Q4 2023 · 13F-HR
BALLAST ADVISORS LLCholdings as filed
Filed 2024-01-30 · accession 0001398344-24-001358
$267.8M
Reported value
169
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $25.6M | 9.55% | 453,613 | Common | SOLE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $25.0M | 9.34% | 356,671 | Common | SOLE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $22.6M | 8.42% | 610,408 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $22.5M | 8.39% | 116,737 | Common | SOLE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $20.7M | 7.72% | 249,349 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $15.5M | 5.80% | 156,380 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $10.2M | 3.82% | 27,212 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $8.8M | 3.27% | 51,455 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $7.9M | 2.94% | 298,952 | Common | SOLE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $5.9M | 2.19% | 236,689 | Common | SOLE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $5.5M | 2.06% | 113,968 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $5.5M | 2.06% | 89,516 | Common | SOLE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $5.3M | 1.97% | 94,789 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3.9M | 1.47% | 11,034 | Common | SOLE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $3.9M | 1.44% | 81,504 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $3.1M | 1.16% | 20,510 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $3.0M | 1.11% | 22,683 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $2.4M | 0.89% | 17,058 | Common | SOLE |
| 665809109 | NTIC | NORTHERN TECHNOLOGIES INTL C | $2.2M | 0.84% | 191,000 | Common | SOLE |
| 92826C839 | V | VISA INC | $2.0M | 0.76% | 7,862 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $2.0M | 0.74% | 42,435 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $1.9M | 0.73% | 9,689 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.8M | 0.68% | 3,663 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $1.7M | 0.64% | 82,239 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S | $1.6M | 0.61% | 15,890 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $1.6M | 0.61% | 4,628 | Common | SOLE |
| 921946885 | VWOB | VANGUARD WHITEHALL FDS | $1.6M | 0.59% | 24,805 | Common | SOLE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $1.5M | 0.55% | 6,431 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $1.4M | 0.54% | 13,919 | Common | SOLE |
| 78463X889 | SPDW | SPDR INDEX SHS FDS | $1.4M | 0.52% | 40,699 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $1.3M | 0.49% | 1,998 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $1.3M | 0.49% | 2,745 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.3M | 0.49% | 8,304 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.3M | 0.47% | 3,547 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.2M | 0.45% | 8,532 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $1.1M | 0.42% | 2,390 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $1.1M | 0.42% | 6,681 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $1.1M | 0.42% | 4,537 | Common | SOLE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $1.1M | 0.41% | 27,240 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $1.1M | 0.40% | 9,765 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $971,054 | 0.36% | 3,203 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $953,662 | 0.36% | 417 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $951,844 | 0.36% | 6,381 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $918,167 | 0.34% | 1,539 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $904,455 | 0.34% | 3,059 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $812,639 | 0.30% | 1,531 | Common | SOLE |
| 615369105 | MCO | MOODYS CORP | $807,288 | 0.30% | 2,067 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $802,322 | 0.30% | 3,063 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $800,457 | 0.30% | 2,673 | Common | SOLE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $786,568 | 0.29% | 9,949 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $769,780 | 0.29% | 1,412 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $767,460 | 0.29% | 11,849 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $762,855 | 0.28% | 1,449 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $761,339 | 0.28% | 12,919 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $744,452 | 0.28% | 3,218 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $743,407 | 0.28% | 3,191 | Common | SOLE |
| 278865100 | ECL | ECOLAB INC | $739,250 | 0.28% | 3,727 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $640,772 | 0.24% | 1,849 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $639,951 | 0.24% | 6,472 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $617,480 | 0.23% | 7,527 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $612,337 | 0.23% | 5,808 | Common | SOLE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $606,171 | 0.23% | 2,688 | Common | SOLE |
| 92203J407 | BNDX | VANGUARD CHARLOTTE FDS | $564,489 | 0.21% | 11,435 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $543,224 | 0.20% | 3,707 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $542,725 | 0.20% | 7,002 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $539,705 | 0.20% | 5,621 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $518,799 | 0.19% | 2,474 | Common | SOLE |
| 464289438 | IWY | ISHARES TR | $494,296 | 0.18% | 2,821 | Common | SOLE |
| 464287804 | IJR | ISHARES TR | $478,969 | 0.18% | 4,425 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $475,233 | 0.18% | 1,650 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $471,916 | 0.18% | 1,518 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $470,223 | 0.18% | 2,510 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $462,131 | 0.17% | 1,929 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $457,319 | 0.17% | 1,009 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $451,607 | 0.17% | 5,482 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $432,556 | 0.16% | 3,990 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $421,333 | 0.16% | 2,719 | Common | SOLE |
| 78464A409 | SPYG | SPDR SER TR | $407,617 | 0.15% | 6,265 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $396,550 | 0.15% | 658 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $384,997 | 0.14% | 2,354 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $367,327 | 0.14% | 3,674 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $356,583 | 0.13% | 4,516 | Common | SOLE |
| 037598109 | APOG | APOGEE ENTERPRISES INC | $350,690 | 0.13% | 6,566 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $345,251 | 0.13% | 2,190 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $341,717 | 0.13% | 6,764 | Common | SOLE |
| 78468R408 | SJNK | SPDR SER TR | $334,211 | 0.12% | 13,294 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $331,795 | 0.12% | 1,119 | Common | SOLE |
| 43300A203 | HLT | HILTON WORLDWIDE HLDGS INC | $322,299 | 0.12% | 1,770 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $322,154 | 0.12% | 2,955 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $320,690 | 0.12% | 4,558 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $320,037 | 0.12% | 1,787 | Common | SOLE |
| 464288158 | SUB | ISHARES TR | $309,437 | 0.12% | 2,935 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $293,102 | 0.11% | 602 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $267,690 | 0.10% | 2,432 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $263,480 | 0.10% | 452 | Common | SOLE |
| 98389B100 | XEL | XCEL ENERGY INC | $255,688 | 0.10% | 4,130 | Common | SOLE |
| 369604301 | GE | GENERAL ELECTRIC CO | $254,494 | 0.10% | 1,994 | Common | SOLE |
| 464289420 | IWX | ISHARES TR | $253,033 | 0.09% | 3,606 | Common | SOLE |
| 78464A300 | SLYV | SPDR SER TR | $251,302 | 0.09% | 3,016 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $246,426 | 0.09% | 600 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $233,864 | 0.09% | 4,654 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $226,551 | 0.08% | 2,415 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $225,970 | 0.08% | 920 | Common | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $219,766 | 0.08% | 1,018 | Common | SOLE |
| 257651109 | DCI | DONALDSON INC | $215,916 | 0.08% | 3,304 | Common | SOLE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $213,382 | 0.08% | 2,833 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $207,306 | 0.08% | 6,157 | Common | SOLE |
| 78464A763 | SDY | SPDR SER TR | $203,201 | 0.08% | 1,626 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $202,221 | 0.08% | 7,024 | Common | SOLE |
| 108621103 | BWB | BRIDGEWATER BANCSHARES INC | $197,392 | 0.07% | 14,600 | Common | SOLE |
| 78468R853 | SPSM | SPDR SER TR | $196,095 | 0.07% | 4,649 | Common | SOLE |
| 464287176 | TIP | ISHARES TR | $194,127 | 0.07% | 1,806 | Common | SOLE |
| 922908637 | VV | VANGUARD INDEX FDS | $182,810 | 0.07% | 838 | Common | SOLE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $167,884 | 0.06% | 1,900 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $167,265 | 0.06% | 869 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $166,176 | 0.06% | 1,724 | Common | SOLE |
| 464287499 | IWR | ISHARES TR | $163,855 | 0.06% | 2,108 | Common | SOLE |
| 464288448 | IDV | ISHARES TR | $159,627 | 0.06% | 5,703 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $148,642 | 0.06% | 12,194 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $147,611 | 0.06% | 1,959 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $146,510 | 0.05% | 980 | Common | SOLE |
| 464287671 | IUSG | ISHARES TR | $145,115 | 0.05% | 1,394 | Common | SOLE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $139,061 | 0.05% | 2,664 | Common | SOLE |
| 78464A508 | SPYV | SPDR SER TR | $126,927 | 0.05% | 2,722 | Common | SOLE |
| 464287481 | IWP | ISHARES TR | $124,412 | 0.05% | 1,191 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $96,261 | 0.04% | 347 | Common | SOLE |
| 464287408 | IVE | ISHARES TR | $95,118 | 0.04% | 547 | Common | SOLE |
| 78464A201 | SLYG | SPDR SER TR | $94,359 | 0.04% | 1,128 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $90,366 | 0.03% | 1,187 | Common | SOLE |
| 78464A821 | MDYG | SPDR SER TR | $80,135 | 0.03% | 1,059 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $77,278 | 0.03% | 1,029 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $77,199 | 0.03% | 1,219 | Common | SOLE |
| 464288885 | EFG | ISHARES TR | $75,640 | 0.03% | 781 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $75,574 | 0.03% | 677 | Common | SOLE |
| 78463X509 | SPEM | SPDR INDEX SHS FDS | $75,494 | 0.03% | 2,132 | Common | SOLE |
| 464287689 | IWV | ISHARES TR | $57,035 | 0.02% | 208 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $56,500 | 0.02% | 482 | Common | SOLE |
| 464287630 | IWN | ISHARES TR | $52,502 | 0.02% | 338 | Common | SOLE |
| 78464A664 | SPTL | SPDR SER TR | $51,859 | 0.02% | 1,787 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $49,416 | 0.02% | 884 | Common | SOLE |
| 78468R721 | TFI | SPDR SER TR | $46,483 | 0.02% | 989 | Common | SOLE |
| 464288877 | EFV | ISHARES TR | $43,660 | 0.02% | 838 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $40,533 | 0.02% | 190 | Common | SOLE |
| 78464A839 | MDYV | SPDR SER TR | $38,965 | 0.01% | 531 | Common | SOLE |
| 922908629 | VO | VANGUARD INDEX FDS | $34,198 | 0.01% | 147 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $34,001 | 0.01% | 630 | Common | SOLE |
| 78463X194 | NZAC | SPDR INDEX SHS FDS | $27,642 | 0.01% | 872 | Common | SOLE |
| 78468R622 | JNK | SPDR SER TR | $23,209 | 0.01% | 245 | Common | SOLE |
| 78463X301 | GMF | SPDR INDEX SHS FDS | $22,538 | 0.01% | 223 | Common | SOLE |
| 464287622 | IWB | ISHARES TR | $16,260 | 0.01% | 62 | Common | SOLE |
| 78464A284 | HYMB | SPDR SER TR | $15,888 | 0.01% | 628 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $14,828 | 0.01% | 134 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $14,047 | 0.01% | 103 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $13,582 | 0.01% | 162 | Common | NONE |
| 464287887 | IJT | ISHARES TR | $12,764 | 0.00% | 102 | Common | SOLE |
| 464288570 | DSI | ISHARES TR | $12,474 | 0.00% | 137 | Common | SOLE |
| 78463X400 | GXC | SPDR INDEX SHS FDS | $10,150 | 0.00% | 149 | Common | SOLE |
| 464287606 | IJK | ISHARES TR | $7,922 | 0.00% | 100 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $6,879 | 0.00% | 29 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $6,607 | 0.00% | 74 | Common | SOLE |
| 464288687 | PFF | ISHARES TR | $6,238 | 0.00% | 200 | Common | SOLE |
| 464287879 | IJS | ISHARES TR | $6,184 | 0.00% | 60 | Common | SOLE |
| 78464A375 | SPIB | SPDR SER TR | $5,907 | 0.00% | 180 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $4,785 | 0.00% | 119 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $3,948 | 0.00% | 105 | Common | SOLE |
| 464289859 | AOA | ISHARES TR | $2,210 | 0.00% | 32 | Common | SOLE |
| 808524730 | FNDE | SCHWAB STRATEGIC TR | $651 | 0.00% | 24 | Common | SOLE |
| 78463X749 | RWO | SPDR INDEX SHS FDS | $481 | 0.00% | 11 | Common | SOLE |
| 78468R788 | SPYD | SPDR SER TR | $432 | 0.00% | 11 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.