Q4 2023 · 13F-HR
Aequim Alternative Investments LPholdings as filed
Filed 2024-02-14 · accession 0001420506-24-000464
$2.51B
Reported value
103
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $298.9M | 11.9% | 7,900,000 | Common | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $187.1M | 7.45% | 2,753,916 | Common | SOLE |
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $145.2M | 5.78% | 2,295,261 | Common | SOLE |
| 83304AAD8 | SNAP 0.25 05/01/25 | SNAP INC | $95.0M | 3.78% | 90,000,000 | Common | SOLE |
| 98954MAE1 | Z 0.75 09/01/24 | ZILLOW GROUP INC | $94.7M | 3.77% | 70,000,000 | Common | SOLE |
| 65366HAB9 | — | NICE SYS INC | $84.5M | 3.36% | 38,163,000 | Common | SOLE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $76.8M | 3.06% | 1,294,187 | Common | SOLE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $75.0M | 2.99% | 65,000,000 | Common | SOLE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $63.8M | 2.54% | 50,000,000 | Common | SOLE |
| 70614WAB6 | PTON 0 02/15/26 | PELOTON INTERACTIVE INC | $57.2M | 2.28% | 73,500,000 | Common | SOLE |
| 759916AC3 | — | REPLIGEN CORP | $56.0M | 2.23% | 50,000,000 | Common | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $56.0M | 2.23% | 40,000,000 | Common | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $53.5M | 2.13% | 60,590,000 | Common | SOLE |
| 12653C108 | CNX | CNX RES CORP | $50.2M | 2.00% | 2,512,300 | Common | SOLE |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $48.7M | 1.94% | 50,000,000 | Common | SOLE |
| 143658300 | CCL1EUR | CARNIVAL CORP | $46.9M | 1.87% | 2,529,900 | Common | SOLE |
| 91332UAB7 | U 0 11/15/26 | UNITY SOFTWARE INC | $46.2M | 1.84% | 55,250,000 | Common | SOLE |
| 40131MAB5 | GH 0 11/15/27 | GUARDANT HEALTH INC | $44.8M | 1.78% | 63,500,000 | Common | SOLE |
| 16115Q407 | GTLS 6.75 12/15/25 B | CHART INDS INC | $41.1M | 1.64% | 740,000 | Common | SOLE |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $40.2M | 1.60% | 310,000 | Common | SOLE |
| 02043QAB3 | ALNY 1 09/15/27 | ALNYLAM PHARMACEUTICALS INC | $40.0M | 1.59% | 40,500,000 | Common | SOLE |
| G21810208 | — | CLARIVATE PLC | $38.3M | 1.52% | 1,000,000 | Common | SOLE |
| 25470MAF6 | DISH 0 12/15/25 | DISH NETWORK CORPORATION | $37.5M | 1.49% | 60,000,000 | Common | SOLE |
| 00827BAB2 | AFRM 0 11/15/26 | AFFIRM HLDGS INC | $34.0M | 1.35% | 41,300,000 | Common | SOLE |
| 011642AB1 | ALRM 0 01/15/26 | ALARM COM HLDGS INC | $33.5M | 1.33% | 37,500,000 | Common | SOLE |
| 40171VAA8 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INC | $32.5M | 1.29% | 29,500,000 | Common | SOLE |
| 01988PAF5 | — | VERADIGM INC | $32.5M | 1.29% | 32,250,000 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $31.8M | 1.26% | 30,000,000 | Common | SOLE |
| 29355AAF4 | — | ENPHASE ENERGY INC | $28.0M | 1.11% | 16,500,000 | Common | SOLE |
| 09239BAD1 | BL 0 03/15/26 | BLACKLINE INC | $27.7M | 1.10% | 31,000,000 | Common | SOLE |
| 343412102 | FLR | FLUOR CORP NEW | $27.5M | 1.09% | 700,960 | Common | SOLE |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $25.2M | 1.00% | 26,563,000 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $23.1M | 0.92% | 25,000,000 | Common | SOLE |
| 87918AAF2 | TDOC 1.25 06/01/27 | TELADOC HEALTH INC | $22.7M | 0.91% | 27,500,000 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $21.0M | 0.84% | 1,721,538 | Common | SOLE |
| 20717MAB9 | CFLT 0 01/15/27 | CONFLUENT INC | $21.0M | 0.83% | 25,000,000 | Common | SOLE |
| 405024AB6 | HAE 0 03/01/26 | HAEMONETICS CORP MASS | $18.3M | 0.73% | 20,500,000 | Common | SOLE |
| 47074LAB1 | JAMF 0.125 09/01/26 | JAMF HLDG CORP | $17.6M | 0.70% | 20,500,000 | Common | SOLE |
| 457985AM1 | IART 0.5 08/15/25 | INTEGRA LIFESCIENCES HLDGS C | $17.0M | 0.68% | 18,000,000 | Common | SOLE |
| 682189AS4 | ON 0 05/01/27 | ON SEMICONDUCTOR CORP | $16.4M | 0.65% | 10,000,000 | Common | SOLE |
| 705573AB9 | PEGA 0.75 03/01/25 | PEGASYSTEMS INC | $16.2M | 0.65% | 17,500,000 | Common | SOLE |
| 08975PAB4 | CMRC 0.25 10/01/26 | BIGCOMMERCE HLDGS INC | $15.8M | 0.63% | 20,000,000 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYS INC | $15.7M | 0.63% | 17,500,000 | Common | SOLE |
| 92343XAC4 | VRNT 0.25 04/15/26 | VERINT SYSTEMS INC | $13.2M | 0.53% | 15,000,000 | Common | SOLE |
| 753422AD6 | — | RAPID7 INC | $13.2M | 0.52% | 11,925,000 | Common | SOLE |
| 10806XAD4 | BBIO 2.25 02/01/29 | BRIDGEBIO PHARMA INC | $12.8M | 0.51% | 15,000,000 | Common | SOLE |
| 83205YAB0 | — | SMART GLOBAL HLDGS INC | $10.7M | 0.43% | 9,500,000 | Common | SOLE |
| 87874RAD2 | TTGT 0 12/15/26 | TECHTARGET INC | $10.4M | 0.42% | 12,500,000 | Common | SOLE |
| 902681113 | UGI 7.25 06/01/24 | UGI CORP NEW | $10.3M | 0.41% | 174,000 | Common | SOLE |
| 17243V102 | CNK | CINEMARK HLDGS INC | $9.4M | 0.38% | 668,900 | Common | SOLE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $9.4M | 0.37% | 440,000 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $9.4M | 0.37% | 154,000 | Common | SOLE |
| 30063PAA3 | EXAS 1 01/15/25 | EXACT SCIENCES CORP | $9.2M | 0.37% | 8,000,000 | Common | SOLE |
| 12685JAE5 | CABO 0 03/15/26 | CABLE ONE INC | $9.0M | 0.36% | 10,500,000 | Common | SOLE |
| 566330AB2 | — | MARCUS CORP DEL | $8.9M | 0.35% | 6,000,000 | Common | SOLE |
| 29404KAE6 | ENV 0.75 08/15/25 | ENVESTNET INC | $8.4M | 0.34% | 9,000,000 | Common | SOLE |
| 232109AB4 | — | CUTERA INC | $8.1M | 0.32% | 20,355,000 | Common | SOLE |
| 55024UAF6 | LITE 0.5 06/15/28 | LUMENTUM HLDGS INC | $7.9M | 0.32% | 10,000,000 | Common | SOLE |
| 922280AB8 | VRNS 1.25 08/15/25 | VARONIS SYS INC | $7.7M | 0.30% | 5,000,000 | Common | SOLE |
| 695127AF7 | PCRX 0.75 08/01/25 | PACIRA BIOSCIENCES INC | $7.4M | 0.30% | 8,000,000 | Common | SOLE |
| 74346YAH6 | — | PROS HOLDINGS INC | $7.3M | 0.29% | 7,500,000 | Common | SOLE |
| 30063PAB1 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORP | $7.3M | 0.29% | 7,500,000 | Common | SOLE |
| 977852102 | WOLF* | WOLFSPEED INC | $6.2M | 0.25% | 142,800 | Common | SOLE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $5.6M | 0.22% | 32,400 | Common | SOLE |
| 48123V102 | ZD | ZIFF DAVIS INC | $4.7M | 0.19% | 70,100 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $4.1M | 0.17% | 43,000 | Common | SOLE |
| 538146AD3 | LPSN 0 12/15/26 | LIVEPERSON INC | $4.0M | 0.16% | 6,000,000 | Common | SOLE |
| 749772AD1 | RWT 5.75 10/01/25 | RWT HLDGS INC | $4.0M | 0.16% | 4,250,000 | Common | SOLE |
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $3.6M | 0.14% | 41,800 | Common | SOLE |
| 112463302 | BKD 7 11/15/25 | BROOKDALE SR LIVING INC | $3.2M | 0.13% | 40,000 | Common | SOLE |
| G50871105 | JAZZ | JAZZ PHARMACEUTICALS PLC | $3.2M | 0.13% | 25,900 | Common | SOLE |
| 18915MAC1 | NET 0 08/15/26 | CLOUDFLARE INC | $3.2M | 0.13% | 3,500,000 | Common | SOLE |
| 23282WAC4 | CYTK 3.5 07/01/27 | CYTOKINETICS INC | $2.6M | 0.11% | 1,500,000 | Common | SOLE |
| 457669AA7 | — | INSMED INC | $2.4M | 0.10% | 2,250,000 | Common | SOLE |
| 76680RAF4 | RNG 0 03/01/25 | RINGCENTRAL INC | $2.3M | 0.09% | 2,500,000 | Common | SOLE |
| 74736LAF6 | QTWO 0.125 11/15/25 | Q2 HLDGS INC | $2.3M | 0.09% | 2,500,000 | Common | SOLE |
| 15677JAD0 | DAY 0.25 03/15/26 | CERIDIAN HCM HLDG INC | $2.3M | 0.09% | 2,500,000 | Common | SOLE |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $2.1M | 0.08% | 2,000,000 | Common | SOLE |
| 232109AG3 | — | CUTERA INC | $2.1M | 0.08% | 9,500,000 | Common | SOLE |
| 679295AD7 | OKTA 0.125 09/01/25 | OKTA INC | $1.9M | 0.07% | 2,000,000 | Common | SOLE |
| 185899101 | CLF | CLEVELAND-CLIFFS INC NEW | $1.5M | 0.06% | 73,000 | Common | SOLE |
| 26884U307 | EPR 9 PERP E | EPR PPTYS | $1.4M | 0.06% | 50,000 | Common | SOLE |
| 848577AB8 | SAVE 1 05/15/26 | SPIRIT AIRLS INC | $1.4M | 0.06% | 2,000,000 | Common | SOLE |
| 92940WAD1 | WIX 0 08/15/25 | WIX COM LTD | $1.4M | 0.05% | 1,500,000 | Common | SOLE |
| 816850AF8 | SMTC 1.625 11/01/27 | SEMTECH CORP | $1.3M | 0.05% | 1,500,000 | Common | SOLE |
| 758075AD7 | — | REDWOOD TRUST INC | $1.2M | 0.05% | 1,203,000 | Common | SOLE |
| 015857873 | AQNCN 7.75 06/15/24 | ALGONQUIN PWR UTILS CORP | $1.1M | 0.04% | 50,000 | Common | SOLE |
| 071813109 | BAX | BAXTER INTL INC | $966,500 | 0.04% | 25,000 | Common | SOLE |
| G0084W101 | ADNT | ADIENT PLC | $963,540 | 0.04% | 26,500 | Common | SOLE |
| 76029L100 | RPAY | REPAY HLDGS CORP | $960,750 | 0.04% | 112,500 | Common | SOLE |
| 015658115 | ASTLW | ALGOMA STL GROUP INC | $749,686 | 0.03% | 414,191 | Common | SOLE |
| N44445117 | IMTXW | IMMATICS N.V | $738,004 | 0.03% | 252,741 | Common | SOLE |
| 298736109 | EEFT | EURONET WORLDWIDE INC | $669,834 | 0.03% | 6,600 | Common | SOLE |
| 654110AG0 | — | NIKOLA CORP | $595,750 | 0.02% | 500,000 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $519,833 | 0.02% | 10,347 | Common | SOLE |
| 382550101 | GT | GOODYEAR TIRE & RUBR CO | $429,600 | 0.02% | 30,000 | Common | SOLE |
| 68268W103 | OMF | ONEMAIN HLDGS INC | $414,559 | 0.02% | 8,426 | Common | SOLE |
| 278768106 | SATS | ECHOSTAR CORP | $372,825 | 0.01% | 22,500 | Common | SOLE |
| 138035704 | CGC | CANOPY GROWTH CORP | $357,024 | 0.01% | 70,000 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $327,600 | 0.01% | 20,000 | Common | SOLE |
| 36831E116 | GCMGW | GCM GROSVENOR INC | $87,584 | 0.00% | 243,290 | Common | SOLE |
| 02008G110 | ALURW | ALLURION TECHNOLOGIES INC | $55,125 | 0.00% | 122,500 | Common | SOLE |
| 124155110 | BFLYW | BUTTERFLY NETWORK INC | $1,729 | 0.00% | 49,393 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.