Q3 2023 · 13F-HR
WATER ISLAND CAPITAL LLCholdings as filed
Filed 2023-11-14 · accession 0001222765-23-000017
$1.1M
Reported value
81
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $103,668 | 9.42% | 1,107,205 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $86,932 | 7.90% | 522,177 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $79,687 | 7.24% | 688,794 | Common | SOLE |
| 69349H107 | TXNM | PNM RES INC | $55,774 | 5.07% | 1,250,261 | Common | SOLE |
| 24790A101 | — | DENBURY INC | $51,586 | 4.69% | 526,336 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $49,554 | 4.50% | 233,580 | Common | SOLE |
| 87901J105 | TGNA | TEGNA INC | $48,526 | 4.41% | 3,330,534 | Common | SOLE |
| 636518102 | — | NATIONAL INSTRS CORP | $43,966 | 3.99% | 737,438 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $37,871 | 3.44% | 719,843 | Common | SOLE |
| 64829B100 | — | NEW RELIC INC | $36,326 | 3.30% | 424,267 | Common | SOLE |
| 84612U107 | — | SOVOS BRANDS INC | $33,266 | 3.02% | 1,475,225 | Common | SOLE |
| 05367P100 | — | AVID TECHNOLOGY INC | $32,220 | 2.93% | 1,199,094 | Common | SOLE |
| 000380204 | — | ABCAM PLC | $32,119 | 2.92% | 1,419,326 | Common | SOLE |
| 44109J106 | — | HOSTESS BRANDS INC | $28,440 | 2.58% | 853,795 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $28,378 | 2.58% | 1,247,398 | Common | SOLE |
| 848637104 | SPLKCHF | SPLUNK INC | $27,512 | 2.50% | 188,118 | Common | SOLE |
| 42726M106 | — | HERITAGE CRYSTAL CLEAN INC | $24,828 | 2.26% | 547,480 | Common | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $24,613 | 2.24% | 480,248 | Common | SOLE |
| 023436108 | AMED | AMEDISYS INC | $23,287 | 2.12% | 249,329 | Common | SOLE |
| 74971D101 | RPTUSD | RPT REALTY | $20,383 | 1.85% | 1,930,180 | Common | SOLE |
| 095229100 | — | AVANTAX INC | $20,146 | 1.83% | 787,549 | Common | SOLE |
| 65343C102 | — | NEXTGEN HEALTHCARE INC | $20,092 | 1.83% | 846,680 | Common | SOLE |
| 695263103 | — | PACWEST BANCORP DEL | $18,449 | 1.68% | 2,332,351 | Common | SOLE |
| 27032D304 | — | EARTHSTONE ENERGY INC | $17,924 | 1.63% | 885,597 | Common | SOLE |
| 025676206 | AELUSD | AMERICAN EQTY INVT LIFE HLD | $15,377 | 1.40% | 286,671 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $15,278 | 1.39% | 1,386,349 | Common | SOLE |
| 168615102 | CHS1USD | CHICOS FAS INC | $10,397 | 0.94% | 1,390,000 | Common | SOLE |
| 435763107 | — | HOLLY ENERGY PARTNERS L P | $10,277 | 0.93% | 468,002 | Common | SOLE |
| 775133101 | ROG | ROGERS CORP | $10,070 | 0.91% | 76,597 | Common | SOLE |
| 16150R104 | CJCD | CHASE CORP | $8,015 | 0.73% | 62,997 | Common | SOLE |
| 923454102 | — | VERITIV CORP | $7,961 | 0.72% | 47,137 | Common | SOLE |
| 811246107 | — | SCULPTOR CAP MGMT | $7,300 | 0.66% | 629,300 | Common | SOLE |
| 17273K109 | — | CIRCOR INTL INC | $6,885 | 0.63% | 123,489 | Common | SOLE |
| 31660B101 | — | FIESTA RESTAURANT GROUP INC | $6,138 | 0.56% | 725,584 | Common | SOLE |
| 96145D105 | WRKUSD | WESTROCK CO | $5,227 | 0.47% | 146,000 | Common | SOLE |
| 55933J203 | MX | MAGNACHIP SEMICONDUCTOR CORP | $4,560 | 0.41% | 548,784 | Common | SOLE |
| 379577208 | GMED | GLOBUS MED INC | $3,861 | 0.35% | 77,756 | Common | SOLE |
| 809087109 | — | SCIPLAY CORPORATION | $3,459 | 0.31% | 151,925 | Common | SOLE |
| 427825500 | HTEUR | HERSHA HOSPITALITY TR | $3,087 | 0.28% | 313,062 | Common | SOLE |
| 74935Q107 | RBA | RB GLOBAL INC | $3,054 | 0.28% | 48,871 | Common | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $2,977 | 0.27% | 3,500,000 | Common | SOLE |
| 483548AF0 | — | KAMAN CORP | $2,952 | 0.27% | 3,000,000 | Common | SOLE |
| 76680RAF4 | RNG 0 03/01/25 | RINGCENTRAL INC | $2,863 | 0.26% | 3,105,000 | Common | SOLE |
| 873379101 | — | TABULA RASA HEALTHCARE INC | $2,773 | 0.25% | 269,001 | Common | SOLE |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $2,710 | 0.25% | 2,862,000 | Common | SOLE |
| 60938K304 | — | MONEYLION INC | $2,243 | 0.20% | 103,640 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $1,983 | 0.18% | 31,268 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $1,856 | 0.17% | 2,000,000 | Common | SOLE |
| 09239BAD1 | BL 0 03/15/26 | BLACKLINE INC | $1,723 | 0.16% | 2,000,000 | Common | SOLE |
| 97717PAD6 | WT 3.25 06/15/26 | WISDOMTREE INC | $1,471 | 0.13% | 1,500,000 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1,378 | 0.13% | 11,718 | Common | SOLE |
| 92343XAC4 | VRNT 0.25 04/15/26 | VERINT SYSTEMS INC | $1,282 | 0.12% | 1,500,000 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GROUP INC | $1,182 | 0.11% | 16,672 | Common | SOLE |
| 027745108 | AMNBUSD | AMERICAN NATL BANKSHARES INC | $1,075 | 0.10% | 28,346 | Common | SOLE |
| 885260109 | — | THORNE HEALTHTECH INC | $1,016 | 0.09% | 99,697 | Common | SOLE |
| 07317Q105 | BTE | BAYTEX ENERGY CORP | $644 | 0.06% | 146,085 | Common | SOLE |
| 511637100 | LBAIUSD | LAKELAND BANCORP INC | $501 | 0.05% | 39,714 | Common | SOLE |
| 09631H100 | BHM | BLUEROCK HOMES TRUST INC | $499 | 0.05% | 38,628 | Common | SOLE |
| 395259104 | — | GREENHILL & CO INC | $471 | 0.04% | 31,837 | Common | SOLE |
| 097023105 | BA | BOEING CO | $470 | 0.04% | 2,450 | Common | SOLE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $357 | 0.03% | 7,700 | Common | SOLE |
| 379577958 | — | GLOBUS MED INC | $270 | 0.02% | 77,800 | PUT | SOLE |
| 132152109 | — | CAMBRIDGE BANCORP | $244 | 0.02% | 3,914 | Common | SOLE |
| 57776J900 | — | MAXLINEAR INC | $237 | 0.02% | 185,700 | CALL | SOLE |
| 458140100 | INTC | INTEL CORP | $213 | 0.02% | 6,000 | Common | SOLE |
| 05153U107 | AURA | AURA BIOSCIENCES INC | $203 | 0.02% | 22,650 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $179 | 0.02% | 13,500 | Common | SOLE |
| 25470M109 | DISH | DISH NETWORK CORPORATION | $134 | 0.01% | 22,950 | Common | SOLE |
| 69404D108 | PACB | PACIFIC BIOSCIENCES CALIF IN | $134 | 0.01% | 16,000 | Common | SOLE |
| 879433909 | — | TELEPHONE & DATA SYS INC | $86 | 0.01% | 50,000 | CALL | SOLE |
| 185063104 | CLSDUSD | CLEARSIDE BIOMEDICAL INC | $72 | 0.01% | 82,500 | Common | SOLE |
| 023111206 | — | AMARIN CORP PLC | $27 | 0.00% | 29,200 | Common | SOLE |
| 60938K114 | — | MONEYLION INC | $14 | 0.00% | 313,400 | Common | SOLE |
| 427825900 | — | HERSHA HOSPITALITY TR | $13 | 0.00% | 537,400 | CALL | SOLE |
| 01675A109 | BIRDGBP | ALLBIRDS INC | $11 | 0.00% | 10,000 | Common | SOLE |
| 084310101 | — | PHENOMEX INC | $10 | 0.00% | 10,000 | Common | SOLE |
| 98421M906 | — | XEROX HOLDINGS CORP | $9 | 0.00% | 70,000 | CALL | SOLE |
| 12769G900 | — | CAESARS ENTERTAINMENT INC NE | $8 | 0.00% | 15,000 | CALL | SOLE |
| 345370950 | — | FORD MTR CO DEL | $4 | 0.00% | 50,000 | PUT | SOLE |
| 668771908 | — | GEN DIGITAL INC | $4 | 0.00% | 20,000 | CALL | SOLE |
| 443201908 | — | HOWMET AEROSPACE INC | $3 | 0.00% | 45,500 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.