1.5M | 0.53% | 190,557 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $1.5M | 0.53% | 77,794 | Common | SOLE |
| 92829B101 | VGI | VIRTUS GLOBAL MULTI-SECTOR I | $1.5M | 0.51% | 199,567 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $1.5M | 0.51% | 53,861 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LTD DURATION INCOM | $1.4M | 0.49% | 112,763 | Common | SOLE |
| 836144303 | XSORX | SOURCE CAPITAL | $1.4M | 0.49% | 30,205 | Common | SOLE |
| 27828V104 | XEVGX | EATON VANCE SHORT DURATION D | $1.3M | 0.46% | 124,313 | Common | SOLE |
| 95790C107 | GDO | WSTRN AST GLBL CORP OPP FD I | $1.3M | 0.45% | 120,043 | Common | SOLE |
| 155123102 | CET | CENTRAL SECS CORP | $1.2M | 0.43% | 25,119 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $1.2M | 0.42% | 2,027 | Common | SOLE |
| 87911K100 | HQL | ABRDN LIFE SCIENCES INVESTOR | $1.2M | 0.42% | 74,217 | Common | SOLE |
| 644465106 | GF | NEW GERMANY FD INC | $1.2M | 0.42% | 117,723 | Common | SOLE |
| 33718W103 | FPF | FIRST TR INTER DURATN PFD & | $1.2M | 0.42% | 68,010 | Common | SOLE |
| 95766J102 | HIX | WESTERN ASSET HIGH INCOM FD | $1.2M | 0.42% | 300,395 | Common | SOLE |
| 00301W105 | AEF | ABRDN EMERGING MARKETS EX CH | $1.1M | 0.40% | 157,459 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER NEXT GENERATION | $1.1M | 0.39% | 86,744 | Common | SOLE |
| 64190A103 | XNROX | NEUBERGER R/EST SECS INC FD | $1.1M | 0.39% | 389,610 | Common | SOLE |
| 722014107 | PHK | PIMCO HIGH INCOME FD | $1.1M | 0.38% | 238,025 | Common | SOLE |
| 92841M101 | XNIEX | VIRTUS EQUITY & CONV INCM FD | $1.1M | 0.37% | 45,359 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $981,862 | 0.34% | 90,079 | Common | SOLE |
| 592834105 | MXE | MEXICO EQUITY & INCOME FD | $974,118 | 0.34% | 75,513 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $927,908 | 0.32% | 68,329 | Common | SOLE |
| 76882G107 | OPP | RIVERNORTH DOUBLELINE STRATE | $918,184 | 0.32% | 119,711 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK TECH AND PRIVATE E | $916,793 | 0.32% | 138,908 | Common | SOLE |
| 880192109 | TEI | TEMPLETON EMERGING MKTS INCO | $906,753 | 0.32% | 150,874 | Common | SOLE |
| 12811P108 | XCHYX | CALAMOS CONV & HIGH INCOME F | $899,689 | 0.31% | 82,616 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR | $895,654 | 0.31% | 356,834 | Common | SOLE |
| 500634209 | KF | KOREA FD INC | $785,750 | 0.27% | 17,500 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION | $769,004 | 0.27% | 76,139 | Common | SOLE |
| 69355J104 | SDHY | PGIM SHORT DUR HIG YLD OPP F | $741,646 | 0.26% | 46,295 | Common | SOLE |
| 224916106 | CIK | CREDIT SUISSE ASSET MGMT | $730,077 | 0.25% | 285,186 | Common | SOLE |
| 76881Y109 | RIV | RIVERNORTH OPPORTUNITIES FD | $680,819 | 0.24% | 61,335 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $663,605 | 0.23% | 46,212 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $634,734 | 0.22% | 117,326 | Common | SOLE |
| 52106W103 | XLGIX | LAZARD GLOBAL TOTAL RETURN & | $632,337 | 0.22% | 39,300 | Common | SOLE |
| 278279104 | EFT | EATON VANCE FLOATING RATE IN | $578,208 | 0.20% | 53,887 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $552,627 | 0.19% | 96,952 | Common | SOLE |
| 879105104 | THQ | ABRDN HEALTHCARE OPPORTUNITI | $547,680 | 0.19% | 32,600 | Common | SOLE |
| 46131F101 | VLT | INVESCO HIGH INCOME TR II | $533,785 | 0.19% | 52,850 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI ASSET INCOME FU | $524,439 | 0.18% | 42,232 | Common | SOLE |
| 00326W106 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $509,808 | 0.18% | 22,800 | Common | SOLE |
| 09255X100 | XFRAX | BLACKROCK FLOATING RATE INCO | $443,787 | 0.15% | 40,271 | Common | SOLE |
| 18914E106 | GLO | CLOUGH GLOBAL OPPORTUNITIES | $430,372 | 0.15% | 77,266 | Common | SOLE |
| 95766T100 | PAI | WESTERN ASSET INVESTMENT GRA | $429,784 | 0.15% | 35,534 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $423,056 | 0.15% | 32,897 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $420,442 | 0.15% | 20,088 | Common | SOLE |
| 74255X104 | PGZ | PRINCIPAL REAL ESTATE INCOME | $409,636 | 0.14% | 42,626 | Common | SOLE |
| 00764C109 | AVK | ADVENT CONV & INCOME FD | $406,559 | 0.14% | 36,430 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $397,127 | 0.14% | 80,725 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $390,989 | 0.14% | 6,687 | Common | SOLE |
| 355145103 | FT | FRANKLIN UNVL TR | $383,952 | 0.13% | 47,934 | Common | SOLE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $361,282 | 0.13% | 47,979 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $356,025 | 0.12% | 46,000 | Common | SOLE |
| 72201H108 | PFL | PIMCO INCOME STRATEGY FD | $345,848 | 0.12% | 43,231 | Common | SOLE |
| 94987C103 | EOD | ALLSPRING GLOBAL DIVIDEND OP | $345,084 | 0.12% | 59,191 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $335,919 | 0.12% | 582 | Common | SOLE |
| 059695106 | BCV | BANCROFT FD LTD | $327,859 | 0.11% | 15,221 | Common | SOLE |
| 47804L102 | HEQ | JOHN HANCOCK DIVERSIFIED INC | $303,874 | 0.11% | 27,981 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $291,513 | 0.10% | 21,325 | Common | SOLE |
| 87911J103 | HQH | ABRDN HEALTHCARE INVESTORS | $289,266 | 0.10% | 16,260 | Common | SOLE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $263,347 | 0.09% | 2,629 | Common | SOLE |
| 289074106 | ECF | ELLSWORTH GROWTH & INCOME FD | $261,256 | 0.09% | 23,431 | Common | SOLE |
| 69346H100 | ISD | PGIM HIGH YIELD BOND FUND IN | $250,606 | 0.09% | 19,043 | Common | SOLE |
| 67071B108 | JRS | NUVEEN REAL ESTATE INCOME FD | $247,799 | 0.09% | 32,364 | Common | SOLE |
| 885213108 | TBLD | THORNBURG INCM BUILDER OPP T | $245,770 | 0.09% | 11,623 | Common | SOLE |
| 27826S103 | EVF | EATON VANCE SR INCOME TR | $241,062 | 0.08% | 48,309 | Common | SOLE |
| 09248D104 | BUI | BLACKROCK UTILS INFRASTRUCTU | $237,420 | 0.08% | 9,000 | Common | SOLE |
| 09660L105 | DHF | BNY MELLON HIGH YIELD STRATE | $223,434 | 0.08% | 90,076 | Common | SOLE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $220,917 | 0.08% | 37,317 | Common | SOLE |
| 92838X805 | NCV | VIRTUS CONVERTIBLE & INCOME | $217,010 | 0.08% | 14,584 | Common | SOLE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $215,088 | 0.07% | 14,732 | Common | SOLE |
| 19248P106 | XFOFX | COHEN & STEERS CLOSED-END | $208,065 | 0.07% | 16,217 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $186,620 | 0.07% | 13,793 | Common | SOLE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $152,414 | 0.05% | 11,954 | Common | SOLE |
| 92912P108 | IHD | VOYA EMERGING MKTS HIGH DIVI | $80,174 | 0.03% | 12,038 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.