Q3 2023 · 13F-HR
Next Capital Management LLCholdings as filed
Filed 2023-10-18 · accession 0001437749-23-028509
$223.2M
Reported value
115
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69121K104 | OBDC | BLUE OWL CAP CORP | $25.2M | 11.3% | 1,811,695 | Common | NONE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $21.2M | 9.51% | 49,407 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $19.6M | 8.78% | 154,128 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAPITAL BDC INC | $14.1M | 6.33% | 963,176 | Common | NONE |
| 46090E103 | QQQ | INVSC QQQ TRUST SRS 1 ETF IV | $8.9M | 3.98% | 24,823 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR HEALTH CARE SPDR ETF | $6.8M | 3.05% | 52,855 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $6.0M | 2.67% | 34,825 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC CLASS A | $5.2M | 2.33% | 17,328 | Common | NONE |
| 037636107 | — | APOLLO SENIOR FLOATING R | $5.0M | 2.24% | 372,214 | Common | NONE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INC | $4.9M | 2.17% | 590,327 | Common | NONE |
| 46432F842 | IEFA | ISHARES CORE MSCI EAFE ETF | $4.8M | 2.14% | 74,296 | Common | NONE |
| 464287614 | IWF | ISHARES RUSSELL 1000 GROWTH ETF | $4.5M | 2.01% | 16,837 | Common | NONE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $4.0M | 1.79% | 18,810 | Common | NONE |
| 09257D102 | BGX | BLACKSTONE LONG SHORT CR | $3.5M | 1.55% | 296,321 | Common | NONE |
| 808513105 | SCHW | CHARLES SCHWAB CORP | $3.5M | 1.55% | 62,847 | Common | NONE |
| 464287309 | IVW | ISHARES S&P 500 GROWTH ETF | $3.1M | 1.40% | 45,650 | Common | NONE |
| 464287598 | IWD | ISHARES RUSSELL 1000 VALUE ETF | $2.9M | 1.31% | 19,196 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $2.8M | 1.26% | 8,054 | Common | NONE |
| 464287804 | IJR | ISHARES CORE S&P SMALL-CAP ETF | $2.8M | 1.25% | 29,545 | Common | NONE |
| 81369Y605 | XLF | SELECT STR FINANCIAL SELECT SPDR ETF | $2.7M | 1.23% | 82,641 | Common | NONE |
| 808524201 | SCHX | SCHWAB US LARGE CAP ETF | $2.6M | 1.17% | 51,780 | Common | NONE |
| 09257R101 | BGB | BLACKSTNE STRGIC CREDIT | $2.6M | 1.17% | 238,364 | Common | NONE |
| 46434G103 | IEMG | ISHARES CORE MSCI EMERGING ETF | $2.6M | 1.16% | 54,531 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $2.6M | 1.16% | 10,369 | Common | NONE |
| 88160R951 | — | TESLA INC 250 EXP 09/20/24 | $2.4M | 1.05% | 9,400 | PUT | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $2.2M | 0.97% | 5,490 | Common | NONE |
| 808524607 | SCHA | SCHWAB US SMALL CAP ETF | $2.2M | 0.97% | 52,044 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2.1M | 0.96% | 14,817 | Common | NONE |
| 464287507 | IJH | ISHARES CORE S&P MID-CAPETF | $2.1M | 0.96% | 8,590 | Common | NONE |
| 879369106 | TFX | TELEFLEX INCORPORATE | $1.9M | 0.86% | 9,723 | Common | NONE |
| 464287622 | IWB | ISHARES RUSSELL 1000 ETF | $1.8M | 0.80% | 7,579 | Common | NONE |
| 46641Q837 | JPST | JPMORGAN ULTRA SHORT INCOME ETF | $1.6M | 0.73% | 32,281 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $1.5M | 0.68% | 14,104 | Common | NONE |
| 922908538 | VOT | VANGUARD MID CAP GROWTH ETF | $1.5M | 0.66% | 7,530 | Common | NONE |
| 46434V407 | SHYG | ISHARES HIGH YIELD CORPORAT BOND ETF | $1.3M | 0.60% | 32,763 | Common | NONE |
| 78518H202 | BRW | SABA CAPITAL INCOME OPPO | $1.2M | 0.53% | 152,705 | Common | NONE |
| 464287655 | IWM | ISHARES RUSSELL 2000 ETF | $1.2M | 0.52% | 6,595 | Common | NONE |
| 278279104 | EFT | EATON VANCE FLOATING RATTENDER OFFER EXP: 10/25/23 | $1.1M | 0.51% | 93,219 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF | $1.1M | 0.49% | 2,541 | Common | NONE |
| 48251W104 | KKR | KKR & CO INC | $1.1M | 0.48% | 17,483 | Common | NONE |
| 922908553 | VNQ | VANGUARD REAL ESTATE ETF | $1.1M | 0.48% | 14,224 | Common | NONE |
| 084990175 | — | 1/100 BERKSHIRE HTWY | $1.1M | 0.48% | 200 | Common | NONE |
| 464287234 | EEM | ISHARES MSCI EMERGING MARKETS ETF | $1.0M | 0.47% | 27,557 | Common | NONE |
| 931142103 | WMT | WALMART INC | $1.0M | 0.46% | 6,462 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $1.0M | 0.46% | 3,918 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $976,851 | 0.44% | 17,450 | Common | NONE |
| 126349109 | CSN | C S G SYSTEMS INTL | $936,416 | 0.42% | 18,318 | Common | NONE |
| 33738D101 | EMLP | FIRST TRUST NORTH AMERICAN ENERG ETF | $884,964 | 0.40% | 33,496 | Common | NONE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC N | $881,802 | 0.40% | 9,824 | Common | NONE |
| 055645303 | BRT | BRT APARTMENTS CORP | $869,561 | 0.39% | 50,351 | Common | NONE |
| 922908637 | VV | VANGUARD LARGE CAP ETF | $866,711 | 0.39% | 4,429 | Common | NONE |
| 09259E108 | TCPC | BLACKROCK TCP CAPITAL CO | $828,984 | 0.37% | 70,612 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $823,704 | 0.37% | 2,608 | Common | NONE |
| 92204A702 | VGT | VANGUARD INFORMATION TECHNOLOGY ETF | $798,682 | 0.36% | 1,925 | Common | NONE |
| 693506107 | PPG | PPG INDUSTRIES INC | $675,479 | 0.30% | 5,204 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL | $651,578 | 0.29% | 7,038 | Common | NONE |
| 464287465 | EFA | ISHARES MSCI EAFE ETF | $645,504 | 0.29% | 9,366 | Common | NONE |
| 81369Y803 | XLK | TECHNOLOGY SELECT SECTORSPDR ETF | $634,245 | 0.28% | 3,869 | Common | NONE |
| 670656107 | NRK | NUVEEN NY AMT FREE QLT M | $630,352 | 0.28% | 66,704 | Common | NONE |
| 464287481 | IWP | ISHARES RUSSELL MID CAP GROWTH ETF | $629,766 | 0.28% | 6,894 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP CLASS A | $613,576 | 0.27% | 13,838 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $601,902 | 0.27% | 1,992 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC. CLASS A | $600,123 | 0.27% | 4,586 | Common | NONE |
| 682406103 | OLP | ONE LIBERTY PPTYS INC REIT | $588,083 | 0.26% | 31,165 | Common | NONE |
| 124805102 | CBZ | CBIZ INC | $570,900 | 0.26% | 11,000 | Common | NONE |
| 682680103 | OKE | ONEOK INC | $507,440 | 0.23% | 8,000 | Common | NONE |
| 76882G107 | OPP | RIVERNORTH DOUBLLINE STR | $505,417 | 0.23% | 63,896 | Common | NONE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $497,510 | 0.22% | 1,827 | Common | NONE |
| 46435U861 | DIVB | ISHARES CORE DIVIDEND ETF | $464,891 | 0.21% | 12,487 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS ETF | $461,423 | 0.21% | 11,768 | Common | NONE |
| 00507V109 | AIY | ACTIVISION BLIZZARD | $449,424 | 0.20% | 4,800 | Common | NONE |
| 46431W507 | NEAR | BlackRock Short Mat Bond ETF | $447,762 | 0.20% | 8,975 | Common | NONE |
| 150870103 | CE | CELANESE CORP | $439,320 | 0.20% | 3,500 | Common | NONE |
| 72201R775 | BOND | PIMCO Active Bond ETF | $438,357 | 0.20% | 4,987 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $423,532 | 0.19% | 27,520 | Common | NONE |
| 921943858 | VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | $423,428 | 0.19% | 9,685 | Common | NONE |
| 808524797 | SCHD | SCHWAB US DIVIDEND EQUITY ETF | $408,143 | 0.18% | 5,768 | Common | NONE |
| 701094104 | PH | PARKER-HANNIFIN CORP | $407,048 | 0.18% | 1,045 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC. CLASS C | $405,438 | 0.18% | 3,075 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLTY MNC | $384,711 | 0.17% | 39,784 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TR BTC | $376,008 | 0.17% | 19,594 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CO | $363,596 | 0.16% | 826 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO. INC. | $361,560 | 0.16% | 3,512 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $348,839 | 0.16% | 3,141 | Common | NONE |
| 922908744 | VTV | VANGUARD VALUE ETF | $339,583 | 0.15% | 2,462 | Common | NONE |
| 11271J107 | BN | BROOKFIELD CORP FCLASS A | $328,335 | 0.15% | 10,500 | Common | NONE |
| 969136100 | WVVI | WILLAMETTE VLY VINEY | $321,676 | 0.14% | 54,800 | Common | NONE |
| 92189F106 | GDX | VANECK GOLD MINERS ETF | $316,246 | 0.14% | 11,752 | Common | NONE |
| 89147L886 | TYG | TORTOISE ENERGY INFRASTR | $316,194 | 0.14% | 10,941 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $313,408 | 0.14% | 830 | Common | NONE |
| 464288869 | IWC | ISHARES MICRO CAP ETF | $312,612 | 0.14% | 3,123 | Common | NONE |
| 78464A383 | SPMB | SPDR Portfolio Mortgage Backed Bond ETF | $302,785 | 0.14% | 14,557 | Common | NONE |
| 278865100 | ECL | Ecolab Inc | $295,433 | 0.13% | 1,744 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NATURAL RES | $286,937 | 0.13% | 1,250 | Common | NONE |
| 896215209 | TRS | TRIMAS CORP | $284,740 | 0.13% | 11,500 | Common | NONE |
| 464287796 | IYE | ISHARES US ENERGY ETF | $260,865 | 0.12% | 5,500 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $260,855 | 0.12% | 1,750 | Common | NONE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ETF | $256,788 | 0.12% | 1,742 | Common | NONE |
| N30577105 | ZGN | ERMENEGILDO ZEGNA N V F | $254,388 | 0.11% | 18,275 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL CLASS A | $253,726 | 0.11% | 3,656 | Common | NONE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL CLASS B | $234,083 | 0.10% | 18,146 | Common | NONE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY F | $231,960 | 0.10% | 1,500 | Common | NONE |
| 46137V241 | SPHQ | INVESCO S&P 500 QUALITY ETF | $229,983 | 0.10% | 4,596 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $228,765 | 0.10% | 1,904 | Common | NONE |
| 72352L106 | PINS | PINTEREST INC CLASS A | $226,241 | 0.10% | 8,370 | Common | NONE |
| 233051200 | DBEF | XTRACKERS MSCI EAFE HDGDEQY ETF | $220,951 | 0.10% | 6,331 | Common | NONE |
| 552953101 | MGM | MGM RESORTS INTL | $211,370 | 0.09% | 5,750 | Common | NONE |
| 09256U105 | BSL | BLACKSTNE SR FLOATNG RT | $161,199 | 0.07% | 12,166 | Common | NONE |
| 389638107 | ETHE | GRAYSCALE ETHEREUM TR ET | $157,770 | 0.07% | 14,265 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MNCPL CR | $111,533 | 0.05% | 10,818 | Common | NONE |
| 29788T103 | ETWOGBP | E2OPEN PARENT HLDGS INC CLASS A | $110,299 | 0.05% | 24,295 | Common | NONE |
| 45783Q100 | NOTV | INOTIV INC | $97,029 | 0.04% | 31,503 | Common | NONE |
| G97229101 | WPLCF | WISE PLC ORDF | $93,241 | 0.04% | 11,116 | Common | NONE |
| 92747V106 | — | VINTAGE WINE ESTATES INC | $56,927 | 0.03% | 100,049 | Common | NONE |
| 48213Y107 | JUSHF | JUSHI HLDGS INC FCLASS B | $12,598 | 0.01% | 15,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.