Q1 2026 · 13F-HR
Altium Capital Management LLCholdings as filed
Filed 2026-05-01 · accession 0001420506-26-000780
$42.0M
Reported value
19
Positions
2026-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69346N107 | PDX | PIMCO DYNAMIC INCOME STRATEG | $3.5M | 8.28% | 157,700 | Common | SOLE |
| G3156P103 | ASA | ASA GOLD AND PRECIOUS MTLS L | $3.2M | 7.71% | 52,219 | Common | SOLE |
| 780910105 | RVT | ROYCE SMALL CAP TRUST INC | $3.2M | 7.61% | 192,509 | Common | SOLE |
| 72200N106 | XPCQX | PIMCO CALIF MUN INCOME FD | $2.9M | 6.80% | 333,093 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $2.9M | 6.78% | 48,755 | Common | SOLE |
| 05588W108 | LEO | BNY MELLON STRATEGIC MUNS IN | $2.8M | 6.57% | 438,676 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $2.7M | 6.54% | 243,050 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $2.7M | 6.38% | 128,185 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER NEXT GENERATION | $2.6M | 6.27% | 204,562 | Common | SOLE |
| 6706EW100 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERW | $2.5M | 6.02% | 157,395 | Common | SOLE |
| 895436103 | TY | TRI CONTL CORP | $2.5M | 5.93% | 78,920 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $2.4M | 5.68% | 328,901 | Common | SOLE |
| 01864U106 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $2.4M | 5.65% | 222,264 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $1.6M | 3.90% | 150,412 | Common | SOLE |
| 61745C105 | IIF | MORGAN STANLEY INDIA INVT FD | $1.6M | 3.87% | 79,031 | Common | SOLE |
| 43010E404 | HFRO | HIGHLAND OPPS & INCOME FD | $1.6M | 3.76% | 277,068 | Common | SOLE |
| 25065A502 | DMA | DESTRA MULTI-ALTERNATIVE FD | $443,804 | 1.06% | 54,723 | Common | SOLE |
| 644465106 | GF | NEW GERMANY FD INC | $254,682 | 0.61% | 24,920 | Common | SOLE |
| 29273B500 | NDRA | ENDRA LIFE SCIENCES INC | $241,335 | 0.57% | 51,900 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.