Q1 2026 · 13F-HR
Ballast Financial Advisors LLCholdings as filed
Filed 2026-05-14 · accession 0001172661-26-001850
$97.5M
Reported value
68
Positions
2026-03-31
Period end
The Brief · Ballast Financial Advisors LLC · Q1 2026
AI · grounded in 13F
Ballast Financial Advisors LLC closed its position in SMCI for a loss of $292,700. The fund also exited its holding in NNE with a $240,100 reduction and trimmed its stake in VBIL by 56.35%. On the buy side, the fund established a new position in NEM worth $260,480 and increased its holdings in ISTB by 5.38%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46432F859 | ISTB | ISHARES TR | $10.9M | 11.2% | 224,625 | Common | NONE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $10.8M | 11.1% | 466,685 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $10.8M | 11.1% | 421,792 | Common | NONE |
| 808524755 | FNDF | SCHWAB STRATEGIC TR | $5.9M | 6.08% | 121,167 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $4.4M | 4.51% | 39,820 | Common | NONE |
| 025072349 | AVLV | AMERICAN CENTY ETF TR | $4.2M | 4.27% | 51,720 | Common | NONE |
| 46641Q761 | JQUA | J P MORGAN EXCHANGE TRADED F | $3.6M | 3.69% | 58,755 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $3.4M | 3.52% | 138,588 | Common | NONE |
| 922908595 | VBK | VANGUARD INDEX FDS | $2.3M | 2.40% | 7,758 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.2M | 2.29% | 10,374 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $2.1M | 2.19% | 73,195 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $2.0M | 2.09% | 4,666 | Common | NONE |
| 25434V732 | DFEM | DIMENSIONAL ETF TRUST | $1.8M | 1.83% | 51,598 | Common | NONE |
| 25434V773 | DFIS | DIMENSIONAL ETF TRUST | $1.7M | 1.79% | 51,750 | Common | NONE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $1.6M | 1.63% | 21,612 | Common | NONE |
| 316188309 | FBND | FIDELITY MERRIMACK STR TR | $1.6M | 1.63% | 34,744 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $1.5M | 1.53% | 49,082 | Common | NONE |
| 808524771 | FNDX | SCHWAB STRATEGIC TR | $1.3M | 1.30% | 45,676 | Common | NONE |
| 25434V823 | DFAR | DIMENSIONAL ETF TRUST | $1.1M | 1.14% | 47,011 | Common | NONE |
| 922908611 | VBR | VANGUARD INDEX FDS | $1.1M | 1.10% | 4,926 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $1.1M | 1.09% | 5,396 | Common | NONE |
| 25434V781 | DISV | DIMENSIONAL ETF TRUST | $1.0M | 1.07% | 26,516 | Common | NONE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $1.0M | 1.04% | 12,312 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $977,285 | 1.00% | 12,329 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TRUST ETF | $937,070 | 0.96% | 17,761 | Common | NONE |
| 808524748 | FNDC | SCHWAB STRATEGIC TR | $901,438 | 0.92% | 19,444 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $900,528 | 0.92% | 3,438 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $774,425 | 0.79% | 1,296 | Common | NONE |
| 46641Q670 | JCPB | J P MORGAN EXCHANGE TRADED F | $742,276 | 0.76% | 15,766 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $706,317 | 0.72% | 9,008 | Common | NONE |
| 46432F834 | IXUS | ISHARES TR | $682,648 | 0.70% | 7,879 | Common | NONE |
| 316092782 | FVAL | FIDELITY COVINGTON TRUST | $645,716 | 0.66% | 9,304 | Common | NONE |
| 921946810 | VIGI | VANGUARD WHITEHALL FDS | $584,744 | 0.60% | 6,610 | Common | NONE |
| 922908637 | VV | VANGUARD INDEX FDS | $569,382 | 0.58% | 1,905 | Common | NONE |
| 25434V203 | DFAI | DIMENSIONAL ETF TRUST | $565,727 | 0.58% | 14,521 | Common | NONE |
| 464287499 | IWR | ISHARES TR | $540,883 | 0.55% | 5,563 | Common | NONE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $504,664 | 0.52% | 776 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $500,340 | 0.51% | 3,617 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $486,867 | 0.50% | 1,481 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $474,867 | 0.49% | 823 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $463,932 | 0.48% | 1,613 | Common | NONE |
| 46434V621 | DGRO | ISHARES TR | $453,655 | 0.47% | 6,464 | Common | NONE |
| 78467V848 | TOTL | SSGA ACTIVE ETF TR | $427,932 | 0.44% | 10,771 | Common | NONE |
| 808524888 | SCHC | SCHWAB STRATEGIC TR | $383,148 | 0.39% | 8,197 | Common | NONE |
| 25434V708 | DFAC | DIMENSIONAL ETF TRUST | $378,292 | 0.39% | 9,735 | Common | NONE |
| 922040845 | VBIL | VANGUARD INSTL INDEX FD | $366,449 | 0.38% | 4,844 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $364,898 | 0.37% | 7,210 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $362,501 | 0.37% | 1,428 | Common | NONE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $339,904 | 0.35% | 2,295 | Common | NONE |
| 872540109 | TJX | TJX COS INC NEW | $325,027 | 0.33% | 2,035 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $305,728 | 0.31% | 5,656 | Common | NONE |
| 46222L108 | IONQ | IONQ INC | $288,300 | 0.30% | 10,000 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $280,163 | 0.29% | 976 | Common | NONE |
| 808524730 | FNDE | SCHWAB STRATEGIC TR | $278,361 | 0.29% | 7,276 | Common | NONE |
| 25434V401 | DFUS | DIMENSIONAL ETF TRUST | $278,251 | 0.29% | 3,924 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $275,931 | 0.28% | 300 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $268,590 | 0.28% | 5,853 | Common | NONE |
| 651639106 | NEM | NEWMONT CORP | $260,480 | 0.27% | 2,406 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $257,431 | 0.26% | 8,391 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $257,006 | 0.26% | 874 | Common | NONE |
| 78463X889 | SPDW | SPDR INDEX SHS FDS | $245,790 | 0.25% | 5,384 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $237,279 | 0.24% | 641 | Common | NONE |
| 78463X756 | EWX | SPDR INDEX SHS FDS | $236,136 | 0.24% | 3,571 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $233,221 | 0.24% | 4,784 | Common | NONE |
| 921909768 | VXUS | VANGUARD STAR FDS | $231,889 | 0.24% | 3,007 | Common | NONE |
| 74933W452 | TBIL | RBB FD INC | $220,182 | 0.23% | 4,416 | Common | NONE |
| 67079K100 | SMR | NUSCALE PWR CORP | $218,968 | 0.22% | 20,200 | Common | NONE |
| 46435G268 | SMMD | ISHARES TR | $208,944 | 0.21% | 2,737 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.