Q4 2023 · 13F-HR
Wakefield Asset Management LLLPholdings as filed
Filed 2024-01-25 · accession 0001376474-24-000050
$269.8M
Reported value
145
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464288877 | EFV | ISHARES TR | $13.9M | 5.15% | 266,745 | Common | SOLE |
| 464288885 | EFG | ISHARES TR | $13.7M | 5.06% | 141,030 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC | $7.6M | 2.82% | 150,143 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $5.8M | 2.15% | 124,369 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $5.3M | 1.97% | 12,164 | Common | SOLE |
| 74347B425 | SH1USD | PROSHARES TR | $4.2M | 1.56% | 324,002 | Common | SOLE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $4.0M | 1.50% | 25,629 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $4.0M | 1.50% | 23,766 | Common | SOLE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $4.0M | 1.49% | 162,317 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $4.0M | 1.46% | 13,365 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $3.9M | 1.45% | 23,720 | Common | SOLE |
| 23331A109 | DHI | D R HORTON INC | $3.8M | 1.41% | 25,091 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $3.7M | 1.38% | 45,128 | Common | SOLE |
| 833034101 | SNA | SNAP ON INC | $3.7M | 1.37% | 12,794 | Common | SOLE |
| 693718108 | PCAR | PACCAR INC | $3.6M | 1.35% | 37,174 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $3.6M | 1.34% | 25,375 | Common | SOLE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $3.6M | 1.34% | 7,050 | Common | SOLE |
| 78410G104 | SBAC | SBA COMMUNICATIONS CORP NEW | $3.5M | 1.31% | 13,964 | Common | SOLE |
| G8994E103 | TT | TRANE TECHNOLOGIES PLC | $3.5M | 1.31% | 14,448 | Common | SOLE |
| 74347B714 | — | PROSHARES TR | $3.5M | 1.30% | 369,184 | Common | SOLE |
| 693506107 | PPG | PPG INDS INC | $3.4M | 1.28% | 23,018 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $3.4M | 1.27% | 23,145 | Common | SOLE |
| 29364G103 | ETR | ENTERGY CORP NEW | $3.4M | 1.27% | 33,776 | Common | SOLE |
| Y2573F102 | FLEX | FLEX LTD | $3.4M | 1.27% | 112,103 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $3.4M | 1.26% | 9,637 | Common | SOLE |
| 04621X108 | AIZ | ASSURANT INC | $3.3M | 1.24% | 19,853 | Common | SOLE |
| 929740108 | WAB | WABTEC | $3.3M | 1.24% | 26,255 | Common | SOLE |
| 513272104 | LW | LAMB WESTON HLDGS INC | $3.3M | 1.22% | 30,552 | Common | SOLE |
| 366651107 | IT | GARTNER INC | $3.2M | 1.20% | 7,197 | Common | SOLE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $3.2M | 1.20% | 67,582 | Common | SOLE |
| 14149Y108 | CAH | CARDINAL HEALTH INC | $3.2M | 1.20% | 32,021 | Common | SOLE |
| 464286509 | EWC | ISHARES INC | $3.1M | 1.16% | 85,640 | Common | SOLE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $3.1M | 1.16% | 11,457 | Common | SOLE |
| 384802104 | GWW | GRAINGER W W INC | $3.1M | 1.16% | 3,763 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $3.1M | 1.14% | 43,855 | Common | SOLE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $3.1M | 1.13% | 33,608 | Common | SOLE |
| 23918K108 | DVA | DAVITA INC | $3.0M | 1.12% | 28,746 | Common | SOLE |
| 12503M108 | CBOE | CBOE GLOBAL MKTS INC | $2.9M | 1.09% | 16,488 | Common | SOLE |
| G0450A105 | ACGL | ARCH CAP GROUP LTD | $2.9M | 1.09% | 39,620 | Common | SOLE |
| 58155Q103 | MCK | MCKESSON CORP | $2.9M | 1.09% | 6,349 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $2.5M | 0.93% | 50,004 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $2.5M | 0.92% | 286,129 | Common | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $2.1M | 0.79% | 35,732 | Common | SOLE |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $1.9M | 0.72% | 2,042 | Common | SOLE |
| 464287697 | IDU | ISHARES TR | $1.9M | 0.70% | 23,635 | Common | SOLE |
| 464287812 | IYK | ISHARES TR | $1.9M | 0.70% | 9,841 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ CO | $1.9M | 0.69% | 50,279 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $1.7M | 0.65% | 51,044 | Common | SOLE |
| 09249N101 | BLE | BLACKROCK MUNI INCOME TR II | $1.7M | 0.65% | 162,958 | Common | SOLE |
| 46132C107 | VMO | INVESCO MUN OPPORTUNITY TR | $1.7M | 0.64% | 180,182 | Common | SOLE |
| 09248F109 | — | BLACKROCK MUN INCOME TR | $1.7M | 0.64% | 171,079 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNCP INCOME | $1.7M | 0.63% | 149,255 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $1.7M | 0.63% | 153,364 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $1.7M | 0.62% | 142,368 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $1.7M | 0.62% | 10,746 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.7M | 0.62% | 10,586 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $1.6M | 0.60% | 8,045 | Common | SOLE |
| 60871R209 | TAP | MOLSON COORS BEVERAGE CO | $1.6M | 0.58% | 25,488 | Common | SOLE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $1.4M | 0.53% | 17,524 | Common | SOLE |
| 12008R107 | BLDR | BUILDERS FIRSTSOURCE INC | $1.4M | 0.53% | 8,502 | Common | SOLE |
| 23204G100 | CUBI | CUSTOMERS BANCORP INC | $1.3M | 0.47% | 21,920 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $1.2M | 0.45% | 2,370 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $1.2M | 0.45% | 28,627 | Common | SOLE |
| 05465C100 | AX | AXOS FINANCIAL INC | $1.1M | 0.42% | 20,716 | Common | SOLE |
| 78473E103 | SPXC | SPX TECHNOLOGIES INC | $1.1M | 0.41% | 10,972 | Common | SOLE |
| 004225108 | ACAD | ACADIA PHARMACEUTICALS INC | $1.1M | 0.41% | 35,390 | Common | SOLE |
| 58506Q109 | MEDP | MEDPACE HLDGS INC | $1.1M | 0.41% | 3,607 | Common | SOLE |
| 38267D109 | GSHD | GOOSEHEAD INS INC | $1.0M | 0.39% | 13,730 | Common | SOLE |
| 12326C105 | BFST | BUSINESS FIRST BANCSHARES IN | $1.0M | 0.38% | 42,014 | Common | SOLE |
| 30257X104 | FBK | FB FINL CORP | $1.0M | 0.37% | 25,281 | Common | SOLE |
| 753422104 | RPD | RAPID7 INC | $1.0M | 0.37% | 17,523 | Common | SOLE |
| 85208M102 | SFM | SPROUTS FMRS MKT INC | $997,706 | 0.37% | 20,738 | Common | SOLE |
| 747316107 | KWR | QUAKER HOUGHTON | $988,775 | 0.37% | 4,633 | Common | SOLE |
| 26856L103 | ELF | E L F BEAUTY INC | $975,450 | 0.36% | 6,758 | Common | SOLE |
| 47580P103 | JELD | JELD-WEN HLDG INC | $973,699 | 0.36% | 51,573 | Common | SOLE |
| 45826H109 | ITGR | INTEGER HLDGS CORP | $970,588 | 0.36% | 9,796 | Common | SOLE |
| 12653C108 | CNX | CNX RES CORP | $966,540 | 0.36% | 48,327 | Common | SOLE |
| 56035L104 | MAIN | MAIN STR CAP CORP | $964,591 | 0.36% | 22,313 | Common | SOLE |
| 267475101 | DY | DYCOM INDS INC | $957,089 | 0.35% | 8,316 | Common | SOLE |
| 929328102 | WSFS | WSFS FINL CORP | $939,315 | 0.35% | 20,451 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $936,988 | 0.35% | 8,643 | Common | SOLE |
| 30040P103 | EVTC | EVERTEC INC | $933,187 | 0.35% | 22,794 | Common | SOLE |
| 55303J106 | MGPI | MGP INGREDIENTS INC NEW | $932,098 | 0.35% | 9,461 | Common | SOLE |
| 428567101 | HB6 | HIBBETT INC | $929,058 | 0.34% | 12,900 | Common | SOLE |
| 109641100 | EAT | BRINKER INTL INC | $916,410 | 0.34% | 21,223 | Common | SOLE |
| 74319R101 | PRG | PROG HOLDINGS INC | $912,062 | 0.34% | 29,507 | Common | SOLE |
| 465741106 | ITRI | ITRON INC | $908,839 | 0.34% | 12,036 | Common | SOLE |
| 146229109 | CRI | CARTERS INC | $898,905 | 0.33% | 12,003 | Common | SOLE |
| 913259107 | UTL | UNITIL CORP | $896,056 | 0.33% | 17,045 | Common | SOLE |
| 005098108 | GOLF | ACUSHNET HLDGS CORP | $892,782 | 0.33% | 14,133 | Common | SOLE |
| 29605J106 | ESAB | ESAB CORPORATION | $891,000 | 0.33% | 10,286 | Common | SOLE |
| M78673114 | PERI | PERION NETWORK LTD | $890,075 | 0.33% | 28,833 | Common | SOLE |
| 87305R109 | TTMI | TTM TECHNOLOGIES INC | $884,191 | 0.33% | 55,926 | Common | SOLE |
| 68621T102 | OBK | ORIGIN BANCORP INC | $875,165 | 0.32% | 24,604 | Common | SOLE |
| 70439P108 | PAY | PAYMENTUS HOLDINGS INC | $874,862 | 0.32% | 48,957 | Common | SOLE |
| 03209R103 | AMPH | AMPHASTAR PHARMACEUTICALS IN | $873,817 | 0.32% | 14,128 | Common | SOLE |
| 171604101 | CHUYUSD | CHUYS HLDGS INC | $872,103 | 0.32% | 22,812 | Common | SOLE |
| 48282T104 | KAI | KADANT INC | $870,643 | 0.32% | 3,106 | Common | SOLE |
| 34354P105 | FLS | FLOWSERVE CORP | $866,254 | 0.32% | 21,011 | Common | SOLE |
| 76009N100 | UPBD | UPBOUND GROUP INC | $857,831 | 0.32% | 25,241 | Common | SOLE |
| 86333M108 | LRN | STRIDE INC | $857,660 | 0.32% | 14,446 | Common | SOLE |
| G0692U109 | AXS | AXIS CAP HLDGS LTD | $843,119 | 0.31% | 15,222 | Common | SOLE |
| 700517105 | PK | PARK HOTELS & RESORTS INC | $840,606 | 0.31% | 54,683 | Common | SOLE |
| 01741R102 | ATI | ATI INC | $840,241 | 0.31% | 18,479 | Common | SOLE |
| 69888T207 | PARR | PAR PAC HOLDINGS INC | $840,002 | 0.31% | 23,096 | Common | SOLE |
| 525558201 | LMAT | LEMAITRE VASCULAR INC | $831,648 | 0.31% | 14,652 | Common | SOLE |
| 29670E107 | EPRT | ESSENTIAL PPTYS RLTY TR INC | $831,134 | 0.31% | 32,502 | Common | SOLE |
| 268158201 | DVAX | DYNAVAX TECHNOLOGIES CORP | $828,050 | 0.31% | 59,231 | Common | SOLE |
| 03937C105 | ARCB | ARCBEST CORP | $806,249 | 0.30% | 6,707 | Common | SOLE |
| 929566107 | WNC | WABASH NATL CORP | $801,958 | 0.30% | 31,302 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $797,171 | 0.30% | 8,062 | Common | SOLE |
| 09239B109 | BL | BLACKLINE INC | $793,675 | 0.29% | 12,711 | Common | SOLE |
| 054540208 | ACLS | AXCELIS TECHNOLOGIES INC | $769,970 | 0.29% | 5,937 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $756,931 | 0.28% | 93,218 | Common | SOLE |
| 302081104 | EXLS | EXLSERVICE HOLDINGS INC | $750,828 | 0.28% | 24,338 | Common | SOLE |
| 25461A304 | AAPD | DIREXION SHS ETF TR | $739,298 | 0.27% | 36,617 | Common | SOLE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $738,214 | 0.27% | 88,916 | Common | SOLE |
| 670682103 | NMZ | NUVEEN MUN HIGH INCOME OPPOR | $732,622 | 0.27% | 74,152 | Common | SOLE |
| 72201A103 | XPMQX | PIMCO MUN INCOME FD III | $731,170 | 0.27% | 98,914 | Common | SOLE |
| 25461A403 | MSFD | DIREXION SHS ETF TR | $729,943 | 0.27% | 46,838 | Common | SOLE |
| 670663103 | NMCO | NUVEEN MUN CR OPPORTUNITIES | $720,921 | 0.27% | 72,309 | Common | SOLE |
| 25461A601 | GGLS | DIREXION SHS ETF TR | $689,907 | 0.26% | 40,061 | Common | SOLE |
| 25461A700 | — | DIREXION SHS ETF TR | $687,246 | 0.25% | 30,957 | Common | SOLE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $674,996 | 0.25% | 6,561 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $620,900 | 0.23% | 38,022 | Common | SOLE |
| 464286772 | EWY | ISHARES INC | $597,241 | 0.22% | 9,114 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $589,518 | 0.22% | 14,243 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $571,798 | 0.21% | 27,610 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $490,803 | 0.18% | 4,459 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $478,872 | 0.18% | 429 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $468,033 | 0.17% | 1,625 | Common | SOLE |
| 46435U853 | USHY | ISHARES TR | $458,799 | 0.17% | 12,622 | Common | SOLE |
| 76131D103 | QSR | RESTAURANT BRANDS INTL INC | $442,232 | 0.16% | 5,660 | Common | SOLE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC | $440,717 | 0.16% | 5,761 | Common | SOLE |
| 12572Q105 | CME | CME GROUP INC | $427,782 | 0.16% | 2,031 | Common | SOLE |
| 126117100 | CNA | CNA FINL CORP | $417,896 | 0.15% | 9,877 | Common | SOLE |
| 64110D104 | NTAP | NETAPP INC | $399,718 | 0.15% | 4,534 | Common | SOLE |
| 192108504 | CDE | COEUR MNG INC | $361,339 | 0.13% | 110,840 | Common | SOLE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $348,435 | 0.13% | 1,517 | Common | SOLE |
| 751212101 | RL | RALPH LAUREN CORP | $335,133 | 0.12% | 2,324 | Common | SOLE |
| 03743Q108 | APA | APA CORPORATION | $320,337 | 0.12% | 8,928 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $299,865 | 0.11% | 2,743 | Common | SOLE |
| 701094104 | PH | PARKER-HANNIFIN CORP | $293,927 | 0.11% | 638 | Common | SOLE |
| 525327102 | LDOS | LEIDOS HOLDINGS INC | $277,961 | 0.10% | 2,568 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $270,136 | 0.10% | 2,223 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.