Q2 2023 · 13F-HR
DeepCurrents Investment Group LLCholdings as filed
Filed 2023-08-14 · accession 0001420506-23-001619
$2.53B
Reported value
146
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 252131AH0 | — | DEXCOM INC | $260.8M | 10.3% | 83,469,000 | Common | SOLE |
| 722304AB8 | — | PDD HOLDINGS INC | $73.5M | 2.91% | 44,428,000 | Common | SOLE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $63.3M | 2.50% | 19,791,000 | Common | SOLE |
| 17243VAB8 | CNK 4.5 08/15/25 | CINEMARK HLDGS INC | $62.0M | 2.45% | 45,310,000 | Common | SOLE |
| 98980GAB8 | ZS 0.125 07/01/25 | ZSCALER INC | $61.9M | 2.44% | 52,918,000 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $61.8M | 2.44% | 65,356,000 | Common | SOLE |
| 090043AB6 | BILL 0 12/01/25 | BILL HOLDINGS INC | $61.1M | 2.41% | 58,329,000 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $58.4M | 2.31% | 5,130 | PUT | SOLE |
| 69553PAB6 | — | PAGERDUTY INC | $55.9M | 2.21% | 58,552,000 | Common | SOLE |
| 090040AB2 | BILI 1.375 04/01/26 | BILIBILI INC | $50.3M | 1.99% | 49,150,000 | Common | SOLE |
| 759916AB5 | RGEN 0.375 07/15/24 | REPLIGEN CORP | $46.8M | 1.85% | 35,509,000 | Common | SOLE |
| 81141RAF7 | SEALTD 2.375 12/01/25 | SEA LTD | $45.3M | 1.79% | 44,500,000 | Common | SOLE |
| 009066AB7 | ABNB 0 03/15/26 | AIRBNB INC | $43.1M | 1.70% | 49,259,000 | Common | SOLE |
| 093712AH0 | BE 2.5 08/15/25 | BLOOM ENERGY CORP | $39.3M | 1.55% | 32,297,000 | Common | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $39.0M | 1.54% | 31,362,000 | Common | SOLE |
| 92940WAB5 | — | WIX COM LTD | $38.9M | 1.53% | 38,875,000 | Common | SOLE |
| 67011XAB9 | NVCR 0 11/01/25 | NOVOCURE LTD | $38.7M | 1.53% | 45,000,000 | Common | SOLE |
| 81141RAD2 | SEALTD 1 12/01/24 | SEA LTD | $36.8M | 1.45% | 28,717,000 | Common | SOLE |
| 401617AD7 | — | GUESS INC | $36.1M | 1.43% | 35,205,000 | Common | SOLE |
| 03753UAB2 | APLS 3.5 09/15/26 | APELLIS PHARMACEUTICALS INC | $36.0M | 1.42% | 15,000,000 | Common | SOLE |
| 30050BAD3 | EVH 1.5 10/15/25 | EVOLENT HEALTH INC | $35.4M | 1.40% | 31,028,000 | Common | SOLE |
| 29975EAB5 | EB 5 12/01/25 | EVENTBRITE INC | $34.8M | 1.37% | 31,808,000 | Common | SOLE |
| 83417MAD6 | SEDG 0 09/15/25 | SOLAREDGE TECHNOLOGIES INC | $33.0M | 1.30% | 27,703,000 | Common | SOLE |
| 23248VAB1 | CYBR 0 11/15/24 | CYBERARK SOFTWARE LTD | $31.1M | 1.23% | 27,410,000 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $30.1M | 1.19% | 680 | PUT | SOLE |
| 66980MAB2 | NVMI 0 10/15/25 | NOVA LTD | $29.7M | 1.17% | 18,500,000 | Common | SOLE |
| 268158AD4 | DVAX 2.5 05/15/26 | DYNAVAX TECHNOLOGIES CORP | $29.5M | 1.17% | 21,000,000 | Common | SOLE |
| 02081GAB8 | ATEC 0.75 08/01/26 | ALPHATEC HLDGS INC | $29.2M | 1.15% | 25,000,000 | Common | SOLE |
| 723787AP2 | PXD 0.25 05/15/25 | PIONEER NAT RES CO | $29.1M | 1.15% | 13,207,000 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $26.6M | 1.05% | 9,849 | Common | SOLE |
| 82452JAB5 | FOUR 0 12/15/25 | SHIFT4 PMTS INC | $25.0M | 0.99% | 23,000,000 | Common | SOLE |
| 60937PAD8 | MDB 0.25 01/15/26 | MONGODB INC | $24.9M | 0.98% | 12,500,000 | Common | SOLE |
| 86745KAF1 | NOVA 0.25 12/01/26 | SUNNOVA ENERGY INTL INC. | $24.7M | 0.98% | 31,310,000 | Common | SOLE |
| 63845RAB3 | EYE 2.5 05/15/25 | NATIONAL VISION HLDGS INC | $24.7M | 0.97% | 23,500,000 | Common | SOLE |
| 852234AJ2 | XYZ 0 05/01/26 | BLOCK INC | $24.1M | 0.95% | 29,000,000 | Common | SOLE |
| 38268TAD5 | GPRO 1.25 11/15/25 | GOPRO INC | $23.6M | 0.93% | 26,360,000 | Common | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $21.3M | 0.84% | 25,000,000 | Common | SOLE |
| 88688TAB6 | — | TILRAY BRANDS INC | $21.1M | 0.83% | 21,199,000 | Common | SOLE |
| 405024AB6 | HAE 0 03/01/26 | HAEMONETICS CORP MASS | $20.8M | 0.82% | 24,371,000 | Common | SOLE |
| 682143AG7 | OMER 5.25 02/15/26 | OMEROS CORP | $19.6M | 0.78% | 27,709,000 | Common | SOLE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $19.1M | 0.76% | 15,338,000 | Common | SOLE |
| 538034AU3 | LYV 2 02/15/25 | LIVE NATION ENTERTAINMENT IN | $18.8M | 0.74% | 17,638,000 | Common | SOLE |
| 699374AB0 | — | PARATEK PHARMACEUTICALS INC | $18.3M | 0.72% | 18,721,000 | Common | SOLE |
| 92343XAC4 | VRNT 0.25 04/15/26 | VERINT SYSTEMS INC | $18.1M | 0.72% | 20,505,000 | Common | SOLE |
| 83304AAD8 | SNAP 0.25 05/01/25 | SNAP INC | $18.0M | 0.71% | 18,542,000 | Common | SOLE |
| 15677JAD0 | DAY 0.25 03/15/26 | CERIDIAN HCM HLDG INC | $17.4M | 0.69% | 19,736,000 | Common | SOLE |
| 922280AB8 | VRNS 1.25 08/15/25 | VARONIS SYS INC | $17.1M | 0.68% | 15,500,000 | Common | SOLE |
| 05156XAG3 | — | AURORA CANNABIS INC | $16.7M | 0.66% | 17,193,000 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $16.6M | 0.65% | 18,500,000 | Common | SOLE |
| 86771WAB1 | RUN 0 02/01/26 | SUNRUN INC | $16.5M | 0.65% | 22,733,000 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $16.2M | 0.64% | 2,000 | PUT | SOLE |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $15.9M | 0.63% | 17,508,000 | Common | SOLE |
| 90214JAB7 | TWOU 2.25 05/01/25 | 2U INC | $15.7M | 0.62% | 23,688,000 | Common | SOLE |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $15.3M | 0.61% | 15,000,000 | Common | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST | $15.2M | 0.60% | 1,000 | PUT | SOLE |
| 88339PAB7 | — | THE REALREAL INC | $14.8M | 0.59% | 21,589,000 | Common | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $14.8M | 0.58% | 408,594 | Common | SOLE |
| 565788AB2 | MARA 1 12/01/26 | MARATHON DIGITAL HOLDINGS IN | $14.6M | 0.58% | 27,000,000 | Common | SOLE |
| 10806XAD4 | BBIO 2.25 02/01/29 | BRIDGEBIO PHARMA INC | $13.8M | 0.55% | 22,355,000 | Common | SOLE |
| 30063PAB1 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORP | $12.7M | 0.50% | 11,800,000 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $12.5M | 0.49% | 143,808 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $11.9M | 0.47% | 1,000 | PUT | SOLE |
| 228903AB6 | — | ARTIVION INC | $11.3M | 0.44% | 10,975,000 | Common | SOLE |
| 56400PAQ5 | — | MANNKIND CORP | $11.1M | 0.44% | 10,600,000 | Common | SOLE |
| 98423FAB5 | XMTR 1 02/01/27 | XOMETRY INC | $11.1M | 0.44% | 14,500,000 | Common | SOLE |
| 282914AE0 | EGHT 4 02/01/28 | 8X8 INC NEW | $11.0M | 0.43% | 12,521,000 | Common | SOLE |
| 38341PAA0 | GOSS 5 06/01/27 | GOSSAMER BIO INC | $10.8M | 0.43% | 35,360,000 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $10.7M | 0.42% | 1,040 | CALL | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $10.6M | 0.42% | 40,098,000 | Common | SOLE |
| 30744WAD9 | — | FARFETCH LTD | $10.6M | 0.42% | 13,000,000 | Common | SOLE |
| 26210CAC8 | DBX 0 03/01/26 | DROPBOX INC | $10.5M | 0.41% | 11,093,000 | Common | SOLE |
| 71375UAF8 | PRFT 0.125 11/15/26 | PERFICIENT INC | $10.3M | 0.41% | 12,450,000 | Common | SOLE |
| 34385PAF5 | — | STANDARD BIOTOOLS INC | $10.1M | 0.40% | 9,500,000 | Common | SOLE |
| 163072AA9 | CAKE 0.375 06/15/26 | CHEESECAKE FACTORY INC | $10.0M | 0.39% | 11,833,000 | Common | SOLE |
| 679295AD7 | OKTA 0.125 09/01/25 | OKTA INC | $10.0M | 0.39% | 11,000,000 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $9.6M | 0.38% | 3,499,000 | Common | SOLE |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $9.5M | 0.38% | 11,000,000 | Common | SOLE |
| 25470MAF6 | DISH 0 12/15/25 | DISH NETWORK CORPORATION | $9.5M | 0.37% | 18,000,000 | Common | SOLE |
| 00827BAB2 | AFRM 0 11/15/26 | AFFIRM HLDGS INC | $9.3M | 0.37% | 12,500,000 | Common | SOLE |
| 74346YAH6 | — | PROS HOLDINGS INC | $9.2M | 0.36% | 9,693,000 | Common | SOLE |
| 457669AB5 | INSM 0.75 06/01/28 | INSMED INC | $9.0M | 0.35% | 10,550,000 | Common | SOLE |
| 92214XAB2 | — | VAREX IMAGING CORP | $9.0M | 0.35% | 7,000,000 | Common | SOLE |
| 256163AD8 | — | DOCUSIGN INC | $8.4M | 0.33% | 8,650,000 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $7.8M | 0.31% | 87,440 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $7.7M | 0.30% | 884 | CALL | SOLE |
| 25809K105 | DASH | DOORDASH INC | $7.6M | 0.30% | 1,000 | PUT | SOLE |
| 156727AB5 | — | CERENCE INC | $7.6M | 0.30% | 6,882,000 | Common | SOLE |
| 69047Q102 | OVV | OVINTIV INC | $7.6M | 0.30% | 2,000 | CALL | SOLE |
| 25470MAB5 | DISH 3.375 08/15/26 | DISH NETWORK CORPORATION | $7.5M | 0.29% | 14,750,000 | Common | SOLE |
| 09239BAB5 | BL 0.125 08/01/24 | BLACKLINE INC | $7.4M | 0.29% | 7,400,000 | Common | SOLE |
| 30050BAF8 | — | EVOLENT HEALTH INC | $7.4M | 0.29% | 4,291,000 | Common | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $7.2M | 0.29% | 2,000 | CALL | SOLE |
| 929089100 | VOYA | VOYA FINANCIAL INC | $7.2M | 0.28% | 1,000 | PUT | SOLE |
| 04271TAB6 | ARRY 1 12/01/28 | ARRAY TECHNOLOGIES INC | $6.9M | 0.27% | 6,000,000 | Common | SOLE |
| 50202MAB8 | LI 0.25 05/01/28 | LI AUTO INC | $6.9M | 0.27% | 5,000,000 | Common | SOLE |
| 26210CAD6 | DBX 0 03/01/28 | DROPBOX INC | $6.7M | 0.27% | 7,000,000 | Common | SOLE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $6.5M | 0.26% | 6,025,000 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $6.4M | 0.25% | 1,500 | PUT | SOLE |
| 011642AB1 | ALRM 0 01/15/26 | ALARM COM HLDGS INC | $6.2M | 0.24% | 7,222,000 | Common | SOLE |
| 02156BAD5 | AYX 0.5 08/01/24 | ALTERYX INC | $6.0M | 0.24% | 6,411,000 | Common | SOLE |
| 819047AB7 | SHAK 0 03/01/28 | SHAKE SHACK INC | $5.8M | 0.23% | 7,176,000 | Common | SOLE |
| 35953DAB0 | FUBO 3.25 02/15/26 | FUBOTV INC | $5.8M | 0.23% | 10,108,000 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $5.8M | 0.23% | 650 | CALL | SOLE |
| 94419LAF8 | W 1 08/15/26 | WAYFAIR INC | $5.8M | 0.23% | 7,000,000 | Common | SOLE |
| 29355AAH0 | ENPH 0 03/01/26 | ENPHASE ENERGY INC | $5.6M | 0.22% | 6,000,000 | Common | SOLE |
| 03236MAJ0 | — | AMYRIS INC | $5.6M | 0.22% | 30,546,000 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYS INC | $5.0M | 0.20% | 5,500,000 | Common | SOLE |
| 59064RAA7 | MLAB 1.375 08/15/25 | MESA LABS INC | $4.7M | 0.19% | 5,388,000 | Common | SOLE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $4.7M | 0.19% | 5,500,000 | Common | SOLE |
| 004397AK1 | — | ACCURAY INC DEL | $4.1M | 0.16% | 4,185,000 | Common | SOLE |
| 88554DAD8 | DDD 0 11/15/26 | 3D SYS CORP DEL | $3.9M | 0.15% | 5,150,000 | Common | SOLE |
| 977852AB8 | WOLF 0.25 02/15/28 | WOLFSPEED INC | $3.9M | 0.15% | 5,000,000 | Common | SOLE |
| 38045R206 | GOLGBP | GOL LINHAS AEREAS INTELIGENT | $3.6M | 0.14% | 6,647 | PUT | SOLE |
| 606710AA9 | MITK 0.75 02/01/26 | MITEK SYS INC | $3.0M | 0.12% | 3,500,000 | Common | SOLE |
| 48576UAA4 | — | KARYOPHARM THERAPEUTICS INC | $2.8M | 0.11% | 4,250,000 | Common | SOLE |
| 298736109 | EEFT | EURONET WORLDWIDE INC | $2.8M | 0.11% | 23,804 | Common | SOLE |
| 761330AB5 | RVNC 1.75 02/15/27 | REVANCE THERAPEUTICS INC | $2.5M | 0.10% | 2,383,000 | Common | SOLE |
| 338307AD3 | FIVN 0.5 06/01/25 | FIVE9 INC | $2.5M | 0.10% | 2,600,000 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $2.5M | 0.10% | 57,464 | Common | SOLE |
| 45245EAJ8 | IMAX 0.5 04/01/26 | IMAX CORP | $2.3M | 0.09% | 2,542,000 | Common | SOLE |
| 705573AB9 | PEGA 0.75 03/01/25 | PEGASYSTEMS INC | $2.3M | 0.09% | 2,500,000 | Common | SOLE |
| 19459JAA2 | — | COLLEGIUM PHARMACEUTICAL INC | $2.0M | 0.08% | 1,985,000 | Common | SOLE |
| 146869102 | CVNA | CARVANA CO | $1.9M | 0.08% | 750 | PUT | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $1.9M | 0.08% | 4,000 | CALL | SOLE |
| 399473AF4 | GRPN 1.125 03/15/26 | GROUPON INC | $1.5M | 0.06% | 4,000,000 | Common | SOLE |
| 649445103 | NYCBEUR | NEW YORK CMNTY BANCORP INC | $1.1M | 0.04% | 1,000 | PUT | SOLE |
| 654106103 | NKE | NIKE INC | $1.1M | 0.04% | 97 | CALL | SOLE |
| 594972AE1 | MSTR 0 02/15/27 | MICROSTRATEGY INC | $976,875 | 0.04% | 1,500,000 | Common | SOLE |
| 04351PAD3 | ASND 2.25 04/01/28 | ASCENDIS PHARMA A/S | $913,328 | 0.04% | 1,000,000 | Common | SOLE |
| 499103109 | — | KNIGHTSWAN ACQUISITION CORP | $792,750 | 0.03% | 75,000 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $598,537 | 0.02% | 31,854 | Common | SOLE |
| 42237V108 | — | HEARTLAND MEDIA ACQUISITION | $524,101 | 0.02% | 49,725 | Common | SOLE |
| 05580M108 | RILY | B. RILEY FINANCIAL INC | $442,328 | 0.02% | 9,620 | Common | SOLE |
| 499103117 | — | KNIGHTSWAN ACQUISITION CORP | $396,364 | 0.02% | 37,499 | CALL | SOLE |
| 02073F104 | — | ALPHA HEALTHCARE ACQU CORP I | $360,500 | 0.01% | 35,000 | Common | SOLE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $255,496 | 0.01% | 109 | PUT | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $235,200 | 0.01% | 4,000 | Common | SOLE |
| G5510R113 | — | LIV CAPITAL ACQUISITN CORP I | $228,769 | 0.01% | 21,582 | CALL | SOLE |
| 42237V116 | — | HEARTLAND MEDIA ACQUISITION | $188,518 | 0.01% | 17,886 | CALL | SOLE |
| G6S23K124 | — | MORINGA ACQUISITION CORP | $149,347 | 0.01% | 14,183 | CALL | SOLE |
| 38021H115 | PUCKW | GOAL ACQUISITIONS CORP | $147,240 | 0.01% | 14,185 | CALL | SOLE |
| 86309R115 | — | STRATIM CLOUD ACQUISITION CO | $122,101 | 0.00% | 11,820 | CALL | SOLE |
| 88688T100 | TLRYEUR | TILRAY BRANDS INC | $110,250 | 0.00% | 70,673 | Common | SOLE |
| L64875112 | MLECW | MOOLEC SCIENCE SA | $60,032 | 0.00% | 16,313 | CALL | SOLE |
| G8059B119 | SLNWF | SELINA HOSPITALITY PLC | $22,095 | 0.00% | 21,662 | CALL | SHARED |
| 138035100 | — | CANOPY GROWTH CORP | $10,796 | 0.00% | 21,168 | Common | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.