Q4 2025 · 13F-HR
Altium Capital Management LLCholdings as filed
Filed 2026-02-06 · accession 0001420506-26-000197
$25.3M
Reported value
18
Positions
2025-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| G3156P103 | ASA | ASA GOLD AND PRECIOUS MTLS L | $3.1M | 12.3% | 52,219 | Common | SOLE |
| 780910105 | RVT | ROYCE SMALL CAP TRUST INC | $3.1M | 12.3% | 192,509 | Common | SOLE |
| 69346N107 | PDX | PIMCO DYNAMIC INCOME STRATEG | $2.8M | 11.2% | 151,007 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER NEXT GENERATION | $2.5M | 9.70% | 169,873 | Common | SOLE |
| 72200N106 | XPCQX | PIMCO CALIF MUN INCOME FD | $2.3M | 8.94% | 259,092 | Common | SOLE |
| 05588W108 | LEO | BNY MELLON STRATEGIC MUNS IN | $1.7M | 6.59% | 262,052 | Common | SOLE |
| 895436103 | TY | TRI CONTL CORP | $1.3M | 5.22% | 40,451 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $1.2M | 4.84% | 20,845 | Common | SOLE |
| 01864U106 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $1.0M | 4.14% | 96,849 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $976,660 | 3.86% | 131,803 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $972,500 | 3.84% | 48,287 | Common | SOLE |
| 67075F105 | XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $930,829 | 3.68% | 60,998 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $908,224 | 3.59% | 87,078 | Common | SOLE |
| 43010E404 | HFRO | HIGHLAND OPPS & INCOME FD | $855,493 | 3.38% | 143,059 | Common | SOLE |
| 61745C105 | IIF | MORGAN STANLEY INDIA INVT FD | $729,666 | 2.88% | 29,210 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $440,707 | 1.74% | 39,775 | Common | SOLE |
| 29273B500 | NDRA | ENDRA LIFE SCIENCES INC | $235,107 | 0.93% | 51,900 | Common | SOLE |
| 25065A502 | DMA | DESTRA MULTI-ALTERNATIVE FD | $220,294 | 0.87% | 24,559 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.