Q2 2026 · 13F-HR
Catherine Avery Investment Management LLCholdings as filed
Filed 2026-07-27 · accession 0001420506-26-001305
$229.0M
Reported value
166
Positions
2026-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $11.2M | 4.89% | 11,595 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $8.0M | 3.48% | 67,834 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $7.8M | 3.39% | 20,780 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $7.6M | 3.34% | 54,620 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $7.3M | 3.18% | 22,241 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $7.2M | 3.15% | 25,644 | Common | SOLE |
| 086516101 | BBY | BEST BUY INC | $7.0M | 3.07% | 92,755 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $6.9M | 3.02% | 119,907 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $6.9M | 3.01% | 53,596 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $6.7M | 2.94% | 17,835 | Common | SOLE |
| 35671D857 | FCX | FREEPORT MCMORAN INC | $6.6M | 2.87% | 104,522 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $6.6M | 2.87% | 80,871 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $6.6M | 2.86% | 50,194 | Common | SOLE |
| 060505104 | BAC | BANK OF AMER CORP | $6.4M | 2.78% | 111,573 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $6.3M | 2.77% | 17,530 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $6.1M | 2.67% | 70,408 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $6.1M | 2.66% | 69,471 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $6.1M | 2.65% | 33,098 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $6.0M | 2.60% | 16,897 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SVCS INC | $5.7M | 2.51% | 53,469 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $5.7M | 2.51% | 249,306 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $5.7M | 2.49% | 114,289 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $5.7M | 2.48% | 21,006 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORPORATION | $5.6M | 2.47% | 34,079 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $5.6M | 2.43% | 61,453 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $5.6M | 2.42% | 76,208 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $5.5M | 2.40% | 227,951 | Common | SOLE |
| 460146103 | IP | INTERNATIONAL PAPER CO | $5.5M | 2.39% | 46,731 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $5.4M | 2.37% | 120,344 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $5.4M | 2.37% | 34,593 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $5.3M | 2.29% | 31,061 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $4.2M | 1.82% | 28,378 | Common | SOLE |
| 30040W108 | ES | EVERSOURCE ENERGY | $3.7M | 1.62% | 51,329 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $2.6M | 1.14% | 61,801 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $1.9M | 0.82% | 7,196 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $1.6M | 0.71% | 2,287 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $1.6M | 0.71% | 8,567 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1.6M | 0.68% | 17,012 | Common | SOLE |
| G51502105 | JCI | JOHNSON CONTROLS INTERNATION | $1.2M | 0.53% | 8,343 | Common | SOLE |
| 30034W106 | EVRG | EVERGY INC | $1.2M | 0.52% | 13,834 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $811,075 | 0.35% | 3,880 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $711,491 | 0.31% | 5,204 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $586,691 | 0.26% | 10,571 | Common | SOLE |
| 854502101 | SWK | STANLEY BLACK & DECKER INC | $509,566 | 0.22% | 5,414 | Common | SOLE |
| 009158106 | APD | AIR PRODUCTS AND CHEMICALS I | $457,089 | 0.20% | 1,559 | Common | SOLE |
| 695156109 | PKG | PACKAGING CORP AMER | $418,181 | 0.18% | 1,755 | Common | SOLE |
| 464288802 | SUSA | ISHARES TR | $384,670 | 0.17% | 2,493 | Common | SOLE |
| 78468R663 | BIL | SPDR SERIES TRUST | $361,428 | 0.16% | 3,944 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $357,384 | 0.16% | 1,934 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $325,385 | 0.14% | 282 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $319,240 | 0.14% | 1,257 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $313,088 | 0.14% | 1,082 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $252,756 | 0.11% | 3,400 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $247,111 | 0.11% | 1,235 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $213,490 | 0.09% | 2,729 | Common | SOLE |
| 33738D879 | RDVI | FIRST TR EXCHANGE-TRADED FD | $189,424 | 0.08% | 6,443 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $169,125 | 0.07% | 500 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $156,016 | 0.07% | 700 | Common | SOLE |
| 354613101 | BEN | FRANKLIN RESOURCES INC | $120,238 | 0.05% | 3,614 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $119,362 | 0.05% | 334 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $110,280 | 0.05% | 3,000 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $107,363 | 0.05% | 750 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $102,230 | 0.04% | 96 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $95,600 | 0.04% | 5,000 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABORATORIES | $90,740 | 0.04% | 1,000 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $89,836 | 0.04% | 770 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $89,699 | 0.04% | 370 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $88,817 | 0.04% | 675 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $78,991 | 0.03% | 155 | Common | SOLE |
| 461202103 | INTU | INTUIT | $78,300 | 0.03% | 300 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINL CORP | $73,130 | 0.03% | 395 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $71,950 | 0.03% | 1,000 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $70,273 | 0.03% | 388 | Common | SOLE |
| 92826C839 | V | VISA INC | $67,589 | 0.03% | 197 | Common | SOLE |
| 011532108 | AGI | ALAMOS GOLD INC | $57,707 | 0.03% | 1,902 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $57,268 | 0.03% | 1,806 | Common | SOLE |
| 92206C680 | VONG | VANGUARD SCOTTSDALE FDS | $55,597 | 0.02% | 435 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $54,944 | 0.02% | 1,112 | Common | SOLE |
| 922908538 | VOT | VANGUARD INDEX FDS | $50,540 | 0.02% | 165 | Common | SOLE |
| 922908512 | VOE | VANGUARD INDEX FDS | $50,190 | 0.02% | 254 | Common | SOLE |
| 345370860 | F | FORD MTR CO | $37,405 | 0.02% | 2,691 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $34,351 | 0.02% | 46 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $29,434 | 0.01% | 117 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $25,663 | 0.01% | 275 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $25,273 | 0.01% | 181 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $24,695 | 0.01% | 112 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $23,658 | 0.01% | 42 | Common | SOLE |
| 25434V807 | DFIV | DIMENSIONAL ETF TRUST | $23,553 | 0.01% | 436 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $23,289 | 0.01% | 149 | Common | SOLE |
| 37954Y350 | EMBD | GLOBAL X FDS | $20,789 | 0.01% | 868 | Common | SOLE |
| 46431W507 | NEAR | ISHARES U S ETF TR | $20,771 | 0.01% | 410 | Common | SOLE |
| 46138E339 | SPMO | INVESCO EXCH TRADED FD TR II | $20,354 | 0.01% | 126 | Common | SOLE |
| 33737M300 | FYC | FIRST TR EXCHANGE-TRADED ALP | $18,846 | 0.01% | 148 | Common | SOLE |
| 22160K105 | COST | COSTCO WHOLESALE CORPORATION | $18,709 | 0.01% | 20 | Common | SOLE |
| 02072L607 | FRDM | EA SERIES TRUST | $18,298 | 0.01% | 251 | Common | SOLE |
| 47103U845 | JAAA | JANUS DETROIT STR TR | $17,924 | 0.01% | 355 | Common | SOLE |
| 015564107 | FRTY | THE ALGER ETF TRUST | $17,893 | 0.01% | 721 | Common | SOLE |
| 025072349 | AVLV | AMERICAN CENTY ETF TR | $16,418 | 0.01% | 180 | Common | SOLE |
| 25434V500 | DFAS | DIMENSIONAL ETF TRUST | $16,303 | 0.01% | 198 | Common | SOLE |
| 742718109 | PG | PROCTER & GAMBLE CO | $15,984 | 0.01% | 109 | Common | SOLE |
| 464288521 | USRT | ISHARES TR | $15,882 | 0.01% | 239 | Common | SOLE |
| 37960A370 | ZAP | GLOBAL X FDS | $15,851 | 0.01% | 458 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $15,416 | 0.01% | 200 | Common | SOLE |
| 46137V456 | XMVM | INVESCO EXCHANGE TRADED FD T | $15,390 | 0.01% | 217 | Common | SOLE |
| 025072372 | AVES | AMERICAN CENTY ETF TR | $15,219 | 0.01% | 232 | Common | SOLE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $15,058 | 0.01% | 342 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $14,300 | 0.01% | 60 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC. | $14,280 | 0.01% | 200 | Common | SOLE |
| 464287374 | IGE | ISHARES TR | $14,270 | 0.01% | 254 | Common | SOLE |
| 78464A755 | XME | SPDR SERIES TRUST | $13,901 | 0.01% | 130 | Common | SOLE |
| 98419M100 | XYL | XYLEM INC | $13,712 | 0.01% | 116 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $12,951 | 0.01% | 35 | Common | SOLE |
| 003263100 | GLTR | ABRDN PRECIOUS METALS BASKET | $12,137 | 0.01% | 67 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC | $11,772 | 0.01% | 10 | Common | SOLE |
| 759509102 | RS | RELIANCE INC | $11,208 | 0.00% | 30 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $11,009 | 0.00% | 22 | Common | SOLE |
| 85512C105 | SGU | STAR GROUP LP | $10,375 | 0.00% | 808 | Common | SOLE |
| 260003108 | DOV | DOVER CORP | $10,093 | 0.00% | 45 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $9,935 | 0.00% | 172 | Common | SOLE |
| 40434L105 | HPQ | HP INC | $9,807 | 0.00% | 447 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $9,287 | 0.00% | 82 | Common | SOLE |
| 631103108 | NDAQ | NASDAQ INC | $8,828 | 0.00% | 112 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $8,634 | 0.00% | 80 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $8,141 | 0.00% | 119 | Common | SOLE |
| 128030202 | CALM | CAL MAINE FOODS INC | $8,137 | 0.00% | 101 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $7,364 | 0.00% | 10 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $7,086 | 0.00% | 300 | Common | SOLE |
| 69374H741 | SRVR | PACER FDS TR | $7,021 | 0.00% | 221 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $6,930 | 0.00% | 72 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $6,112 | 0.00% | 12 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $6,065 | 0.00% | 22 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $6,016 | 0.00% | 12 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO & CO | $5,785 | 0.00% | 5 | Common | SOLE |
| 46431W853 | COMT | ISHARES U S ETF TR | $5,770 | 0.00% | 190 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $5,403 | 0.00% | 13 | Common | SOLE |
| 97717X669 | DGRW | WISDOMTREE TR | $5,259 | 0.00% | 55 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC FORMERLY | $5,027 | 0.00% | 13 | Common | SOLE |
| 565788106 | MARA | MARA HOLDINGS INC | $4,862 | 0.00% | 350 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $4,309 | 0.00% | 35 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $4,259 | 0.00% | 18 | Common | SOLE |
| 836100107 | SOUN | SOUNDHOUND AI INC | $4,070 | 0.00% | 629 | Common | SOLE |
| 97717W208 | DHS | WISDOMTREE TR | $3,638 | 0.00% | 32 | Common | SOLE |
| 820014405 | SBET | SHARPLINK INC | $3,240 | 0.00% | 675 | Common | SOLE |
| 913903100 | UHS | UNIVERSAL HLTH SVCS INC | $3,122 | 0.00% | 21 | Common | SOLE |
| 43849R105 | HONA | HONEYWELL AEROSPACE INC | $3,095 | 0.00% | 14 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $2,823 | 0.00% | 115 | Common | SOLE |
| 09175A206 | BMNR | BITMINE IMMERSION TECHS INC | $2,729 | 0.00% | 205 | Common | SOLE |
| 88339J105 | TTD | THE TRADE DESK INC | $2,459 | 0.00% | 136 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $2,375 | 0.00% | 55 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $1,854 | 0.00% | 17 | Common | SOLE |
| 78467X109 | DIA | STATE STR SPDR DOW JONES IND | $1,567 | 0.00% | 3 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $1,563 | 0.00% | 87 | Common | SOLE |
| 86260J102 | SWAG | STRAN & COMPANY INC | $1,115 | 0.00% | 500 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $1,037 | 0.00% | 12 | Common | SOLE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $1,023 | 0.00% | 7 | Common | SOLE |
| 68989M202 | OUST | OUSTER INC | $1,000 | 0.00% | 16 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $954 | 0.00% | 13 | Common | SOLE |
| 75629V104 | RXRX | RECURSION PHARMACEUTICALS IN | $918 | 0.00% | 250 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $657 | 0.00% | 8 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $411 | 0.00% | 10 | Common | SOLE |
| 39959A205 | UPXI | UPEXI INC | $392 | 0.00% | 500 | Common | SOLE |
| 92921W300 | VUZI | VUZIX CORP | $334 | 0.00% | 115 | Common | SOLE |
| 88554D205 | DDD | 3D SYS CORP DEL | $302 | 0.00% | 100 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $179 | 0.00% | 12 | Common | SOLE |
| 23355L106 | DXC | DXC TECHNOLOGY CO | $142 | 0.00% | 16 | Common | SOLE |
| 05156X850 | ACB | AURORA CANNABIS INC | $8 | 0.00% | 3 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.