Q4 2023 · 13F-HR
Worth Venture Partners, LLCholdings as filed
Filed 2024-02-09 · accession 0001214659-24-002220
$185.0M
Reported value
129
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 094235AB4 | — | BLOOMIN BRANDS INC | $9.1M | 4.94% | 3,605,000 | Common | SHARED |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $8.9M | 4.81% | 4,228,000 | Common | SHARED |
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $8.3M | 4.49% | 3,118,000 | Common | SHARED |
| 62857J201 | MYO | MYOMO INC | $7.0M | 3.78% | 1,397,861 | Common | SHARED |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $7.0M | 3.76% | 440,988 | Common | SHARED |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $6.0M | 3.26% | 2,574,000 | Common | SHARED |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $5.6M | 3.01% | 5,262,000 | Common | SHARED |
| 810648105 | SCPH | SCPHARMACEUTICALS INC | $4.8M | 2.61% | 771,344 | Common | SHARED |
| 45569U101 | INDI | INDIE SEMICONDUCTOR INC | $4.6M | 2.50% | 570,512 | Common | SOLE |
| 01988PAF5 | — | VERADIGM INC | $4.5M | 2.43% | 4,448,000 | Common | SHARED |
| 89386L100 | TGAN | TRANSPHORM INC | $4.2M | 2.28% | 1,153,778 | Common | SHARED |
| 893830BW8 | — | TRANSOCEAN INC | $4.0M | 2.17% | 1,922,000 | Common | SHARED |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $4.0M | 2.14% | 2,792,000 | Common | SHARED |
| 68989M202 | OUST | OUSTER INC | $3.6M | 1.95% | 469,312 | Common | SHARED |
| 36166WAB9 | — | GEO CORRECTIONS HOLDINGS INC | $3.6M | 1.93% | 2,553,000 | Common | SHARED |
| 703343AG8 | PATK 1.75 12/01/28 | PATRICK INDS INC | $3.4M | 1.84% | 2,982,000 | Common | SHARED |
| 92214XAB2 | — | VAREX IMAGING CORP | $3.1M | 1.65% | 2,552,000 | Common | SHARED |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $2.8M | 1.50% | 2,552,000 | Common | SHARED |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $2.7M | 1.47% | 20,723 | Common | SHARED |
| 17243VAB8 | CNK 4.5 08/15/25 | CINEMARK HLDGS INC | $2.7M | 1.46% | 2,228,000 | Common | SHARED |
| 43283X105 | HGV | HILTON GRAND VACATIONS INC | $2.7M | 1.43% | 65,976 | Common | SHARED |
| 28617B606 | ELVA | ELECTROVAYA INC | $2.5M | 1.36% | 820,538 | Common | SHARED |
| 016259202 | — | ALIMERA SCIENCES INC | $2.4M | 1.30% | 556,642 | Common | SHARED |
| 68268W103 | OMF | ONEMAIN HLDGS INC | $2.4M | 1.29% | 48,433 | Common | SHARED |
| 665531AJ8 | NOG 3.625 04/15/29 | NORTHERN OIL & GAS INC | $2.4M | 1.27% | 1,985,000 | Common | SHARED |
| 872381108 | TELA | TELA BIO INC | $2.3M | 1.24% | 345,331 | Common | SHARED |
| 743315103 | PGR | PROGRESSIVE CORP | $2.2M | 1.22% | 14,120 | Common | SHARED |
| 48123VAE2 | ZD 1.75 11/01/26 | ZIFF DAVIS INC | $2.2M | 1.18% | 2,299,000 | Common | SHARED |
| 57164YAD9 | VAC 0 01/15/26 | MARRIOTT VACATIONS WORLDWIDE | $2.1M | 1.15% | 2,414,000 | Common | SHARED |
| 09075X108 | — | BIODESIX INC | $2.1M | 1.14% | 1,141,794 | Common | SHARED |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $2.1M | 1.11% | 2,034,000 | Common | SHARED |
| 670704AJ4 | GMED 0.375 03/15/25 | NUVASIVE INC | $2.0M | 1.08% | 2,129,000 | Common | SHARED |
| 875372AB0 | TNDM 1.5 05/01/25 | TANDEM DIABETES CARE INC | $1.9M | 1.04% | 2,026,000 | Common | SHARED |
| 15117F807 | CLRBUSD | CELLECTAR BIOSCIENCES INC | $1.9M | 1.04% | 693,909 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $1.9M | 1.01% | 20,002 | Common | SHARED |
| 46333XAF5 | — | IRONWOOD PHARMACEUTICALS INC | $1.7M | 0.94% | 1,636,000 | Common | SHARED |
| 10501L106 | BWAY | BRAINSWAY LTD | $1.7M | 0.91% | 258,534 | Common | SHARED |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $1.6M | 0.86% | 141,500 | Common | SHARED |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $1.6M | 0.85% | 1,651,000 | Common | SHARED |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $1.6M | 0.85% | 944,000 | Common | SHARED |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $1.6M | 0.84% | 1,088,000 | Common | SHARED |
| 85209E109 | — | SPRUCE BIOSCIENCES INC | $1.5M | 0.83% | 526,933 | Common | SHARED |
| 538146101 | LPSNUSD | LIVEPERSON INC | $1.5M | 0.82% | 400,704 | Common | SHARED |
| 060505104 | BAC | BANK AMERICA CORP | $1.5M | 0.81% | 44,667 | Common | SHARED |
| 353469109 | FC | FRANKLIN COVEY CO | $1.5M | 0.81% | 34,405 | Common | SOLE |
| 457985AM1 | IART 0.5 08/15/25 | INTEGRA LIFESCIENCES HLDGS C | $1.5M | 0.79% | 1,558,000 | Common | SHARED |
| 88338H704 | TQ80 | THERATECHNOLOGIES INC | $1.5M | 0.79% | 906,557 | Common | SHARED |
| 46564T107 | ITIEUR | ITERIS INC NEW | $1.4M | 0.78% | 278,790 | Common | SOLE |
| 754730109 | RJF | RAYMOND JAMES FINL INC | $1.4M | 0.76% | 12,660 | Common | SHARED |
| 03828A101 | APLT | APPLIED THERAPEUTICS INC | $1.4M | 0.75% | 412,981 | Common | SHARED |
| 74319B502 | PROF | PROFOUND MED CORP | $1.4M | 0.74% | 160,971 | Common | SHARED |
| 03837C106 | APYX | APYX MEDICAL CORPORATION | $1.4M | 0.73% | 518,198 | Common | SHARED |
| 24661P807 | DCTH | DELCATH SYS INC | $1.2M | 0.66% | 294,248 | Common | SHARED |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $1.2M | 0.64% | 13,180 | Common | SHARED |
| 532257805 | LPTH | LIGHTPATH TECHNOLOGIES INC | $1.2M | 0.63% | 929,611 | Common | SHARED |
| 75644T100 | RCAT | RED CAT HLDGS INC | $1.1M | 0.59% | 1,250,997 | Common | SHARED |
| 94724R108 | WEAV | WEAVE COMMUNICATIONS INC | $1.1M | 0.59% | 94,904 | Common | SOLE |
| 82536T107 | SSTI | SOUNDTHINKING INC | $1.1M | 0.57% | 41,221 | Common | SOLE |
| 05479K106 | ELUT | ELUTIA INC | $1.0M | 0.56% | 478,542 | Common | SHARED |
| 05587G203 | BKTI | BK TECHNOLOGIES CORPORATION | $1.0M | 0.54% | 81,951 | Common | SHARED |
| 00289Y206 | ABEO | ABEONA THERAPEUTICS INC | $984,159 | 0.53% | 196,439 | Common | SHARED |
| 848637AD6 | SPLK 1.125 09/15/25 | SPLUNK INC | $955,317 | 0.52% | 865,000 | Common | SHARED |
| 19243B102 | CGTX | COGNITION THERAPEUTICS INC | $941,130 | 0.51% | 508,719 | Common | SHARED |
| 09061GAH4 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INC | $899,444 | 0.49% | 910,000 | Common | SHARED |
| M84116108 | SILC | SILICOM LTD | $738,661 | 0.40% | 40,810 | Common | SOLE |
| 902252105 | TYL | TYLER TECHNOLOGIES INC | $696,588 | 0.38% | 1,666 | Common | SHARED |
| 22407B108 | COYA | COYA THERAPEUTICS INC | $686,662 | 0.37% | 92,667 | Common | SHARED |
| 04302A104 | AIP | ARTERIS INC | $647,435 | 0.35% | 109,921 | Common | SOLE |
| 36241U106 | GSIT | GSI TECHNOLOGY INC | $629,030 | 0.34% | 238,269 | Common | SHARED |
| 92536C103 | VERUEUR | VERU INC | $616,216 | 0.33% | 855,855 | Common | SHARED |
| 00773U108 | ADVMCHF | ADVERUM BIOTECHNOLOGIES INC | $590,456 | 0.32% | 784,346 | Common | SHARED |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $561,225 | 0.30% | 19,433 | Common | SHARED |
| 803607100 | SRPT | SAREPTA THERAPEUTICS INC | $520,722 | 0.28% | 5,400 | Common | SOLE |
| 22948Q101 | CTO | CTO RLTY GROWTH INC NEW | $490,474 | 0.27% | 28,302 | Common | SOLE |
| M51474118 | GILT | GILAT SATELLITE NETWORKS LTD | $462,179 | 0.25% | 75,643 | Common | SOLE |
| 14161W105 | CDLX | CARDLYTICS INC | $439,695 | 0.24% | 47,741 | Common | SHARED |
| 918640202 | — | VACCINEX INC | $434,832 | 0.24% | 654,079 | Common | SHARED |
| 03836J201 | APRE | APREA THERAPEUTICS INC | $409,694 | 0.22% | 87,169 | Common | SHARED |
| 294628102 | HP5A | EQUITY COMWLTH | $346,618 | 0.19% | 18,053 | Common | SOLE |
| 355184102 | FKWL | FRANKLIN WIRELESS CORP | $335,020 | 0.18% | 98,826 | Common | SHARED |
| 637870106 | NSA | NATIONAL STORAGE AFFILIATES | $327,613 | 0.18% | 7,900 | Common | SOLE |
| 966084204 | WSR | WHITESTONE REIT | $325,071 | 0.18% | 26,450 | Common | SOLE |
| 729640102 | PLYM | PLYMOUTH INDL REIT INC | $298,468 | 0.16% | 12,400 | Common | SOLE |
| 48576A900 | — | KARUNA THERAPEUTICS INC | $292,790 | 0.16% | 3,800 | CALL | SOLE |
| 28225C806 | EGAN | EGAIN CORP | $286,061 | 0.15% | 34,341 | Common | SOLE |
| 26884U109 | EPR | EPR PPTYS | $264,053 | 0.14% | 5,450 | Common | SOLE |
| 105368203 | BDN | BRANDYWINE RLTY TR | $256,500 | 0.14% | 47,500 | Common | SOLE |
| 501506604 | — | KWESST MICRO SYSTEMS INC | $255,390 | 0.14% | 283,767 | Common | SHARED |
| 803607900 | — | SAREPTA THERAPEUTICS INC | $237,583 | 0.13% | 65,400 | CALL | SOLE |
| 828806109 | SPG | SIMON PPTY GROUP INC NEW | $235,356 | 0.13% | 1,650 | Common | SOLE |
| 30225T102 | EXR | EXTRA SPACE STORAGE INC | $224,462 | 0.12% | 1,400 | Common | SOLE |
| 008492100 | ADC | AGREE RLTY CORP | $223,473 | 0.12% | 3,550 | Common | SOLE |
| 49803T300 | KRG | KITE RLTY GROUP TR | $217,170 | 0.12% | 9,500 | Common | SOLE |
| 25470MAB5 | DISH 3.375 08/15/26 | DISH NETWORK CORPORATION | $190,118 | 0.10% | 346,000 | Common | SHARED |
| M22013102 | CRNT | CERAGON NETWORKS LTD | $188,505 | 0.10% | 87,271 | Common | SOLE |
| 68373M107 | OPRA | OPERA LTD | $170,985 | 0.09% | 12,924 | Common | SOLE |
| 73931J109 | AIOT | POWERFLEET INC | $156,773 | 0.08% | 45,840 | Common | SOLE |
| 55024UAB5 | — | LUMENTUM HLDGS INC | $116,208 | 0.06% | 115,000 | Common | SHARED |
| 36162J106 | GEO | GEO GROUP INC NEW | $115,340 | 0.06% | 10,650 | Common | SOLE |
| 762544104 | RBBN | RIBBON COMMUNICATIONS INC | $96,231 | 0.05% | 33,183 | Common | SOLE |
| 05105P107 | AUGX | AUGMEDIX INC | $79,677 | 0.04% | 13,620 | Common | SOLE |
| 25400W102 | APPS | DIGITAL TURBINE INC | $77,175 | 0.04% | 11,250 | Common | SOLE |
| 516548203 | LTRX | LANTRONIX INC | $73,039 | 0.04% | 12,464 | Common | SOLE |
| 56146T103 | MAMA | MAMAS CREATIONS INC | $62,632 | 0.03% | 12,756 | Common | SOLE |
| 01988P958 | — | VERADIGM INC | $62,625 | 0.03% | 120,400 | PUT | SHARED |
| 803607950 | — | SAREPTA THERAPEUTICS INC | $55,260 | 0.03% | 49,800 | PUT | SOLE |
| 45667G103 | INFNEUR | INFINERA CORP | $53,438 | 0.03% | 11,250 | Common | SOLE |
| 30049H102 | EVLV | EVOLV TECHNOLOGIES HLDNGS IN | $53,001 | 0.03% | 11,229 | Common | SOLE |
| 50066V107 | — | KORE GROUP HLDGS INC | $36,305 | 0.02% | 37,038 | Common | SOLE |
| 64131A105 | STIM | NEURONETICS INC | $30,175 | 0.02% | 10,405 | Common | SOLE |
| 501506133 | DFSCW | KWESST MICRO SYSTEMS INC | $25,761 | 0.01% | 282,092 | Common | SHARED |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $16,904 | 0.01% | 140,864 | Common | SHARED |
| 655187110 | ACONW | ACLARION INC | $15,291 | 0.01% | 286,276 | Common | SOLE |
| 401617955 | — | GUESS INC | $10,465 | 0.01% | 18,200 | PUT | SHARED |
| 875372953 | — | TANDEM DIABETES CARE INC | $9,360 | 0.01% | 62,400 | PUT | SHARED |
| 17243V952 | — | CINEMARK HLDGS INC | $8,850 | 0.00% | 118,000 | PUT | SHARED |
| 94419L951 | — | WAYFAIR INC | $8,075 | 0.00% | 46,700 | PUT | SHARED |
| 826917906 | — | SIGA TECHNOLOGIES INC | $7,550 | 0.00% | 75,500 | CALL | SOLE |
| 002121951 | — | A10 NETWORKS INC | $6,755 | 0.00% | 38,600 | PUT | SOLE |
| 925050956 | — | VERONA PHARMA PLC | $5,700 | 0.00% | 15,200 | PUT | SOLE |
| 03237H901 | — | AMYLYX PHARMACEUTICALS INC | $5,018 | 0.00% | 22,300 | CALL | SOLE |
| 41068X950 | — | HANNON ARMSTRONG SUST INFR C | $4,713 | 0.00% | 37,700 | PUT | SHARED |
| 018581958 | — | BREAD FINANCIAL HOLDINGS INC | $3,343 | 0.00% | 10,600 | PUT | SHARED |
| 36162J956 | — | GEO GROUP INC NEW | $2,965 | 0.00% | 115,400 | PUT | SHARED |
| 844741958 | — | SOUTHWEST AIRLS CO | $1,814 | 0.00% | 41,000 | PUT | SHARED |
| 06738E954 | — | BARCLAYS PLC | $837 | 0.00% | 52,800 | PUT | SHARED |
| 143658950 | — | CARNIVAL CORP | $821 | 0.00% | 82,100 | PUT | SHARED |
| 464287957 | — | ISHARES TR | $570 | 0.00% | 11,400 | PUT | SHARED |
| 337932957 | — | FIRSTENERGY CORP | $500 | 0.00% | 10,000 | PUT | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.