Q3 2023 · 13F-HR
GOULD ASSET MANAGEMENT LLC /CA/holdings as filed
Filed 2023-10-24 · accession 0001437749-23-028793
$354.2M
Reported value
150
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | S&P 500 DEPOSITORY RECEIPT | $110.2M | 31.1% | 257,895 | Common | SOLE |
| 92206C102 | VGSH | VANGUARD SHORT TERM TREASURY | $21.2M | 5.98% | 367,527 | Common | SOLE |
| 464287432 | TLT | ISHARES BARCLAYS 20 YEAR TRE | $20.9M | 5.90% | 235,483 | Common | SOLE |
| 46429B747 | STIP | ISHARES 0-5 YEAR TIPS BOND ET | $16.3M | 4.61% | 168,462 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SHORT-TERM CORPORATE | $12.4M | 3.50% | 164,817 | Common | SOLE |
| 464287200 | IVV | ISHARES S&P 500 INDEX ETF | $11.3M | 3.20% | 26,370 | Common | SOLE |
| 98149E303 | GLDM | WORLD GOLD TR SPDR GLD MINIS | $10.7M | 3.03% | 292,567 | Common | SOLE |
| 46138G805 | BAB | INVESCO TAXABLE MUNICIPAL BON | $9.5M | 2.69% | 377,375 | Common | SOLE |
| 922908553 | VNQ | VANGUARD REIT INDEX ETF | $9.4M | 2.64% | 123,792 | Common | SOLE |
| 921943858 | VEA | VANGUARD FTSE DEVELOPED MARKE | $6.7M | 1.90% | 153,551 | Common | SOLE |
| 922020805 | VTIP | VANGUARD ST TIPS BOND FD | $6.2M | 1.76% | 131,798 | Common | SOLE |
| 78468R796 | SPYX | SPDR SER TR SP500 FOSL ETF | $5.9M | 1.67% | 169,989 | Common | SOLE |
| 922908652 | VXF | VANGUARD EXTENDED MARKET INDE | $5.8M | 1.63% | 40,349 | Common | SOLE |
| 72201R775 | BOND | PIMCOTOTAL RETURN ETF | $5.3M | 1.49% | 60,194 | Common | SOLE |
| 464287465 | EFA | ISHARES MSCI EAFE INDEX ETF | $5.1M | 1.43% | 73,285 | Common | SOLE |
| 037833100 | AAPL | APPLE COMPUTER INC. | $4.6M | 1.29% | 26,745 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MID CAP 400 ETF | $3.2M | 0.91% | 7,021 | Common | SOLE |
| 921937835 | BND | VANGUARD TOTAL BOND MARKET ET | $3.1M | 0.88% | 44,664 | Common | SOLE |
| 25434V880 | DFAX | DIMENSIONAL WORLD EX US CORE | $3.0M | 0.85% | 134,246 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD LONG TERM CORPORATE | $2.9M | 0.82% | 40,687 | Common | SOLE |
| 464288679 | SHV | ISHARES BARCLAYS SHORT TREASU | $2.9M | 0.82% | 26,298 | Common | SOLE |
| 922042858 | VWO | VANGUARD EMERGING MARKETS ETF | $2.8M | 0.78% | 70,707 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORPORATION | $2.8M | 0.78% | 8,716 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TRUST | $2.2M | 0.62% | 63,240 | Common | SOLE |
| 78464A474 | SPSB | SPDR PORTFOLIO SHORT TERM COR | $2.2M | 0.62% | 75,020 | Common | SOLE |
| 46435G516 | ESGD | ISHARES TR MSCI EAFE ESG OPT | $2.0M | 0.57% | 29,060 | Common | SOLE |
| 921910733 | ESGV | VANGUARD ESG US STOCK ETF | $2.0M | 0.56% | 26,543 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TRUST ETF | $1.9M | 0.55% | 11,324 | Common | SOLE |
| 464288448 | IDV | ISHARES TR INTL SEL DIV ETF | $1.5M | 0.43% | 59,435 | Common | SOLE |
| 921910725 | VSGX | VANGUARD WORLD FD ESG INTL ST | $1.5M | 0.42% | 29,547 | Common | SOLE |
| 46435G425 | ESGU | ISHARES MSCI USA ESG OPTIMIZE | $1.5M | 0.42% | 15,696 | Common | SOLE |
| 46434V464 | CRBN | ISHARES MSCI ACWI LOW CARBON | $1.4M | 0.40% | 9,375 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $1.4M | 0.39% | 8,236 | Common | SOLE |
| 464288802 | SUSA | ISHARES MSCI USA ESG SELECT E | $1.4M | 0.38% | 15,128 | Common | SOLE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX | $1.2M | 0.33% | 22,430 | Common | SOLE |
| 464288356 | CMF | ISHARES CALIFORNIA MUNI BOND | $1.1M | 0.31% | 20,115 | Common | SOLE |
| 808524805 | SCHF | SCHWAB INTERNATIONAL EQUITY E | $1.0M | 0.29% | 30,540 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC COM | $980,847 | 0.28% | 3,246 | Common | SOLE |
| 22160K105 | COST | COSTCO WHOLESALE CORP | $964,593 | 0.27% | 1,707 | Common | SOLE |
| 46625H100 | JPM | JP MORGAN CHASE & CO. | $955,102 | 0.27% | 6,586 | Common | SOLE |
| 46436E551 | XJH | ISHARES ESG SCREENED S&P MID | $952,763 | 0.27% | 28,130 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP | $891,408 | 0.25% | 1,768 | Common | SOLE |
| 46138E511 | PGX | INVESCO PREFERRED ETF | $867,875 | 0.25% | 79,258 | Common | SOLE |
| 92826C839 | V | VISA INC CLASS A | $855,407 | 0.24% | 3,719 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $845,526 | 0.24% | 3,210 | Common | SOLE |
| 931142103 | WMT | WAL-MART STORES INC | $844,157 | 0.24% | 5,278 | Common | SOLE |
| 921946406 | VYM | VANGUARD HIGH DIVIDEND YIELD | $835,342 | 0.24% | 8,085 | Common | SOLE |
| 464287168 | DVY | ISHARES DOW JONES SELECT DIVI | $833,995 | 0.24% | 7,748 | Common | SOLE |
| 46436E767 | USXF | ISHARES ESG ADVANCED MSCI USA | $831,840 | 0.23% | 24,000 | Common | SOLE |
| 922908744 | VTV | VANGUARD VALUE ETF | $802,753 | 0.23% | 5,820 | Common | SOLE |
| 46434G863 | ESGE | ISHARES INC MSCI EM ESG OPT | $748,946 | 0.21% | 24,734 | Common | SOLE |
| 46434G772 | EWT | ISHARES MSCI TAIWAN INDEX ETF | $731,288 | 0.21% | 16,415 | Common | SOLE |
| 742718109 | PG | PROCTER & GAMBLE CO | $729,008 | 0.21% | 4,998 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INC CL A | $726,495 | 0.21% | 1,835 | Common | SOLE |
| 00162Q452 | AMLP | ALERIAN MLP ETF | $719,932 | 0.20% | 17,060 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC | $713,007 | 0.20% | 2,322 | Common | SOLE |
| 46436E569 | XVV | ISHARES ESG SCREENED S&P 500 | $712,281 | 0.20% | 21,965 | Common | SOLE |
| 92206C847 | VGLT | VANGUARD LONG-TERM TREASURY I | $703,312 | 0.20% | 12,670 | Common | SOLE |
| 25434V104 | DFAU | DIMENSIONAL US CORE EQUITY MA | $636,587 | 0.18% | 21,255 | Common | SOLE |
| 72201R205 | STPZ | PIMCO 1-5 YEAR U.S. TIPS INDE | $620,615 | 0.18% | 12,390 | Common | SOLE |
| 464287176 | TIP | ISHARES BARCLAYS TIPS BOND ET | $615,187 | 0.17% | 5,931 | Common | SOLE |
| 464286509 | EWC | ISHARES MSCI CANADA INDEX ETF | $613,310 | 0.17% | 18,330 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $608,815 | 0.17% | 733 | Common | SOLE |
| 46436E759 | DMXF | ISHARES ESG ADVANCED MSCI EAF | $579,464 | 0.16% | 10,150 | Common | SOLE |
| 464286772 | EWY | ISHARES MSCI SOUTH KOREA INDE | $565,352 | 0.16% | 9,592 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP | $556,907 | 0.16% | 2,038 | Common | SOLE |
| 110122108 | BMY | BRISTOL MYERS SQUIBB | $552,541 | 0.16% | 9,520 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRUMENTS INC | $543,178 | 0.15% | 3,416 | Common | SOLE |
| 87612G101 | TRGP | TARGA RESOURCES CORP | $529,664 | 0.15% | 6,179 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORPORATION | $528,052 | 0.15% | 4,491 | Common | SOLE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $524,647 | 0.15% | 1,336 | Common | SOLE |
| 464287739 | IYR | ISHARES TR DOW JONES U S REAL | $516,115 | 0.15% | 6,605 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL C | $513,190 | 0.14% | 1,465 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON COM | $511,950 | 0.14% | 3,287 | Common | SOLE |
| 023135106 | AMZN | AMAZON.COM INC | $501,616 | 0.14% | 3,946 | Common | SOLE |
| 464288158 | SUB | ISHARES S&P SHORT-TERM NATION | $491,157 | 0.14% | 4,775 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $487,926 | 0.14% | 9,076 | Common | SOLE |
| 682680103 | OKE | ONEOK INC CM (NEW) | $478,516 | 0.14% | 7,544 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER LP | $477,806 | 0.13% | 34,056 | Common | SOLE |
| 548661107 | LOW | LOWES COMPANIES | $475,261 | 0.13% | 2,287 | Common | SOLE |
| 46434V878 | ICSH | ISHARES ULTRA SHORT-TERM BOND | $473,874 | 0.13% | 9,406 | Common | SOLE |
| 464288414 | MUB | ISHARES S&P NATL AMTFREE MUNI | $471,171 | 0.13% | 4,595 | Common | SOLE |
| 464286871 | EWH | ISHARES MSCI HONG KONG INDEX | $467,869 | 0.13% | 27,281 | Common | SOLE |
| 464287234 | EEM | ISHARES MSCI EMERGING MARKETS | $448,949 | 0.13% | 11,830 | Common | SOLE |
| 808524706 | SCHE | SCHWAB EMERGING MARKETS EQUIT | $443,369 | 0.13% | 18,520 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABORATORIES | $441,345 | 0.12% | 4,557 | Common | SOLE |
| 46137V621 | PGF | INVESCO FINANCIAL PREFERRED E | $440,851 | 0.12% | 31,355 | Common | SOLE |
| 46434G780 | EWS | ISHARES MSCI SINGAPORE INDEX | $438,638 | 0.12% | 23,904 | Common | SOLE |
| G16962105 | BGUSD | BUNGE LIMITED | $434,083 | 0.12% | 4,010 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $431,941 | 0.12% | 7,716 | Common | SOLE |
| 464286822 | EWW | ISHARES MSCI MEXICO INVESTABL | $413,142 | 0.12% | 7,095 | Common | SOLE |
| 921910691 | VCEB | VANGUARD ESG US CORPORATE BON | $412,464 | 0.12% | 6,945 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODUCTS PARTNERS | $397,035 | 0.11% | 14,506 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS VANGUARD | $389,772 | 0.11% | 1,835 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORPORATION | $385,972 | 0.11% | 3,644 | Common | SOLE |
| 46436E619 | EUSB | ISHARES ESG ADVANCED TOTAL US | $365,608 | 0.10% | 8,950 | Common | SOLE |
| 46435U549 | EAGG | ISHARES ESG U.S. AGGREGATE BO | $363,306 | 0.10% | 8,020 | Common | SOLE |
| 464288570 | DSI | ISHARES MSCI KLD | $361,216 | 0.10% | 4,437 | Common | SOLE |
| 46434VAX8 | — | ISHARES IBONDS DEC 2023 TERM | $348,573 | 0.10% | 13,745 | Common | SOLE |
| 46429B614 | SMIN | ISHARES MSCI INDIA SMALL-CAP | $347,791 | 0.10% | 5,510 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD INTERMEDIATE TERM CO | $337,457 | 0.10% | 4,441 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC COM | $336,521 | 0.10% | 5,874 | Common | SOLE |
| 46434VBG4 | IBDP | ISHARES IBONDS DEC 2024 TERM | $336,452 | 0.09% | 13,605 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $335,790 | 0.09% | 1,230 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $335,169 | 0.09% | 624 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TRUST CORE MSCI EAFE | $332,818 | 0.09% | 5,172 | Common | SOLE |
| 46436E874 | IBTE | ISHARES IBONDS TERM TREASURY | $332,687 | 0.09% | 13,955 | Common | SOLE |
| 46434VBD1 | IBDQ | ISHARES IBONDS DEC 2025 TERM | $332,651 | 0.09% | 13,650 | Common | SOLE |
| 907818108 | UNP | UNION PACIFIC CORP | $331,917 | 0.09% | 1,630 | Common | SOLE |
| 46436E866 | — | ISHARES IBONDS TERM TREASURY | $329,236 | 0.09% | 14,265 | Common | SOLE |
| 46436E882 | — | ISHARES IBONDS TERM TREASURY | $325,887 | 0.09% | 13,130 | Common | SOLE |
| 717081103 | PFE | PFIZER INC. | $324,674 | 0.09% | 9,788 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $313,134 | 0.09% | 1,695 | Common | SOLE |
| 726503105 | PAA | PLAINS ALL AMERICAN PIPELINE | $308,315 | 0.09% | 20,125 | Common | SOLE |
| 464287101 | OEF | ISHARES TR S&P 100 INDEX FUN | $302,766 | 0.09% | 1,509 | Common | SOLE |
| 29250N105 | ENB | ENBRIDGE INC | $278,331 | 0.08% | 8,386 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MARKET | $273,319 | 0.08% | 32,930 | Common | SOLE |
| 464286475 | EEMS | ISHARES INC MSCI EMRG MKTS SM | $272,727 | 0.08% | 4,995 | Common | SOLE |
| 46435G243 | SUSB | ISHARES ESG 1-5 YEAR USD CORP | $261,351 | 0.07% | 10,995 | Common | SOLE |
| 87807B107 | TRP | TC ENERGY CORPCOM | $261,275 | 0.07% | 7,593 | Common | SOLE |
| 921946885 | VWOB | VANGUARD EMERGING MKTS GOVT B | $260,896 | 0.07% | 4,410 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $256,549 | 0.07% | 689 | Common | SOLE |
| 46138E263 | CGW | CLAYMORE S&P GLOBAL WATER ETF | $253,767 | 0.07% | 5,455 | Common | SOLE |
| 61745C105 | IIF | MORGAN STANLEY INDIA INVESTME | $237,670 | 0.07% | 10,634 | Common | SOLE |
| 92189F825 | BRF | MARKET VECTORS BRAZIL SMALL C | $235,237 | 0.07% | 14,375 | Common | SOLE |
| 46436E742 | EMXF | ISHARES ESG ADVANCED MSCI EM | $226,016 | 0.06% | 6,675 | Common | SOLE |
| 92189F700 | MOO | MARKET VECTORS AGRIBUSINESS E | $222,485 | 0.06% | 2,827 | Common | SOLE |
| 46435U697 | — | ISHARES IBONDS DEC 2024 TERM | $222,475 | 0.06% | 8,660 | Common | SOLE |
| 654106103 | NKE | NIKE INC CLASS B | $221,456 | 0.06% | 2,316 | Common | SOLE |
| 46435U432 | — | ISHARES IBONDS DEC 2025 TERM | $220,767 | 0.06% | 8,465 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING INC | $218,206 | 0.06% | 907 | Common | SOLE |
| 464286103 | EWA | ISHARES MSCI AUSTRALIA INDEX | $217,359 | 0.06% | 10,105 | Common | SOLE |
| 46435G318 | — | ISHARES IBONDS DEC 2023 TERM | $215,048 | 0.06% | 8,425 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $212,901 | 0.06% | 2,068 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP COM | $212,659 | 0.06% | 520 | Common | SOLE |
| 126408103 | CSX | C S X CORP | $209,869 | 0.06% | 6,825 | Common | SOLE |
| 921908844 | VIG | VANGUARD DIVIDEND APPRECIATIO | $207,432 | 0.06% | 1,335 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $204,237 | 0.06% | 2,520 | Common | SOLE |
| 464287184 | FXI | ISHARES FTSE CHINA INDEX ETF | $203,326 | 0.06% | 7,664 | Common | SOLE |
| 92189H409 | HYD | VANECK VECTORS ETF TR HIGH YL | $201,678 | 0.06% | 4,110 | Common | SOLE |
| 465562106 | ITUB | ITAU UNIBANCO HOLDING SA ADR | $194,206 | 0.05% | 36,165 | Common | SOLE |
| 226406106 | CRESY | CRESUD S.A.C.I.F.Y.A. SPONS A | $192,839 | 0.05% | 28,825 | Common | SOLE |
| 10552T107 | P5Y | BRF - BRASIL FOODS SA ADR | $190,835 | 0.05% | 93,090 | Common | SOLE |
| 67075G103 | JGH | NUVEEN GLB HIGH INC FD | $187,913 | 0.05% | 16,426 | Common | SOLE |
| 92189F429 | PFXF | VANECK VECTORS PFD SECS EX FI | $187,852 | 0.05% | 11,175 | Common | SOLE |
| 91912E105 | VALE | VALE S.A. SPONS ADR REPR 1 CO | $182,173 | 0.05% | 13,595 | Common | SOLE |
| 33736G106 | FAN | FIRST TRUST GLOBAL WIND ENERG | $175,836 | 0.05% | 12,135 | Common | SOLE |
| 059460303 | BBD | BANCO BRADESCO SA ADR | $142,127 | 0.04% | 49,869 | Common | SOLE |
| 027259209 | AMLIF | AMERICAN LITHIUM CORP | $20,612 | 0.01% | 14,414 | Common | SOLE |
| P3311R259 | — | CRESUD S. A. C. I. F. Y. A. W | $14,417 | 0.00% | 32,840 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.