Q2 2023 · 13F-HR
Next Capital Management LLCholdings as filed
Filed 2023-07-27 · accession 0001437749-23-020859
$216.0M
Reported value
117
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69121K104 | OBDC | OWL ROCK CAPITAL CORP | $24.5M | 11.4% | 1,824,059 | Common | NONE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $21.9M | 10.1% | 49,114 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAPITAL BDC INC | $13.2M | 6.11% | 977,333 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $11.0M | 5.11% | 84,701 | Common | NONE |
| 46090E103 | QQQ | INVSC QQQ TRUST SRS 1 ETF IV | $9.2M | 4.27% | 24,987 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR HEALTH CARE SPDR ETF | $7.0M | 3.25% | 52,842 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $6.7M | 3.10% | 34,511 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC CLASS A | $4.9M | 2.28% | 17,190 | Common | NONE |
| 037636107 | — | APOLLO SENIOR FLOATING R | $4.8M | 2.22% | 371,902 | Common | NONE |
| 81369Y605 | XLF | SELECT STR FINANCIAL SELECT SPDR ETF | $4.8M | 2.20% | 141,256 | Common | NONE |
| 46432F842 | IEFA | ISHARES CORE MSCI EAFE ETF | $4.7M | 2.19% | 70,087 | Common | NONE |
| 464287614 | IWF | ISHARES RUSSELL 1000 GROWTH ETF | $4.5M | 2.10% | 16,485 | Common | NONE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $4.1M | 1.91% | 18,710 | Common | NONE |
| 808513105 | SCHW | CHARLES SCHWAB CORP | $3.6M | 1.65% | 62,847 | Common | NONE |
| 808524201 | SCHX | SCHWAB US LARGE CAP ETF | $3.4M | 1.57% | 64,596 | Common | NONE |
| 09257D102 | BGX | BLACKSTONE LONG SHORT CR | $3.4M | 1.56% | 296,321 | Common | NONE |
| 464287309 | IVW | ISHARES S&P 500 GROWTH ETF | $3.3M | 1.52% | 46,673 | Common | NONE |
| 464287804 | IJR | ISHARES CORE S&P SMALL-CAP ETF | $3.0M | 1.38% | 29,820 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $3.0M | 1.37% | 11,294 | Common | NONE |
| 464287598 | IWD | ISHARES RUSSELL 1000 VALUE ETF | $2.9M | 1.36% | 18,582 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $2.7M | 1.26% | 8,006 | Common | NONE |
| 09257R101 | BGB | BLACKSTNE STRGIC CREDIT | $2.7M | 1.23% | 243,125 | Common | NONE |
| 67074X107 | — | NUVEEN SHORT DURATION CR | $2.5M | 1.16% | 215,984 | Common | NONE |
| 808524607 | SCHA | SCHWAB US SMALL CAP ETF | $2.3M | 1.07% | 52,902 | Common | NONE |
| 879369106 | TFX | TELEFLEX INCORPORATE | $2.3M | 1.04% | 9,314 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2.2M | 1.00% | 14,817 | Common | NONE |
| 464287507 | IJH | ISHARES CORE S&P MID-CAPETF | $2.1M | 0.99% | 8,178 | Common | NONE |
| 46434G103 | IEMG | ISHARES CORE MSCI EMERGING ETF | $2.1M | 0.96% | 42,260 | Common | NONE |
| 464287622 | IWB | ISHARES RUSSELL 1000 ETF | $1.8M | 0.83% | 7,375 | Common | NONE |
| 67067Y104 | — | NUVEEN SENIOR INCOME CF | $1.7M | 0.79% | 371,379 | Common | NONE |
| 922908538 | VOT | VANGUARD MID CAP GROWTH ETF | $1.5M | 0.72% | 7,530 | Common | NONE |
| 46434V407 | SHYG | ISHARES HIGH YIELD CORPORAT BOND ETF | $1.5M | 0.72% | 37,378 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $1.5M | 0.71% | 16,461 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $1.4M | 0.66% | 3,510 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL | $1.4M | 0.63% | 13,874 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $1.2M | 0.55% | 19,820 | Common | NONE |
| 922908553 | VNQ | VANGUARD REAL ESTATE ETF | $1.2M | 0.55% | 14,230 | Common | NONE |
| 78518H202 | BRW | SABA CAPITAL INCOME OPPO | $1.2M | 0.54% | 152,705 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $1.1M | 0.53% | 3,837 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF | $1.1M | 0.52% | 2,541 | Common | NONE |
| 278279104 | EFT | EATON VANCE FLOATING RAT | $1.1M | 0.50% | 93,219 | Common | NONE |
| 46641Q837 | JPST | JPMORGAN ULTRA SHORT INCOME ETF | $1.0M | 0.48% | 20,744 | Common | NONE |
| 084990175 | — | 1/100 BERKSHIRE HTWY CLA100 SHS=1 WHOLE SH BRK A | $1.0M | 0.48% | 200 | Common | NONE |
| 464287234 | EEM | ISHARES MSCI EMERGING MARKETS ETF | $1.0M | 0.48% | 25,957 | Common | NONE |
| 931142103 | WMT | WALMART INC | $1.0M | 0.46% | 6,369 | Common | NONE |
| 055645303 | BRT | BRT APARTMENTS CORP | $996,950 | 0.46% | 50,351 | Common | NONE |
| 48251W104 | KKR | KKR & CO INC | $979,048 | 0.45% | 17,483 | Common | NONE |
| 126349109 | CSN | C S G SYSTEMS INTL | $966,091 | 0.45% | 18,318 | Common | NONE |
| 33738D101 | EMLP | FIRST TRUST NORTH AMERICAN ENERG ETF | $904,392 | 0.42% | 33,496 | Common | NONE |
| 922908637 | VV | VANGUARD LARGE CAP ETF | $897,847 | 0.42% | 4,429 | Common | NONE |
| 92204A702 | VGT | VANGUARD INFORMATION TECHNOLOGY ETF | $851,158 | 0.39% | 1,925 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $850,862 | 0.39% | 2,499 | Common | NONE |
| 693506107 | PPG | PPG INDUSTRIES INC | $771,753 | 0.36% | 5,204 | Common | NONE |
| 09259E108 | TCPC | BLACKROCK TCP CAPITAL CO | $770,377 | 0.36% | 70,612 | Common | NONE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC N | $754,581 | 0.35% | 9,824 | Common | NONE |
| 81369Y803 | XLK | TECHNOLOGY SELECT SECTORSPDR ETF | $743,773 | 0.34% | 4,278 | Common | NONE |
| 464287655 | IWM | ISHARES RUSSELL 2000 ETF | $728,668 | 0.34% | 3,891 | Common | NONE |
| 670656107 | NRK | NUVEEN NY AMT FREE QLT M | $690,386 | 0.32% | 66,704 | Common | NONE |
| 464287481 | IWP | ISHARES RUSSELL MID CAP GROWTH ETF | $690,325 | 0.32% | 7,144 | Common | NONE |
| 464287465 | EFA | ISHARES MSCI EAFE ETF | $679,035 | 0.31% | 9,366 | Common | NONE |
| 682406103 | OLP | ONE LIBERTY PPTYS INC REIT | $633,273 | 0.29% | 31,165 | Common | NONE |
| 053484101 | AVB | AVALONBAY CMNTYS INC REIT | $619,859 | 0.29% | 3,275 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $595,497 | 0.28% | 1,917 | Common | NONE |
| 124805102 | CBZ | CBIZ INC | $586,080 | 0.27% | 11,000 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP CLASS A | $574,969 | 0.27% | 13,838 | Common | NONE |
| 808524797 | SCHD | SCHWAB US DIVIDEND EQUITY ETF | $574,715 | 0.27% | 7,914 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC. CLASS A | $514,351 | 0.24% | 4,297 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS ETF | $510,046 | 0.24% | 12,538 | Common | NONE |
| 6706EN100 | — | NUVEEN FLOATG RATE INCM | $466,495 | 0.22% | 59,807 | Common | NONE |
| 72201R775 | BOND | PIMCO Active Bond ETF | $456,909 | 0.21% | 4,987 | Common | NONE |
| 00507V109 | AIY | ACTIVISION BLIZZARD | $452,017 | 0.21% | 5,362 | Common | NONE |
| 46431W507 | NEAR | BlackRock Short Mat Bond ETF | $446,237 | 0.21% | 8,975 | Common | NONE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $440,003 | 0.20% | 1,555 | Common | NONE |
| 921943858 | VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | $437,278 | 0.20% | 9,469 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLTY MNC | $427,678 | 0.20% | 39,784 | Common | NONE |
| 150870103 | CE | CELANESE CORP | $405,300 | 0.19% | 3,500 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO. INC. | $405,250 | 0.19% | 3,512 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $392,710 | 0.18% | 27,520 | Common | NONE |
| 701094104 | PH | PARKER-HANNIFIN CORP | $390,040 | 0.18% | 1,000 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC. CLASS C | $375,007 | 0.17% | 3,100 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TR BTC | $372,823 | 0.17% | 19,428 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $365,607 | 0.17% | 830 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CO | $363,728 | 0.17% | 798 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $357,120 | 0.17% | 3,000 | Common | NONE |
| 92189F106 | GDX | VANECK GOLD MINERS ETF | $353,853 | 0.16% | 11,752 | Common | NONE |
| 11271J107 | BN | BROOKFIELD CORP FCLASS A | $353,325 | 0.16% | 10,500 | Common | NONE |
| 682680103 | OKE | ONEOK INC | $346,866 | 0.16% | 5,620 | Common | NONE |
| 464288869 | IWC | ISHARES MICRO CAP ETF | $341,344 | 0.16% | 3,123 | Common | NONE |
| 78464A383 | SPMB | SPDR Portfolio Mortgage Backed Bond ETF | $318,944 | 0.15% | 14,557 | Common | NONE |
| 89147L886 | TYG | TORTOISE ENERGY INFRASTR | $317,836 | 0.15% | 10,941 | Common | NONE |
| 969136100 | WVVI | WILLAMETTE VLY VINEY | $316,196 | 0.15% | 54,800 | Common | NONE |
| 896215209 | TRS | TRIMAS CORP | $316,135 | 0.15% | 11,500 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $301,200 | 0.14% | 6,649 | Common | NONE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ETF | $289,522 | 0.13% | 1,905 | Common | NONE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL CLASS B | $288,703 | 0.13% | 18,146 | Common | NONE |
| 76882G107 | OPP | RIVERNORTH DOUBLLINE STR | $278,028 | 0.13% | 32,556 | Common | NONE |
| 09257W100 | BXMT | BLACKSTONE MTG TR REIT | $277,365 | 0.13% | 13,143 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL CLASS A | $266,669 | 0.12% | 3,656 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NATURAL RES | $258,975 | 0.12% | 1,250 | Common | NONE |
| 922908744 | VTV | VANGUARD VALUE ETF | $254,785 | 0.12% | 1,793 | Common | NONE |
| 552953101 | MGM | MGM RESORTS INTL | $252,540 | 0.12% | 5,750 | Common | NONE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY F | $240,825 | 0.11% | 1,500 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $240,189 | 0.11% | 7,361 | Common | NONE |
| 464287796 | IYE | ISHARES US ENERGY ETF | $235,620 | 0.11% | 5,500 | Common | NONE |
| 46137V241 | SPHQ | INVESCO S&P 500 QUALITY ETF | $231,868 | 0.11% | 4,596 | Common | NONE |
| N30577105 | ZGN | ERMENEGILDO ZEGNA N V F | $231,727 | 0.11% | 18,275 | Common | NONE |
| 00214Q302 | ARKG | ARK GENOMIC REVOLUTION ETF | $228,948 | 0.11% | 6,716 | Common | NONE |
| 72352L106 | PINS | PINTEREST INC CLASS A | $228,836 | 0.11% | 8,370 | Common | NONE |
| 233051200 | DBEF | XTRACKERS MSCI EAFE HDGDEQY ETF | $223,927 | 0.10% | 6,331 | Common | NONE |
| 09256U105 | BSL | BLACKSTNE SR FLOATNG RT | $155,968 | 0.07% | 12,166 | Common | NONE |
| 389638107 | ETHE | GRAYSCALE ETHEREUM TR ET | $151,168 | 0.07% | 15,208 | Common | NONE |
| 45783Q100 | NOTV | INOTIV INC | $150,269 | 0.07% | 31,503 | Common | NONE |
| 75574U101 | RC | READY CAP CORP | $126,868 | 0.06% | 11,113 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MNCPL CR | $126,571 | 0.06% | 10,818 | Common | NONE |
| G97229101 | WPLCF | WISE PLC ORDF | $91,902 | 0.04% | 11,116 | Common | NONE |
| G0085J117 | ADSE | ADS TEC ENERGY PLC F | $76,256 | 0.04% | 11,915 | Common | NONE |
| 23283M101 | CYDY | CYTODYN INC | $10,125 | 0.00% | 37,500 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.