Q3 2023 · 13F-HR/A
WATER ISLAND CAPITAL LLCholdings as filed
Filed 2024-11-14 · accession 0001222765-24-000018
$1.12B
Reported value
81
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $103.7M | 9.26% | 1,107,205 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $86.9M | 7.77% | 522,177 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $79.7M | 7.12% | 688,794 | Common | SOLE |
| 69349H107 | TXNM | PNM RES INC | $55.8M | 4.98% | 1,250,261 | Common | SOLE |
| 24790A101 | — | DENBURY INC | $51.6M | 4.61% | 526,336 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $49.6M | 4.43% | 233,580 | Common | SOLE |
| 87901J105 | TGNA | TEGNA INC | $48.5M | 4.34% | 3,330,534 | Common | SOLE |
| 636518102 | — | NATIONAL INSTRS CORP | $44.0M | 3.93% | 737,438 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $37.9M | 3.38% | 719,843 | Common | SOLE |
| 64829B100 | — | NEW RELIC INC | $36.3M | 3.25% | 424,267 | Common | SOLE |
| 84612U107 | — | SOVOS BRANDS INC | $33.3M | 2.97% | 1,475,225 | Common | SOLE |
| 05367P100 | — | AVID TECHNOLOGY INC | $32.2M | 2.88% | 1,199,094 | Common | SOLE |
| 000380204 | — | ABCAM PLC | $32.1M | 2.87% | 1,419,326 | Common | SOLE |
| 44109J106 | — | HOSTESS BRANDS INC | $28.4M | 2.54% | 853,795 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $28.4M | 2.54% | 1,247,398 | Common | SOLE |
| 848637104 | SPLKCHF | SPLUNK INC | $27.5M | 2.46% | 188,118 | Common | SOLE |
| 42726M106 | — | HERITAGE CRYSTAL CLEAN INC | $24.8M | 2.22% | 547,480 | Common | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $24.6M | 2.20% | 480,248 | Common | SOLE |
| 023436108 | AMED | AMEDISYS INC | $23.3M | 2.08% | 249,329 | Common | SOLE |
| 74971D101 | RPTUSD | RPT REALTY | $20.4M | 1.82% | 1,930,180 | Common | SOLE |
| 095229100 | — | AVANTAX INC | $20.1M | 1.80% | 787,549 | Common | SOLE |
| 65343C102 | — | NEXTGEN HEALTHCARE INC | $20.1M | 1.80% | 846,680 | Common | SOLE |
| 695263103 | — | PACWEST BANCORP DEL | $18.4M | 1.65% | 2,332,351 | Common | SOLE |
| 27032D304 | — | EARTHSTONE ENERGY INC | $17.9M | 1.60% | 885,597 | Common | SOLE |
| 025676206 | AELUSD | AMERICAN EQTY INVT LIFE HLD | $15.4M | 1.37% | 286,671 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $15.3M | 1.36% | 1,386,349 | Common | SOLE |
| 168615102 | CHS1USD | CHICOS FAS INC | $10.4M | 0.93% | 1,390,000 | Common | SOLE |
| 435763107 | — | HOLLY ENERGY PARTNERS L P | $10.3M | 0.92% | 468,002 | Common | SOLE |
| 775133101 | ROG | ROGERS CORP | $10.1M | 0.90% | 76,597 | Common | SOLE |
| 16150R104 | CJCD | CHASE CORP | $8.0M | 0.72% | 62,997 | Common | SOLE |
| 923454102 | — | VERITIV CORP | $8.0M | 0.71% | 47,137 | Common | SOLE |
| 811246107 | — | SCULPTOR CAP MGMT | $7.3M | 0.65% | 629,300 | Common | SOLE |
| 17273K109 | — | CIRCOR INTL INC | $6.9M | 0.62% | 123,489 | Common | SOLE |
| 31660B101 | — | FIESTA RESTAURANT GROUP INC | $6.1M | 0.55% | 725,584 | Common | SOLE |
| 427825900 | — | HERSHA HOSPITALITY TR | $5.3M | 0.47% | 537,400 | CALL | SOLE |
| 96145D105 | WRKUSD | WESTROCK CO | $5.2M | 0.47% | 146,000 | Common | SOLE |
| 55933J203 | MX | MAGNACHIP SEMICONDUCTOR CORP | $4.6M | 0.41% | 548,784 | Common | SOLE |
| 57776J900 | — | MAXLINEAR INC | $4.1M | 0.37% | 185,700 | CALL | SOLE |
| 379577958 | — | GLOBUS MED INC | $3.9M | 0.35% | 77,800 | PUT | SOLE |
| 379577208 | GMED | GLOBUS MED INC | $3.9M | 0.34% | 77,756 | Common | SOLE |
| 809087109 | — | SCIPLAY CORPORATION | $3.5M | 0.31% | 151,925 | Common | SOLE |
| 427825500 | HTEUR | HERSHA HOSPITALITY TR | $3.1M | 0.28% | 313,062 | Common | SOLE |
| 74935Q107 | RBA | RB GLOBAL INC | $3.1M | 0.27% | 48,871 | Common | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $3.0M | 0.27% | 3,500,000 | Common | SOLE |
| 483548AF0 | — | KAMAN CORP | $3.0M | 0.26% | 3,000,000 | Common | SOLE |
| 76680RAF4 | RNG 0 03/01/25 | RINGCENTRAL INC | $2.9M | 0.26% | 3,105,000 | Common | SOLE |
| 873379101 | — | TABULA RASA HEALTHCARE INC | $2.8M | 0.25% | 269,001 | Common | SOLE |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $2.7M | 0.24% | 2,862,000 | Common | SOLE |
| 60938K304 | — | MONEYLION INC | $2.2M | 0.20% | 103,640 | Common | SOLE |
| 443201908 | — | HOWMET AEROSPACE INC | $2.1M | 0.19% | 45,500 | CALL | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $2.0M | 0.18% | 31,268 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $1.9M | 0.17% | 2,000,000 | Common | SOLE |
| 09239BAD1 | BL 0 03/15/26 | BLACKLINE INC | $1.7M | 0.15% | 2,000,000 | Common | SOLE |
| 97717PAD6 | WT 3.25 06/15/26 | WISDOMTREE INC | $1.5M | 0.13% | 1,500,000 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.4M | 0.12% | 11,718 | Common | SOLE |
| 92343XAC4 | VRNT 0.25 04/15/26 | VERINT SYSTEMS INC | $1.3M | 0.11% | 1,500,000 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GROUP INC | $1.2M | 0.11% | 16,672 | Common | SOLE |
| 98421M906 | — | XEROX HOLDINGS CORP | $1.1M | 0.10% | 70,000 | CALL | SOLE |
| 027745108 | AMNBUSD | AMERICAN NATL BANKSHARES INC | $1.1M | 0.10% | 28,346 | Common | SOLE |
| 885260109 | — | THORNE HEALTHTECH INC | $1.0M | 0.09% | 99,697 | Common | SOLE |
| 879433909 | — | TELEPHONE & DATA SYS INC | $915,500 | 0.08% | 50,000 | CALL | SOLE |
| 12769G900 | — | CAESARS ENTERTAINMENT INC NE | $695,250 | 0.06% | 15,000 | CALL | SOLE |
| 07317Q105 | BTE | BAYTEX ENERGY CORP | $644,235 | 0.06% | 146,085 | Common | SOLE |
| 345370950 | — | FORD MTR CO DEL | $621,000 | 0.06% | 50,000 | PUT | SOLE |
| 511637100 | LBAIUSD | LAKELAND BANCORP INC | $501,191 | 0.04% | 39,714 | Common | SOLE |
| 09631H100 | BHM | BLUEROCK HOMES TRUST INC | $499,074 | 0.04% | 38,628 | Common | SOLE |
| 395259104 | — | GREENHILL & CO INC | $471,188 | 0.04% | 31,837 | Common | SOLE |
| 097023105 | BA | BOEING CO | $469,616 | 0.04% | 2,450 | Common | SOLE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $356,895 | 0.03% | 7,700 | Common | SOLE |
| 668771908 | — | GEN DIGITAL INC | $353,600 | 0.03% | 20,000 | CALL | SOLE |
| 132152109 | — | CAMBRIDGE BANCORP | $243,803 | 0.02% | 3,914 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $213,300 | 0.02% | 6,000 | Common | SOLE |
| 05153U107 | AURA | AURA BIOSCIENCES INC | $203,171 | 0.02% | 22,650 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $179,010 | 0.02% | 13,500 | Common | SOLE |
| 25470M109 | DISH | DISH NETWORK CORPORATION | $134,487 | 0.01% | 22,950 | Common | SOLE |
| 69404D108 | PACB | PACIFIC BIOSCIENCES CALIF IN | $133,600 | 0.01% | 16,000 | Common | SOLE |
| 185063104 | CLSDUSD | CLEARSIDE BIOMEDICAL INC | $71,767 | 0.01% | 82,500 | Common | SOLE |
| 023111206 | — | AMARIN CORP PLC | $26,864 | 0.00% | 29,200 | Common | SOLE |
| 60938K114 | — | MONEYLION INC | $14,416 | 0.00% | 313,400 | Common | SOLE |
| 01675A109 | BIRDGBP | ALLBIRDS INC | $11,100 | 0.00% | 10,000 | Common | SOLE |
| 084310101 | — | PHENOMEX INC | $10,000 | 0.00% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.