Q4 2024 · 13F-HR/A
Catherine Avery Investment Management LLCholdings as filed
Filed 2026-01-05 · accession 0001420506-26-000021
$113.3M
Reported value
176
Positions
2024-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 11135F101 | AVGO | BROADCOM INC | $4.9M | 4.29% | 20,966 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $4.2M | 3.67% | 18,936 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $3.7M | 3.27% | 62,587 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $3.5M | 3.10% | 49,866 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $3.5M | 3.08% | 14,576 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $3.5M | 3.06% | 61,280 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $3.4M | 2.99% | 29,318 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $3.4M | 2.98% | 42,815 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $3.4M | 2.97% | 26,725 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $3.3M | 2.88% | 7,734 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $3.2M | 2.87% | 122,478 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $3.2M | 2.85% | 9,270 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $3.2M | 2.81% | 19,095 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $3.2M | 2.80% | 77,256 | Common | SOLE |
| 30034W106 | EVRG | EVERGY INC | $3.2M | 2.79% | 51,324 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $3.2M | 2.79% | 147,793 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $3.2M | 2.78% | 10,867 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $3.0M | 2.67% | 40,746 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $3.0M | 2.67% | 8,328 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $3.0M | 2.66% | 12,017 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $3.0M | 2.65% | 13,855 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $2.9M | 2.60% | 36,902 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $2.9M | 2.58% | 40,724 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $2.9M | 2.57% | 29,234 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $2.9M | 2.55% | 9,947 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $2.9M | 2.54% | 46,267 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $2.8M | 2.44% | 21,951 | Common | SOLE |
| 086516101 | BBY | BEST BUY INC | $2.8M | 2.43% | 32,063 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $2.7M | 2.40% | 31,668 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $2.7M | 2.39% | 12,863 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $2.7M | 2.36% | 66,966 | Common | SOLE |
| 345370860 | F | FORD MTR CO | $2.3M | 2.00% | 229,385 | Common | SOLE |
| 354613101 | BEN | FRANKLIN RESOURCES INC | $2.2M | 1.95% | 109,069 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $2.0M | 1.73% | 45,091 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1.5M | 1.37% | 17,012 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $627,026 | 0.55% | 5,829 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $575,779 | 0.51% | 4,646 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $418,891 | 0.37% | 9,531 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $383,894 | 0.34% | 1,533 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $371,983 | 0.33% | 2,770 | Common | SOLE |
| 464288802 | SUSA | ISHARES TR | $303,975 | 0.27% | 2,500 | Common | SOLE |
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $294,317 | 0.26% | 3,410 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $282,587 | 0.25% | 1,954 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $209,636 | 0.19% | 1,118 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $207,753 | 0.18% | 700 | Common | SOLE |
| 461202103 | INTU | INTUIT | $188,550 | 0.17% | 300 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $184,008 | 0.16% | 3,400 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $151,343 | 0.13% | 750 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $128,119 | 0.11% | 834 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $126,683 | 0.11% | 1,120 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $109,597 | 0.10% | 592 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $82,163 | 0.07% | 660 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $76,617 | 0.07% | 688 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINL CORP | $71,850 | 0.06% | 500 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $70,236 | 0.06% | 277 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $70,230 | 0.06% | 371 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $64,885 | 0.06% | 1,112 | Common | SOLE |
| 92826C839 | V | VISA INC | $64,472 | 0.06% | 204 | Common | SOLE |
| 125269100 | CF | CF INDS HLDGS INC | $50,424 | 0.04% | 591 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $46,237 | 0.04% | 260 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $46,164 | 0.04% | 95 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $44,368 | 0.04% | 369 | Common | SOLE |
| 011532108 | AGI | ALAMOS GOLD INC NEW | $44,293 | 0.04% | 2,402 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $44,200 | 0.04% | 200 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $43,487 | 0.04% | 575 | Common | SOLE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $37,814 | 0.03% | 2,044 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $35,039 | 0.03% | 209 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $35,009 | 0.03% | 90 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $32,760 | 0.03% | 250 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $28,073 | 0.02% | 527 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $25,656 | 0.02% | 28 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $24,591 | 0.02% | 42 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $23,772 | 0.02% | 260 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $23,606 | 0.02% | 280 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $23,231 | 0.02% | 70 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $22,833 | 0.02% | 78 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $19,867 | 0.02% | 607 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $19,562 | 0.02% | 149 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $19,526 | 0.02% | 89 | Common | SOLE |
| 714046109 | RVTY | REVVITY INC | $19,197 | 0.02% | 172 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $17,087 | 0.02% | 30 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO | $16,464 | 0.01% | 200 | Common | SOLE |
| 88080T104 | WULF | TERAWULF INC | $15,808 | 0.01% | 2,793 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC | $12,846 | 0.01% | 246 | Common | SOLE |
| 97717Y527 | USFR | WISDOMTREE TR | $12,486 | 0.01% | 248 | Common | SOLE |
| 836100107 | SOUN | SOUNDHOUND AI INC | $12,479 | 0.01% | 629 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $12,130 | 0.01% | 444 | Common | SOLE |
| 29364G103 | ETR | ENTERGY CORP NEW | $11,676 | 0.01% | 154 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $11,580 | 0.01% | 15 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $10,040 | 0.01% | 100 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $10,025 | 0.01% | 269 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $9,972 | 0.01% | 22 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $9,935 | 0.01% | 190 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $9,909 | 0.01% | 745 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $9,782 | 0.01% | 164 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $9,658 | 0.01% | 155 | Common | SOLE |
| 631103108 | NDAQ | NASDAQ INC | $8,659 | 0.01% | 112 | Common | SOLE |
| 260003108 | DOV | DOVER CORP | $8,442 | 0.01% | 45 | Common | SOLE |
| 759509102 | RS | RELIANCE INC | $8,078 | 0.01% | 30 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $7,898 | 0.01% | 32 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $7,720 | 0.01% | 385 | Common | SOLE |
| 86260J102 | SWAG | STRAN & COMPANY INC | $7,651 | 0.01% | 8,500 | Common | SOLE |
| 03076C106 | AMP | AMERIPRISE FINL INC | $7,454 | 0.01% | 14 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $7,409 | 0.01% | 82 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $6,576 | 0.01% | 13 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $6,551 | 0.01% | 29 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $6,243 | 0.01% | 12 | Common | SOLE |
| 40434L105 | HPQ | HP INC | $6,232 | 0.01% | 191 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $6,075 | 0.01% | 22 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $5,972 | 0.01% | 5 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $5,631 | 0.00% | 12 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $5,600 | 0.00% | 74 | Common | SOLE |
| 369604301 | GE | GE AEROSPACE | $5,170 | 0.00% | 31 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $4,796 | 0.00% | 13 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $4,689 | 0.00% | 8 | Common | SOLE |
| 97717X669 | DGRW | WISDOMTREE TR | $4,451 | 0.00% | 55 | Common | SOLE |
| 62914V106 | NIO | NIO INC | $4,360 | 0.00% | 1,000 | Common | SOLE |
| 038169207 | APLD | APPLIED DIGITAL CORP | $4,347 | 0.00% | 569 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $4,316 | 0.00% | 115 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $3,920 | 0.00% | 29 | Common | SOLE |
| 913903100 | UHS | UNIVERSAL HLTH SVCS INC | $3,768 | 0.00% | 21 | Common | SOLE |
| 00206R102 | T | AT&T INC | $3,487 | 0.00% | 153 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $3,392 | 0.00% | 40 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $3,343 | 0.00% | 10 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $3,329 | 0.00% | 17 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $3,277 | 0.00% | 73 | Common | SOLE |
| 055622104 | BP | BP PLC | $3,156 | 0.00% | 107 | Common | SOLE |
| 97717W208 | DHS | WISDOMTREE TR | $2,988 | 0.00% | 32 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $2,781 | 0.00% | 300 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $2,727 | 0.00% | 3,130 | Common | SOLE |
| 34630N106 | FORA | FORIAN INC | $2,717 | 0.00% | 1,319 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $2,674 | 0.00% | 3 | Common | SOLE |
| 92556V106 | VTRS | VIATRIS INC | $2,652 | 0.00% | 213 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2,633 | 0.00% | 5 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $2,393 | 0.00% | 21 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $2,307 | 0.00% | 10 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC | $2,303 | 0.00% | 7 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $2,120 | 0.00% | 2 | Common | SOLE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $2,103 | 0.00% | 7 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $1,816 | 0.00% | 17 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1,812 | 0.00% | 15 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $1,758 | 0.00% | 17 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $1,626 | 0.00% | 10 | Common | SOLE |
| 512807306 | LRCX | LAM RESEARCH CORP | $1,445 | 0.00% | 20 | Common | SOLE |
| 50050N103 | KTB | KONTOOR BRANDS INC | $1,281 | 0.00% | 15 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1,277 | 0.00% | 3 | Common | SOLE |
| 674215207 | CHRD | CHORD ENERGY CORPORATION | $1,169 | 0.00% | 10 | Common | SOLE |
| 87650L103 | TARS | TARSUS PHARMACEUTICALS INC | $1,107 | 0.00% | 20 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $1,048 | 0.00% | 12 | Common | SOLE |
| 025072232 | AVGE | AMERICAN CENTY ETF TR | $941 | 0.00% | 13 | Common | SOLE |
| 46125A100 | LUNR | INTUITIVE MACHINES INC | $908 | 0.00% | 50 | Common | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $889 | 0.00% | 18 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $887 | 0.00% | 13 | Common | SOLE |
| 59156R108 | MET | METLIFE INC | $819 | 0.00% | 10 | Common | SOLE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $782 | 0.00% | 10 | Common | SOLE |
| 88076W103 | TDC | TERADATA CORP DEL | $779 | 0.00% | 25 | Common | SOLE |
| 00108J109 | ACMR | ACM RESH INC | $755 | 0.00% | 50 | Common | SOLE |
| 47215P106 | JD | JD.COM INC | $693 | 0.00% | 20 | Common | SOLE |
| 565788106 | MARA | MARA HOLDINGS INC | $671 | 0.00% | 40 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $656 | 0.00% | 8 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $646 | 0.00% | 6 | Common | SOLE |
| G76279101 | ROIV | ROIVANT SCIENCES LTD | $592 | 0.00% | 50 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $590 | 0.00% | 7 | Common | SOLE |
| 60770K107 | MRNA | MODERNA INC | $582 | 0.00% | 14 | Common | SOLE |
| 75629V104 | RXRX | RECURSION PHARMACEUTICALS IN | $473 | 0.00% | 70 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $448 | 0.00% | 12 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $329 | 0.00% | 87 | Common | SOLE |
| 23355L106 | DXC | DXC TECHNOLOGY CO | $320 | 0.00% | 16 | Common | SOLE |
| H42097107 | UBS | UBS GROUP AG | $303 | 0.00% | 10 | Common | SOLE |
| 808625107 | SAIC | SCIENCE APPLICATIONS INTL CO | $224 | 0.00% | 2 | Common | SOLE |
| 74168J101 | PRME | PRIME MEDICINE INC | $196 | 0.00% | 67 | Common | SOLE |
| 929740108 | WAB | WABTEC | $190 | 0.00% | 1 | Common | SOLE |
| M70700105 | NNOX | NANO X IMAGING LTD | $180 | 0.00% | 25 | Common | SOLE |
| 45840Y302 | — | INTERACTIVE STRENGTH INC | $86 | 0.00% | 30 | Common | SOLE |
| 918204108 | VFC | V F CORP | $47 | 0.00% | 2 | Common | SOLE |
| 05156X850 | ACB | AURORA CANNABIS INC | $13 | 0.00% | 3 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.