MondegarAI
Thomas J. Herzfeld Advisors, Inc.

Q2 2024 · 13F-HR

Thomas J. Herzfeld Advisors, Inc.holdings as filed

Filed 2024-08-13 · accession 0001398344-24-014510

$285.1M
Reported value
238
Positions
2024-06-30
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
69346N107PDXPIMCO Dynamic Income Strategy Fund$34.0M11.9%1,524,529CommonSOLE
30290Y101FSCOFS Credit Opportunities Corp$23.1M8.10%3,627,460CommonSOLE
43010E404HFROHighland Floating Rate Opportunities Fund$20.4M7.17%3,270,191CommonSOLE
67080R102NPFDNuveen Vriabl Rat Pfd & Inm$10.9M3.81%590,664CommonSOLE
83617A108SPMCSound Point Meridian Cap Inc.$8.8M3.09%440,094CommonSOLE
21924B302CLMCornerstone Strategic Value Fund Inc$8.6M3.03%1,123,335CommonSOLE
67073B106JPCNuveen Pfd & Income Opportun$7.8M2.75%1,050,552CommonSOLE
67072T108JFRNuveen Floating Rate Income$6.6M2.30%759,380CommonSOLE
42804T106The Herzfeld Caribbean Basin Fund Inc$5.7M2.00%2,429,946CommonSOLE
25065A502DMADestra Multi-Alternative Fd$5.7M1.99%701,762CommonSOLE
64133Q108NBXGNeuberger Brman Next Genera$4.8M1.70%375,656CommonSOLE
G66721104NCLHNorwegian Cruise Line Holdings Ltd$4.6M1.60%243,207CommonSOLE
09260K101BSTZBlackRock Science and Technology Trust II$4.4M1.53%219,390CommonSOLE
72203T100PAXSPIMCO Access Income Fund$4.2M1.46%262,737CommonSOLE
V7780T103RCLRoyal Caribbean Group$4.0M1.42%25,348CommonSOLE
89147X104Tortoise Pwr & Energy Infras$3.9M1.37%246,698CommonSOLE
576323109MTZMasTec Inc$3.7M1.31%34,872CommonSOLE
112830104RABrookfield Real Assets Incom$3.6M1.28%285,673CommonSOLE
155123102CETCentral Securities Corp$3.6M1.28%82,736CommonSOLE
880198205SABASaba Capital Income & Opport$3.6M1.27%462,523CommonSOLE
67075F105XDIAXNuveen Dow 30 Dynamic Overwrite Fund$3.5M1.24%253,231CommonSOLE
76883Y107RFMZRivernorth Flexible Mun Income Fund II, Inc.$3.5M1.23%247,119CommonSOLE
19248C105LDPCohen & Steers Limited Duration Preferred and Income Fund, Inc.$3.4M1.18%168,996CommonSOLE
09260U109BCATBlackRock Cap Allocation Tr$3.3M1.17%203,640CommonSOLE
885213108TBLDThornburg Incm Builder Opp Tr$3.1M1.09%192,488CommonSOLE
89148K200XNDPXTortoise Energy Independence$3.1M1.07%84,389CommonSOLE
35472T101FTFFranklin Limited Duration Income Trust$3.0M1.04%469,366CommonSOLE
86887Q109SSSSSuro Capital Corp$3.0M1.04%738,208CommonSOLE
874036106TWNThe Taiwan Fund Inc$2.9M1.03%66,993CommonSOLE
09254L107MUCBlackRock Munihldngs Cali QL$2.9M1.03%265,027CommonSOLE
552738106MFMMFS Municipal Income Trust$2.9M1.03%538,220CommonSOLE
72201J104PFNPIMCO Income Strategy FdII$2.8M0.97%385,466CommonSOLE
670699107QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund$2.8M0.97%109,920CommonSOLE
00548F105PEOAdams Natural Resources Fund Inc$2.6M0.92%111,449CommonSOLE
27829F108XEXGXEaton Vance Tax-Managed Glob$2.6M0.90%303,572CommonSOLE
67066V101NADNuveen Quality Municipal Income Fund$2.5M0.88%212,609CommonSOLE
006212104ADXAdams Diversified Equity Fund Inc$2.3M0.81%107,345CommonSOLE
65339F101NEENextEra Energy Inc$2.2M0.79%31,697CommonSOLE
723653101XHNWXPioneer Diversified High Income Trust$2.1M0.75%182,487CommonSOLE
573284106MLMMartin Marietta Materials Inc$2.1M0.73%3,840CommonSOLE
09257R101BGBBlackstone Strategic Cred 20$2.1M0.72%172,840CommonSOLE
89148H207XTTPXTortoise Pipeline & Energy Fund, Inc.$2.0M0.71%56,306CommonSOLE
269808101ECCEagle Pt Cr Co LLC$2.0M0.71%200,601CommonSOLE
18469P209EMOClearbridge Energy Midstrm O$2.0M0.70%48,766CommonSOLE
67103X102OFGOFG Bancorp$2.0M0.70%53,454CommonSOLE
05588N108XDCFXBNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.$2.0M0.69%222,344CommonSOLE
644393100NFENew Fortress Energy Inc$1.8M0.64%83,602CommonSOLE
N70544106PL0Playa Hotels & Resorts Nv$1.7M0.59%202,058CommonSOLE
733174700BPOPPopular Inc$1.6M0.58%18,598CommonSOLE
318672706FBPFirst BanCorp/Puerto Rico$1.6M0.57%88,690CommonSOLE
89147L886TYGTortoise Energy Infra Corp$1.6M0.57%46,285CommonSOLE
143658300CCL1EURCarnival Corp$1.5M0.54%82,700CommonSOLE
P31076105CPACopa Holdings SA$1.5M0.54%16,250CommonSOLE
P73684113OSWOneSpaWorld Holdings Limited$1.5M0.51%94,570CommonSOLE
670735109JLSNuveen Mortgage and Income Fund$1.4M0.50%79,374CommonSOLE
526057104LENLennar Corp$1.4M0.50%9,450CommonSOLE
95790B109DMOWestern Asset Mortgage Opp Fund Inc.$1.4M0.49%117,691CommonSOLE
21924U300CRFCornerstone Total Rtrn Fd In$1.3M0.47%169,724CommonSOLE
929160109VMCVulcan Materials Co$1.3M0.46%5,219CommonSOLE
344419106FMXFomento Economico Mexicano SAB de CV$1.2M0.41%10,899CommonSOLE
92540K109VTMXVesta Real Estate Corp$1.2M0.40%38,412CommonSOLE
94987D101ERCWells Fargo Advantage Multi-Sector Income Fund$1.1M0.39%122,527CommonSOLE
67111Q107OCCIOFS Credit Company Inc$1.1M0.39%152,580CommonSOLE
151290889CXCemex SAB de CV$994,1630.35%155,581CommonSOLE
57164Y107VACMarriott Vacations Worldwide Corp$975,7140.34%11,174CommonSOLE
05589T104BNY Mellon Mun Income Inc$938,2160.33%130,489CommonSOLE
42968F108PCFHigh Income Secs Fd Shs$906,3090.32%129,658CommonSOLE
40051E202ASRGrupo Aeroportuario del Sureste SAB de CV$831,1680.29%2,775CommonSOLE
24610T108VFLDelaware Invts Natl Mun Inco$771,5660.27%73,065CommonSOLE
292104106ESRTEmpire State Realty Trust Inc$693,1260.24%73,894CommonSOLE
27827Y109XENWXEaton Vance New York Mun Bd$589,2730.21%59,764CommonSOLE
09662E109DSMBNY Mellon Strategic Mun Bd$585,0600.21%98,495CommonSOLE
30040P103EVTCEVERTEC Inc$563,7870.20%16,956CommonSOLE
59318B108CXHMFS Investment Grade Municipal Trust$550,0850.19%69,631CommonSOLE
59318E102CMUMFS High Yield Municipal Trust$543,2540.19%158,383CommonSOLE
67070X101NZFNuveen Municipal Credit Inc.$536,8790.19%43,472CommonSOLE
09253T101XMVTXBlackRock MuniIvest FD II Inc.$536,6760.19%48,568CommonSOLE
09253X102XMUIXBlackRock Muni Intermediate Duration Fund Inc$533,1620.19%43,206CommonSOLE
72200M108XPCKXPIMCO Calif Mun Income Fd II$528,7230.19%90,380CommonSOLE
18469Q207Clearbridge MLP and Midstrm$505,2460.18%12,420CommonSOLE
46131T101VTNInvesco Tr Invt Grade New Yo$452,3990.16%40,249CommonSOLE
811543107SEBSeaboard Corp$433,0210.15%137CommonSOLE
31423P108FMNFederated Hermes Prem Muni I$401,0560.14%35,088CommonSOLE
30151E806CEFSExchange Listed FDS Tr$391,7570.14%18,401CommonSOLE
67066Y105NACNuveen CA Qualty Mun Income$369,3870.13%32,037CommonSOLE
670663103NMCONuveen Municipal Credit Opp Fund$357,3830.13%32,401CommonSOLE
46132H106VCVInvesco California Value Municipal Income Trust$323,8540.11%31,080CommonSOLE
09249N101BLEBlackRock Muni Income Tr II$314,5060.11%29,094CommonSOLE
78463V107GLDSPDR Gold Tr$300,5840.11%1,398CommonSOLE
46131M106VGMInvesco Tr Invt Grade Muns$291,1750.10%28,352CommonSOLE
037833100AAPLApple Inc$280,1250.10%1,330CommonSOLE
76882M104RMMZRiverNorth Managed Duration Municipal Income Fund II, Inc$266,3060.09%16,378CommonSOLE
46138W107FXYInvestco CurrencyShares Japan$241,4900.08%4,198CommonSOLE
46434V860TFLOiShares Tr$226,4000.08%4,469CommonSOLE
65340G205NXDTNexpoint Diversified Rel Et$224,4070.08%40,580CommonSOLE
78462F103SPYSPDR S&P 500 ETF Tr$212,2460.07%390CommonSOLE
09248E102XBFZXBlackRock Calif Mun Income$210,6360.07%17,597CommonSOLE
02390A101AMXAmerica Movil SAB de CV$181,8660.06%10,698CommonSOLE
101507101STEWSRH Total Return Fund Inc$179,4600.06%12,334CommonSOLE
85208R101CEFSprott Physical Gold and Silver Trust$176,4000.06%8,000CommonSOLE
95766Q106XWIAXWestern Asset/Claymore Inflation-Linked Securities & Income Fund$167,4090.06%20,900CommonSOLE
G23773107CWCOConsolidated Water Co Ltd$161,6820.06%6,092CommonSOLE
92838Y100AIOAllianzGI Artificial Intelligence Opp Fund$154,0110.05%7,094CommonSOLE
00810F106ASLEAersale Corporation$150,3850.05%21,732CommonSOLE
27901F109XTEAXEcofin Sustainable and Social Impact Term Fund$144,1170.05%12,521CommonSOLE
46090E103QQQInvesco QQQ Tr$129,3600.05%270CommonSOLE
78468R663BILSPDR Ser Tr$125,6470.04%1,369CommonSOLE
09260E105BMEZBlackRock Health Sciences Trust II$121,3590.04%7,901CommonSOLE
19842X109STKColumbia Seligman Premium Technology Growth Fund$114,3510.04%3,435CommonSOLE
91232N207USOUnited States Oil Fund LP$89,5390.03%1,125CommonSOLE
78467Y107MDYSPDR S&P MidCap 400 ETF Tr$80,2620.03%150CommonSOLE
67073D102XJQCXNuveen Credit Strategies Income Fund$77,6170.03%13,985CommonSOLE
64107A113NPWR/WSNet Power Inc.$74,9080.03%32,771CommonSOLE
64110L106NFLXNetflix, Inc.$67,4880.02%100CommonSOLE
95766R104WIWWestern Asset/Claymore Inflation-Linked Opportunities & Income Fund$51,9020.02%6,099CommonSOLE
30303M102METAMeta Platforms Inc$50,4220.02%100CommonSOLE
464287226AGGiShares Tr$37,1780.01%383CommonSOLE
464287150ITOTIshares Tr$29,5760.01%249CommonSOLE
464288679SHVIshares Tr$25,7470.01%233CommonSOLE
97717Y527USFRWisdomtree Tr$24,5010.01%487CommonSOLE
464287457SHYIshares Tr 13 Yr$23,3520.01%286CommonSOLE
68386H103OPFIOppfi Inc Com$19,9940.01%5,898CommonSOLE
092524107XBGYXBlackRock Enhanced International Dividend Trust$18,8380.01%3,376CommonSOLE
612160119AIRJWMontana Technologies Corp$17,7220.01%12,307CommonSOLE
464288661IEIIshares Tr$16,5120.01%143CommonSOLE
46434V613IUSBIshares Tr$15,9630.01%353CommonSOLE
61745C105IIFMorgan Stanley India Investment Fund Inc$15,1140.01%565CommonSOLE
464288646IGSBIshares$13,9370.00%272CommonSOLE
74347W130SVXYProShares Short VIX Short-Term Futures ETF$13,5060.00%220CommonSOLE
00302M106XAGDXAberdeen Global Dynamic Dividend Fund$13,2250.00%1,355CommonSOLE
381430503GSLCGoldman Sachs Etf Tr$13,1550.00%123CommonSOLE
922908629VOVanguard Index Fds$12,5890.00%52CommonSOLE
87261Y106TMCTMC The Metals Company Inc$12,0950.00%8,959CommonSOLE
644465106GFThe New Germany Fund Inc$11,8200.00%1,453CommonSOLE
47109U104JOFJapan Smaller Capitalization Fund Inc$11,8020.00%1,557CommonSOLE
69346J106GHYPGIM Global Short Duration High Yield Fund, Inc.$11,4290.00%962CommonSOLE
464288638IGIBIshares Tr$11,3800.00%222CommonSOLE
592835102MXFThe Mexico Fund, Inc.$11,1040.00%694CommonSOLE
592834105MXEMexico Equity & Income Fd$11,0400.00%1,150CommonSOLE
872340104TSITCW Strategic Income Fund Inc$9,4800.00%2,000CommonSOLE
500634209KFThe Korea Fund Inc$9,3620.00%388CommonSOLE
00302L108XAWPXAberdeen Global Premier Properties Fund$9,1450.00%2,394CommonSOLE
09262F100ECATBlackRock ESG Cap Allc Tr$8,7880.00%501CommonSOLE
00306J109XJEQXAberdeen Japan Equity Fund Inc$8,3350.00%1,420CommonSOLE
86164T107EDFVirtus Stone HBR Emrg Mkts I$8,2630.00%1,568CommonSOLE
00326L100XAODXAberdeen Total Dynamic Dividend Fund$7,9640.00%947CommonSOLE
464288281EMBIshares Tr$7,6980.00%87CommonSOLE
46432F842IEFAIshares Tr$7,5550.00%104CommonSOLE
921908844VIGVanguard Specialized Funds$7,1190.00%39CommonSOLE
00326W106ASGIAberdeen Std Global Infrastructure$6,7160.00%367CommonSOLE
298768102EEAThe European Equity Fund Inc$6,6460.00%740CommonSOLE
00301W105AEFAberdeen Emerging Markets Equity Inc.$6,4850.00%1,228CommonSOLE
617477104EDDMorgan Stanley Emerging Mkts$5,9280.00%1,300CommonSOLE
67090X107JCENuveen Core Equity Alpha Fund$5,1000.00%340CommonSOLE
368802104GAMGeneral American Investors Co Inc$5,0710.00%102CommonSOLE
780910105RVTRoyce Value Trust Inc$4,9780.00%344CommonSOLE
36242H104XGDVXThe Gabelli Dividend & Income Trust$4,9730.00%219CommonSOLE
530158104USALiberty All Star Equity Fund$4,9440.00%727CommonSOLE
895436103TYTri-Continental Corp$4,9240.00%159CommonSOLE
09260Q108BTXBlackRock Innovation and Grw$4,9240.00%681CommonSOLE
09251A104BDJBlackRock Enhanced Equity Dividend Trust$4,8770.00%597CommonSOLE
529900102ASGLiberty All Star Growth Fund Inc$4,8220.00%903CommonSOLE
464287440IEFIshares Tr$4,7760.00%51CommonSOLE
362397101GABGabelli Equity Trust Inc$4,7740.00%918CommonSOLE
92206C771VMBSVanguard Scottsdale Fds$4,7670.00%105CommonSOLE
381430107GSIEGoldman Sachs ETF TR$4,5760.00%136CommonSOLE
74623V111PCTTWPurecycle Technologies Inc$3,8820.00%2,457CommonSOLE
46625H100JPMJPMorgan Chase & Co$3,8430.00%19CommonSOLE
743315103PGRProgressive Corp$3,5310.00%17CommonSOLE
92835W107ZTRVirtus Total Return Fund Inc.$3,4370.00%630CommonSOLE
883556102TMOThermo Fisher Scientific, Inc.$3,3180.00%6CommonSOLE
81369Y506XLESelect Sector Spdr Tr$3,2810.00%36CommonSOLE
577096100MTTR*Matterport Inc$3,2680.00%731CommonSOLE
747525103QCOMQualcomm Inc$3,1870.00%16CommonSOLE
33739H101FTGCFirst Tr Exchange Trad Fd Vi$3,0130.00%126CommonSOLE
25278X109FANGDiamondback Energy Inc$3,0030.00%15CommonSOLE
46090F100PDBCInvesco Actvely Mngd Etc Fd$2,9360.00%209CommonSOLE
72201R833MINTPIMCO Enhanced Short Maturity Active Exchange-Traded Fund$2,9190.00%29CommonSOLE
233051432HYLBDbx Etf Tr$2,9080.00%82CommonSOLE
101137107BSXBoston Scientific Corp.$2,8490.00%37CommonSOLE
032654105ADIAnalog Devices Inc$2,7390.00%12CommonSOLE
046353108AZNNAstraZeneca Group plc ADR$2,7300.00%35CommonSOLE
38141G104GSGoldman Sachs Group, Inc. (The)$2,7140.00%6CommonSOLE
594918104MSFTMicrosoft Corp$2,6820.00%6CommonSOLE
931142103WMTWalmart Inc$2,6410.00%39CommonSOLE
780259305SHELShell Plc$2,5980.00%36CommonSOLE
038222105AMATApplied Materials, Inc.$2,5960.00%11CommonSOLE
009158106APDAir Products and Chemicals, Inc.$2,5810.00%10CommonSOLE
59522J103MAAMid-Amer Apt Cmntys Inc$2,5670.00%18CommonSOLE
75513E101RTXRaytheon Technologies Corp.$2,5100.00%25CommonSOLE
03769M106APOApollo Global Mgmt Inc$2,4790.00%21CommonSOLE
084670702BRK/BBerkshire Hathaway Inc Del$2,4410.00%6CommonSOLE
H01301128ALCAlcon, Inc.$2,4050.00%27CommonSOLE
512816109LAMRLamar Advertising Co New$2,3910.00%20CommonSOLE
166764100CVXChevron Corp.$2,3460.00%15CommonSOLE
539830109LMTLockheed Martin Corp.$2,3360.00%5CommonSOLE
58155Q103MCKMckesson Corp$2,3360.00%4CommonSOLE
03027X100AMTAmerican Tower Corporation$2,3330.00%12CommonSOLE
693475105PNCThe PNC Financial Services Group Inc$2,3320.00%15CommonSOLE
451107106IDAIdacorp Inc$2,3290.00%25CommonSOLE
025816109AXPAmerican Express Co$2,3160.00%10CommonSOLE
H1467J104CBChubb Ltd$2,2960.00%9CommonSOLE
907818108UNPUnion Pac Corp$2,2630.00%10CommonSOLE
29364G103ETREntergy Corp New$2,2470.00%21CommonSOLE
548661107LOWLowes Cos Inc$2,2050.00%10CommonSOLE
478160104JNJJohnson & Johnson$2,1920.00%15CommonSOLE
713448108PEPPepsiCo, Inc.$2,1440.00%13CommonSOLE
742718109PGProcter & Gamble Co. (The)$2,1440.00%13CommonSOLE
G3421J106FERG1GBXFerguson Plc New$2,1300.00%11CommonSOLE
92826C839VVisa Inc$2,1000.00%8CommonSOLE
002824100ABTAbbott Laboratories$2,0780.00%20CommonSOLE
00287Y109ABBVAbbVie, Inc.$2,0580.00%12CommonSOLE
G6693P114AIIOWNWTN Inc$2,0540.00%26,327CommonSOLE
701094104PHParker-Hannifin Corp$2,0230.00%4CommonSOLE
20030N101CMCSAComcast Corp. Cl A Common Stock$1,9970.00%51CommonSOLE
25243Q205DEODiageo Plc$1,8910.00%15CommonSOLE
084423102WRBBerkley W R Corp$1,6760.00%32CommonSOLE
91324P102UNHUnitedHealth Group Inc$1,5280.00%3CommonSOLE
34629L103Forge Global Holdings Inc.$1,4600.00%1,000CommonSOLE
35671D857FCXFreeport-McMoRan Inc.$1,4090.00%29CommonSOLE
G8994E103TTTrane Technologies Plc$1,3160.00%4CommonSOLE
831865209AOSSmith A O Corp$1,3080.00%16CommonSOLE
79466L302CRMSalesforce Inc$1,2860.00%5CommonSOLE
31620M106FISFidelity Natl Information Sv$1,2810.00%17CommonSOLE
G29183103ETNEaton Corp. plc (Ireland)$1,2540.00%4CommonSOLE
68902V107OTISOtis Worldwide Corp$1,2510.00%13CommonSOLE
099502106BAHBooz Allen Hamilton Hldg Cor$1,2310.00%8CommonSOLE
56585A102MPCMarathon Pete Corp$1,2140.00%7CommonSOLE
55261F104MTBM & T Bk Corp$1,2110.00%8CommonSOLE
H84989104TEL1USDTE Connectivity Ltd$1,2030.00%8CommonSOLE
12572Q105CMECME Group Inc.$1,1800.00%6CommonSOLE
90384S303ULTAUlta Beauty Inc$1,1580.00%3CommonSOLE
22052L104CTVACorteva Inc$1,1330.00%21CommonSOLE
609207105MDLZMondelez International, Inc.$1,1120.00%17CommonSOLE
866674104SUISun Cmntys Inc$1,0830.00%9CommonSOLE
31847R102FAFFirst Amern Finl Corp$1,0250.00%19CommonSOLE
12503M108CBOECboe Global Mkts Inc$1,0200.00%6CommonSOLE
674215207CHRDChord Energy Corporation$1,0060.00%6CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.