Q3 2023 · 13F-HR
Wakefield Asset Management LLLPholdings as filed
Filed 2023-11-01 · accession 0001376474-23-000472
$221.3M
Reported value
146
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464288877 | EFV | ISHARES TR | $13.1M | 5.93% | 268,404 | Common | SOLE |
| 464288885 | EFG | ISHARES TR | $12.2M | 5.53% | 141,764 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC | $7.2M | 3.24% | 150,609 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $5.6M | 2.53% | 126,484 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $4.9M | 2.20% | 12,420 | Common | SOLE |
| 74347G739 | — | PROSHARES TR | $4.2M | 1.91% | 301,532 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $4.1M | 1.86% | 27,115 | Common | SOLE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $3.9M | 1.77% | 163,704 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $3.2M | 1.43% | 11,568 | Common | SOLE |
| 21871X109 | CRBG | COREBRIDGE FINL INC | $3.1M | 1.40% | 156,938 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $3.1M | 1.40% | 34,252 | Common | SOLE |
| 693718108 | PCAR | PACCAR INC | $3.1M | 1.39% | 36,177 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $3.0M | 1.37% | 39,646 | Common | SOLE |
| 026874784 | AIG | AMERICAN INTL GROUP INC | $3.0M | 1.37% | 50,180 | Common | SOLE |
| G8994E103 | TT | TRANE TECHNOLOGIES PLC | $3.0M | 1.35% | 14,721 | Common | SOLE |
| 464286509 | EWC | ISHARES INC | $2.9M | 1.30% | 86,140 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2.9M | 1.30% | 19,862 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $2.9M | 1.29% | 44,494 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $2.8M | 1.25% | 18,295 | Common | SOLE |
| 58155Q103 | MCK | MCKESSON CORP | $2.7M | 1.22% | 6,187 | Common | SOLE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $2.7M | 1.21% | 11,431 | Common | SOLE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $2.7M | 1.20% | 6,877 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $2.6M | 1.19% | 74,648 | Common | SOLE |
| 833034101 | SNA | SNAP ON INC | $2.6M | 1.18% | 10,243 | Common | SOLE |
| 090043100 | BILL | BILL HOLDINGS INC | $2.6M | 1.17% | 23,849 | Common | SOLE |
| G0450A105 | ACGL | ARCH CAP GROUP LTD | $2.6M | 1.15% | 32,065 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $2.5M | 1.15% | 16,341 | Common | SOLE |
| 78410G104 | SBAC | SBA COMMUNICATIONS CORP NEW | $2.5M | 1.14% | 12,575 | Common | SOLE |
| 501044101 | KR | KROGER CO | $2.5M | 1.13% | 56,015 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $2.5M | 1.13% | 8,316 | Common | SOLE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $2.5M | 1.12% | 28,950 | Common | SOLE |
| 384802104 | GWW | GRAINGER W W INC | $2.5M | 1.12% | 3,569 | Common | SOLE |
| 366651107 | IT | GARTNER INC | $2.4M | 1.11% | 7,127 | Common | SOLE |
| 125896100 | CMS | CMS ENERGY CORP | $2.3M | 1.04% | 43,418 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $2.3M | 1.03% | 275,750 | Common | SOLE |
| 910047109 | UAL | UNITED AIRLS HLDGS INC | $2.3M | 1.02% | 53,461 | Common | SOLE |
| 23918K108 | DVA | DAVITA INC | $2.2M | 1.01% | 23,553 | Common | SOLE |
| 23331A109 | DHI | D R HORTON INC | $2.2M | 1.00% | 20,620 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ CO | $2.2M | 1.00% | 65,602 | Common | SOLE |
| 34959E109 | FTNT | FORTINET INC | $2.0M | 0.92% | 34,777 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $1.9M | 0.87% | 17,182 | Common | SOLE |
| 427866108 | HSY | HERSHEY CO | $1.8M | 0.82% | 9,020 | Common | SOLE |
| 46138G474 | PSCE | INVESCO EXCH TRADED FD TR II | $1.6M | 0.70% | 27,325 | Common | SOLE |
| 09248F109 | — | BLACKROCK MUN INCOME TR | $1.5M | 0.69% | 171,121 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNCP INCOME | $1.5M | 0.68% | 149,092 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $1.5M | 0.68% | 8,471 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $1.5M | 0.67% | 142,559 | Common | SOLE |
| 09249N101 | BLE | BLACKROCK MUNI INCOME TR II | $1.5M | 0.67% | 162,488 | Common | SOLE |
| 46132C107 | VMO | INVESCO MUN OPPORTUNITY TR | $1.5M | 0.67% | 180,392 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $1.5M | 0.67% | 152,994 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1.5M | 0.66% | 140,842 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $1.4M | 0.65% | 3,155 | Common | SOLE |
| 78464A797 | KBE | SPDR SER TR | $1.3M | 0.59% | 35,296 | Common | SOLE |
| 012653101 | ALB | ALBEMARLE CORP | $1.3M | 0.58% | 7,580 | Common | SOLE |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $1.3M | 0.57% | 1,393 | Common | SOLE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $1.3M | 0.57% | 17,663 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $1.2M | 0.54% | 28,504 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $1.1M | 0.50% | 8,072 | Common | SOLE |
| 693506107 | PPG | PPG INDS INC | $1.1M | 0.49% | 8,430 | Common | SOLE |
| 85208M102 | SFM | SPROUTS FMRS MKT INC | $1.1M | 0.49% | 25,380 | Common | SOLE |
| 12008R107 | BLDR | BUILDERS FIRSTSOURCE INC | $1.1M | 0.48% | 8,551 | Common | SOLE |
| 12653C108 | CNX | CNX RES CORP | $1.0M | 0.46% | 45,063 | Common | SOLE |
| 880779103 | TEX | TEREX CORP NEW | $964,386 | 0.44% | 16,737 | Common | SOLE |
| 38267D109 | GSHD | GOOSEHEAD INS INC | $921,788 | 0.42% | 12,368 | Common | SOLE |
| 01741R102 | ATI | ATI INC | $910,938 | 0.41% | 22,137 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $896,200 | 0.40% | 8,740 | Common | SOLE |
| 054540208 | ACLS | AXCELIS TECHNOLOGIES INC | $871,992 | 0.39% | 5,348 | Common | SOLE |
| 670695105 | NUW | NUVEEN AMT-FREE MUN VALUE FD | $862,423 | 0.39% | 64,348 | Common | SOLE |
| 27827X101 | EIM | EATON VANCE MUN BD FD | $851,765 | 0.38% | 95,063 | Common | SOLE |
| 56035L104 | MAIN | MAIN STR CAP CORP | $813,657 | 0.37% | 20,026 | Common | SOLE |
| 78473E103 | SPXC | SPX TECHNOLOGIES INC | $806,186 | 0.36% | 9,904 | Common | SOLE |
| 44925C103 | ICFI | ICF INTL INC | $805,967 | 0.36% | 6,671 | Common | SOLE |
| M78673114 | PERI | PERION NETWORK LTD | $798,586 | 0.36% | 26,072 | Common | SOLE |
| 58506Q109 | MEDP | MEDPACE HLDGS INC | $788,376 | 0.36% | 3,256 | Common | SOLE |
| 92189H607 | OIH | VANECK ETF TRUST | $786,692 | 0.36% | 2,280 | Common | SOLE |
| 47580P103 | JELD | JELD-WEN HLDG INC | $777,646 | 0.35% | 58,207 | Common | SOLE |
| 86333M108 | LRN | STRIDE INC | $775,192 | 0.35% | 17,215 | Common | SOLE |
| G0692U109 | AXS | AXIS CAP HLDGS LTD | $769,671 | 0.35% | 13,649 | Common | SOLE |
| 30040P103 | EVTC | EVERTEC INC | $762,451 | 0.34% | 20,507 | Common | SOLE |
| 29358P101 | ENSG | ENSIGN GROUP INC | $753,126 | 0.34% | 8,104 | Common | SOLE |
| 74319R101 | PRG | PROG HOLDINGS INC | $751,344 | 0.34% | 22,624 | Common | SOLE |
| 69888T207 | PARR | PAR PAC HOLDINGS INC | $742,521 | 0.34% | 20,660 | Common | SOLE |
| 153527106 | CENT | CENTRAL GARDEN & PET CO | $741,641 | 0.34% | 16,802 | Common | SOLE |
| 97717P104 | WT | WISDOMTREE INC | $735,693 | 0.33% | 105,099 | Common | SOLE |
| 84790A105 | SPB | SPECTRUM BRANDS HLDGS INC NE | $725,835 | 0.33% | 9,264 | Common | SOLE |
| 753422104 | RPD | RAPID7 INC | $722,226 | 0.33% | 15,776 | Common | SOLE |
| 00182C103 | ANIP | ANI PHARMACEUTICALS INC | $717,041 | 0.32% | 12,350 | Common | SOLE |
| 525558201 | LMAT | LEMAITRE VASCULAR INC | $716,521 | 0.32% | 13,152 | Common | SOLE |
| 12326C105 | BFST | BUSINESS FIRST BANCSHARES IN | $713,443 | 0.32% | 38,030 | Common | SOLE |
| 898402102 | TRMK | TRUSTMARK CORP | $712,788 | 0.32% | 32,802 | Common | SOLE |
| 26856L103 | ELF | E L F BEAUTY INC | $694,016 | 0.31% | 6,319 | Common | SOLE |
| 23204G100 | CUBI | CUSTOMERS BANCORP INC | $691,102 | 0.31% | 20,061 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $690,984 | 0.31% | 88,361 | Common | SOLE |
| 45826H109 | ITGR | INTEGER HLDGS CORP | $690,655 | 0.31% | 8,806 | Common | SOLE |
| 464287184 | FXI | ISHARES TR | $671,050 | 0.30% | 25,294 | Common | SOLE |
| 76009N100 | UPBD | UPBOUND GROUP INC | $670,253 | 0.30% | 22,759 | Common | SOLE |
| 500767306 | KWEB | KRANESHARES TR | $666,268 | 0.30% | 24,343 | Common | SOLE |
| 267475101 | DY | DYCOM INDS INC | $665,987 | 0.30% | 7,483 | Common | SOLE |
| 55303J106 | MGPI | MGP INGREDIENTS INC NEW | $663,575 | 0.30% | 6,291 | Common | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $661,300 | 0.30% | 10,192 | Common | SOLE |
| 465741106 | ITRI | ITRON INC | $659,838 | 0.30% | 10,892 | Common | SOLE |
| 87305R109 | TTMI | TTM TECHNOLOGIES INC | $648,650 | 0.29% | 50,361 | Common | SOLE |
| 30257X104 | FBK | FB FINL CORP | $647,573 | 0.29% | 22,834 | Common | SOLE |
| 099406100 | BOOT | BOOT BARN HLDGS INC | $635,069 | 0.29% | 7,822 | Common | SOLE |
| 09239B109 | BL | BLACKLINE INC | $634,300 | 0.29% | 11,435 | Common | SOLE |
| 29670E107 | EPRT | ESSENTIAL PPTYS RLTY TR INC | $633,552 | 0.29% | 29,273 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $631,625 | 0.29% | 37,754 | Common | SOLE |
| 563571405 | MTW | MANITOWOC CO INC | $629,316 | 0.28% | 41,815 | Common | SOLE |
| 53814L108 | LTHM1EUR | LIVENT CORP | $614,582 | 0.28% | 33,383 | Common | SOLE |
| 302081104 | EXLS | EXLSERVICE HOLDINGS INC | $612,899 | 0.28% | 21,858 | Common | SOLE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $611,354 | 0.28% | 6,561 | Common | SOLE |
| 109641100 | EAT | BRINKER INTL INC | $604,349 | 0.27% | 19,131 | Common | SOLE |
| 929566107 | WNC | WABASH NATL CORP | $592,670 | 0.27% | 28,062 | Common | SOLE |
| 05465C100 | AX | AXOS FINANCIAL INC | $589,708 | 0.27% | 15,576 | Common | SOLE |
| 868459108 | SUPN | SUPERNUS PHARMACEUTICALS INC | $575,497 | 0.26% | 20,874 | Common | SOLE |
| 67061T101 | NIM | NUVEEN SELECT MAT MUN FD | $573,425 | 0.26% | 67,688 | Common | SOLE |
| 67062J102 | NMI | NUVEEN MUN INCOME FD INC | $572,508 | 0.26% | 66,556 | Common | SOLE |
| 50187T106 | LGIH | LGI HOMES INC | $565,203 | 0.26% | 5,681 | Common | SOLE |
| 913259107 | UTL | UNITIL CORP | $558,391 | 0.25% | 13,074 | Common | SOLE |
| 01748X102 | ALGT | ALLEGIANT TRAVEL CO | $549,473 | 0.25% | 7,149 | Common | SOLE |
| 09180C106 | BJRI | BJS RESTAURANTS INC | $549,176 | 0.25% | 23,409 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $545,592 | 0.25% | 37,679 | Common | SOLE |
| 464286772 | EWY | ISHARES INC | $541,718 | 0.24% | 9,191 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $536,265 | 0.24% | 19,586 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $516,598 | 0.23% | 13,981 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $490,976 | 0.22% | 27,661 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $489,212 | 0.22% | 589 | Common | SOLE |
| 46435U853 | USHY | ISHARES TR | $442,720 | 0.20% | 12,755 | Common | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $433,065 | 0.20% | 33,568 | Common | SOLE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $423,841 | 0.19% | 2,120 | Common | SOLE |
| 701094104 | PH | PARKER-HANNIFIN CORP | $417,955 | 0.19% | 1,073 | Common | SOLE |
| 14149Y108 | CAH | CARDINAL HEALTH INC | $417,692 | 0.19% | 4,811 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $406,964 | 0.18% | 7,570 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $376,873 | 0.17% | 21,696 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $367,857 | 0.17% | 1,529 | Common | SOLE |
| 60871R209 | TAP | MOLSON COORS BEVERAGE CO | $366,597 | 0.17% | 5,765 | Common | SOLE |
| 751212101 | RL | RALPH LAUREN CORP | $362,445 | 0.16% | 3,122 | Common | SOLE |
| 76131D103 | QSR | RESTAURANT BRANDS INTL INC | $359,031 | 0.16% | 5,389 | Common | SOLE |
| 962166104 | WY | WEYERHAEUSER CO MTN BE | $357,373 | 0.16% | 11,656 | Common | SOLE |
| 03743Q108 | APA | APA CORPORATION | $348,159 | 0.16% | 8,471 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $293,486 | 0.13% | 1,092 | Common | SOLE |
| 68622V106 | OGN | ORGANON & CO | $288,975 | 0.13% | 16,646 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $267,342 | 0.12% | 7,520 | Common | SOLE |
| 12572Q105 | CME | CME GROUP INC | $264,491 | 0.12% | 1,321 | Common | SOLE |
| 192108504 | CDE | COEUR MNG INC | $220,196 | 0.10% | 99,187 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $216,415 | 0.10% | 3,382 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.