Q4 2023 · 13F-HR
DeepCurrents Investment Group LLCholdings as filed
Filed 2024-02-14 · accession 0001420506-24-000419
$2.76B
Reported value
154
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 722304AB8 | — | PDD HOLDINGS INC | $151.5M | 5.49% | 44,093,000 | Common | SOLE |
| 98980GAB8 | ZS 0.125 07/01/25 | ZSCALER INC | $80.4M | 2.91% | 52,918,000 | Common | SOLE |
| 45765UAB9 | NSIT 0.75 02/15/25 | INSIGHT ENTERPRISES INC | $75.6M | 2.74% | 29,158,000 | Common | SOLE |
| 090043AB6 | BILL 0 12/01/25 | BILL HOLDINGS INC | $73.5M | 2.66% | 78,221,000 | Common | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $67.1M | 2.43% | 47,862,000 | Common | SOLE |
| 03753UAB2 | APLS 3.5 09/15/26 | APELLIS PHARMACEUTICALS INC | $66.0M | 2.39% | 40,528,000 | Common | SOLE |
| 759916AC3 | — | REPLIGEN CORP | $65.4M | 2.37% | 58,224,000 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $57.1M | 2.07% | 58,139,000 | Common | SOLE |
| 17243VAB8 | CNK 4.5 08/15/25 | CINEMARK HLDGS INC | $54.7M | 1.98% | 45,310,000 | Common | SOLE |
| 60937PAD8 | MDB 0.25 01/15/26 | MONGODB INC | $53.4M | 1.93% | 27,000,000 | Common | SOLE |
| 090040AB2 | BILI 1.375 04/01/26 | BILIBILI INC | $50.9M | 1.84% | 51,650,000 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $49.4M | 1.79% | 5,000 | CALL | SOLE |
| 81141RAF7 | SEALTD 2.375 12/01/25 | SEA LTD | $48.9M | 1.77% | 51,206,000 | Common | SOLE |
| 009066AB7 | ABNB 0 03/15/26 | AIRBNB INC | $47.1M | 1.71% | 52,259,000 | Common | SOLE |
| 23248VAB1 | CYBR 0 11/15/24 | CYBERARK SOFTWARE LTD | $46.0M | 1.67% | 32,410,000 | Common | SOLE |
| 83417MAD6 | SEDG 0 09/15/25 | SOLAREDGE TECHNOLOGIES INC | $44.5M | 1.61% | 49,011,000 | Common | SOLE |
| 401617AD7 | — | GUESS INC | $44.0M | 1.59% | 41,743,000 | Common | SOLE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $42.0M | 1.52% | 19,791,000 | Common | SOLE |
| 093712AH0 | BE 2.5 08/15/25 | BLOOM ENERGY CORP | $41.2M | 1.49% | 35,797,000 | Common | SOLE |
| 30050BAD3 | EVH 1.5 10/15/25 | EVOLENT HEALTH INC | $41.2M | 1.49% | 36,028,000 | Common | SOLE |
| 67011XAB9 | NVCR 0 11/01/25 | NOVOCURE LTD | $39.3M | 1.42% | 45,000,000 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $39.2M | 1.42% | 11,047 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $37.4M | 1.36% | 78,721 | Common | SOLE |
| 23282WAC4 | CYTK 3.5 07/01/27 | CYTOKINETICS INC | $35.3M | 1.28% | 20,000,000 | Common | SOLE |
| 02081GAB8 | ATEC 0.75 08/01/26 | ALPHATEC HLDGS INC | $35.0M | 1.27% | 33,000,000 | Common | SOLE |
| 66980MAB2 | NVMI 0 10/15/25 | NOVA LTD | $34.3M | 1.24% | 18,500,000 | Common | SOLE |
| 82452JAB5 | FOUR 0 12/15/25 | SHIFT4 PMTS INC | $33.9M | 1.23% | 30,347,000 | Common | SOLE |
| 29975EAB5 | EB 5 12/01/25 | EVENTBRITE INC | $33.4M | 1.21% | 31,808,000 | Common | SOLE |
| 268158AD4 | DVAX 2.5 05/15/26 | DYNAVAX TECHNOLOGIES CORP | $30.6M | 1.11% | 21,000,000 | Common | SOLE |
| 46185LAH6 | — | INVITAE CORP | $28.8M | 1.04% | 41,239,000 | Common | SOLE |
| 05464CAB7 | AXON 0.5 12/15/27 | AXON ENTERPRISE INC | $28.4M | 1.03% | 22,500,000 | Common | SOLE |
| 69366JAD3 | PTCT 1.5 09/15/26 | PTC THERAPEUTICS INC | $27.9M | 1.01% | 30,151,000 | Common | SOLE |
| 81141RAD2 | SEALTD 1 12/01/24 | SEA LTD | $26.8M | 0.97% | 24,951,000 | Common | SOLE |
| 38268TAD5 | GPRO 1.25 11/15/25 | GOPRO INC | $26.6M | 0.96% | 29,610,000 | Common | SOLE |
| 86745KAF1 | NOVA 0.25 12/01/26 | SUNNOVA ENERGY INTL INC. | $24.1M | 0.87% | 35,310,000 | Common | SOLE |
| 922280AB8 | VRNS 1.25 08/15/25 | VARONIS SYS INC | $23.7M | 0.86% | 15,500,000 | Common | SOLE |
| 63845RAB3 | EYE 2.5 05/15/25 | NATIONAL VISION HLDGS INC | $23.6M | 0.85% | 23,500,000 | Common | SOLE |
| 405024AB6 | HAE 0 03/01/26 | HAEMONETICS CORP MASS | $23.3M | 0.84% | 26,121,000 | Common | SOLE |
| 228903AB6 | — | ARTIVION INC | $23.2M | 0.84% | 21,975,000 | Common | SOLE |
| 90138VAB3 | — | VNET GROUP INC | $22.6M | 0.82% | 22,815,000 | Common | SOLE |
| 670704AJ4 | GMED 0.375 03/15/25 | NUVASIVE INC | $22.2M | 0.80% | 23,815,000 | Common | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $22.1M | 0.80% | 25,000,000 | Common | SOLE |
| 632307AB0 | NTRA 2.25 05/01/27 | NATERA INC | $22.0M | 0.80% | 12,854,000 | Common | SOLE |
| 462222AD2 | IONS 0 04/01/26 | IONIS PHARMACEUTICALS INC | $21.1M | 0.76% | 20,000,000 | Common | SOLE |
| 15677JAD0 | DAY 0.25 03/15/26 | CERIDIAN HCM HLDG INC | $21.0M | 0.76% | 23,278,000 | Common | SOLE |
| 00827BAB2 | AFRM 0 11/15/26 | AFFIRM HLDGS INC | $20.6M | 0.75% | 25,167,000 | Common | SOLE |
| 83304AAD8 | SNAP 0.25 05/01/25 | SNAP INC | $19.5M | 0.71% | 18,542,000 | Common | SOLE |
| 91680MAB3 | UPST 0.25 08/15/26 | UPSTART HLDGS INC | $19.5M | 0.70% | 26,130,000 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $19.4M | 0.70% | 2,500 | CALL | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $19.3M | 0.70% | 3,850 | CALL | SOLE |
| 538034AU3 | LYV 2 02/15/25 | LIVE NATION ENTERTAINMENT IN | $18.7M | 0.68% | 17,638,000 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $18.4M | 0.67% | 20,000,000 | Common | SOLE |
| 92343XAC4 | VRNT 0.25 04/15/26 | VERINT SYSTEMS INC | $18.1M | 0.66% | 20,505,000 | Common | SOLE |
| 566330AB2 | — | MARCUS CORP DEL | $17.6M | 0.64% | 12,000,000 | Common | SOLE |
| 653656AB4 | NICEIT 0 09/15/25 | NICE LTD | $17.5M | 0.63% | 18,450,000 | Common | SOLE |
| 30063PAB1 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORP | $17.4M | 0.63% | 17,900,000 | Common | SOLE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $17.1M | 0.62% | 15,338,000 | Common | SOLE |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $16.8M | 0.61% | 20,700,000 | Common | SOLE |
| 88339PAB7 | — | THE REALREAL INC | $16.7M | 0.61% | 22,589,000 | Common | SOLE |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $16.6M | 0.60% | 17,508,000 | Common | SOLE |
| 10806XAD4 | BBIO 2.25 02/01/29 | BRIDGEBIO PHARMA INC | $15.1M | 0.55% | 17,855,000 | Common | SOLE |
| 25470MAD1 | — | DISH NETWORK CORPORATION | $15.1M | 0.55% | 15,300,000 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $14.8M | 0.54% | 153,184 | Common | SOLE |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $14.7M | 0.53% | 13,500,000 | Common | SOLE |
| 88688TAC4 | TLRY 5.2 06/15/27 | TILRAY BRANDS INC | $14.4M | 0.52% | 13,000,000 | Common | SOLE |
| 92214XAB2 | — | VAREX IMAGING CORP | $14.1M | 0.51% | 12,000,000 | Common | SOLE |
| 156727AB5 | — | CERENCE INC | $13.8M | 0.50% | 14,382,000 | Common | SOLE |
| 977852AD4 | WOLF 1.875 12/01/29 | WOLFSPEED INC | $13.7M | 0.50% | 20,500,000 | Common | SOLE |
| 86771WAB1 | RUN 0 02/01/26 | SUNRUN INC | $13.0M | 0.47% | 16,733,000 | Common | SOLE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $12.5M | 0.45% | 12,000,000 | Common | SOLE |
| 682143AG7 | OMER 5.25 02/15/26 | OMEROS CORP | $12.0M | 0.43% | 20,209,000 | Common | SOLE |
| 83304AAH9 | SNAP 0.125 03/01/28 | SNAP INC | $11.8M | 0.43% | 15,000,000 | Common | SOLE |
| 38341PAA0 | GOSS 5 06/01/27 | GOSSAMER BIO INC | $11.5M | 0.42% | 29,860,000 | Common | SOLE |
| 78464A888 | XHB | SPDR SER TR | $11.5M | 0.42% | 1,200 | PUT | SOLE |
| 98980AAB1 | ZTO 1.5 09/01/27 | ZTO EXPRESS CAYMAN INC | $11.4M | 0.41% | 12,000,000 | Common | SOLE |
| 90214JAB7 | TWOU 2.25 05/01/25 | 2U INC | $11.2M | 0.41% | 21,688,000 | Common | SOLE |
| 26210CAC8 | DBX 0 03/01/26 | DROPBOX INC | $10.9M | 0.40% | 11,093,000 | Common | SOLE |
| 34385PAF5 | — | STANDARD BIOTOOLS INC | $10.3M | 0.37% | 9,500,000 | Common | SOLE |
| 71639TAB2 | — | PETIQ INC | $10.3M | 0.37% | 10,135,000 | Common | SOLE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $10.2M | 0.37% | 6,025,000 | Common | SOLE |
| 679295AD7 | OKTA 0.125 09/01/25 | OKTA INC | $10.2M | 0.37% | 11,000,000 | Common | SOLE |
| 53680QAA6 | LARCN 1.75 01/15/27 | LITHIUM AMERICAS ARGENTINA C | $9.8M | 0.36% | 15,500,000 | Common | SOLE |
| 45245EAJ8 | IMAX 0.5 04/01/26 | IMAX CORP | $9.6M | 0.35% | 10,718,000 | Common | SOLE |
| 88554DAD8 | DDD 0 11/15/26 | 3D SYS CORP DEL | $9.5M | 0.34% | 12,400,000 | Common | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $9.3M | 0.34% | 3,210 | CALL | SOLE |
| 453204AD1 | PI 1.125 05/15/27 | IMPINJ INC | $9.2M | 0.33% | 8,500,000 | Common | SOLE |
| 25470MAB5 | DISH 3.375 08/15/26 | DISH NETWORK CORPORATION | $9.2M | 0.33% | 16,927,000 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $9.0M | 0.33% | 1,000 | CALL | SOLE |
| 35953DAB0 | FUBO 3.25 02/15/26 | FUBOTV INC | $9.0M | 0.33% | 12,608,000 | Common | SOLE |
| 94419LAF8 | W 1 08/15/26 | WAYFAIR INC | $8.8M | 0.32% | 10,000,000 | Common | SOLE |
| 819047AB7 | SHAK 0 03/01/28 | SHAKE SHACK INC | $8.7M | 0.32% | 10,676,000 | Common | SOLE |
| 98423FAB5 | XMTR 1 02/01/27 | XOMETRY INC | $8.6M | 0.31% | 9,150,000 | Common | SOLE |
| 74346YAG8 | PRO 2.25 09/15/27 | PROS HOLDINGS INC | $8.3M | 0.30% | 7,419,000 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $8.2M | 0.30% | 91,176 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $8.2M | 0.30% | 3,499,000 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $7.8M | 0.28% | 22 | PUT | SOLE |
| 14161WAB1 | — | CARDLYTICS INC | $7.8M | 0.28% | 12,358,000 | Common | SOLE |
| 163072AA9 | CAKE 0.375 06/15/26 | CHEESECAKE FACTORY INC | $7.8M | 0.28% | 8,960,000 | Common | SOLE |
| 09239BAB5 | BL 0.125 08/01/24 | BLACKLINE INC | $7.6M | 0.27% | 7,400,000 | Common | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $7.4M | 0.27% | 40,098,000 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $7.4M | 0.27% | 1,500 | PUT | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $7.1M | 0.26% | 245,960 | Common | SOLE |
| 69553PAB6 | — | PAGERDUTY INC | $7.1M | 0.26% | 7,303,000 | Common | SOLE |
| 26210CAD6 | DBX 0 03/01/28 | DROPBOX INC | $7.0M | 0.25% | 7,000,000 | Common | SOLE |
| 86745KAH7 | NOVA 2.625 02/15/28 | SUNNOVA ENERGY INTL INC. | $6.8M | 0.25% | 10,500,000 | Common | SOLE |
| 011642AB1 | ALRM 0 01/15/26 | ALARM COM HLDGS INC | $6.4M | 0.23% | 7,222,000 | Common | SOLE |
| 30063PAA3 | EXAS 1 01/15/25 | EXACT SCIENCES CORP | $6.4M | 0.23% | 5,575,000 | Common | SOLE |
| 90138A103 | VNET | VNET GROUP INC | $6.3M | 0.23% | 22,045 | PUT | SOLE |
| 71375UAF8 | PRFT 0.125 11/15/26 | PERFICIENT INC | $6.2M | 0.23% | 7,450,000 | Common | SOLE |
| 25470MAF6 | DISH 0 12/15/25 | DISH NETWORK CORPORATION | $6.0M | 0.22% | 9,573,000 | Common | SOLE |
| 91680M107 | UPST | UPSTART HLDGS INC | $5.5M | 0.20% | 1,350 | PUT | SOLE |
| 004397AK1 | — | ACCURAY INC DEL | $5.0M | 0.18% | 5,600,000 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYS INC | $4.9M | 0.18% | 5,500,000 | Common | SOLE |
| 517834107 | LVS | LAS VEGAS SANDS CORP | $4.9M | 0.18% | 1,000 | CALL | SOLE |
| 59064RAA7 | MLAB 1.375 08/15/25 | MESA LABS INC | $4.9M | 0.18% | 5,388,000 | Common | SOLE |
| 83304AAF3 | SNAP 0 05/01/27 | SNAP INC | $4.8M | 0.18% | 6,000,000 | Common | SOLE |
| 399473AF4 | GRPN 1.125 03/15/26 | GROUPON INC | $4.7M | 0.17% | 7,750,000 | Common | SOLE |
| 19260QAB3 | COIN 0.5 06/01/26 | COINBASE GLOBAL INC | $3.7M | 0.13% | 4,065,000 | Common | SOLE |
| 29355AAH0 | ENPH 0 03/01/26 | ENPHASE ENERGY INC | $3.2M | 0.12% | 3,533,000 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $3.2M | 0.12% | 1,500 | CALL | SOLE |
| 606710AA9 | MITK 0.75 02/01/26 | MITEK SYS INC | $3.2M | 0.12% | 3,500,000 | Common | SOLE |
| 48576UAA4 | — | KARYOPHARM THERAPEUTICS INC | $2.7M | 0.10% | 5,250,000 | Common | SOLE |
| 08862E109 | BYND | BEYOND MEAT INC | $2.7M | 0.10% | 3,000 | PUT | SOLE |
| 232109AG3 | — | CUTERA INC | $2.5M | 0.09% | 11,060,000 | Common | SOLE |
| 19459JAA2 | — | COLLEGIUM PHARMACEUTICAL INC | $2.4M | 0.09% | 1,985,000 | Common | SOLE |
| 705573AB9 | PEGA 0.75 03/01/25 | PEGASYSTEMS INC | $2.3M | 0.08% | 2,500,000 | Common | SOLE |
| 03674X106 | AR | ANTERO RESOURCES CORP | $2.3M | 0.08% | 1,000 | CALL | SOLE |
| 62914VAB2 | — | NIO INC | $2.1M | 0.08% | 2,000,000 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $2.0M | 0.07% | 205 | PUT | SOLE |
| 74346YAH6 | — | PROS HOLDINGS INC | $1.9M | 0.07% | 1,943,000 | Common | SOLE |
| 464287184 | FXI | ISHARES TR | $1.9M | 0.07% | 78,454 | Common | SOLE |
| 298736109 | EEFT | EURONET WORLDWIDE INC | $1.8M | 0.06% | 17,498 | Common | SOLE |
| 05156XAG3 | — | AURORA CANNABIS INC | $1.6M | 0.06% | 1,600,000 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $1.4M | 0.05% | 28,491 | Common | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $1.3M | 0.05% | 552 | PUT | SOLE |
| 594972AE1 | MSTR 0 02/15/27 | MICROSTRATEGY INC | $1.3M | 0.05% | 1,500,000 | Common | SOLE |
| 38045R206 | GOLGBP | GOL LINHAS AEREAS INTELIGENT | $1.3M | 0.05% | 3,547 | PUT | SOLE |
| 36467W109 | GME | GAMESTOP CORP NEW | $1.2M | 0.04% | 667 | CALL | SOLE |
| 15678U128 | CERE1EUR | CEREVEL THERAPEUTICS HLDNG I | $1.1M | 0.04% | 270 | PUT | SOLE |
| 35953D104 | FUBOGBP | FUBOTV INC | $1.1M | 0.04% | 3,500 | PUT | SOLE |
| 282914AE0 | EGHT 4 02/01/28 | 8X8 INC NEW | $1.1M | 0.04% | 1,271,000 | Common | SOLE |
| 78464A888 | XHB | SPDR SER TR | $956,600 | 0.03% | 10,000 | Common | SOLE |
| 88339PAD3 | REAL 1 03/01/28 | THE REALREAL INC | $766,024 | 0.03% | 2,000,000 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $340,650 | 0.01% | 17,007 | Common | SOLE |
| 53681J103 | LAC | LITHIUM AMERS CORP NEW | $306,560 | 0.01% | 479 | PUT | SOLE |
| 53681J103 | LAC | LITHIUM AMERS CORP NEW | $247,680 | 0.01% | 38,700 | Common | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $238,840 | 0.01% | 4,000 | Common | SOLE |
| 88688T100 | TLRYEUR | TILRAY BRANDS INC | $211,600 | 0.01% | 92,000 | Common | SOLE |
| G6S23K124 | — | MORINGA ACQUISITION CORP | $153,886 | 0.01% | 14,183 | CALL | SOLE |
| 38021H115 | PUCKW | GOAL ACQUISITIONS CORP | $152,631 | 0.01% | 14,185 | CALL | SOLE |
| 53681K100 | — | LITHIUM AMERICAS ARGENTINA C | $77,104 | 0.00% | 12,200 | Common | SHARED |
| L64875112 | MLECW | MOOLEC SCIENCE SA | $40,130 | 0.00% | 16,313 | CALL | SOLE |
| 682143102 | OMER | OMEROS CORP | $34,096 | 0.00% | 10,427 | Common | SHARED |
| G8059B119 | SLNWF | SELINA HOSPITALITY PLC | $3,858 | 0.00% | 21,662 | CALL | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.