Q3 2023 · 13F-HR
BALLAST ADVISORS LLCholdings as filed
Filed 2023-10-19 · accession 0001398344-23-019416
$250.7M
Reported value
178
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $24.1M | 9.60% | 475,912 | Common | SOLE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $23.6M | 9.39% | 365,349 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $22.0M | 8.76% | 128,262 | Common | SOLE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $21.1M | 8.40% | 620,032 | Common | SOLE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $18.5M | 7.38% | 254,440 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $14.5M | 5.79% | 154,468 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $8.7M | 3.49% | 27,694 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $8.3M | 3.32% | 304,006 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $7.5M | 2.98% | 51,513 | Common | SOLE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $6.0M | 2.38% | 124,830 | Common | SOLE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $5.6M | 2.23% | 233,093 | Common | SOLE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $5.1M | 2.04% | 102,849 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $4.4M | 1.77% | 96,728 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3.9M | 1.56% | 11,141 | Common | SOLE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $3.7M | 1.47% | 89,113 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $2.9M | 1.16% | 27,203 | Common | SOLE |
| 665809109 | NTIC | NORTHERN TECHNOLOGIES INTL C | $2.6M | 1.02% | 191,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $2.4M | 0.98% | 19,262 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $2.1M | 0.82% | 15,747 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $2.0M | 0.81% | 11,533 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $1.9M | 0.75% | 42,624 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.8M | 0.70% | 7,685 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $1.5M | 0.60% | 84,917 | Common | SOLE |
| 921946885 | VWOB | VANGUARD WHITEHALL FDS | $1.5M | 0.59% | 24,918 | Common | SOLE |
| 78463X889 | SPDW | SPDR INDEX SHS FDS | $1.5M | 0.59% | 47,499 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.4M | 0.56% | 3,228 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.4M | 0.56% | 8,944 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $1.2M | 0.49% | 2,880 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.2M | 0.48% | 9,067 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $1.2M | 0.47% | 7,013 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S | $1.1M | 0.45% | 12,412 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $1.1M | 0.44% | 2,584 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $1.1M | 0.44% | 3,591 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $1.1M | 0.43% | 4,074 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $1.1M | 0.43% | 12,089 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $1.0M | 0.41% | 12,819 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $982,413 | 0.39% | 5,798 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $974,066 | 0.39% | 10,404 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $973,285 | 0.39% | 17,386 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $959,867 | 0.38% | 1,699 | Common | SOLE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $915,597 | 0.37% | 26,874 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $872,997 | 0.35% | 10,046 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $871,810 | 0.35% | 2,904 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $868,263 | 0.35% | 3,470 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $862,134 | 0.34% | 3,158 | Common | SOLE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $847,261 | 0.34% | 4,238 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $776,930 | 0.31% | 8,957 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $773,932 | 0.31% | 1,535 | Common | SOLE |
| 278865100 | ECL | ECOLAB INC | $762,808 | 0.30% | 4,503 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $736,286 | 0.29% | 6,262 | Common | SOLE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $695,064 | 0.28% | 9,341 | Common | SOLE |
| 464287804 | IJR | ISHARES TR | $683,987 | 0.27% | 7,251 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $673,727 | 0.27% | 4,619 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $659,435 | 0.26% | 6,431 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $647,429 | 0.26% | 11,849 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $624,398 | 0.25% | 5,895 | Common | SOLE |
| 92203J407 | BNDX | VANGUARD CHARLOTTE FDS | $612,941 | 0.24% | 12,815 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $609,331 | 0.24% | 1,195 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $608,168 | 0.24% | 332 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $607,475 | 0.24% | 2,659 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $589,423 | 0.24% | 1,951 | Common | SOLE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $527,370 | 0.21% | 2,683 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $505,823 | 0.20% | 1,851 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $505,459 | 0.20% | 2,101 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $499,361 | 0.20% | 5,471 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $492,503 | 0.20% | 973 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $484,787 | 0.19% | 1,954 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $479,328 | 0.19% | 6,117 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $478,825 | 0.19% | 2,592 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $472,211 | 0.19% | 1,757 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $463,456 | 0.18% | 957 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $441,274 | 0.18% | 1,916 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $426,285 | 0.17% | 3,038 | Common | SOLE |
| 615369105 | MCO | MOODYS CORP | $423,668 | 0.17% | 1,340 | Common | SOLE |
| 464289438 | IWY | ISHARES TR | $416,879 | 0.17% | 2,710 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $415,817 | 0.17% | 1,527 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $414,685 | 0.17% | 1,014 | Common | SOLE |
| 464288158 | SUB | ISHARES TR | $412,469 | 0.16% | 4,010 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $405,057 | 0.16% | 2,717 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $397,770 | 0.16% | 7,399 | Common | SOLE |
| 78464A409 | SPYG | SPDR SER TR | $387,706 | 0.15% | 6,540 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $381,180 | 0.15% | 2,555 | Common | SOLE |
| 78468R408 | SJNK | SPDR SER TR | $370,153 | 0.15% | 15,133 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $368,021 | 0.15% | 5,271 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $359,520 | 0.14% | 2,248 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $335,745 | 0.13% | 698 | Common | SOLE |
| 98389B100 | XEL | XCEL ENERGY INC | $335,252 | 0.13% | 5,859 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $322,977 | 0.13% | 1,226 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $320,072 | 0.13% | 3,109 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $314,221 | 0.13% | 585 | Common | SOLE |
| 037598109 | APOG | APOGEE ENTERPRISES INC | $309,127 | 0.12% | 6,566 | Common | SOLE |
| 78468R853 | SPSM | SPDR SER TR | $286,565 | 0.11% | 7,766 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $285,245 | 0.11% | 4,433 | Common | SOLE |
| 464287176 | TIP | ISHARES TR | $280,666 | 0.11% | 2,706 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $276,638 | 0.11% | 8,340 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $275,833 | 0.11% | 1,809 | Common | SOLE |
| 43300A203 | HLT | HILTON WORLDWIDE HLDGS INC | $275,130 | 0.11% | 1,832 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $272,439 | 0.11% | 2,813 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $270,013 | 0.11% | 1,326 | Common | SOLE |
| 670837103 | OGE | OGE ENERGY CORP | $262,940 | 0.10% | 7,889 | Common | SOLE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $259,756 | 0.10% | 3,838 | Common | SOLE |
| 464289420 | IWX | ISHARES TR | $235,724 | 0.09% | 3,606 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $232,979 | 0.09% | 617 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $223,410 | 0.09% | 600 | Common | SOLE |
| 78464A300 | SLYV | SPDR SER TR | $223,166 | 0.09% | 3,084 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $214,645 | 0.09% | 2,415 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $213,304 | 0.09% | 2,304 | Common | SOLE |
| 369604301 | GE | GENERAL ELECTRIC CO | $210,377 | 0.08% | 1,903 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $206,352 | 0.08% | 2,253 | Common | SOLE |
| 257651109 | DCI | DONALDSON INC | $202,955 | 0.08% | 3,403 | Common | SOLE |
| 464287408 | IVE | ISHARES TR | $191,685 | 0.08% | 1,246 | Common | SOLE |
| 922908637 | VV | VANGUARD INDEX FDS | $190,211 | 0.08% | 972 | Common | SOLE |
| 78464A508 | SPYV | SPDR SER TR | $168,052 | 0.07% | 4,073 | Common | SOLE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $156,087 | 0.06% | 2,063 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $151,264 | 0.06% | 12,179 | Common | SOLE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $148,693 | 0.06% | 2,945 | Common | SOLE |
| 464288448 | IDV | ISHARES TR | $144,856 | 0.06% | 5,703 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $141,472 | 0.06% | 863 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $140,321 | 0.06% | 2,036 | Common | SOLE |
| 108621103 | BWB | BRIDGEWATER BANCSHARES INC | $138,408 | 0.06% | 14,600 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $137,411 | 0.05% | 2,734 | Common | SOLE |
| 78464A763 | SDY | SPDR SER TR | $136,287 | 0.05% | 1,185 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $135,171 | 0.05% | 980 | Common | SOLE |
| 464287499 | IWR | ISHARES TR | $133,237 | 0.05% | 1,924 | Common | SOLE |
| 464287671 | IUSG | ISHARES TR | $132,193 | 0.05% | 1,394 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $119,805 | 0.05% | 2,033 | Common | SOLE |
| 464287481 | IWP | ISHARES TR | $111,173 | 0.04% | 1,217 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $106,722 | 0.04% | 428 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $105,962 | 0.04% | 1,410 | Common | SOLE |
| 92206C680 | VONG | VANGUARD SCOTTSDALE FDS | $99,512 | 0.04% | 1,454 | Common | SOLE |
| 78463X509 | SPEM | SPDR INDEX SHS FDS | $98,595 | 0.04% | 2,937 | Common | SOLE |
| 78464A201 | SLYG | SPDR SER TR | $85,008 | 0.03% | 1,160 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $83,992 | 0.03% | 1,187 | Common | SOLE |
| 78468R788 | SPYD | SPDR SER TR | $83,181 | 0.03% | 2,372 | Common | SOLE |
| 464288638 | IGIB | ISHARES TR | $78,959 | 0.03% | 1,623 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $77,697 | 0.03% | 752 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $77,246 | 0.03% | 1,129 | Common | SOLE |
| 78464A664 | SPTL | SPDR SER TR | $76,201 | 0.03% | 2,914 | Common | SOLE |
| 78464A821 | MDYG | SPDR SER TR | $73,219 | 0.03% | 1,059 | Common | SOLE |
| 464288885 | EFG | ISHARES TR | $67,400 | 0.03% | 781 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $51,882 | 0.02% | 482 | Common | SOLE |
| 464287689 | IWV | ISHARES TR | $51,059 | 0.02% | 208 | Common | SOLE |
| 464287630 | IWN | ISHARES TR | $45,816 | 0.02% | 338 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR | $45,246 | 0.02% | 908 | Common | SOLE |
| 46432F339 | QUAL | ISHARES TR | $43,359 | 0.02% | 329 | Common | SOLE |
| 78468R721 | TFI | SPDR SER TR | $43,219 | 0.02% | 989 | Common | SOLE |
| 464288877 | EFV | ISHARES TR | $41,003 | 0.02% | 838 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $38,948 | 0.02% | 206 | Common | SOLE |
| 78468R739 | SHM | SPDR SER TR | $34,673 | 0.01% | 750 | Common | SOLE |
| 78464A839 | MDYV | SPDR SER TR | $34,441 | 0.01% | 531 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $32,786 | 0.01% | 676 | Common | SOLE |
| 922908629 | VO | VANGUARD INDEX FDS | $30,611 | 0.01% | 147 | Common | SOLE |
| 78463X194 | NZAC | SPDR INDEX SHS FDS | $25,636 | 0.01% | 903 | Common | SOLE |
| 78468R622 | JNK | SPDR SER TR | $22,148 | 0.01% | 245 | Common | SOLE |
| 464288794 | IAI | ISHARES TR | $21,938 | 0.01% | 241 | Common | SOLE |
| 78463X301 | GMF | SPDR INDEX SHS FDS | $21,685 | 0.01% | 223 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $17,751 | 0.01% | 174 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $16,632 | 0.01% | 184 | Common | NONE |
| 464288653 | TLH | ISHARES TR | $16,248 | 0.01% | 165 | Common | SOLE |
| 464287705 | IJJ | ISHARES TR | $15,140 | 0.01% | 150 | Common | SOLE |
| 78464A284 | HYMB | SPDR SER TR | $14,959 | 0.01% | 628 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $12,230 | 0.00% | 95 | Common | SOLE |
| 464287887 | IJT | ISHARES TR | $11,187 | 0.00% | 102 | Common | SOLE |
| 464288570 | DSI | ISHARES TR | $11,153 | 0.00% | 137 | Common | SOLE |
| 78463X400 | GXC | SPDR INDEX SHS FDS | $10,661 | 0.00% | 149 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $9,261 | 0.00% | 61 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $9,128 | 0.00% | 125 | Common | SOLE |
| 464287606 | IJK | ISHARES TR | $7,224 | 0.00% | 100 | Common | SOLE |
| 464288307 | IMCG | ISHARES TR | $6,856 | 0.00% | 120 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $6,160 | 0.00% | 29 | Common | SOLE |
| 464288687 | PFF | ISHARES TR | $6,030 | 0.00% | 200 | Common | SOLE |
| 464287879 | IJS | ISHARES TR | $5,353 | 0.00% | 60 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $4,516 | 0.00% | 119 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $3,483 | 0.00% | 105 | Common | SOLE |
| 464288273 | SCZ | ISHARES TR | $2,598 | 0.00% | 46 | Common | SOLE |
| 78468R101 | SPTS | SPDR SER TR | $2,183 | 0.00% | 76 | Common | SOLE |
| 464289859 | AOA | ISHARES TR | $2,032 | 0.00% | 32 | Common | SOLE |
| 78463X749 | RWO | SPDR INDEX SHS FDS | $420 | 0.00% | 11 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.