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Weiss Asset Management LP

Q4 2023 · 13F-HR

Weiss Asset Management LPholdings as filed

Filed 2024-02-12 · accession 0001357550-24-000015

$2.09B
Reported value
374
Positions
2023-12-31
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
78462F103SPYSPDR S&P 500 ETF TR$223.4M10.7%470,100PUTSOLE
848637AD6SPLK 1.125 09/15/25SPLUNK INC$86.8M4.15%78,698,000CommonSOLE
G8807B106TBPHTHERAVANCE BIOPHARMA INC$83.8M4.00%7,457,060CommonSOLE
23282WAC4CYTK 3.5 07/01/27CYTOKINETICS INC$82.3M3.93%46,755,000CommonSOLE
02376R102AALAMERICAN AIRLS GROUP INC$61.6M2.94%4,481,400PUTSOLE
65339F101NEENEXTERA ENERGY INC$55.1M2.63%906,558CommonSOLE
90138VAB3VNET GROUP INC$52.8M2.52%53,561,000CommonSOLE
04956D107ATMUATMUS FILTRATION TECHNOLOGIE$45.4M2.17%1,931,182CommonSOLE
50202MAB8LI 0.25 05/01/28LI AUTO INC$43.7M2.09%29,742,000CommonSOLE
10806XAD4BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC$42.5M2.03%50,061,000CommonSOLE
04010LAW3ARCC 4.625 03/01/24ARES CAPITAL CORP$39.8M1.90%38,366,000CommonSOLE
88160R101TSLATESLA INC$37.3M1.78%150,000PUTSOLE
19260Q107COINCOINBASE GLOBAL INC$34.8M1.66%200,000PUTSOLE
78464A870XBISPDR SER TR$33.0M1.58%370,000PUTSOLE
46090E103QQQINVESCO QQQ TR$32.9M1.57%80,401CommonSOLE
143658300CCL1EURCARNIVAL CORP$32.5M1.55%1,755,100PUTSOLE
G21810208CLARIVATE PLC$32.4M1.55%849,343CommonSOLE
29355AAH0ENPH 0 03/01/26ENPHASE ENERGY INC$32.0M1.53%34,799,000CommonSOLE
65473P105NINISOURCE INC$31.9M1.52%1,200,000PUTSOLE
88160R101TSLATESLA INC$31.1M1.48%125,000CALLSOLE
670704AJ4GMED 0.375 03/15/25NUVASIVE INC$29.4M1.41%31,568,000CommonSOLE
83417MAD6SEDG 0 09/15/25SOLAREDGE TECHNOLOGIES INC$28.2M1.35%31,000,000CommonSOLE
00214Q104ARKKARK ETF TR$26.2M1.25%500,000CALLSOLE
G25508105CRHCRH PLC$25.1M1.20%362,824CommonSOLE
42806J148HTZWWHERTZ GLOBAL HLDGS INC$25.1M1.20%4,574,578CommonSOLE
16115Q407GTLS 6.75 12/15/25 BCHART INDS INC$24.7M1.18%444,000CommonSOLE
464287648IWOISHARES TR$22.7M1.09%90,116CommonSOLE
50202M102LILI AUTO INC$22.5M1.07%600,000PUTSOLE
G0750C108AXTAAXALTA COATING SYS LTD$21.9M1.05%645,207CommonSOLE
02156BAF0AYX 1 08/01/26ALTERYX INC$21.3M1.02%21,848,000CommonSOLE
19260QAB3COIN 0.5 06/01/26COINBASE GLOBAL INC$20.6M0.98%22,533,000CommonSOLE
16679L109CHWYCHEWY INC$20.4M0.98%864,000CALLSOLE
090040106BILIBILIBILI INC$18.2M0.87%1,499,000PUTSOLE
98980AAB1ZTO 1.5 09/01/27ZTO EXPRESS CAYMAN INC$17.5M0.84%18,300,000CommonSOLE
848637AF1SPLK 1.125 06/15/27SPLUNK INC$17.5M0.83%18,000,000CommonSOLE
29355AAK3ENPH 0 03/01/28ENPHASE ENERGY INC$17.0M0.81%19,000,000CommonSOLE
531229722LLYVK*LIBERTY MEDIA CORP DEL$16.7M0.80%447,086CommonSOLE
78462F103SPYSPDR S&P 500 ETF TR$16.0M0.76%33,625CommonSOLE
549498103CCIVGBPLUCID GROUP INC$15.2M0.73%3,610,600PUTSOLE
G8192H106SPNTSIRIUSPOINT LTD$15.1M0.72%1,300,249CommonSOLE
83406F102SOFISOFI TECHNOLOGIES INC$14.9M0.71%1,500,000CALLSOLE
500688106KOSKOSMOS ENERGY LTD$14.8M0.71%2,200,000CommonSOLE
85571BBA2STWD 6.75 07/15/27STARWOOD PPTY TR INC$14.6M0.70%13,475,000CommonSOLE
00760J108AEHRAEHR TEST SYS$14.5M0.69%544,952CommonSOLE
12468P104AIC3 AI INC$14.4M0.69%500,000PUTSOLE
037833100AAPLAPPLE INC$13.9M0.67%72,425CommonSOLE
98954MAE1Z 0.75 09/01/24ZILLOW GROUP INC$13.9M0.66%10,250,000CommonSOLE
G25508105CRHCRH PLC$13.8M0.66%200,000PUTSOLE
683344105ONTOONTO INNOVATION INC$12.8M0.61%83,412CommonSOLE
148929102CAVACAVA GROUP INC$12.5M0.60%290,000PUTSOLE
62914V106NIONIO INC$11.3M0.54%1,250,000PUTSOLE
594918104MSFTMICROSOFT CORP$10.9M0.52%28,925CommonSOLE
013091103ACIALBERTSONS COS INC$10.5M0.50%457,366CommonSOLE
090040AB2BILI 1.375 04/01/26BILIBILI INC$9.7M0.46%9,830,000CommonSOLE
565394103CARTMAPLEBEAR INC$9.2M0.44%393,000CommonSOLE
72919P202PLUGPLUG POWER INC$9.0M0.43%2,000,000PUTSOLE
10806XAB8BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC$8.5M0.40%7,000,000CommonSOLE
81369Y407XLYSELECT SECTOR SPDR TR$8.4M0.40%47,007CommonSOLE
723787107PXDEURPIONEER NAT RES CO$7.3M0.35%32,320CommonSOLE
67066G104NVDANVIDIA CORPORATION$7.0M0.33%14,080CommonSOLE
023135106AMZNAMAZON COM INC$6.7M0.32%43,917CommonSOLE
88605L107THUNDER BRDG CAP PRTNRS IV I$6.6M0.32%650,000CommonSOLE
654110105NIKOLA CORP$6.6M0.31%7,500,000PUTSOLE
75524B203RBC 5 10/15/24 ARBC BEARINGS INC$6.5M0.31%49,591CommonSOLE
42330PAK3HELIX ENERGY SOLUTIONS GRP I$6.5M0.31%4,017,000CommonSOLE
912909108USX1UNITED STATES STL CORP NEW$6.4M0.31%131,719CommonSOLE
803607AD2SRPT 1.25 09/15/27SAREPTA THERAPEUTICS INC$6.3M0.30%6,250,000CommonSOLE
977852102WOLF*WOLFSPEED INC$6.3M0.30%145,289CommonSOLE
02079K305GOOGLALPHABET INC$6.2M0.30%44,233CommonSOLE
02079K107GOOGALPHABET INC$5.8M0.28%41,505CommonSOLE
58933Y105MRKMERCK & CO INC$5.4M0.26%49,589CommonSOLE
G8068L108SNSHARKNINJA INC$5.3M0.25%103,154CommonSOLE
V7780T103RCLROYAL CARIBBEAN GROUP$5.2M0.25%40,000PUTSOLE
81369Y506XLESELECT SECTOR SPDR TR$5.0M0.24%60,000PUTSOLE
46267X108IQIQIYI INC$4.9M0.23%1,000,000PUTSOLE
892356106TSCOTRACTOR SUPPLY CO$4.1M0.19%18,921CommonSOLE
90138A103VNETVNET GROUP INC$3.8M0.18%1,309,100PUTSOLE
549498103CCIVGBPLUCID GROUP INC$3.5M0.17%833,321CommonSOLE
G65163118JOBY/WSJOBY AVIATION INC$3.5M0.17%2,863,204CommonSOLE
571748102MRSHMARSH & MCLENNAN COS INC$3.5M0.17%18,288CommonSOLE
040450108ARISZ ACQUISITION CORP$3.3M0.16%304,438CommonSOLE
565394103CARTMAPLEBEAR INC$3.3M0.16%140,000PUTSOLE
863667101SYKSTRYKER CORPORATION$3.3M0.16%10,914CommonSOLE
00214Q104ARKKARK ETF TR$3.2M0.15%61,669CommonSOLE
G17977110BURBURFORD CAP LTD$3.2M0.15%205,578CommonSOLE
35953DAB0FUBO 3.25 02/15/26FUBOTV INC$2.9M0.14%4,000,000CommonSOLE
M2029K104BIRKBIRKENSTOCK HOLDING PLC$2.9M0.14%60,000CommonSOLE
922042742VTVANGUARD INTL EQUITY INDEX F$2.7M0.13%26,692CommonSOLE
09260E105BMEZBLACKROCK HEALTH SCIENCES TE$2.7M0.13%182,218CommonSOLE
254709108DFSEURDISCOVER FINL SVCS$2.7M0.13%23,627CommonSOLE
68268W103OMFONEMAIN HLDGS INC$2.6M0.13%53,648CommonSOLE
14040H105COFCAPITAL ONE FINL CORP$2.6M0.13%19,986CommonSOLE
654110105NIKOLA CORP$2.6M0.12%2,964,568CommonSOLE
87165B103SYFSYNCHRONY FINANCIAL$2.6M0.12%67,879CommonSOLE
29362U104ENTGENTEGRIS INC$2.6M0.12%21,303CommonSOLE
75960P104RELYREMITLY GLOBAL INC$2.5M0.12%126,390CommonSOLE
370334104GISGENERAL MLS INC$2.4M0.12%37,205CommonSOLE
427866108HSYHERSHEY CO$2.4M0.11%12,887CommonSOLE
336433107FSLRFIRST SOLAR INC$2.4M0.11%13,776CommonSOLE
81762P102NOWSERVICENOW INC$2.4M0.11%3,350CommonSOLE
518415104LSCCLATTICE SEMICONDUCTOR CORP$2.1M0.10%30,184CommonSOLE
24703L202DELLDELL TECHNOLOGIES INC$2.0M0.10%26,600CommonSOLE
880770102TERTERADYNE INC$2.0M0.09%18,185CommonSOLE
101137107BSXBOSTON SCIENTIFIC CORP$2.0M0.09%34,117CommonSOLE
G4705A100ICLRICON PLC$2.0M0.09%6,903CommonSOLE
040413106ANETEURARISTA NETWORKS INC$2.0M0.09%8,293CommonSOLE
02156BAD5AYX 0.5 08/01/24ALTERYX INC$1.9M0.09%2,000,000CommonSOLE
74736K101QRVOQORVO INC$1.9M0.09%17,049CommonSOLE
64125C109NBIXNEUROCRINE BIOSCIENCES INC$1.9M0.09%14,496CommonSOLE
55306N104MKSIMKS INSTRS INC$1.9M0.09%18,561CommonSOLE
83088M102SWKSSKYWORKS SOLUTIONS INC$1.9M0.09%16,897CommonSOLE
609839105MPWRMONOLITHIC PWR SYS INC$1.9M0.09%3,010CommonSOLE
L6673X107NGMSUSDNEOGAMES S A$1.9M0.09%66,131CommonSOLE
191216100KOCOCA COLA CO$1.9M0.09%31,845CommonSOLE
513272104LWLAMB WESTON HLDGS INC$1.8M0.09%16,957CommonSOLE
38341P102GOSSGOSSAMER BIO INC$1.8M0.09%2,000,000CommonSOLE
85207H104PHYSSPROTT PHYSICAL GOLD TR$1.8M0.09%114,132CommonSOLE
79466L302CRMSALESFORCE INC$1.8M0.09%6,878CommonSOLE
L8681T102SPOTSPOTIFY TECHNOLOGY S A$1.8M0.08%9,379CommonSOLE
548661107LOWLOWES COS INC$1.8M0.08%7,887CommonSOLE
09061G101BMRNBIOMARIN PHARMACEUTICAL INC$1.7M0.08%17,849CommonSOLE
464287622IWBISHARES TR$1.7M0.08%6,480CommonSOLE
589889104MMSIMERIT MED SYS INC$1.7M0.08%22,100CommonSOLE
G4566710546HHOLLYSYS AUTOMATION TCHNGY L$1.7M0.08%63,637CommonSOLE
G1151C101ACNACCENTURE PLC IRELAND$1.6M0.08%4,702CommonSOLE
91347P105OLEDUNIVERSAL DISPLAY CORP$1.6M0.08%8,374CommonSOLE
12504L109CBRECBRE GROUP INC$1.6M0.08%17,178CommonSOLE
816851109SRESEMPRA$1.6M0.08%21,250CommonSOLE
842587107SOSOUTHERN CO$1.6M0.08%22,551CommonSOLE
872540109TJXTJX COS INC NEW$1.5M0.07%15,564CommonSOLE
70451X112PAYONEER GLOBAL INC$1.4M0.07%4,000,000CommonSOLE
303250104FICOFAIR ISAAC CORP$1.4M0.07%1,222CommonSOLE
562750109MANHMANHATTAN ASSOCIATES INC$1.4M0.07%6,583CommonSOLE
459200101IBMINTERNATIONAL BUSINESS MACHS$1.4M0.07%8,443CommonSOLE
718172109PMPHILIP MORRIS INTL INC$1.4M0.06%14,427CommonSOLE
512807108LRCXEURLAM RESEARCH CORP$1.3M0.06%1,723CommonSOLE
281020107EIXEDISON INTL$1.3M0.06%18,704CommonSOLE
530158104USALIBERTY ALL STAR EQUITY FD$1.3M0.06%207,095CommonSOLE
670657105XNEAXNUVEEN AMT FREE QLTY MUN INC$1.3M0.06%119,066CommonSOLE
65473P105NINISOURCE INC$1.3M0.06%49,181CommonSOLE
02005N100ALLYALLY FINL INC$1.3M0.06%36,955CommonSOLE
G0250X107AMCRAMCOR PLC$1.3M0.06%132,962CommonSOLE
69608A108PLTRPALANTIR TECHNOLOGIES INC$1.3M0.06%73,229CommonSOLE
09257P105BTTBLACKROCK MUN TARGET TERM TR$1.2M0.06%59,395CommonSOLE
76119X105RSVRRESERVOIR MEDIA INC$1.2M0.06%171,000CommonSOLE
87612E106TGTTARGET CORP$1.2M0.06%8,285CommonSOLE
12008R107BLDRBUILDERS FIRSTSOURCE INC$1.1M0.05%6,839CommonSOLE
948596101WBWEIBO CORP$1.1M0.05%103,200CommonSOLE
09260D107BXBLACKSTONE INC$1.1M0.05%8,593CommonSOLE
19247G107COHRCOHERENT CORP$1.1M0.05%25,515CommonSOLE
38406L103GRACELL BIOTECHNOLOGIES INC$1.1M0.05%109,400CommonSOLE
670682103NMZNUVEEN MUN HIGH INCOME OPPOR$1.1M0.05%111,044CommonSOLE
67075A106XJPIXNUVEEN PFD & INCOME TERM FD$1.1M0.05%58,598CommonSOLE
09609G100BLUEBIRD BIO INC$1.0M0.05%750,000CommonSOLE
00326L100XAODXABRDN TOTAL DYNAMIC DIVIDEND$1.0M0.05%127,186CommonSOLE
G29183103ETNEATON CORP PLC$1.0M0.05%4,156CommonSOLE
35953D104FUBOGBPFUBOTV INC$954,0000.05%300,000PUTSOLE
67079X102NDMONUVEEN DYNAMIC MUN OPPORTUNI$948,3370.05%95,695CommonSOLE
09248X100BBNBLACKROCK TAX MUNICPAL BD TR$934,9990.04%57,503CommonSOLE
00165C302AMCAMC ENTMT HLDGS INC$918,0000.04%150,000PUTSOLE
78464A789KIESPDR SER TR$913,4440.04%20,200CommonSOLE
67066V101NADNUVEEN QUALITY MUNCP INCOME$913,2520.04%79,760CommonSOLE
053604112AVEPOINT INC$894,5790.04%680,288CommonSOLE
27827X101EIMEATON VANCE MUN BD FD$882,7790.04%87,145CommonSOLE
42330P107HLXHELIX ENERGY SOLUTIONS GRP I$876,8630.04%85,298CommonSOLE
G38258102GENERATION ASIA I ACQUISITIO$870,0000.04%80,000CommonSOLE
81369Y308XLPSELECT SECTOR SPDR TR$836,9890.04%11,620CommonSOLE
20825C104COPCONOCOPHILLIPS$832,8020.04%7,175CommonSOLE
185123106CWANCLEARWATER ANALYTICS HLDGS I$819,8680.04%40,932CommonSOLE
19247L106RQICOHEN & STEERS QUALITY INCOM$804,6210.04%65,737CommonSOLE
01748X102ALGTALLEGIANT TRAVEL CO$796,4430.04%9,641CommonSOLE
00287Y109ABBVABBVIE INC$791,8970.04%5,110CommonSOLE
74340E103PGNYPROGYNY INC$790,1120.04%21,251CommonSOLE
67071L106NVGNUVEEN AMT FREE MUN CR INC F$774,1750.04%65,497CommonSOLE
G5784H106MANUMANCHESTER UTD PLC NEW$756,7300.04%37,131CommonSOLE
G42706104HGHAMILTON INSURANCE GROUP LTD$747,5000.04%50,000CommonSOLE
670656107NRKNUVEEN NEW YORK AMT QLT MUNI$740,3430.04%70,308CommonSOLE
090040106BILIBILIBILI INC$704,8010.03%57,913CommonSOLE
72200W106PMLPIMCO MUN INCOME FD II$698,9600.03%84,212CommonSOLE
89147L886TYGTORTOISE ENERGY INFRA CORP$695,8310.03%24,186CommonSOLE
90353T100UBERUBER TECHNOLOGIES INC$686,5060.03%11,150CommonSOLE
15118V207CELHCELSIUS HLDGS INC$679,4280.03%12,462CommonSOLE
501044101KRKROGER CO$674,6340.03%14,759CommonSOLE
784117103SEICSEI INVTS CO$674,0750.03%10,607CommonSOLE
577933104MMSMAXIMUS INC$668,2800.03%7,969CommonSOLE
69331C108PCGPG&E CORP$660,8180.03%36,651CommonSOLE
65290E101NXTNEXTRACKER INC$653,4640.03%13,948CommonSOLE
27829F108XEXGXEATON VANCE TAX-MANAGED GLOB$649,2520.03%84,100CommonSOLE
G87264100TGLSTECNOGLASS INC$647,8480.03%14,173CommonSOLE
09260K101BSTZBLACKROCK SCIENCE & TECHNOLO$643,7690.03%38,526CommonSOLE
03753U106APLSUSDAPELLIS PHARMACEUTICALS INC$639,1250.03%10,677CommonSOLE
46133G107IQIINVESCO QUALITY MUN INCOME T$620,1760.03%65,213CommonSOLE
002824100ABTABBOTT LABS$620,1340.03%5,634CommonSOLE
92838U108VIRTUS CONVERTIBLE & INC FD$618,0880.03%207,412CommonSOLE
339750101FNDFLOOR & DECOR HLDGS INC$611,4600.03%5,481CommonSOLE
670928100NUVNUVEEN MUN VALUE FD INC$598,3710.03%69,578CommonSOLE
G79407121SCREAMING EAGLE ACQUISITN CO$597,0970.03%1,326,587CommonSOLE
209115104EDCONSOLIDATED EDISON INC$581,4800.03%6,392CommonSOLE
67070X101NZFNUVEEN MUNICIPAL CREDIT INC$580,6460.03%49,124CommonSOLE
91307C102UTHRUNITED THERAPEUTICS CORP DEL$579,1900.03%2,634CommonSOLE
35671D857FCXFREEPORT-MCMORAN INC$567,9690.03%13,342CommonSOLE
56064K100MMDMAINSTAY MACKAY DEFINEDTERM$565,7920.03%34,818CommonSOLE
30161N101EXCEXELON CORP$565,5690.03%15,754CommonSOLE
Y2573F102FLEXFLEX LTD$560,6770.03%18,407CommonSOLE
148929102CAVACAVA GROUP INC$558,7400.03%13,000CommonSOLE
95040Q104WELLWELLTOWER INC$557,1600.03%6,179CommonSOLE
194162103CLCOLGATE PALMOLIVE CO$554,3830.03%6,955CommonSOLE
19248A109UTFCOHEN & STEERS INFRASTRUCTUR$544,1480.03%25,619CommonSOLE
256677105DGDOLLAR GEN CORP NEW$542,9840.03%3,994CommonSOLE
620076307MSIMOTOROLA SOLUTIONS INC$534,7580.03%1,708CommonSOLE
369604301GEGENERAL ELECTRIC CO$534,5140.03%4,188CommonSOLE
315616102FFIVF5 INC$532,8230.03%2,977CommonSOLE
536221104LEVEURTHE LION ELECTRIC COMPANY$531,0000.03%300,000PUTSOLE
03945R110ACHR/WSARCHER AVIATION INC$525,6000.03%360,000CommonSOLE
69370C100PTCPTC INC$516,1320.02%2,950CommonSOLE
580135101MCDMCDONALDS CORP$511,1830.02%1,724CommonSOLE
28176E108EWEDWARDS LIFESCIENCES CORP$509,5790.02%6,683CommonSOLE
92840R101NFJVIRTUS DIVIDEND INTEREST & P$506,1420.02%40,170CommonSOLE
19249X108PTACOHEN & STEERS TAX ADVAN PFD$498,3190.02%27,669CommonSOLE
45337C102INCYINCYTE CORP$486,4340.02%7,747CommonSOLE
56064Q107MEGIMAINSTAY CBRE GBL INFRA MEG$484,3750.02%37,317CommonSOLE
92338C103VLTOVERALTO CORP$483,0310.02%5,872CommonSOLE
931142103WMTWALMART INC$477,6800.02%3,030CommonSOLE
235851102DHRDANAHER CORPORATION$477,0230.02%2,062CommonSOLE
92835W107ZTRVIRTUS TOTAL RETURN FD INC$476,4170.02%86,464CommonSOLE
573134103MRTMARTI TECHNOLOGIES INC$475,3270.02%731,272CommonSOLE
37045V100GMGENERAL MTRS CO$473,8570.02%13,192CommonSOLE
27828G107XEVTXEATON VANCE TAX ADVT DIV INC$471,6560.02%21,198CommonSOLE
049560105ATOATMOS ENERGY CORP$469,5110.02%4,051CommonSOLE
67075F105XDIAXNUVEEN DOW 30 DYNMC OVERWRT$456,4980.02%32,607CommonSOLE
632307104NTRANATERA INC$453,5140.02%7,240CommonSOLE
14149Y108CAHCARDINAL HEALTH INC$452,5920.02%4,490CommonSOLE
444859102HUMHUMANA INC$452,3160.02%988CommonSOLE
609207105MDLZMONDELEZ INTL INC$443,2720.02%6,120CommonSOLE
780910105RVTROYCE VALUE TR INC$442,7550.02%30,409CommonSOLE
G54950103LINLINDE PLC$441,2360.02%1,077CommonSOLE
45784P101PODDINSULET CORP$440,2520.02%2,029CommonSOLE
871829107SYYSYSCO CORP$435,4890.02%5,955CommonSOLE
701094104PHPARKER-HANNIFIN CORP$431,2150.02%936CommonSOLE
039483102ADMARCHER DANIELS MIDLAND CO$428,4810.02%5,933CommonSOLE
87911J103HQHABRDN HEALTHCARE INVESTORS$419,1050.02%25,293CommonSOLE
833445109SNOWSNOWFLAKE INC$418,0990.02%2,101CommonSOLE
92841M101XNIEXVIRTUS EQUITY & CONV INCM FD$417,1340.02%19,949CommonSOLE
75513E101RTXRTX CORPORATION$415,8200.02%4,942CommonSOLE
243537107DECKDECKERS OUTDOOR CORP$415,7630.02%622CommonSOLE
911363109URIUNITED RENTALS INC$414,5830.02%723CommonSOLE
G5960L103MDTMEDTRONIC PLC$412,1470.02%5,003CommonSOLE
05550J101BJBJS WHSL CLUB HLDGS INC$410,1590.02%6,153CommonSOLE
007903107AMDADVANCED MICRO DEVICES INC$408,0310.02%2,768CommonSOLE
651639106NEMNEWMONT CORP$401,3590.02%9,697CommonSOLE
30303M102METAMETA PLATFORMS INC$399,6210.02%1,129CommonSOLE
09247X101BLKCHFBLACKROCK INC$392,9110.02%484CommonSOLE
25862D105DLYDOUBLELINE YIELD OPPORTUNITI$376,0180.02%25,287CommonSOLE
00302L108XAWPXABRDN GLOBAL PREMIER PPTYS F$375,6340.02%96,813CommonSOLE
23804L103DDOGDATADOG INC$375,4280.02%3,093CommonSOLE
05588W108LEOBNY MELLON STRATEGIC MUNS IN$358,7900.02%61,227CommonSOLE
051774115AUROWAURORA INNOVATION INC$356,2510.02%690,408CommonSOLE
46132P108IIMINVESCO VALUE MUN INCOME TR$348,0760.02%29,674CommonSOLE
02209S103MOALTRIA GROUP INC$341,4780.02%8,465CommonSOLE
45687V106IRINGERSOLL RAND INC$336,2740.02%4,348CommonSOLE
231021106CMICUMMINS INC$334,9190.02%1,398CommonSOLE
82509L107SHOPSHOPIFY INC$334,6580.02%4,296CommonSOLE
880198106TEMPLETON GLOBAL INCOME FD$332,1940.02%87,650CommonSOLE
03464A100FINSANGEL OAK FINL STRATEGIES IN$331,7890.02%27,858CommonSOLE
6706ER101XBXMXNUVEEN S&P 500 BUY-WRITE INC$328,4350.02%25,599CommonSOLE
68389X105ORCLORACLE CORP$324,8300.02%3,081CommonSOLE
95766R104WIWWESTERN AST INFL LKD OPP & I$323,0360.02%37,259CommonSOLE
98954M200ZZILLOW GROUP INC$321,9910.02%5,565CommonSOLE
26210C104DBXDROPBOX INC$321,9510.02%10,921CommonSOLE
30161Q104EXELEXELIXIS INC$319,6670.02%13,325CommonSOLE
529900102ASGLIBERTY ALL-STAR GROWTH FD I$313,1990.01%59,318CommonSOLE
12504G100IGRCBRE GBL REAL ESTATE INC FD$301,7990.01%55,580CommonSOLE
670699107QQQXNUVEEN NASDAQ 100 DYNAMIC OV$299,7690.01%12,949CommonSOLE
27829C105ETWEATON VANCE TAX-MANAGED GLOB$299,3940.01%38,532CommonSOLE
097023105BABOEING CO$298,9770.01%1,147CommonSOLE
462222100IONSIONIS PHARMACEUTICALS INC$297,1660.01%5,874CommonSOLE
268150109DTDYNATRACE INC$296,9670.01%5,430CommonSOLE
92838Y100AIOVIRTUS ARTIFICIAL INTELLIGEN$293,1200.01%16,846CommonSOLE
806857108SLBSCHLUMBERGER LTD$287,6250.01%5,527CommonSOLE
30212P303EXPEEXPEDIA GROUP INC$279,2940.01%1,840CommonSOLE
366651107ITGARTNER INC$274,2750.01%608CommonSOLE
654106103NKENIKE INC$269,5790.01%2,483CommonSOLE
76883Y107RFMZRIVERNORTH FLEXIBLE MUNI INC$269,1660.01%20,547CommonSOLE
05464C101AXONAXON ENTERPRISE INC$256,2630.01%992CommonSOLE
92838X102VIRTUS CONVERTIBLE & INCOME$254,2630.01%75,449CommonSOLE
76882H105XRMMXRIVERNORTH MANAGED DUR MUN I$253,2690.01%17,861CommonSOLE
742718109PGPROCTER AND GAMBLE CO$249,2650.01%1,701CommonSOLE
46132E103VKIINVESCO ADVANTAGE MUN INCOME$245,7680.01%29,085CommonSOLE
G6095L109APTIV PLC$243,1410.01%2,710CommonSOLE
22266T109CPNGCOUPANG INC$240,5830.01%14,860CommonSOLE
629377508NRGNRG ENERGY INC$233,1670.01%4,510CommonSOLE
02043Q107ALNYALNYLAM PHARMACEUTICALS INC$228,1610.01%1,192CommonSOLE
443573100HUBSHUBSPOT INC$225,2500.01%388CommonSOLE
82489T104SWAVUSDSHOCKWAVE MED INC$222,9550.01%1,170CommonSOLE
27828S101ETGEATON VANCE TX ADV GLBL DIV$217,0850.01%12,695CommonSOLE
46132H106VCVINVESCO CALIF VALUE MUN INCO$211,3370.01%21,565CommonSOLE
09253X102XMUIXBLACKROCK MUNICIPAL INCOME$208,3680.01%17,901CommonSOLE
67080R102NPFDNUVEEN VRIABL RAT PFD & INM$207,8700.01%12,792CommonSOLE
879105104THQABRDN HEALTHCARE OPPORTUNITI$205,2590.01%11,334CommonSOLE
V7780T103RCLROYAL CARIBBEAN GROUP$203,2990.01%1,570CommonSOLE
78709Y105SAIASAIA INC$202,8960.01%463CommonSOLE
67074C103NBBNUVEEN TAXABLE MUNICPAL INM$202,6330.01%12,833CommonSOLE
67073B106JPCNUVEEN PFD & INCOME OPPORTUN$196,4050.01%29,054CommonSOLE
01879R106XAWFXALLIANCEBERNSTEIN GLOBAL HIG$194,7290.01%19,242CommonSOLE
600379101XHIEXMILLER HOWARD HIGH INC EQTY$184,6250.01%17,401CommonSOLE
09662E109DSMBNY MELLON STRATEGIC MUN BD$179,5510.01%31,445CommonSOLE
46131J103VKQINVESCO MUNICIPAL TRUST$175,3520.01%18,400CommonSOLE
09254L107MUCBLACKROCK MUNIHLDNGS CALI QL$166,8720.01%14,993CommonSOLE
536221104LEVEURTHE LION ELECTRIC COMPANY$164,7040.01%93,053CommonSOLE
092479104BLACKROCK MUN INCOME QUALITY$164,6300.01%14,686CommonSOLE
670695105NUWNUVEEN AMT-FREE MUN VALUE FD$163,8730.01%12,023CommonSOLE
29415C119EOSEWEOS ENERGY ENTERPRISES INC$150,0000.01%750,000CommonSOLE
12811L107CHWCALAMOS GBL DYN INCOME FUND$147,6430.01%25,588CommonSOLE
G76279101ROIVROIVANT SCIENCES LTD$142,2950.01%12,671CommonSOLE
09253W104XMYDXBLACKROCK MUNIYIELD FD INC$140,5170.01%13,035CommonSOLE
09174P113BTMWWBITCOIN DEPOT INC$139,4400.01%996,000CommonSOLE
87427V111TALKWTALKSPACE INC$136,8000.01%1,000,000CommonSOLE
37148K100GBIOGBXGENERATION BIO CO$134,6900.01%81,630CommonSOLE
46131M106VGMINVESCO TR INVT GRADE MUNS$131,2700.01%13,273CommonSOLE
13803R102CANOO INC$128,6000.01%500,000PUTSOLE
09254X101MUJBLACKROCK MUNIHLDGS NJ QLTY$122,0300.01%10,695CommonSOLE
27829G106ETJEATON VANCE RISK-MANAGED DIV$119,4660.01%15,238CommonSOLE
N44445117IMTXWIMMATICS N.V$116,9900.01%40,065CommonSOLE
95766M105MMUWESTERN ASSET MANAGED MUNS F$104,4050.00%10,266CommonSOLE
092524107XBGYXBLACKROCK ENHANCED INTL DIV$91,5870.00%17,379CommonSOLE
47109U104JOFJAPAN SMALLER CAPITALIZATION$80,7730.00%10,642CommonSOLE
880192109TEITEMPLETON EMERGING MKTS INCO$78,8410.00%15,459CommonSOLE
13803R102CANOO INC$76,7740.00%298,500CALLSOLE
552738106MFMMFS MUN INCOME TR$73,6260.00%14,241CommonSOLE
G6964L115PAYSAFE LIMITED$63,3220.00%2,398,555CommonSOLE
758083125REDWOODS ACQUISITION CORP$60,0470.00%529,751CommonSOLE
95766K109HIOWESTERN ASSET HIGH INCOME OP$49,5390.00%12,834CommonSOLE
G8708L112TENX KEANE ACQUISITION$49,5250.00%350,000CommonSOLE
44364H118HUDSON ACQUISITION I CORP$42,3700.00%223,000CommonSOLE
G83752132SVIRFSPRING VALLEY ACQUISTN CORP$42,0000.00%300,000CommonSOLE
29415V109COCHENVOY MEDICAL INC$37,2000.00%20,000CommonSOLE
68622D114ORGNWORIGIN MATERIALS INC$33,5850.00%888,494CommonSOLE
G6053N113MSSRFMETAL SKY STAR ACQUISITION C$27,9090.00%310,100CommonSOLE
05614L209BWBABCOCK & WILCOX ENTERPRISES$27,7950.00%19,038CommonSOLE
03842W113AQUNRAQUARON ACQUISITION CORP$25,0000.00%100,000CommonSOLE
G71704111HOVRWPONO CAP THREE INC$24,7500.00%275,000CommonSOLE
76155X118RVMDWREVOLUTION MEDICINES INC$24,3010.00%73,640CommonSOLE
G18932114CPTWFCAPTIVISION INC$19,3220.00%295,892CommonSOLE
G0283A116ATMVRALPHAVEST ACQUISITION CORP$16,8750.00%125,000CommonSOLE
37961B112GLOBAL BLOCKCHAIN ACQUI CORP$16,2300.00%150,000CommonSOLE
42600H116HENNESSY CAPITAL INVST CORP$14,9230.00%266,666CommonSOLE
G27740136DISTOKEN ACQUISITION CORP$13,5980.00%123,504CommonSOLE
G8707711410X CAPITAL VENTURE ACQ III$12,5840.00%223,508CommonSOLE
G38258128GENERATION ASIA I ACQUISITIO$9,7390.00%324,634CommonSOLE
G0440J125APX ACQUISITION CORP I$9,2560.00%185,118CommonSOLE
98741Y111YOTAWYOTTA ACQUISITION CORPORATIO$8,4820.00%652,500CommonSOLE
233276112DMYYWDMY SQUARED TECHNOLOGY GROUP$7,5000.00%50,000CommonSOLE
G0223V121ATMCWALPHATIME ACQUISITION CORP$7,3880.00%249,600CommonSOLE
76155X100RVMDREVOLUTION MEDICINES INC$6,4820.00%226CommonSOLE
95758L115CYCUWWESTERN ACQSTN VENTURES CORP$6,4760.00%203,000CommonSOLE
73245B115SBCWWPONO CAP TWO INC$6,4630.00%229,192CommonSOLE
758083117REDWOODS ACQUISITION CORP$5,1400.00%227,432CommonSOLE
G6053N121MSSWFMETAL SKY STAR ACQUISITION C$5,1040.00%830,000CommonSOLE
G2365L119CSLM ACQUISITION CORP$4,9460.00%115,026CommonSOLE
G4619M117HSPWFHORIZON SPACE ACQUSTN I CORP$4,8000.00%240,000CommonSOLE
29103K118FLDDWFTAC EMERALD ACQUISITION COR$4,7820.00%95,448CommonSOLE
31738L115FINANCE OF AMERICA COMPAN$4,6130.00%57,661CommonSOLE
73919C118POWER & DIGITAL INFRASTRUCTU$4,4260.00%148,029CommonSOLE
G1611B115BROOGE ENERGY LTD$3,4790.00%235,051CommonSOLE
G8403L110SVUWFSRIVARU HOLDING LIMITED$2,8240.00%189,534CommonSOLE
G3034H125EMCWFEMBRACE CHANGE ACQUISITN COR$2,7200.00%209,250CommonSOLE
62548M118MULTIPLAN CORPORATION$2,5090.00%250,936CommonSOLE
G27740102DISTWDISTOKEN ACQUISITION CORP$2,4700.00%123,504CommonSOLE
37961B120GLOBAL BLOCKCHAIN ACQUI CORP$2,1000.00%150,000CommonSOLE
G0230C116ALSWFALPHA STAR ACQUISITION CORP$1,6400.00%167,357CommonSOLE
H33700115GLOBAL BLUE GROUP HOLDING AG$1,1720.00%16,767CommonSOLE
G9449A118UKOMWUCOMMUNE INTERNATIONAL LTD$9170.00%158,100CommonSOLE
G86302117SWVLWSWVL HOLDINGS CORP$8650.00%131,100CommonSOLE
G1889L126CMCWFCAPITALWORKS EMNG MKTS ACQST$4420.00%22,004CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.