Q3 2023 · 13F-HR
Worth Venture Partners, LLCholdings as filed
Filed 2023-11-15 · accession 0001214659-23-015183
$168.5M
Reported value
162
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $8.3M | 4.92% | 3,514,000 | Common | SHARED |
| 094235AB4 | — | BLOOMIN BRANDS INC | $8.0M | 4.77% | 3,605,000 | Common | SHARED |
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $7.7M | 4.57% | 3,894,000 | Common | SHARED |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $7.6M | 4.52% | 2,609,000 | Common | SHARED |
| 893830BW8 | — | TRANSOCEAN INC | $7.1M | 4.20% | 2,719,000 | Common | SHARED |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $4.0M | 2.38% | 1,838,000 | Common | SHARED |
| 810648105 | SCPH | SCPHARMACEUTICALS INC | $3.8M | 2.28% | 539,665 | Common | SHARED |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $3.7M | 2.19% | 428,367 | Common | SHARED |
| 45569U101 | INDI | INDIE SEMICONDUCTOR INC | $3.4M | 2.00% | 534,753 | Common | SOLE |
| 36166WAB9 | — | GEO CORRECTIONS HOLDINGS INC | $3.1M | 1.83% | 2,553,000 | Common | SHARED |
| 17243VAB8 | CNK 4.5 08/15/25 | CINEMARK HLDGS INC | $2.9M | 1.73% | 1,992,000 | Common | SHARED |
| 92214XAB2 | — | VAREX IMAGING CORP | $2.9M | 1.72% | 2,552,000 | Common | SHARED |
| 670704AJ4 | GMED 0.375 03/15/25 | NUVASIVE INC | $2.7M | 1.60% | 2,903,000 | Common | SHARED |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $2.7M | 1.58% | 2,564,000 | Common | SHARED |
| 89386L100 | TGAN | TRANSPHORM INC | $2.6M | 1.52% | 1,152,278 | Common | SHARED |
| 501812AB7 | LCII 1.125 05/15/26 | LCI INDS | $2.5M | 1.51% | 2,708,000 | Common | SHARED |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $2.5M | 1.51% | 1,431,000 | Common | SHARED |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $2.5M | 1.49% | 2,449,000 | Common | SHARED |
| 872381108 | TELA | TELA BIO INC | $2.5M | 1.49% | 314,220 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $2.5M | 1.46% | 27,503 | Common | SHARED |
| 05366Y201 | AVNW | AVIAT NETWORKS INC | $2.3M | 1.39% | 75,046 | Common | SHARED |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $2.3M | 1.37% | 2,310,000 | Common | SHARED |
| 01988PAF5 | — | VERADIGM INC | $2.3M | 1.36% | 2,020,000 | Common | SHARED |
| 743315103 | PGR | PROGRESSIVE CORP | $2.1M | 1.26% | 15,247 | Common | SHARED |
| 457985AM1 | IART 0.5 08/15/25 | INTEGRA LIFESCIENCES HLDGS C | $2.1M | 1.24% | 2,290,000 | Common | SHARED |
| 30041T104 | MRAM | EVERSPIN TECHNOLOGIES INC | $2.1M | 1.24% | 211,862 | Common | SHARED |
| 353469109 | FC | FRANKLIN COVEY CO | $2.1M | 1.23% | 48,178 | Common | SOLE |
| 09075X108 | — | BIODESIX INC | $2.0M | 1.18% | 1,202,367 | Common | SHARED |
| 703343AG8 | PATK 1.75 12/01/28 | PATRICK INDS INC | $2.0M | 1.17% | 2,075,000 | Common | SHARED |
| 68268W103 | OMF | ONEMAIN HLDGS INC | $1.9M | 1.15% | 48,433 | Common | SHARED |
| 016259202 | — | ALIMERA SCIENCES INC | $1.8M | 1.09% | 593,709 | Common | SHARED |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $1.8M | 1.08% | 1,435,000 | Common | SHARED |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $1.8M | 1.06% | 1,656,000 | Common | SHARED |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $1.7M | 1.02% | 17,661 | Common | SHARED |
| 63845RAB3 | EYE 2.5 05/15/25 | NATIONAL VISION HLDGS INC | $1.7M | 1.01% | 1,767,000 | Common | SHARED |
| 62886HAX9 | NCLH 5.375 08/01/25 | NCL CORP LTD | $1.6M | 0.97% | 1,408,000 | Common | SHARED |
| 43283X105 | HGV | HILTON GRAND VACATIONS INC | $1.6M | 0.95% | 39,541 | Common | SHARED |
| 68989M202 | OUST | OUSTER INC | $1.6M | 0.94% | 314,910 | Common | SHARED |
| 62857J201 | MYO | MYOMO INC | $1.6M | 0.92% | 1,397,861 | Common | SHARED |
| 48123VAE2 | ZD 1.75 11/01/26 | ZIFF DAVIS INC | $1.5M | 0.91% | 1,653,000 | Common | SHARED |
| 57164YAD9 | VAC 0 01/15/26 | MARRIOTT VACATIONS WORLDWIDE | $1.5M | 0.88% | 1,677,000 | Common | SHARED |
| 03837C106 | APYX | APYX MEDICAL CORPORATION | $1.5M | 0.88% | 462,606 | Common | SHARED |
| M84116108 | SILC | SILICOM LTD | $1.4M | 0.85% | 54,880 | Common | SOLE |
| 10501L106 | BWAY | BRAINSWAY LTD | $1.4M | 0.81% | 336,643 | Common | SHARED |
| 36241U106 | GSIT | GSI TECHNOLOGY INC | $1.4M | 0.80% | 499,400 | Common | SHARED |
| 532257805 | LPTH | LIGHTPATH TECHNOLOGIES INC | $1.3M | 0.80% | 929,611 | Common | SHARED |
| 754730109 | RJF | RAYMOND JAMES FINL INC | $1.3M | 0.78% | 13,035 | Common | SHARED |
| 570535104 | MKL | MARKEL GROUP INC | $1.2M | 0.73% | 835 | Common | SHARED |
| 00289Y206 | ABEO | ABEONA THERAPEUTICS INC | $1.2M | 0.70% | 281,280 | Common | SHARED |
| 46564T107 | ITIEUR | ITERIS INC NEW | $1.2M | 0.69% | 282,266 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $1.2M | 0.69% | 42,404 | Common | SHARED |
| 46333XAF5 | — | IRONWOOD PHARMACEUTICALS INC | $1.0M | 0.61% | 1,034,000 | Common | SHARED |
| 05587G203 | BKTI | BK TECHNOLOGIES CORPORATION | $1.0M | 0.60% | 81,951 | Common | SHARED |
| 632307AB0 | NTRA 2.25 05/01/27 | NATERA INC | $999,375 | 0.59% | 750,000 | Common | SHARED |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $943,920 | 0.56% | 1,080,000 | Common | SHARED |
| 803607100 | SRPT | SAREPTA THERAPEUTICS INC | $884,906 | 0.53% | 7,300 | Common | SOLE |
| 14161W105 | CDLX | CARDLYTICS INC | $851,664 | 0.51% | 51,616 | Common | SHARED |
| 918640202 | — | VACCINEX INC | $810,842 | 0.48% | 717,559 | Common | SHARED |
| 11161T207 | BWEN | BROADWIND INC | $792,640 | 0.47% | 247,700 | Common | SHARED |
| 55024UAB5 | — | LUMENTUM HLDGS INC | $753,251 | 0.45% | 759,000 | Common | SHARED |
| 04016X101 | ARGX | ARGENX SE | $737,445 | 0.44% | 1,500 | Common | SOLE |
| 15117F807 | CLRBUSD | CELLECTAR BIOSCIENCES INC | $736,885 | 0.44% | 279,123 | Common | SHARED |
| 19243B102 | CGTX | COGNITION THERAPEUTICS INC | $732,555 | 0.43% | 508,719 | Common | SHARED |
| 629445206 | NVEC | NVE CORP | $723,900 | 0.43% | 8,813 | Common | SOLE |
| 185634102 | CLNNEUR | CLENE INC | $696,384 | 0.41% | 1,404,284 | Common | SHARED |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $695,696 | 0.41% | 92,636 | Common | SHARED |
| 85209E109 | — | SPRUCE BIOSCIENCES INC | $682,687 | 0.41% | 302,074 | Common | SHARED |
| 848637AD6 | SPLK 1.125 09/15/25 | SPLUNK INC | $667,678 | 0.40% | 620,000 | Common | SHARED |
| 00938A104 | AIRG | AIRGAIN INC | $661,914 | 0.39% | 180,358 | Common | SHARED |
| 472145AD3 | JAZZ 1.5 08/15/24 | JAZZ INVESTMENTS I LTD | $655,762 | 0.39% | 678,000 | Common | SHARED |
| 29404KAE6 | ENV 0.75 08/15/25 | ENVESTNET INC | $640,575 | 0.38% | 693,000 | Common | SHARED |
| 902252105 | TYL | TYLER TECHNOLOGIES INC | $598,131 | 0.35% | 1,549 | Common | SHARED |
| 48576U106 | KPTIEUR | KARYOPHARM THERAPEUTICS INC | $597,615 | 0.35% | 445,981 | Common | SHARED |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $590,779 | 0.35% | 230,773 | Common | SHARED |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $589,774 | 0.35% | 21,787 | Common | SHARED |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $580,536 | 0.34% | 7,438 | Common | SHARED |
| 94724R108 | WEAV | WEAVE COMMUNICATIONS INC | $579,180 | 0.34% | 71,065 | Common | SOLE |
| 126601103 | CVV | CVD EQUIP CORP | $573,612 | 0.34% | 83,739 | Common | SHARED |
| 37733W204 | GSK | GSK PLC | $540,125 | 0.32% | 14,900 | Common | SOLE |
| 22407B108 | COYA | COYA THERAPEUTICS INC | $518,603 | 0.31% | 134,006 | Common | SHARED |
| 00773U108 | ADVMCHF | ADVERUM BIOTECHNOLOGIES INC | $497,502 | 0.30% | 331,668 | Common | SHARED |
| M51474118 | GILT | GILAT SATELLITE NETWORKS LTD | $486,384 | 0.29% | 75,643 | Common | SOLE |
| 03828A101 | APLT | APPLIED THERAPEUTICS INC | $482,993 | 0.29% | 193,973 | Common | SHARED |
| 501506604 | — | KWESST MICRO SYSTEMS INC | $476,729 | 0.28% | 283,767 | Common | SHARED |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $439,274 | 0.26% | 18,092 | Common | SHARED |
| 22948Q101 | CTO | CTO RLTY GROWTH INC NEW | $434,460 | 0.26% | 26,802 | Common | SOLE |
| 88338H704 | TQ80 | THERATECHNOLOGIES INC | $421,413 | 0.25% | 196,006 | Common | SHARED |
| 82536T107 | SSTI | SOUNDTHINKING INC | $418,502 | 0.25% | 23,380 | Common | SOLE |
| 03836J201 | APRE | APREA THERAPEUTICS INC | $365,238 | 0.22% | 87,169 | Common | SHARED |
| 56854Q200 | MRNS* | MARINUS PHARMACEUTICALS INC | $341,320 | 0.20% | 42,400 | Common | SOLE |
| 04302A104 | AIP | ARTERIS INC | $333,970 | 0.20% | 51,301 | Common | SOLE |
| 355184102 | FKWL | FRANKLIN WIRELESS CORP | $314,267 | 0.19% | 98,826 | Common | SHARED |
| 14067D508 | — | CAPSTONE GREEN ENERGY CORP | $314,254 | 0.19% | 443,235 | Common | SHARED |
| 58490H107 | MDNAF | MEDICENNA THERAPEUTICS CORP | $311,327 | 0.18% | 1,088,938 | Common | SHARED |
| 294628102 | HP5A | EQUITY COMWLTH | $298,568 | 0.18% | 16,253 | Common | SOLE |
| 729640102 | PLYM | PLYMOUTH INDL REIT INC | $293,300 | 0.17% | 14,000 | Common | SOLE |
| M8216R109 | RSKD | RISKIFIED LTD | $289,068 | 0.17% | 64,524 | Common | SOLE |
| 128126109 | CAMPEUR | CALAMP CORP | $288,987 | 0.17% | 712,493 | Common | SHARED |
| 637870106 | NSA | NATIONAL STORAGE AFFILIATES | $279,312 | 0.17% | 8,800 | Common | SOLE |
| 966084204 | WSR | WHITESTONE REIT | $271,085 | 0.16% | 28,150 | Common | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $267,102 | 0.16% | 14,200 | Common | SOLE |
| 26884U109 | EPR | EPR PPTYS | $263,779 | 0.16% | 6,350 | Common | SOLE |
| 451622203 | IPWR | IDEAL PWR INC | $226,971 | 0.13% | 23,184 | Common | SHARED |
| 87241J104 | — | TFF PHARMACEUTICALS INC | $226,391 | 0.13% | 646,832 | Common | SHARED |
| 866674104 | SUI | SUN CMNTYS INC | $215,971 | 0.13% | 1,825 | Common | SOLE |
| 46590V100 | JBGS | JBG SMITH PPTYS | $215,454 | 0.13% | 14,900 | Common | SOLE |
| 105368203 | BDN | BRANDYWINE RLTY TR | $192,950 | 0.11% | 42,500 | Common | SOLE |
| 762544104 | RBBN | RIBBON COMMUNICATIONS INC | $181,136 | 0.11% | 67,588 | Common | SOLE |
| 45253H901 | — | IMMUNOGEN INC | $171,694 | 0.10% | 156,200 | CALL | SOLE |
| 803607900 | — | SAREPTA THERAPEUTICS INC | $170,957 | 0.10% | 11,200 | CALL | SOLE |
| 19188U206 | CODA | CODA OCTOPUS GROUP INC | $167,071 | 0.10% | 26,947 | Common | SOLE |
| 87164F105 | SNDX | SYNDAX PHARMACEUTICALS INC | $158,268 | 0.09% | 10,900 | Common | SOLE |
| 98956A105 | ZETA | ZETA GLOBAL HOLDINGS CORP | $153,815 | 0.09% | 18,421 | Common | SOLE |
| M22013102 | CRNT | CERAGON NETWORKS LTD | $151,899 | 0.09% | 74,097 | Common | SOLE |
| 516548203 | LTRX | LANTRONIX INC | $138,497 | 0.08% | 31,123 | Common | SOLE |
| 03615A108 | ANVS | ANNOVIS BIO INC | $116,926 | 0.07% | 12,321 | Common | SHARED |
| 68373M107 | OPRA | OPERA LTD | $115,811 | 0.07% | 10,276 | Common | SOLE |
| 038169207 | APLD | APPLIED DIGITAL CORP | $105,543 | 0.06% | 16,914 | Common | SOLE |
| 04649U102 | ASUR | ASURE SOFTWARE INC | $103,086 | 0.06% | 10,897 | Common | SOLE |
| 50535E108 | — | PROSOMNUS INC | $100,368 | 0.06% | 91,244 | Common | SHARED |
| 126327105 | LAW | CS DISCO INC | $88,817 | 0.05% | 13,376 | Common | SOLE |
| 256086109 | DCGO | DOCGO INC | $85,429 | 0.05% | 16,028 | Common | SOLE |
| 05105P107 | AUGX | AUGMEDIX INC | $82,843 | 0.05% | 16,086 | Common | SOLE |
| 39868T105 | 2JQ | GRITSTONE BIO INC | $75,288 | 0.04% | 43,772 | Common | SOLE |
| 73931J109 | AIOT | POWERFLEET INC | $64,400 | 0.04% | 31,111 | Common | SOLE |
| 53216B104 | LFMD | LIFEMD INC | $64,181 | 0.04% | 10,269 | Common | SOLE |
| 81369Y959 | — | SELECT SECTOR SPDR TR | $63,364 | 0.04% | 14,600 | PUT | SOLE |
| 87164F955 | — | SYNDAX PHARMACEUTICALS INC | $61,040 | 0.04% | 10,900 | PUT | SOLE |
| 14713L102 | CASA1EUR | CASA SYS INC | $59,401 | 0.04% | 70,090 | Common | SOLE |
| 56146T103 | MAMA | MAMAS CREATIONS INC | $51,348 | 0.03% | 11,750 | Common | SOLE |
| 337655104 | DSACEUR | FISCALNOTE HOLDINGS INC | $46,534 | 0.03% | 22,372 | Common | SOLE |
| 004225958 | — | ACADIA PHARMACEUTICALS INC | $44,400 | 0.03% | 29,600 | PUT | SOLE |
| 464288951 | — | ISHARES TR | $41,423 | 0.02% | 78,900 | PUT | SHARED |
| 56854Q900 | — | MARINUS PHARMACEUTICALS INC | $40,913 | 0.02% | 49,500 | CALL | SOLE |
| 464287957 | — | ISHARES TR | $36,978 | 0.02% | 211,300 | PUT | SHARED |
| 58286E102 | — | MDXHEALTH SA | $33,716 | 0.02% | 11,872 | Common | SOLE |
| 87978U108 | OVASUSD | TEMPEST THERAPEUTICS INC | $31,785 | 0.02% | 101,550 | Common | SHARED |
| 04016X901 | — | ARGENX SE | $29,393 | 0.02% | 11,400 | CALL | SOLE |
| 60471P108 | — | MIROMATRIX MED INC | $28,446 | 0.02% | 23,509 | Common | SOLE |
| 844741958 | — | SOUTHWEST AIRLS CO | $25,789 | 0.02% | 41,000 | PUT | SHARED |
| 78464A950 | — | SPDR SER TR | $23,100 | 0.01% | 15,400 | PUT | SOLE |
| 03237H901 | — | AMYLYX PHARMACEUTICALS INC | $22,969 | 0.01% | 22,300 | CALL | SOLE |
| 78464A900 | — | SPDR SER TR | $22,792 | 0.01% | 30,800 | CALL | SOLE |
| 05479K106 | ELUT | ELUTIA INC | $22,062 | 0.01% | 15,428 | Common | SHARED |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $21,205 | 0.01% | 141,364 | Common | SHARED |
| 046353958 | — | ASTRAZENECA PLC | $21,021 | 0.01% | 15,400 | PUT | SOLE |
| 87157B103 | — | SYNCHRONOSS TECHNOLOGIES INC | $20,203 | 0.01% | 21,045 | Common | SOLE |
| 501506133 | DFSCW | KWESST MICRO SYSTEMS INC | $16,209 | 0.01% | 147,353 | Common | SHARED |
| 655187110 | ACONW | ACLARION INC | $15,843 | 0.01% | 178,416 | Common | SOLE |
| 06738E954 | — | BARCLAYS PLC | $14,085 | 0.01% | 52,400 | PUT | SHARED |
| 401617955 | — | GUESS INC | $13,195 | 0.01% | 18,200 | PUT | SHARED |
| 004225908 | — | ACADIA PHARMACEUTICALS INC | $10,360 | 0.01% | 29,600 | CALL | SOLE |
| 81369Y909 | — | SELECT SECTOR SPDR TR | $9,548 | 0.01% | 15,400 | CALL | SOLE |
| 03237H951 | — | AMYLYX PHARMACEUTICALS INC | $9,478 | 0.01% | 22,300 | PUT | SOLE |
| 17243V952 | — | CINEMARK HLDGS INC | $5,890 | 0.00% | 117,800 | PUT | SHARED |
| 36162J956 | — | GEO GROUP INC NEW | $5,790 | 0.00% | 115,400 | PUT | SHARED |
| 292554952 | — | ENCORE CAP GROUP INC | $4,840 | 0.00% | 11,000 | PUT | SHARED |
| 94419L951 | — | WAYFAIR INC | $4,281 | 0.00% | 37,600 | PUT | SOLE |
| 03969F959 | — | ARCUS BIOSCIENCES INC | $3,815 | 0.00% | 10,900 | PUT | SOLE |
| 41068X950 | — | HANNON ARMSTRONG SUST INFR C | $2,778 | 0.00% | 10,100 | PUT | SHARED |
| 143658950 | — | CARNIVAL CORP | $2,388 | 0.00% | 119,400 | PUT | SHARED |
| 912909958 | — | UNITED STATES STL CORP NEW | $1,112 | 0.00% | 13,900 | PUT | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.