Q3 2023 · 13F-HR
Aequim Alternative Investments LPholdings as filed
Filed 2023-11-15 · accession 0001420506-23-002224
$2.64B
Reported value
105
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $315.7M | 12.0% | 7,328,874 | Common | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $231.5M | 8.78% | 2,997,305 | Common | SOLE |
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $167.7M | 6.36% | 2,295,261 | Common | SOLE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $107.1M | 4.06% | 90,400,000 | Common | SOLE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $89.6M | 3.40% | 1,294,187 | Common | SOLE |
| 65473P121 | — | NISOURCE INC | $87.7M | 3.33% | 900,000 | Common | SOLE |
| 83304AAD8 | SNAP 0.25 05/01/25 | SNAP INC | $83.3M | 3.16% | 90,000,000 | Common | SOLE |
| 98954MAE1 | Z 0.75 09/01/24 | ZILLOW GROUP INC | $81.9M | 3.11% | 70,000,000 | Common | SOLE |
| 65366HAB9 | — | NICE SYS INC | $77.3M | 2.93% | 38,163,000 | Common | SOLE |
| 12653C108 | CNX | CNX RES CORP | $56.7M | 2.15% | 2,512,300 | Common | SOLE |
| 70614WAB6 | PTON 0 02/15/26 | PELOTON INTERACTIVE INC | $55.7M | 2.11% | 73,500,000 | Common | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $51.7M | 1.96% | 60,590,000 | Common | SOLE |
| 16115Q407 | GTLS 6.75 12/15/25 B | CHART INDS INC | $49.3M | 1.87% | 740,000 | Common | SOLE |
| 40131MAB5 | GH 0 11/15/27 | GUARDANT HEALTH INC | $47.4M | 1.80% | 68,500,000 | Common | SOLE |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $47.4M | 1.80% | 50,000,000 | Common | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $47.1M | 1.79% | 40,000,000 | Common | SOLE |
| 91332UAB7 | U 0 11/15/26 | UNITY SOFTWARE INC | $43.8M | 1.66% | 55,000,000 | Common | SOLE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $43.4M | 1.65% | 95,000,000 | Common | SOLE |
| 759916AB5 | RGEN 0.375 07/15/24 | REPLIGEN CORP | $39.1M | 1.48% | 60,500,000 | Common | SOLE |
| 25470MAF6 | DISH 0 12/15/25 | DISH NETWORK CORPORATION | $35.0M | 1.33% | 52,000,000 | Common | SOLE |
| 011642AB1 | ALRM 0 01/15/26 | ALARM COM HLDGS INC | $34.8M | 1.32% | 40,000,000 | Common | SOLE |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $34.1M | 1.29% | 310,000 | Common | SOLE |
| 09239BAD1 | BL 0 03/15/26 | BLACKLINE INC | $33.4M | 1.26% | 38,500,000 | Common | SOLE |
| 40171VAA8 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INC | $33.1M | 1.25% | 32,500,000 | Common | SOLE |
| 00827BAB2 | AFRM 0 11/15/26 | AFFIRM HLDGS INC | $31.0M | 1.18% | 41,300,000 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $31.0M | 1.18% | 30,000,000 | Common | SOLE |
| G21810208 | — | CLARIVATE PLC | $29.2M | 1.11% | 1,000,000 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $29.1M | 1.10% | 10,000,000 | Common | SOLE |
| 02043QAB3 | ALNY 1 09/15/27 | ALNYLAM PHARMACEUTICALS INC | $27.8M | 1.06% | 30,000,000 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $27.8M | 1.05% | 2,236,900 | Common | SOLE |
| 01988PAF5 | — | VERADIGM INC | $27.2M | 1.03% | 24,000,000 | Common | SOLE |
| 143658300 | CCL1EUR | CARNIVAL CORP | $25.5M | 0.97% | 1,857,900 | Common | SOLE |
| 912909AT5 | X 5 11/01/26 | UNITED STATES STL CORP | $24.7M | 0.94% | 10,000,000 | Common | SOLE |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $23.8M | 0.90% | 26,563,000 | Common | SOLE |
| 29355AAF4 | — | ENPHASE ENERGY INC | $23.3M | 0.88% | 14,550,000 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $21.6M | 0.82% | 25,000,000 | Common | SOLE |
| 87918AAF2 | TDOC 1.25 06/01/27 | TELADOC HEALTH INC | $20.0M | 0.76% | 25,000,000 | Common | SOLE |
| 457985AM1 | IART 0.5 08/15/25 | INTEGRA LIFESCIENCES HLDGS C | $18.3M | 0.70% | 20,000,000 | Common | SOLE |
| 405024AB6 | HAE 0 03/01/26 | HAEMONETICS CORP MASS | $17.9M | 0.68% | 20,500,000 | Common | SOLE |
| 47074LAB1 | JAMF 0.125 09/01/26 | JAMF HLDG CORP | $17.3M | 0.66% | 20,500,000 | Common | SOLE |
| 705573AB9 | PEGA 0.75 03/01/25 | PEGASYSTEMS INC | $16.1M | 0.61% | 17,500,000 | Common | SOLE |
| 08975PAB4 | CMRC 0.25 10/01/26 | BIGCOMMERCE HLDGS INC | $15.8M | 0.60% | 20,000,000 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYS INC | $15.2M | 0.58% | 17,500,000 | Common | SOLE |
| 10806XAD4 | BBIO 2.25 02/01/29 | BRIDGEBIO PHARMA INC | $15.0M | 0.57% | 20,000,000 | Common | SOLE |
| 20717MAB9 | CFLT 0 01/15/27 | CONFLUENT INC | $14.4M | 0.54% | 17,500,000 | Common | SOLE |
| 902681113 | UGI 7.25 06/01/24 | UGI CORP NEW | $13.5M | 0.51% | 237,000 | Common | SOLE |
| 92343XAC4 | VRNT 0.25 04/15/26 | VERINT SYSTEMS INC | $12.9M | 0.49% | 15,000,000 | Common | SOLE |
| 83205YAB0 | — | SMART GLOBAL HLDGS INC | $12.8M | 0.49% | 9,500,000 | Common | SOLE |
| 753422AD6 | — | RAPID7 INC | $12.3M | 0.47% | 11,925,000 | Common | SOLE |
| 17243V102 | CNK | CINEMARK HLDGS INC | $12.3M | 0.47% | 668,900 | Common | SOLE |
| 343412102 | FLR | FLUOR CORP NEW | $12.2M | 0.46% | 331,267 | Common | SOLE |
| 30063PAA3 | EXAS 1 01/15/25 | EXACT SCIENCES CORP | $11.3M | 0.43% | 10,335,000 | Common | SOLE |
| 682189AS4 | ON 0 05/01/27 | ON SEMICONDUCTOR CORP | $10.8M | 0.41% | 6,000,000 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $10.6M | 0.40% | 50,000 | Common | SOLE |
| 87874RAD2 | TTGT 0 12/15/26 | TECHTARGET INC | $10.1M | 0.38% | 12,500,000 | Common | SOLE |
| 232109AB4 | — | CUTERA INC | $9.5M | 0.36% | 13,355,000 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $9.4M | 0.36% | 100,000 | Common | SOLE |
| 12685JAE5 | CABO 0 03/15/26 | CABLE ONE INC | $8.6M | 0.33% | 10,500,000 | Common | SOLE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $8.2M | 0.31% | 440,000 | Common | SOLE |
| 55024UAF6 | LITE 0.5 06/15/28 | LUMENTUM HLDGS INC | $7.3M | 0.28% | 10,000,000 | Common | SOLE |
| 74346YAH6 | — | PROS HOLDINGS INC | $7.3M | 0.28% | 7,500,000 | Common | SOLE |
| 695127AF7 | PCRX 0.75 08/01/25 | PACIRA BIOSCIENCES INC | $7.2M | 0.27% | 8,000,000 | Common | SOLE |
| 29404KAE6 | ENV 0.75 08/15/25 | ENVESTNET INC | $6.9M | 0.26% | 7,500,000 | Common | SOLE |
| 30063PAB1 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORP | $6.8M | 0.26% | 7,500,000 | Common | SOLE |
| 48123V102 | ZD | ZIFF DAVIS INC | $6.8M | 0.26% | 106,900 | Common | SOLE |
| 922280AB8 | VRNS 1.25 08/15/25 | VARONIS SYS INC | $5.9M | 0.22% | 5,000,000 | Common | SOLE |
| 457669AB5 | INSM 0.75 06/01/28 | INSMED INC | $5.0M | 0.19% | 5,000,000 | Common | SOLE |
| 758075AD7 | — | REDWOOD TRUST INC | $4.6M | 0.17% | 4,643,000 | Common | SOLE |
| 538146AD3 | LPSN 0 12/15/26 | LIVEPERSON INC | $4.5M | 0.17% | 6,000,000 | Common | SOLE |
| 749772AD1 | RWT 5.75 10/01/25 | RWT HLDGS INC | $4.0M | 0.15% | 4,250,000 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $3.8M | 0.14% | 43,000 | Common | SOLE |
| 531229AB8 | — | LIBERTY MEDIA CORP DEL | $3.3M | 0.13% | 3,000,000 | Common | SOLE |
| 18915MAC1 | NET 0 08/15/26 | CLOUDFLARE INC | $3.0M | 0.11% | 3,500,000 | Common | SOLE |
| 23282WAC4 | CYTK 3.5 07/01/27 | CYTOKINETICS INC | $2.6M | 0.10% | 3,000,000 | Common | SOLE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $2.4M | 0.09% | 32,375 | Common | SOLE |
| 112463302 | BKD 7 11/15/25 | BROOKDALE SR LIVING INC | $2.4M | 0.09% | 40,000 | Common | SOLE |
| 207410AH4 | CNMD 2.25 06/15/27 | CONMED CORP | $2.4M | 0.09% | 2,500,000 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $2.3M | 0.09% | 51,027 | Common | SOLE |
| 76680RAF4 | RNG 0 03/01/25 | RINGCENTRAL INC | $2.3M | 0.09% | 2,500,000 | Common | SOLE |
| 457669AA7 | — | INSMED INC | $2.2M | 0.08% | 2,250,000 | Common | SOLE |
| 15677JAD0 | DAY 0.25 03/15/26 | CERIDIAN HCM HLDG INC | $2.2M | 0.08% | 2,500,000 | Common | SOLE |
| 74736LAF6 | QTWO 0.125 11/15/25 | Q2 HLDGS INC | $2.2M | 0.08% | 2,500,000 | Common | SOLE |
| 679295AD7 | OKTA 0.125 09/01/25 | OKTA INC | $1.8M | 0.07% | 2,000,000 | Common | SOLE |
| 09257WAE0 | BXMT 5.5 03/15/27 | BLACKSTONE MORTGAGE TRUST IN | $1.8M | 0.07% | 2,000,000 | Common | SOLE |
| 848577AB8 | SAVE 1 05/15/26 | SPIRIT AIRLS INC | $1.7M | 0.06% | 2,000,000 | Common | SOLE |
| 94419LAF8 | W 1 08/15/26 | WAYFAIR INC | $1.6M | 0.06% | 2,000,000 | Common | SOLE |
| 92940WAD1 | WIX 0 08/15/25 | WIX COM LTD | $1.3M | 0.05% | 1,500,000 | Common | SOLE |
| 26884U307 | EPR 9 PERP E | EPR PPTYS | $1.3M | 0.05% | 50,000 | Common | SOLE |
| 185899101 | CLF | CLEVELAND-CLIFFS INC NEW | $1.1M | 0.04% | 73,000 | Common | SOLE |
| G0084W101 | ADNT | ADIENT PLC | $972,550 | 0.04% | 26,500 | Common | SOLE |
| 071813109 | BAX | BAXTER INTL INC | $943,500 | 0.04% | 25,000 | Common | SOLE |
| N44445117 | IMTXW | IMMATICS N.V | $894,703 | 0.03% | 252,741 | Common | SOLE |
| G50871105 | JAZZ | JAZZ PHARMACEUTICALS PLC | $854,304 | 0.03% | 6,600 | Common | SOLE |
| 76029L100 | RPAY | REPAY HLDGS CORP | $853,875 | 0.03% | 112,500 | Common | SOLE |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $842,328 | 0.03% | 889,000 | Common | SOLE |
| 298736109 | EEFT | EURONET WORLDWIDE INC | $523,908 | 0.02% | 6,600 | Common | SOLE |
| 015658115 | ASTLW | ALGOMA STL GROUP INC | $505,313 | 0.02% | 414,191 | Common | SOLE |
| 138035100 | — | CANOPY GROWTH CORP | $386,669 | 0.01% | 500,000 | Common | SOLE |
| 278768106 | SATS | ECHOSTAR CORP | $376,875 | 0.01% | 22,500 | Common | SOLE |
| 382550101 | GT | GOODYEAR TIRE & RUBR CO | $372,900 | 0.01% | 30,000 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $334,600 | 0.01% | 20,000 | Common | SOLE |
| 02008G110 | ALURW | ALLURION TECHNOLOGIES INC | $111,475 | 0.00% | 122,500 | Common | SOLE |
| 36831E116 | GCMGW | GCM GROSVENOR INC | $73,522 | 0.00% | 243,290 | Common | SOLE |
| 65528N204 | — | NOGIN INC | $52,898 | 0.00% | 94,630 | Common | SOLE |
| 124155110 | BFLYW | BUTTERFLY NETWORK INC | $3,270 | 0.00% | 49,393 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.