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DeepCurrents Investment Group LLC

Q3 2023 · 13F-HR

DeepCurrents Investment Group LLCholdings as filed

Filed 2023-11-14 · accession 0001420506-23-002155

$2.30B
Reported value
199
Positions
2023-09-30
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
722304AB8PDD HOLDINGS INC$90.2M3.92%39,148,000CommonSOLE
17243VAB8CNK 4.5 08/15/25CINEMARK HLDGS INC$66.2M2.88%45,310,000CommonSOLE
090043AB6BILL 0 12/01/25BILL HOLDINGS INC$66.1M2.88%65,829,000CommonSOLE
98980GAB8ZS 0.125 07/01/25ZSCALER INC$63.7M2.77%52,918,000CommonSOLE
45765UAB9NSIT 0.75 02/15/25INSIGHT ENTERPRISES INC$62.4M2.71%29,158,000CommonSOLE
852234AF0XYZ 0.125 03/01/25BLOCK INC$59.6M2.59%65,356,000CommonSOLE
69553PAB6PAGERDUTY INC$59.0M2.57%61,623,000CommonSOLE
090040AB2BILI 1.375 04/01/26BILIBILI INC$51.6M2.24%51,650,000CommonSOLE
83417MAD6SEDG 0 09/15/25SOLAREDGE TECHNOLOGIES INC$50.9M2.21%55,511,000CommonSOLE
759916AB5RGEN 0.375 07/15/24REPLIGEN CORP$50.8M2.21%35,509,000CommonSOLE
03753UAB2APLS 3.5 09/15/26APELLIS PHARMACEUTICALS INC$49.9M2.17%39,528,000CommonSOLE
009066AB7ABNB 0 03/15/26AIRBNB INC$46.1M2.01%52,259,000CommonSOLE
81141RAF7SEALTD 2.375 12/01/25SEA LTD$43.1M1.87%45,000,000CommonSOLE
53814LAB4LTHM 4.125 07/15/25LIVENT CORP$42.9M1.87%19,791,000CommonSOLE
401617AD7GUESS INC$41.1M1.79%40,343,000CommonSOLE
23804LAB9DDOG 0.125 06/15/25DATADOG INC$39.3M1.71%33,362,000CommonSOLE
67011XAB9NVCR 0 11/01/25NOVOCURE LTD$38.7M1.68%45,000,000CommonSOLE
29975EAB5EB 5 12/01/25EVENTBRITE INC$35.3M1.54%31,808,000CommonSOLE
60937PAD8MDB 0.25 01/15/26MONGODB INC$35.1M1.53%20,500,000CommonSOLE
09857L108BKNGBOOKING HOLDINGS INC$33.7M1.47%10,934CommonSOLE
30050BAD3EVH 1.5 10/15/25EVOLENT HEALTH INC$33.2M1.45%31,028,000CommonSOLE
268158AD4DVAX 2.5 05/15/26DYNAVAX TECHNOLOGIES CORP$32.0M1.39%21,000,000CommonSOLE
23248VAB1CYBR 0 11/15/24CYBERARK SOFTWARE LTD$31.6M1.38%27,410,000CommonSOLE
093712AH0BE 2.5 08/15/25BLOOM ENERGY CORP$30.0M1.30%27,297,000CommonSOLE
66980MAB2NVMI 0 10/15/25NOVA LTD$28.5M1.24%18,500,000CommonSOLE
81141RAD2SEALTD 1 12/01/24SEA LTD$27.8M1.21%24,951,000CommonSOLE
38268TAD5GPRO 1.25 11/15/25GOPRO INC$26.0M1.13%29,610,000CommonSOLE
78462F103SPYSPDR S&P 500 ETF TR$25.6M1.12%600PUTSOLE
82452JAB5FOUR 0 12/15/25SHIFT4 PMTS INC$22.8M0.99%23,000,000CommonSOLE
63845RAB3EYE 2.5 05/15/25NATIONAL VISION HLDGS INC$22.6M0.98%23,500,000CommonSOLE
02081GAB8ATEC 0.75 08/01/26ALPHATEC HLDGS INC$22.1M0.96%23,000,000CommonSOLE
86745KAF1NOVA 0.25 12/01/26SUNNOVA ENERGY INTL INC.$21.6M0.94%33,310,000CommonSOLE
84921RAB6SPOT 0 03/15/26SPOTIFY USA INC$21.3M0.93%25,000,000CommonSOLE
464287184FXIISHARES TR$21.2M0.92%8,000PUTSOLE
405024AB6HAE 0 03/01/26HAEMONETICS CORP MASS$21.2M0.92%24,371,000CommonSOLE
29355AAH0ENPH 0 03/01/26ENPHASE ENERGY INC$21.2M0.92%24,000,000CommonSOLE
G1890L107CPRICAPRI HOLDINGS LIMITED$20.3M0.88%3,850CALLSOLE
462222AD2IONS 0 04/01/26IONIS PHARMACEUTICALS INC$19.5M0.85%20,000,000CommonSOLE
15677JAD0DAY 0.25 03/15/26CERIDIAN HCM HLDG INC$19.3M0.84%21,945,000CommonSOLE
30063PAB1EXAS 0.375 03/15/27EXACT SCIENCES CORP$18.9M0.82%20,800,000CommonSOLE
228903AB6ARTIVION INC$18.2M0.79%17,975,000CommonSOLE
922280AB8VRNS 1.25 08/15/25VARONIS SYS INC$18.2M0.79%15,500,000CommonSOLE
538034AU3LYV 2 02/15/25LIVE NATION ENTERTAINMENT IN$18.0M0.78%17,638,000CommonSOLE
91680MAB3UPST 0.25 08/15/26UPSTART HLDGS INC$18.0M0.78%27,130,000CommonSOLE
92343XAC4VRNT 0.25 04/15/26VERINT SYSTEMS INC$17.5M0.76%20,505,000CommonSOLE
23282WAC4CYTK 3.5 07/01/27CYTOKINETICS INC$17.4M0.75%20,000,000CommonSOLE
844741108LUVSOUTHWEST AIRLS CO$17.3M0.75%6,382CALLSOLE
83304AAD8SNAP 0.25 05/01/25SNAP INC$17.2M0.75%18,542,000CommonSOLE
037833100AAPLAPPLE INC$17.1M0.74%1,000PUTSOLE
00827BAB2AFRM 0 11/15/26AFFIRM HLDGS INC$17.0M0.74%22,597,000CommonSOLE
682143AG7OMER 5.25 02/15/26OMEROS CORP$16.8M0.73%27,709,000CommonSOLE
10316TAB0BOX 0 01/15/26BOX INC$16.6M0.72%15,338,000CommonSOLE
88339PAB7THE REALREAL INC$16.2M0.70%22,589,000CommonSOLE
69366JAD3PTCT 1.5 09/15/26PTC THERAPEUTICS INC$16.1M0.70%19,901,000CommonSOLE
465741AN6ITRI 0 03/15/26ITRON INC$16.0M0.69%18,500,000CommonSOLE
82509LAA5SHOPCN 0.125 11/01/25SHOPIFY INC$15.6M0.68%17,508,000CommonSOLE
30744WAD9FARFETCH LTD$15.6M0.68%28,682,000CommonSOLE
90214JAB7TWOU 2.25 05/01/252U INC$14.8M0.64%24,188,000CommonSOLE
85571BBA2STWD 6.75 07/15/27STARWOOD PPTY TR INC$13.8M0.60%13,500,000CommonSOLE
10806XAD4BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC$13.5M0.59%17,855,000CommonSOLE
464287432TLTISHARES TR$13.3M0.58%1,500CALLSOLE
09061G101BMRNBIOMARIN PHARMACEUTICAL INC$13.1M0.57%148,137CommonSOLE
86771WAB1RUN 0 02/01/26SUNRUN INC$12.9M0.56%17,733,000CommonSOLE
02043QAB3ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS INC$12.6M0.55%13,500,000CommonSOLE
38341PAA0GOSS 5 06/01/27GOSSAMER BIO INC$11.8M0.51%29,860,000CommonSOLE
90138VAB3VNET GROUP INC$11.6M0.51%14,815,000CommonSOLE
98980AAB1ZTO 1.5 09/01/27ZTO EXPRESS CAYMAN INC$11.6M0.50%12,000,000CommonSOLE
34385PAF5STANDARD BIOTOOLS INC$11.5M0.50%9,500,000CommonSOLE
08862EAB5BYND 0 03/15/27BEYOND MEAT INC$10.8M0.47%40,098,000CommonSOLE
26210CAC8DBX 0 03/01/26DROPBOX INC$10.5M0.46%11,093,000CommonSOLE
78462F103SPYSPDR S&P 500 ETF TR$10.4M0.45%24,422CommonSOLE
94419LAF8W 1 08/15/26WAYFAIR INC$10.2M0.45%12,500,000CommonSOLE
25470MAB5DISH 3.375 08/15/26DISH NETWORK CORPORATION$10.2M0.45%16,927,000CommonSOLE
16115QAE0GTLS 1 11/15/24CHART INDS INC$10.2M0.44%3,499,000CommonSOLE
679295AD7OKTA 0.125 09/01/25OKTA INC$10.0M0.43%11,000,000CommonSOLE
91680M107UPSTUPSTART HLDGS INC$9.4M0.41%3,300PUTSOLE
74346YAH6PROS HOLDINGS INC$9.4M0.41%9,693,000CommonSOLE
53680QAA6LARCN 1.75 01/15/27LITHIUM AMERS CORP NEW$9.3M0.41%12,500,000CommonSOLE
45245EAJ8IMAX 0.5 04/01/26IMAX CORP$9.3M0.40%9,964,000CommonSOLE
78464A714XRTSPDR SER TR$9.1M0.40%1,500PUTSOLE
67059NAH1NTNX 0.25 10/01/27NUTANIX INC$8.9M0.39%10,000,000CommonSOLE
88554DAD8DDD 0 11/15/263D SYS CORP DEL$8.6M0.37%11,900,000CommonSOLE
25470MAD1DISH NETWORK CORPORATION$8.0M0.35%8,300,000CommonSOLE
09061G101BMRNBIOMARIN PHARMACEUTICAL INC$7.8M0.34%884CALLSOLE
71639TAB2PETIQ INC$7.8M0.34%7,953,000CommonSOLE
464287184FXIISHARES TR$7.8M0.34%292,921CommonSOLE
844741108LUVSOUTHWEST AIRLS CO$7.6M0.33%279,848CommonSOLE
163072AA9CAKE 0.375 06/15/26CHEESECAKE FACTORY INC$7.4M0.32%8,960,000CommonSOLE
09239BAB5BL 0.125 08/01/24BLACKLINE INC$7.4M0.32%7,400,000CommonSOLE
156727AB5CERENCE INC$7.0M0.31%7,382,000CommonSOLE
26210CAD6DBX 0 03/01/28DROPBOX INC$6.6M0.29%7,000,000CommonSOLE
35953DAB0FUBO 3.25 02/15/26FUBOTV INC$6.6M0.29%10,108,000CommonSOLE
594972AC5MSTR 0.75 12/15/25MICROSTRATEGY INC$6.5M0.28%6,025,000CommonSOLE
25470MAF6DISH 0 12/15/25DISH NETWORK CORPORATION$6.4M0.28%9,573,000CommonSOLE
595017104MCHPMICROCHIP TECHNOLOGY INC.$6.4M0.28%82,161CommonSOLE
011642AB1ALRM 0 01/15/26ALARM COM HLDGS INC$6.3M0.27%7,222,000CommonSOLE
949746101WMT2WELLS FARGO CO NEW$6.1M0.27%1,500PUTSOLE
71375UAF8PRFT 0.125 11/15/26PERFICIENT INC$6.0M0.26%7,450,000CommonSOLE
632307AB0NTRA 2.25 05/01/27NATERA INC$6.0M0.26%4,500,000CommonSOLE
26142RAB0DKNG 0 03/15/28DRAFTKINGS INC NEW$5.9M0.25%7,700,000CommonSOLE
282914AE0EGHT 4 02/01/288X8 INC NEW$5.8M0.25%8,021,000CommonSOLE
92214XAB2VAREX IMAGING CORP$5.7M0.25%5,000,000CommonSOLE
98423FAB5XMTR 1 02/01/27XOMETRY INC$5.4M0.23%7,500,000CommonSOLE
819047AB7SHAK 0 03/01/28SHAKE SHACK INC$5.4M0.23%7,176,000CommonSOLE
004397AK1ACCURAY INC DEL$5.1M0.22%5,600,000CommonSOLE
59064RAA7MLAB 1.375 08/15/25MESA LABS INC$4.8M0.21%5,388,000CommonSOLE
08265TAD1BSY 0.375 07/01/27BENTLEY SYS INC$4.8M0.21%5,500,000CommonSOLE
86745KAH7NOVA 2.625 02/15/28SUNNOVA ENERGY INTL INC.$4.7M0.20%7,500,000CommonSOLE
653656AB4NICEIT 0 09/15/25NICE LTD$4.7M0.20%5,200,000CommonSOLE
09857L108BKNGBOOKING HOLDINGS INC$4.0M0.17%13PUTSOLE
565788106MARAMARATHON DIGITAL HOLDINGS IN$3.5M0.15%409,251CommonSOLE
14161WAB1CARDLYTICS INC$3.4M0.15%5,663,000CommonSOLE
90138A103VNETVNET GROUP INC$3.3M0.15%10,677PUTSOLE
399473AF4GRPN 1.125 03/15/26GROUPON INC$3.3M0.14%5,750,000CommonSOLE
56400PAQ5MANNKIND CORP$3.3M0.14%3,100,000CommonSOLE
606710AA9MITK 0.75 02/01/26MITEK SYS INC$3.0M0.13%3,500,000CommonSOLE
48576UAA4KARYOPHARM THERAPEUTICS INC$2.7M0.12%4,250,000CommonSOLE
30744W107FTCHQFARFETCH LTD$2.5M0.11%12,000PUTSOLE
949746101WMT2WELLS FARGO CO NEW$2.5M0.11%60,413CommonSOLE
705573AB9PEGA 0.75 03/01/25PEGASYSTEMS INC$2.3M0.10%2,500,000CommonSOLE
62914VAB2NIO INC$2.1M0.09%2,000,000CommonSOLE
19459JAA2COLLEGIUM PHARMACEUTICAL INC$2.0M0.09%1,985,000CommonSOLE
05156XAG3AURORA CANNABIS INC$1.6M0.07%1,600,000CommonSOLE
88339PAD3REAL 1 03/01/28THE REALREAL INC$1.4M0.06%3,000,000CommonSOLE
298736109EEFTEURONET WORLDWIDE INC$1.3M0.06%16,449CommonSOLE
594972AE1MSTR 0 02/15/27MICROSTRATEGY INC$1.0M0.05%1,500,000CommonSOLE
38045R206GOLGBPGOL LINHAS AEREAS INTELIGENT$971,8780.04%3,547PUTSOLE
38406L103GRACELL BIOTECHNOLOGIES INC$792,0000.03%275,000CommonSOLE
15678U128CERE1EURCEREVEL THERAPEUTICS HLDNG I$589,4100.03%270PUTSOLE
05580M108RILYB. RILEY FINANCIAL INC$551,2340.02%13,448CommonSOLE
04010L103ARCCARES CAPITAL CORP$519,8100.02%26,698CommonSOLE
252131107DXCMDEXCOM INC$485,0670.02%5,199CommonSHARED
499103117KNIGHTSWAN ACQUISITION CORP$393,9270.02%37,499CALLSOLE
674599105OXYOCCIDENTAL PETE CORP$389,2800.02%6,000CommonSOLE
G5510R113LIV CAPITAL ACQUISITN CORP I$325,4890.01%29,999CALLSOLE
138035100CANOPY GROWTH CORP$321,3040.01%410,455CommonSOLE
G6S23K124MORINGA ACQUISITION CORP$217,3890.01%19,999CALLSOLE
38021H115PUCKWGOAL ACQUISITIONS CORP$210,2000.01%20,000CALLSOLE
G7273A113PROSPECTOR CAPITAL CORP$143,5240.01%13,351CALLSOLE
96812F110BAERWBRIDGER AEROSPACE GRP HLDGS$105,8670.00%12,499CALLSOLE
G76088122RMGWFRMG ACQUISITION CORP III$105,4900.00%9,999CALLSOLE
H5870P110OCSAWOCULIS HOLDING AG$91,6630.00%8,333CALLSOLE
G2425N113CORNER GROWTH ACQUISITION CO$91,3390.00%8,333CALLSOLE
G6546R119NORTHERN REVIVAL ACQUISITION$90,0810.00%8,333CALLSOLE
G06362126AURA FAT PROJS ACQUISITION C$76,8590.00%7,143CALLSOLE
G2R18K113CSTWFCONSTELLATION ACQUISITN CORP$71,9260.00%6,666CALLSOLE
G1261Q115BLUAWBLUERIVER ACQUISITION CORP$70,3600.00%6,666CALLSOLE
G50737124JWSWFJAWS MUSTANG ACQUISITION COR$67,1150.00%6,249CALLSOLE
L64875112MLECWMOOLEC SCIENCE SA$64,4020.00%23,001CALLSOLE
670865112OCA ACQUISITION CORP$55,3280.00%5,200CALLSOLE
G6859L121BRLSWOXUS ACQUISITION CORP$55,2000.00%5,000CALLSOLE
876545112PRIVETERRA ACQUISITION CORP$54,0000.00%5,000CALLSOLE
81786A1157GC & CO HOLDINGS INC$52,8500.00%5,000CALLSOLE
82537G112SUACWSHOULDERUP TECHNOLOGY ACQUIS$52,7000.00%5,000CALLSOLE
09175K113BITE ACQUISITION CORP$52,0400.00%4,999CALLSOLE
G3934P128GLOBAL PARTNER ACQISTN CORP$45,0760.00%4,166CALLSOLE
G29201111ECXWWECARX HOLDINGS INC$38,7470.00%12,499CALLSOLE
G49219127IVAWFINVESTCORP INDIA ACQUISTN CO$38,6030.00%3,571CALLSOLE
399473206GRPNGROUPON INC$38,3000.00%25PUTSOLE
G52807115QUADRO ACQUISITION ONE CORP$35,6440.00%3,333CALLSOLE
12520T110CF ACQUISITION CORP IV$35,5300.00%3,333CALLSOLE
G2758T117DHC ACQUISITION CORP$34,8300.00%3,333CALLSOLE
142922111XAGEWCARMELL THERAPEUTICS CORP$31,5200.00%8,749CALLSOLE
G5380J118LANV/WSLANVIN GROUP HOLDINGS LIMITE$28,7230.00%7,092CALLSOLE
91060H116UNITED HOMES GROUP INC$28,0000.00%5,000CALLSOLE
G11765115BLOCKCHAIN COINVSTRS ACQ CRP$26,9890.00%2,499CALLSOLE
G8210L121SLAM CORP$26,9500.00%2,500CALLSOLE
31809Y111FINSERV ACQUISITION CORP II$25,9250.00%2,500CALLSOLE
482082112JUPITER ACQUISITION CORP$25,6750.00%2,500CALLSOLE
83363K110SOCIAL LEVERAGE ACQUISN CORP$25,5000.00%2,500CALLSOLE
028719110AONCWAMERICAN ONCOLOGY NETWORK IN$23,2500.00%2,500CALLSOLE
G33032122ARES ACQUISITION CORPORATION$21,5100.00%1,999CALLSOLE
G7134L118VEEAWPLUM ACQUISITION CORP I$21,2490.00%1,999CALLSOLE
G0412A128APOLLO STRATEGIC GRWT CPTL I$21,0090.00%1,999CALLSOLE
G7606H116RDZNWROADZEN INC$20,8500.00%5,000CALLSOLE
34619V111FOREST ROAD ACQUISITION COR$20,6890.00%1,999CALLSOLE
88605T118THUNDER BRIDGE CAP PRTNRS II$20,6500.00%1,999CALLSOLE
66573W115NORTHERN STAR INVSTMNT CORP$20,4200.00%2,000CALLSOLE
00791X118AEON BIOPHARMA INC$18,6640.00%3,333CALLSOLE
80880W114SCLXWSCILEX HOLDING CO$16,4410.00%11,743CALLSOLE
02156V109OKLOALTC ACQUISITION CORP$15,0490.00%1,454CommonSHARED
51477A112LANDCADIA HOLDINGS IV INC$13,0140.00%1,249CALLSOLE
17144T115CHURCHILL CAPITAL CORP V$12,9890.00%1,249CALLSOLE
G1992N126CC NEUBERGER PRINCIPAL HOLDN$10,8890.00%999CALLSOLE
G6332A114STWWFSEMANTIX INC$8,9500.00%5,000CALLSOLE
89680M119TLSIWTRISALUS LIFE SCIENCES INC$8,5300.00%1,666CALLSOLE
285046116ELIWQELECTRIQ PWR HLDGS INC$5,8660.00%3,333CALLSOLE
98741Y111YOTAWYOTTA ACQUISITION CORPORATIO$5,3100.00%500CALLSOLE
G5259L129KERNEL GROUP HOLDINGS INC$5,2940.00%499CALLSOLE
64107A113NPWR/WSNET POWER INC$3,7600.00%249CALLSOLE
67021W111BURUWNUBURU INC$3,4450.00%9,900CALLSOLE
048453112ATLANTIC COASTAL ACQUISTN CO$2,7170.00%260CALLSOLE
08774B110BETRWBETTER HOME & FINANCE HOLDIN$2,3950.00%5,000CALLSOLE
G8059B101SLNAFSELINA HOSPITALITY PLC$2,1950.00%6,250CommonSOLE
03832J114SFRTWAPPRECIATE HOLDINGS INC$1,7020.00%10,532CALLSOLE
G8059B119SLNWFSELINA HOSPITALITY PLC$1,1700.00%3,333CALLSOLE
62459N113MVLAWMOVELLA HOLDINGS INC$1,0720.00%1,999CALLSOLE
05156X884AURORA CANNABIS INC$4890.00%836CommonSOLE
98741Y129YOTARYOTTA ACQUISITION CORPORATIO$590.00%500CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.