Q2 2023 · 13F-HR/A
WATER ISLAND CAPITAL LLCholdings as filed
Filed 2024-11-14 · accession 0001222765-24-000017
$1.17B
Reported value
76
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $99.3M | 8.50% | 1,177,830 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $80.8M | 6.92% | 562,401 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $72.9M | 6.25% | 709,118 | Common | SOLE |
| 007800105 | — | AEROJET ROCKETDYNE HLDGS INC | $62.9M | 5.38% | 1,145,604 | Common | SOLE |
| 69349H107 | TXNM | PNM RES INC | $58.6M | 5.02% | 1,300,338 | Common | SOLE |
| 87901J105 | TGNA | TEGNA INC | $58.2M | 4.99% | 3,585,668 | Common | SOLE |
| 636518102 | — | NATIONAL INSTRS CORP | $55.1M | 4.72% | 959,494 | Common | SOLE |
| 91336L107 | — | UNIVAR SOLUTIONS INC | $53.0M | 4.54% | 1,478,070 | Common | SOLE |
| 17273K109 | — | CIRCOR INTL INC | $47.9M | 4.11% | 849,203 | Common | SOLE |
| G46188951 | — | HORIZON THERAPEUTICS PUB L | $36.7M | 3.14% | 356,500 | PUT | SOLE |
| 34417P100 | — | FOCUS FINL PARTNERS INC | $35.2M | 3.01% | 670,397 | Common | SOLE |
| 87166B102 | — | SYNEOS HEALTH INC | $31.7M | 2.71% | 751,590 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $29.7M | 2.54% | 154,211 | Common | SOLE |
| 69327R101 | — | PDC ENERGY INC | $29.0M | 2.48% | 407,645 | Common | SOLE |
| 750481103 | — | RADIUS GLOBAL INFRASTRCTRE I | $26.2M | 2.24% | 1,756,943 | Common | SOLE |
| G9078F107 | — | TRITON INTL LTD | $25.8M | 2.21% | 309,687 | Common | SOLE |
| 53223X107 | — | LIFE STORAGE INC | $25.6M | 2.19% | 192,170 | Common | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $25.1M | 2.15% | 348,848 | Common | SOLE |
| 34631B101 | — | FORGEROCK INC | $23.7M | 2.03% | 1,154,346 | Common | SOLE |
| 46583P902 | — | IVERIC BIO INC | $23.3M | 1.99% | 592,100 | CALL | SOLE |
| 23345J104 | — | DICE THERAPEUTICS INC | $22.5M | 1.93% | 483,894 | Common | SOLE |
| 46583P102 | — | IVERIC BIO INC | $19.8M | 1.70% | 503,196 | Common | SOLE |
| 00386B109 | — | ABSOLUTE SOFTWARE CORP | $19.5M | 1.67% | 1,697,977 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $18.8M | 1.61% | 861,832 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $17.7M | 1.52% | 1,570,681 | Common | SOLE |
| 775133101 | ROG | ROGERS CORP | $17.0M | 1.46% | 105,128 | Common | SOLE |
| H9060V101 | — | VECTIVBIO HLDG AG | $16.0M | 1.37% | 939,293 | Common | SOLE |
| 559080106 | WEP | MAGELLAN MIDSTREAM PRTNRS LP | $13.1M | 1.12% | 210,360 | Common | SOLE |
| 03966V107 | — | ARCONIC CORPORATION | $11.3M | 0.97% | 380,939 | Common | SOLE |
| 464288953 | — | ISHARES TR | $11.3M | 0.96% | 150,000 | PUT | SOLE |
| 917286205 | WXB | URSTADT BIDDLE PPTYS INC | $10.4M | 0.89% | 490,811 | Common | SOLE |
| G46188901 | — | HORIZON THERAPEUTICS PUB L | $7.9M | 0.68% | 77,000 | CALL | SOLE |
| 023436108 | AMED | AMEDISYS INC | $7.8M | 0.67% | 85,300 | Common | SOLE |
| 07317Q105 | BTE | BAYTEX ENERGY CORP | $6.9M | 0.59% | 2,111,669 | Common | SOLE |
| 55933J203 | MX | MAGNACHIP SEMICONDUCTOR CORP | $6.6M | 0.56% | 587,198 | Common | SOLE |
| 379577208 | GMED | GLOBUS MED INC | $6.5M | 0.56% | 109,481 | Common | SOLE |
| 699374AB0 | — | PARATEK PHARMACEUTICALS INC | $4.7M | 0.40% | 4,750,000 | Common | SOLE |
| 57776J900 | — | MAXLINEAR INC | $4.3M | 0.37% | 135,300 | CALL | SOLE |
| 09215C105 | — | BLACK KNIGHT INC | $3.9M | 0.33% | 64,540 | Common | SOLE |
| 462726900 | — | IROBOT CORP | $3.6M | 0.31% | 79,000 | CALL | SOLE |
| 74935Q107 | RBA | RB GLOBAL INC | $3.2M | 0.27% | 53,374 | Common | SOLE |
| 443201908 | — | HOWMET AEROSPACE INC | $3.1M | 0.27% | 62,500 | CALL | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $3.0M | 0.25% | 3,500,000 | Common | SOLE |
| 483548AF0 | — | KAMAN CORP | $2.9M | 0.25% | 3,000,000 | Common | SOLE |
| 76680RAF4 | RNG 0 03/01/25 | RINGCENTRAL INC | $2.9M | 0.24% | 3,105,000 | Common | SOLE |
| 16961L106 | — | CHINOOK THERAPEUTICS INC | $2.0M | 0.17% | 51,468 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $1.9M | 0.16% | 2,000,000 | Common | SOLE |
| 09239BAD1 | BL 0 03/15/26 | BLACKLINE INC | $1.7M | 0.14% | 2,000,000 | Common | SOLE |
| G28923103 | — | DIVERSEY HLDGS LTD | $1.5M | 0.13% | 183,798 | Common | SOLE |
| 97717PAD6 | WT 3.25 06/15/26 | WISDOMTREE INC | $1.5M | 0.13% | 1,500,000 | Common | SOLE |
| 35180X105 | — | FRANCHISE GROUP INC | $1.5M | 0.12% | 50,809 | Common | SOLE |
| 92343XAC4 | VRNT 0.25 04/15/26 | VERINT SYSTEMS INC | $1.3M | 0.11% | 1,500,000 | Common | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $1.2M | 0.11% | 72,805 | Common | SOLE |
| 60938K304 | — | MONEYLION INC | $1.2M | 0.11% | 103,640 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GROUP INC | $1.2M | 0.10% | 16,672 | Common | SOLE |
| 98421M906 | — | XEROX HOLDINGS CORP | $967,850 | 0.08% | 65,000 | CALL | SOLE |
| 395259104 | — | GREENHILL & CO INC | $934,626 | 0.08% | 63,797 | Common | SOLE |
| 12769G900 | — | CAESARS ENTERTAINMENT INC NE | $917,460 | 0.08% | 18,000 | CALL | SOLE |
| 02607T109 | — | THE NECESSITY RETAIL REIT IN | $624,523 | 0.05% | 92,385 | Common | SOLE |
| 09631H100 | BHM | BLUEROCK HOMES TRUST INC | $623,456 | 0.05% | 38,628 | Common | SOLE |
| 65290C105 | — | NEXTIER OILFIELD SOLUTIONS | $616,637 | 0.05% | 68,975 | Common | SOLE |
| 668771908 | — | GEN DIGITAL INC | $556,500 | 0.05% | 30,000 | CALL | SOLE |
| 749119103 | — | QUOTIENT TECHNOLOGY INC | $424,001 | 0.04% | 110,417 | Common | SOLE |
| 238337909 | — | DAVE & BUSTERS ENTMT INC | $414,408 | 0.04% | 9,300 | CALL | SOLE |
| 511637100 | LBAIUSD | LAKELAND BANCORP INC | $398,915 | 0.03% | 29,792 | Common | SOLE |
| 90338N202 | — | U S XPRESS ENTERPRISES INC | $347,475 | 0.03% | 56,592 | Common | SOLE |
| 05153U107 | AURA | AURA BIOSCIENCES INC | $243,913 | 0.02% | 19,750 | Common | SOLE |
| 699374302 | — | PARATEK PHARMACEUTICALS INC | $187,180 | 0.02% | 84,697 | Common | SOLE |
| 25470M109 | DISH | DISH NETWORK CORPORATION | $163,103 | 0.01% | 24,750 | Common | SOLE |
| 185063104 | CLSDUSD | CLEARSIDE BIOMEDICAL INC | $81,200 | 0.01% | 72,500 | Common | SOLE |
| 084310101 | — | PHENOMEX INC | $42,875 | 0.00% | 87,500 | Common | SOLE |
| 023111206 | — | AMARIN CORP PLC | $41,650 | 0.00% | 35,000 | Common | SOLE |
| 13781Y103 | — | CANO HEALTH INC | $26,758 | 0.00% | 19,250 | Common | SOLE |
| 01675A109 | BIRDGBP | ALLBIRDS INC | $12,600 | 0.00% | 10,000 | Common | SOLE |
| 60938K114 | — | MONEYLION INC | $11,847 | 0.00% | 313,400 | Common | SOLE |
| 53228T119 | — | LIGHTNING EMOTORS INC | $1,639 | 0.00% | 53,913 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.